Professional Documents
Culture Documents
REVIEW
1Department of Anesthesiology and Intensive Care Medicine, University Hospital Cologne, Cologne,
Germany; 2Department of Anesthesiology and Intensive Therapy, Jagiellonian University, Cracow,
Poland; 3Department of Anesthesiology, University Medical Center, Greifswald, Germany; 4Department of
Neurosciences, Reproductive and Odontostomatological Sciences, “Federico II” University of Naples, Naples, Italy
*Corresponding author: Jochen Hinkelbein, Department of Anesthesiology and Intensive Care Medicine, University Hospital Co-
logne, 51149 Cologne, Germany. E-mail: jochen.hinkelbein@uk-koeln.de
A B STRACT
INTRODUCTION: Cardiac arrest in the operating room (OR) environment is a rare but potentially catastrophic event
with mortality rates of more than 50%. Contributing factors are known, and the event is generally rapidly recognized, as
patients are usually under full monitoring. The nature of the cardiac arrest in the OR is different to other environments
as it is not only related to the patient’s conditions but likewise to the anaesthetic and the surgical procedure. The aim of
this article is to review recent literature on cardiac arrest in the immediate perioperative environment with a focus on
incidence, causes and treatment.
EVIDENCE ACQUISITION: Retrospective analysis of literature published in PubMed.
EVIDENCE SYNTHESIS: Several recent retrospective registry studies have investigated the incidence of perioperative
cardiac arrest; in non-cardiac surgery patients, the incidence is reported to range from 0.2 to 1.1 per 10,000 adults and
from 1.4 to 4.6 per 10,000 children.
CONCLUSIONS: Successful management of cardiac arrest during surgery and beyond requires not only individual tech-
nical skills and a well-organized team response, but also an institutional safety culture embedded in everyday practice
through continuous education, training and multidisciplinary cooperation. Evidence based guidelines and standardized
treatment algorithms addressing the particularities of peri-operative cardiac arrest would be helpful to facilitate training.
Existing guidelines are not comprehensive enough to cover specific aspects in depth; for the future, more detailed and
more explicit guidelines are required.
(Cite this article as: Hinkelbein J, Andres J, Thies KC, De Robertis E. Perioperative cardiac arrest in the operating room envi-
ronment: a review of the literature. Minerva Anestesiol 2017;83:1190-8. DOI: 10.23736/S0375-9393.17.11802-X)
Key words: Operating rooms - Heart arrest - Cardiopulmonary resuscitation - Intraoperative complications - Periopera-
tive medicine.
“N o patient whose death is preventable cardiac arrest.2, 3 Both articles formed the base
or other proprietary information of the Publisher.
should die in an operating room or in a for a call for Operation Room Advanced Life
hospital – ever” wrote William R. Berry in his Support (OR-ALS) Guidelines.4 Despite the
editorial in the Canadian Journal of Anaesthe- fact that sudden cardiac arrest is considered
sia in the year 2012.1 His editorial is accompa- rare during both general and regional anesthe-
nied by two articles, one on cardiopulmonary sia, it is a potentially catastrophic event.2, 5
resuscitation (CPR) in the operating room Data collected from 250 US hospitals (1.3
(OR) and one on intraoperative advanced life million surgical cases) showed that one out
of 203 surgical patients undergoes CPR (1 in also to the effect of surgery and anesthesia. In
33 for cardiac surgery vs. 1 in 258 for general the OR, cardiac arrests are generally rapidly
surgery) resulting in a mortality of 70% dur- recognized, mainly because patients are under
ing the following 30 postoperative days.6 The continuous anesthesia monitoring.1 However,
risk of intraoperative and early postoperative as individual practitioners rarely encounter
cardiac arrest (including postanesthesia care) cardiac arrest, the speed with which the diag-
remains 5.6 per 10,000 cases.7 Only 45% of nosis is made and the consistency of manage-
intraoperative cardiac arrest (IOCA) survivors ment vary considerably.9
have good functional outcome by day 90.8 Asystole and ventricular fibrillation (VF)
The aim of this article is to review the recent will be detected immediately, but the onset of
literature on cardiac arrest in the OR and dur- pulseless electrical activity (PEA) might not
ing the immediate postanesthesia period with be so obvious and integration of all parame-
a focus on incidence, causes and treatment op- ters (capnography, pulse oximetry, and pulse
tions. check or arterial line analysis) is necessary to
establish a timely diagnosis.4 Loss of the pulse
