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Am J Community Psychol (2020) 0:1–12

DOI 10.1002/ajcp.12438

ORIGINAL ARTICLE

Addressing Crime, Violence, and Other Determinants of Health


through Community-Based Participatory Research and Implementation
Science
Katie Cotter Stalker,1 Mary Ellen Brown,1 Caroline B.R. Evans,2 Julie Hibdon,3 and Cody Telep1

Highlights
• This study highlights the utility of CBPR and implementation science for crime/violence prevention.
• Through cross-sector partnerships, the nature and scope of community crime/violence were assessed.
• Findings highlighted an active drug market, high-stress, concern for youth, and lack of trust in police.

© 2020 Society for Community Research and Action

Abstract In this paper, we describe the assessment and residents and law enforcement, and a need to address the
planning phase of the Thrive community-based initiative built environment to promote safety and well-being.
to reduce violence and address other determinants of
health in a community in the Southwestern United States. Keywords Community-based participatory research 

Using community-based participatory research (CBPR) Crime prevention 


Violence prevention Health


and an implementation science framework, we engaged promotion Implementation science




residents and other key stakeholders as equal partners in


the assessment and planning process. The Thrive
assessment and planning phase involved collaboration
among researchers, residents, law enforcement, nonprofit Introduction
agencies, public health, local government, and other
cross-sector partners. We used implementation science in Residents in communities with high levels of crime
order to examine the barriers and facilitators to addressing and violence are at heightened risk for a host of nega-
community health and safety, to assess the nature and tive physical and mental health outcomes (Krug, Dahl-
scope of health and safety issues, to review existing berg, Mercy, Zwi, & Lozano, 2002; Weisburd et al.,
solutions, to assess the acceptability and necessary 2018). Community-based participatory research (CBPR)
adaptations of selected interventions, and to assess represents a promising approach to promote health
feasibility and sustainability of the initiative. Through among residents in communities impacted by crime
interviews, focus groups, analysis of crime incident data, and violence. The purpose of the current article was to
geomapping, and direct observations, our findings describe the assessment and planning phase of the
highlighted the presence of an open-air drug market, the Thrive community-based initiative to reduce violence
high-stress nature of the community, concern for the lack and address other determinants of health in a commu-
of opportunities for youth, the lack of trust between nity in Tucson, Arizona. The assessment and planning
efforts of this initiative were rooted in CBPR and were
organized using an overarching implementation science
framework (the Quality Enhancement Research Initia-
✉ Katie Cotter Stalker tive; QUERI).
katie.stalker@asu.edu
Connections Between Community Crime/Violence and
1
Arizona State University, Tucson, AZ, USA Health
2
University of North Carolina - Chapel Hill, Chapel Hill, NC,
USA Community crime and violence impacts residents both
3
Southern Illinois University, Carbondale, IL, USA directly (i.e., personal victimization or property crime)
2 Am J Community Psychol (2020) 0:1–12

and indirectly (i.e., witnessing and/or hearing about com- and community members in which both parties contribute
munity members being victimized or property crimes tak- equally and engage in co-learning and empowerment
ing place; DeCou & Lynch, 2017; Hartinger-Saunders (Brown & Stalker, 2018; Minkler, 2000). When commu-
et al., 2012). Both direct and indirect community crime/ nity members are involved in and committed to the
violence are considered serious public health issues and research taking place in their community, it is more likely
can negatively impact residents’ mental and physical that the findings will be embraced by community mem-
health (Krug et al., 2002; Weisburd et al., 2018). Victims bers and readily implemented (Faridi et al., 2007). Thus,
of crime/violence suffer from physical pain, decreased the CBPR approach increases the likelihood that research
quality of life, and psychological distress (McCollister, findings will make positive and lasting community
French, & Fang, 2011). More specifically, feeling unsafe change.
in one’s neighborhood due to crime/violence was signifi- Using principles of CBPR and implementation science,
cantly associated with poor mental health and decreased the Thrive initiative aims to address community crime,
physical activity (Meyer, Castro-Schilo, & Aguilar-Gaxi- violence, and other determinants of health in partnership
ola, 2014). Residents in violent neighborhoods might stay with residents and stakeholders. In this paper, we present
indoors due to fear of victimization and, as such, may the results of the assessment and planning phase of the
have fewer opportunities for community engagement. The Thrive initiative. Through partnerships with community
social and environmental conditions of neighborhoods residents, law enforcement, social service agencies, non-
have been connected to violence, a lack of access to profit agencies, public health, and local government, we
health resources, and few safe places to be active out- identified challenges and developed a continuum of strate-
doors, contributing to social disconnectedness and poor gies in response to the issues that negatively affect the
health outcomes (Cubbin, Egerter, Braveman, & Pedre- health and well-being of community members. In the fol-
gon, 2008). Indeed, a meta-review concluded that decreas- lowing sections, we describe our CBPR/implementation
ing community violence was necessary to improve science approach, present the results of the planning and
community health and well-being (Egan, Tannahill, Petti- assessment phase, and discuss highlights and challenges
crew, & Thomas, 2008). of our CBPR process.