Evidence acquisition oximetry signal and decreasing end-tidal CO2-
readings should prompt the anesthesiologist
A review of the published literature on towards a pulse check.10
IOCA addressing adult patients was conducted Perioperative cardiac arrest hardly ever oc-
in PubMed. The key words used for the search curs without warnings, which can be subtle;
included “cardiac arrest,” “OR,” “intraop- unexpected vital function changes should alert
erative,” “asystole,” “ventricular fibrillation,” the anesthesiologist to ruling out imminent
“ventricular tachycardia,” “algorithm,” “treat- cardiac arrest and raising concerns with the
ment,” “VT,” and “VF.” team if confirmed. Non-technical skills, as de-
Search terms were used in multiple com- scribed in the paragraph on “Human factors”,
binations. The search was limited to English are essential to optimise the team response to
language and human subjects and articles cardiac arrest.
supplemented by reference lists of publica- To date, there is no uniformly accepted
tions. Finally, duplicate records and irrelevant definition of anesthesia-related or periopera-
articles were eliminated. Search results were tive cardiac arrest,9 which has resulted in in-
screened in a stepwise manner to identify eli- homogeneous data collection and analysis for
gible studies/reports. The search was limited research. Furthermore, the time frames to ana-
to the last 10 years (2006-2016) and supple- lyze intraoperative CPR-related outcome data
mented by important older publications if nec- vary widely among studies ranging from the
essary. time of “drug intake for premeditation” to “30
days after surgery” or more specific “during
induction of anesthesia” to “during the stay in
Evidence synthesis the operating theatre”;9 also a huge variety is
Identification/diagnosis of IOCA caused by inhomogeneous inclusion criteria
for patients.
Cardiac arrest during anesthesia is distinct
from cardiac arrest in other settings because
or other proprietary information of the Publisher.
the anesthetic environment has become much comes Registry (NACOR) for the period from
safer than it was 50 years ago,9 safety stand- 2010 to 2013 and analysed for anesthesia-re-
ards and technology have improved, and pa- lated risk factors.7 In the NACOR database, a
tient safety ranks high on the political agenda. total of 951 cardiac arrests were reported dur-
Despite these positive developments signifi- ing OR and PACU care.7 The authors found the
cant risks still remain.1 risk of cardiac arrest was 5.6 per 10,000 cases
Several recent publications have reported (i.e. approximately, 1 in 1800 patients), which
the rate of cardiac arrest in surgical patients is less than in previous reports of in-hospital
during their hospital stay but have not specifi- arrests in surgical patients overall, with an as-
cally addressed the immediate perioperative sociated mortality from the arrest of 58.4%.7
phase.7 Kazaure et al.,6 using data from the Ameri-
Perioperative cardiac arrests occur infre- can College of Surgeons-National Surgical
quently.2 In developed countries, the incidence Quality Improvement Program (NSQIP), noted
of anesthesia-related cardiac arrest in non-car- an overall risk of 1 in 200 for in-hospital car-
diac surgery patients is reported to range from diac arrest in patients undergoing surgery and
0.2 to 1.1 per 10,000 in adults 4, 9 and from 1.4 a rate of 1 in 1400 patients for CPR in the OR.7
to 4.6 per 10,000 in children.9 The incidence Ellis et al.13 documented mortality of 7 per
of perioperative cardiac arrest is higher in chil- 10,000 occurring within 24 hours of surgery
dren, especially newborns and infants.9 in a single centre from 1999 to 2009, which
The European Resuscitation Council (ERC) would imply a cardiac arrest rate of at least 1
reports even higher incidences in the 2015 in 1400.7 Weingarten et al.14 documented a 1 in
Guidelines: their overall incidence of periop- 1400 rate of emergency page activations in op-
erative cardiac arrest ranges from 4.3 to 34.6 erative cases at the Mayo Clinic, with a higher
per 10,000 procedures.10 This wide range re- rate in children aged <1 year.7
flects differences in case-mix (some include Taken together, recent data suggests that the
neonates and/or cardiac surgery) and in the incidence of perioperative cardiac arrest in a
definition of “perioperative.” 10 The incidence patient population for surgery is approximate-
is higher in high-risk groups such as the elderly ly 1 in 1400 cases. However, this might under-
where it has been reported as 54.4 per 10,000 report the true frequency 4 since solid data do
cases 11 and in patients undergoing emergency not exist and specific registries are lacking.
surgery where an incidence of 163 per 10,000 Besides the incidence of cardiac arrest in
cases has been reported.10, 12 the OR environment, Chaparov et al.2 report
A large prospective and retrospective case on the duration of intraoperative CPR. Their
analysis study of all perioperative cardiac ar- literature search revealed case reports of suc-
rests occurring during a 10-year period (1989- cessful resuscitation after cardiac arrest lasting
1999) in a single teaching institution showed from 21 to 315 min;2 longer CPR efforts could
an overall incidence of cardiac arrest from all be justified in the OR environment since no-
causes of 19.7 per 10,000 anesthetics and a risk flow-time is likely to be significantly shorter
of death related to anesthesia-attributable perio- compared to out-of-hospital CA. Systematic
perative cardiac arrest of 0.55 per 10,000 anes- reviews or randomized controlled trials (RCT)
thetics.3 A single-center experience published are not published on this topic yet.
in 2014 documented mortality of 7 per 10,000
or other proprietary information of the Publisher.
patients within 24 hours of surgery during a 10- Risk identification and patient-associated risk
year period.13 Another single-centre study of factors
emergency response pages in a large academic
OR suite found a rate of 1 in 1400 cases.14 Many factors can contribute to cardiac ar-
Nunnally et al. extracted data of all cardiac rest in the OR (Table I). Perioperative cardiac
arrests and immediate perioperative deaths arrest, mostly multifactorial in origin, results
from the National Anesthesia Clinical Out- from a coincidence of factors such as poor
Table I.—Common situations and problems associated gery 15 were found to be significant predictors
with perioperative cardiac arrests in adults [modified of cardiac arrest in the OR.
from Moitra et al.3].
The rate of cardiac arrest increases with age
Anesthesia-related problems
and ASA PS (Figures 1, 2).7 The incidence of
–– Anesthetic drug overdose (e.g., inhalation or intravenous)
–– Neuraxial block with sympathicolysis cardiac arrest and associated mortality rates
–– Systemic toxicity of local anaesthetic drugs are significantly higher in males.7 The highest
–– Malignant hyperthermia incidence of cardiac arrest are in patients with
–– Drug administration errors (e.g., dosage)
Respiratory problems
ASA class IV or V (Figure 2) and in patients
–– Hypoxemia aged <1 year and >80 years.7 There are several
–– Severe bronchospasm factors such as hypoxia, acute blood loss with
Cardiovascular problems shock, pulmonary embolism, myocardial in-
–– Vasovagal reflex (e.g., bradycardia, asystoly)
–– Hypovolemic and/or hemorrhagic shock
farction, arrhythmia or electrolyte disturbanc-
–– Gas embolism es, which all can be the cause or confounding
–– Acute electrolyte imbalance (high K+, low Ca++) factors in perioperative cardiac arrest.4
–– Transfusion-related or anaphylactic reaction
–– Acute coronary syndrome (cardiac shock)
–– Pulmonary thromboembolism
40
–– Severe pulmonary hypertension
–– Pacemaker failure (e.g., bradycardia, asystole)
–– Prolonged Q-T syndrome
Arrests per 10,000 cases
30
–– Oculo-cardiac reflexes
25.9
–– Electroconvulsive therapy (e.g., bradycardia, asystole)
–– Tako-Tsubo Syndrome 20
Severely reduced blood flow (acute reduced blood flow)
–– Increased intra-abdominal pressure
–– Tension pneumothorax
10 9.2
–– High positive end-exspiratory pressure 6.2
–– Surgical maneuvres 1.5 1.9
2.4 2.7 3.1
4.5 3.6
1.7 1.7
risk assessment, inappropriate anesthesia man- Figure 1.—Cardiac arrest data by age group subdivided by
agement, and human factor breakdown.1, 9 It outcome, expressed as arrests per 10,000 cases [adapted
from Nunnally et al.7].