Implementation Science and CBPR


Method
Despite acknowledgment of the impact of crime and vio-
lence on community health, there are considerable chal- Target Community
lenges to implementing crime and violence prevention
initiatives. Indeed, there is a research-practice gap such The Thrive initiative focuses on a 1.5-square-mile area in
that the uptake of research-based strategies to address Tucson, Arizona. Although the target community once
crime and violence in real-world communities is limited flourished as the main gateway into downtown Tucson,
(Backer & Guerra, 2011; Knight et al., 2016; Spoth & over the last 20 years the area has experienced gradual
Greenberg, 2011). Implementation science can be used to decline characterized by disrepair and blight. The area is
address this research-to-practice gap. Implementation now known for high levels of crime and violence, access
science refers to the translation of research into commu- to drugs, sex work, and high numbers of individuals who
nity solutions by focusing on barriers to successful imple- are homeless.
mentation, identifying strategies for effective Residents of the target community are quite diverse.
dissemination, and determining necessary adaptations of There are a number of older adults and individuals with
interventions (Eccles et al., 2009). CBPR, described disabilities who reside in a high-rise public housing com-
below, complements an implementation science approach plex located in the Thrive community. In addition, the tar-
by encouraging authentic community engagement and sus- get community is home to a small urban Native American
tained social change. community. The majority (58%) of residents in the target
Community-based participatory research is an approach neighborhood identify as Hispanic. In terms of race, 55%
that involves collaboration between researchers and the identified as White, 7.5% as American Indian, 6.5% as
community members affected by the issue being studied Black, 3.4% as Asian, 5.3% identified as two or more
in order to enact social change (e.g., improve health out- races, and 22.6% identified as some other race. The target
comes, eliminate health disparities; Faridi, Grunbaum, area includes some long-term residents, although much of
Gray, Franks, & Simoes, 2007; Israel et al., 2008; Kral & the population is transient. Approximately 64% of house-
Allen, 2016; Minkler, 2005). CBPR establishes a coopera- holds are renter-occupied, 22% are owner-occupied, and
tive and collaborative relationship between researchers 14% are vacant (ESRI, 2019). Many residents live below
Am J Community Psychol (2020) 0:1–12 3