is important to recognize that the patient risk
profile is changing with an increasingly older
and sicker population. It is thus mandatory to
acknowledge the new risk factors and inter- 503.1
vene by changing our clinical practice to fur- 200
150
There is a considerable heterogeneity in the
patient collectives regarding the investigated age 100 102.6
50
15
facilitating a common understanding of the
risk profile of a procedure amongst the team
10
and also to plan ahead for untoward incidents. 9.2
5
4.2
Furthermore, regular training helps devel- 2.1 1.3
4.3
2.7
Several specific causes of perioperative tice of our specialty.9 Every resuscitation event
cardiac arrest have been recognized:10 hypov- should have a designated team leader who di-
olemia (e.g., acute blood loss), cardiac-relat- rects and coordinates the resuscitation, with a
ed (e.g., coronary heart disease, myocardial central focus on immediately addressing revers-
infarction, arrhythmia or electrolyte distur- ible causes and delivering high-quality CPR.10
bances, pulmonary embolism, air-embolism), Surgery should be stopped unless it is address-
drug-related (e.g., muscle relaxants), airway ing a reversible cause of the cardiac arrest.10
Patients are in an ideal environment for the to close the gap.1 They propose a set of algo-
management of cardiac arrest;31, 32 defibrilla- rithms designed to guide anesthetic care to pre-
tors and resuscitation drugs are usually readily vent cardiac arrest to treat it if it should occur.
available along with personnel who are famil- Their article discusses the management of the
iar with their use, and chest compressions can most common causes of cardiac arrest under
be initiated immediately.1 Therefore, compared anesthesia.4 This is the first time that such al-
with other settings, the response may be both gorithms and protocols have been published in
more timely and more focused.3 However, car- a peer-reviewed journal, after their prototype
diac arrest in the OR carries a very high mortal- publication on the American Society of An-
ity (58%); in the light of ever increasing patient esthesiologists’ website in 2008.3, 4 However,
age and comorbidity and expanding indications even armed with these modified algorithms,
for surgery, cardiac arrests in the OR must we still face considerable challenges to make
therefore stay in the center of our attention.9 them easily applicable in the clinical setting.1
The theatre environment offers immediate ac-
cess to treatments that are not readily available Conclusions
outside the operating room, as extracorporeal
life support, fast access to the cardiac catheteri- Cardiac arrest in the perioperative setting is
zation lab, resuscitative thoracotomy, internal rare and has a different spectrum of causes that
chest compressions and massive transfusion. compel specific adaptations and expansion of
As the causes of cardiac arrest in the OR ALS algorithms.3 Since it is both uncommon
environment are different from what we en- and heterogeneous, perioperative cardiac arrest
counter in other settings and also because of has not been described or studied to the same
the wider range of therapeutic options at hand, extent as cardiac arrest in the community.3
new standardized, multi-disciplinary guide- Until now recommendations for management
lines and treatment algorithms are necessary.4 are based on expert opinion and physiological
The European Resuscitation Council (ERC) understanding rather than on the standards ap-
have published a paragraph on “Cardiac arrest plied in the development of ALS protocols.3
in the operating room” as part of their 2015 “No patient whose death is preventable
guidelines, which are a significant step into should die in an OR or in a hospital – ever.”