the poverty line. In 2019, the median household income Ultimately, interviews, focus groups, and visioning ses-
was $17,754 (ESRI, 2019). sions were conducted with law enforcement, community
members, and other community partners.
Approach Seven interviews were conducted with law enforcement
and resident leaders. Police officers were recruited from
We used CBPR and an implementation science framework the local police department and volunteered to participate
(QUERI) to guide our work with residents and other in the interview process. Residents and other community
stakeholders as equal partners throughout the Thrive partners were recruited from various community meetings
assessment and planning phase. QUERI was developed by and volunteered to participate. Each interview lasted
the Department of Veterans Affairs and is a 5-step process between 45 and 60 minutes and was audio recorded and
that guides the implementation of evidence-based practices then transcribed. Each interview was structured using a
in healthcare settings by translating research findings into detailed interview guide with questions focused on partici-
practice in order to enhance patient care (Stetler, Mittman, pants’ views of what types of crime/violence impacted the
& Francis, 2008). We adapted QUERI for use with com- Thrive community, causes/drivers of the crime/violence,
munity crime/violence prevention initiatives and used the challenges to addressing crime/violence in the Thrive
adapted QUERI-CV (i.e., QUERI-Crime and Violence) community, resources/assets the community has that could
framework for the current study. Specifically, we used the be leveraged to address crime/violence, community readi-
QUERI-CV framework to organize the aims of our plan- ness to address crime/violence, and possible incentives to
ning and assessment phase and our work toward these encourage community participation.
aims was grounded in CBPR values (i.e., authentic com- Four focus groups and seven visioning sessions were
munity participation, equal power, co-learning). held across the community. Focus groups were closed,
The assessment and planning phase of the Thrive initia- invited groups with 7–12 participants each while visioning
tive was organized around the following QUERI-CV sessions were open, public groups comprised of 6–22 par-
informed aims: (a) to evaluate the barriers and facilitators to ticipants each; these group sessions lasted 60–90 minutes
addressing community violence, including community-level each. Participants consisted of community residents and
health disparities and risk factors; (b) to assess the nature key community leaders. Participants were recruited from
and scope of safety and health issues; (c) to conduct a for- community meetings and by word of mouth. The same
mal systematic review of available interventions to address interview guide used for the individual interviews was
the specific public health and crime needs; (d) to assess the used for the focus groups and visioning sessions. Each
acceptability (e.g., cultural relevance, stakeholder support) group session was audio recorded and transcribed verba-
of a continuum of interventions co-created with the commu- tim. Interviews were facilitated by researchers, whereas
nity to address the presenting health and safety needs, and focus groups were co-facilitated by researchers and resi-
determine necessary adaptations; and (e) to assess the feasi- dent partners who assisted with Spanish translation. Two
bility and sustainability of the interventions. researchers read and coded all interviews by identifying,
In order to achieve these aims, we convened a research extracting, interpreting, and synthesizing common themes
team (i.e., the ACTION team) that consisted of both across interviews, focus group, and visioning transcripts.
researchers and community partners. The ACTION team A theoretical thematic analysis, driven by the specific
involved joint decision-making and ensuring that both par- research questions related to QUERI-CV aim 1 was
ties had equal power to share perspectives and influence employed (Braun & Clarke, 2006). Findings were vali-
research activities as described in the Assess Connect dated using member checking with participants to ensure
Transform In Our Neighborhood framework (Brown & accuracy and credibility.
Stalker, 2018). The following sections describe the speci-
fic methods used to reach the five planning and assess- Assessment of Crime Hot Spots
ment aims.
We assessed the nature and scope of safety and health
Interviews, Focus Groups, and Visioning Sessions issues (QUERI-CV aim 2) in the community by analyzing
existing crime incident data. Point-level crime incident
In order to address QUERI-CV aim 1 (i.e., to evaluate the data from the local police department were used to iden-
barriers and facilitators to addressing community violence, tify hot spots (i.e., small geographic areas of chronic
including community-level health disparities and risk fac- crime) and to examine types of crime occurring. Part 1
tors), the ACTION team guided decisions related to what incidents as classified by the Uniform Crime Report (i.e.,
type of information we needed to gather, how it should be criminal homicide, rape, aggravated assault, burglary, rob-
gathered, and who we needed to gather it from. bery, larceny, motor vehicle theft, arson) were selected
4 Am J Community Psychol (2020) 0:1–12