the right direction.10 The NICE Guidelines for In order to achieve this goal, there is a clear
Managing Cardiac Arrest during Neurosurgery need to develop international, multidiscipli-
in Adult Patients published in 2014 provide nary ALS guidelines for prevention and treat-
excellent specialist guidance.33 ment of cardiac arrest during the perioperative
The ERC recommendations 10 together with period and expanding the existing guidelines
the previously published proposition 3 might produced through the ILCOR process.4 Spe-
be the basis for development of specific recom- cific Cardiac Arrest guidelines for the OR and
mendations for the prevention and treatment the perioperative environment are long over-
of perioperative cardiac arrest. The practical due. Such guidelines could save thousands of
value of using cognitive aids in this scenario human lives in addition to those saved by out-
should also be considered.34 of-hospital CPR.35
Ideally IOCA should also be managed ac-
cording to specific corresponding evidence-
or other proprietary information of the Publisher.
circumstances. Resuscitation 2015;95:148-201. kotsubo cardiomyopathy after general anesthesia for eye
11. Nunes J, Braz J, Oliveira T, De CL, Castiglia Y, Braz L. surgery. Anesthesiology 2006;105:621-3.
Intraoperative and anesthesia-related cardiac arrest and 29. Jabaudon M, Bonnin M, Bolandard F, Chanseaume S,
its mortality in older patients:A 15-year survey in a terti- Dauphin C, Bazin J. Takotsubo syndrome during induc-
ary teaching hospital. PLOS ONE 2014;9:e104041. tion of general anaesthesia. Anaesthesia 2007;62:519-23.
12. Siriphuwanun V, Punjasawadwong Y, Lapisatepun W, 30. Newland M, Ellis S, Lydiatt C, Peters K, Tinker J, Romb-
Charuluxananan S, Uerpairojkit K. Incidence of and fac- erger D, et al. Anesthetic-related cardiac arrest and its
tors associated with perioperative cardiac arrestwithin 24 mortality: A report covering 72,959 anesthetics over
hours of anesthesia for emergency surgery. Risk Manag 10 years from a us teaching hospital. Anesthesiology
Healthc Policy 2014;7:155-62. 2002;97:108-15.
13. Ellis S, Newland M, Simonson J, Peters K, Romberger 31. Sandroni C, D’Arrigo S. Management of oxygen and car-
bon dioxide pressure after cardiac arrest. Minerva Anest- net]. Available from: http://www.resus.org.uk/_resourc-
esiol 2014;80:1105-14. es/assets/attachment/full/0/870.pdf [cited Oct 8, 2017].
32. Dell’Anna A, Taccone F, Halenarova K, Citerio G. Seda- 34. Marshall S. The use of cognitive aids during emergencies
tion after cardiac arrest and during therapeutic hypother- in anesthesia: A review of the literature. Anesth Analg
mia. Minerva Anestesiol 2014;80:954-62. 2013;117:1162-71.
33. Working Group of the Resuscitation Council (UK) Neu- 35. Hinkelbein J, Böttiger B. The message is clear to save an
roanaesthesia Society of Great Britain and Ireland and additional 100 000 lives per year in europe: ‘Harder and
Society of British Neurological Surgeons. Management faster for cardiopulmonary resuscitation’! Eur J Anaes-
of Cardiac Arrest during Neurosurgery in Adults. [Inter- thesiol 2011;28:817-8.
Conflicts of interest.—The authors certify that there is no conflict of interest with any financial organization regarding the material
discussed in the manuscript.
Article first published online: March 28, 2017. - Manuscript accepted: March 22, 2017. - Manuscript revised: March 1, 2017. - Manu-
script received: November 15, 2016.
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