from all recorded incidents, geocoded, and examined in spot with five possible response options (very unsafe,
two ways. First, geocoded events were spatially joined to unsafe, somewhat safe, safe, or very safe).
street segments (i.e., events occurring on both sides of a
street from intersection to intersection) in order to obtain Systematic Review
approximate counts for each street segment. Second, the
geocoded data were used to create kernel density maps. The results of the interviews, focus groups, hot spot map-
Essentially, this technique creates a grid of cells for the ping, and systematic street observations (described below)
study area. Values for each cell within the grid are then indicated that crime/violence in the form of drug use and
calculated based on the number of incidents within and dealing was one of the most pressing issues in the Thrive
bordering each cell. Thus, darker areas represent cells with community. This finding informed our systematic review
higher calculated densities based on the number of events (QUERI-CV aim 3), which we used to identify possible
within a given spatial proximity. The lighter colors in the intervention strategies to address the drug use, dealing,
map represent cells with lower densities. In our ACTION and crime issues in the Thrive community. Two research-
team meetings, we shared the heat maps and crime statis- ers independently and systematically reviewed 12 data-
tics and engaged in interpretation of the data. We identi- bases, focusing on crime/violence interventions that also
fied five chronic crime hot spots, described in the results addressed substance use. The researchers compared their
section below, through this collaborative process. results to ensure that the same articles were selected and
Systematic street observations, a second method for addressed any discrepancies. The authors then extracted
assessing the nature and scope of safety and health issues data for each of the articles and thematically analyzed the
in the Thrive community, were a collaboration between results (see Evans, Stalker, & Brown, 2020 for additional
researchers and law enforcement partners. Specifically, details on the methodology).
systematic street observations at the hot spots identified
through point-level crime incident data were conducted by Collaborative Intervention Workshops
police-researcher dyads during ride-alongs in which a
researcher accompanied a police officer on his/her patrol. Following initial assessment, the ACTION team held work-
During each ride-along, a researcher sat in the front seat shops with community members, law enforcement, and
of the police car while the police officer drove to each of other stakeholders to examine potential intervention strate-
the hot spots that were established through the hot spot gies to address the identified issues. The goal of these
mapping process. For each hot spot, the police officer–re- workshops was to consider possible strategies to address
searcher dyad was instructed to drive through the two- the most pressing needs in the community that our data col-
block radius surrounding the hot spot and then to park in lection uncovered. Specifically, we collaboratively assessed
order to record their observations using a digital system- the appropriateness, feasibility, and sustainability of a num-
atic street observation tool. Systematic street observations ber of potential strategies (QUERI-CV aims 4 and 5).
occurred during four 6-hour blocks throughout the day:
12:00 pm–6:00 pm, 6:00 pm–12:00 am, 12:00 pm–
6:00 am, and 6:00 am–12:00 pm. Observations lasted Results
between 90 and 120 minutes.
For four of the five hot spots identified, both the police Interviews, Focus Groups, and Visioning Sessions
officer and researcher completed an online survey.
Twenty-four ride-alongs took place, which resulted in 24 Five major themes emerged across interviews, focus groups,
researcher and 24 police observations (N = 48) for each and visioning sessions related to barriers facing the Thrive
of the four hot spots (the fifth hot spot contained a resi- community: (a) existence of an open-air drug market, (b) the
dential housing unit, and rather than collect data via high-stress nature of the Thrive community, (c) lack of
observation, we conducted focus groups with residents). opportunities for youth, (d) lack of resident trust in police
Surveys assessed the number of people present in each officers, and (e) challenges with the built environment.
hot spot, group size, and activities (e.g., waiting for a bus,
engaging in recreation, using substances, loitering). In Existence of an Open-air Drug Market
addition, participants noted the functionality of street
lights, presence of graffiti and gang-related graffiti, traffic In all sessions, participants mentioned the toll that drug
density, and presence of various activities (e.g., conflicts, use and dealing has had on the community. The drug use
dogs barking, individuals exercising/walking, adults play- and dealing occurs in plain sight. In addition, participants
ing with children). Finally, researchers and police were frequently mentioned problems with property crimes (i.e.,
asked to rate their perceived level of safety in each hot shoplifting, petty theft, burglaries, larceny, vandalism,
Am J Community Psychol (2020) 0:1–12 5

auto theft), violent crimes (i.e., shootings, gangs, simple lack of trust in police. This lack of trust was considered a
assault, street level violence, domestic violence), and significant barrier for reporting crime and promoting crime
social disorder (i.e., homelessness, sex workers, public prevention in the Thrive neighborhood. Further, partici-
intoxication, illicit drugs). Notably, many participants pants noted that youth in the community do not have
reported that non-drug crimes were often related to drugs; opportunities for positive interaction with police officers.
participants reiterated that substance use and drug dealing
were problems in and of themselves and also caused other Challenges with the Built Environment
types of crime and violence.
Participants noted a number of challenges and barriers that
High-stress Nature of the Thrive Community were related to the built environment. Specifically, a num-
ber of vacant and abandoned homes, aging homes, lack of
Participants described the community crime and violence property upkeep, high number of out-of-state landlords,
as negatively impacting residents’ lives in a number of lack of lighting in the streets, and trash and blight were
ways. First, the presence of crime and violence decreased identified as contributing to crime in the community. In
overall quality of life. For instance, residents were hesitant addition, several business owners and residents identified
to use the park or public transportation and parents did a desire for support in addressing criminal activity that
not feel children could safely walk to school or play out- impacts their businesses and neighborhood streets.
side. Residents reported feeling fear and anxiety, and
police reiterated that residents lived in a heightened state Assessment of Crime Hot Spots
of stress and fear of victimization. Participants who
worked in the community also reported being fearful After geomapping official crime incident data, five distinct
going to and from their workplaces. Further, participants geographic areas with high concentrations of crime
reported the large number of vulnerable populations in the
community (e.g., people who are homeless, veterans,
older adults, individuals with disabilities, individuals suf-
fering from substance addictions, children, and youth)
made them easy targets for exploitation and victimization.

Lack of Opportunities for Youth

Participants indicated that there was a lack of opportunities


for youth to engage in prosocial activities in the commu-
nity. Participants also emphasized the need for positive role
models given that many youth witness violent and illegal
behavior. One focus group participant who works with
youth in the community explained: “And even though it’s
the middle of the day and there’s kids in the park, there’s
still people who don’t care. They’re going to go on with
their illegal activities, they’re going to cuss you out, they’re
going to stare you down. [. . .] They don’t care if there’s
kids getting off the bus. We’ve had cars honk at them
because there’s people in the middle of the street beating
each other up. We’ve seen people shooting up and we’ve
called and the response time-- and we are usually the ones
who only call because no one else will.” Prosocial activities
and positive role models were seen as avenues to prevent
youth from engaging in crime and violence.

Lack of Resident Trust in Police Officers Fig. 1 Kernel Density Map of Part 1 Crimes in Thrive Neighbor-
hood. Note: Part 1 incidents are designated by the Uniform Crime
Report (UCR) offense reporting definitions. Part 1 offenses include
Both law enforcement and residents reported that residents murder/homicide, rape, robbery, aggravated assault, burglary (break-
were often reticent to talk to the police. Participants noted ing or entering), larceny–theft, motor vehicle theft, and arson (see
a declining police presence in their neighborhood and a https://www.ucrdatatool.gov/offenses.cfm for complete definitions)
6 Am J Community Psychol (2020) 0:1–12

emerged (i.e., hot spots; see Fig. 1 for a heat map illus- had a considerable number of non-domestic violence
trating Part 1 Violent Crimes). We held an ACTION team assaults, hot spot 3 had a considerable number of domes-
meeting with the goal of collaboratively interpreting the tic violence related assaults, and hot spot 2 had relatively
maps. Our discussions began with team members orient- high numbers of both types of assaults. Hot spots 2, 3,
ing themselves to the map and where the hot spots resided and 5 had higher frequencies of transports to treatment
in their community. Community partners described the facilities and welfare checks. Counts of narcotic drug law-
features of each of the hot spots and also highlighted related offenses were sizeable in hot spots 1 and 2. Disor-
characteristics of the environment that contributed to crim- derly conduct incidents were also notable across the five
inal activity. Hot spot #1 is a commercial area with a con- hot spots.
venience store (one of the only places to buy food in the In addition to examining secondary crime incident data,
area) and two bus stops nearby, making it a high traffic we also conducted direct observations of hot spots. This
area. A fast food restaurant and alley behind the conve- was necessary given documented limitations of police
nience store provide a semiprivate location for illegal data, particularly when examining narcotics crime.
activities. There are also a few vacant lots, bus stops, and According to Hibdon and Groff (2014), it is necessary to
dim lighting that facilitate crime. Hot spot #2 is also a examine multiple sources of data because police data tend
commercial area with an adjacent elementary school and a to reflect proactive policing at locations known for drug
stretch of space with a wall that is known for sex workers. activity.
Hot spot #3 houses old “motor court” style residences that
are small, low cost, and generally not well-maintained. Hot Spot #1
Alleys, dumpsters, and dim lighting facilitate drug deal-
ing. Hot spot #4 is a commercial area with a strip mall Police and researcher observations indicated that this area
that houses several small retail stores including a dollar was poorly lit, with several nearby vacant and aban-
store and smoke shop. There is a behavioral health clinic doned buildings. Twenty-four of 33 responses indicated
and vacant gas station across the street. Hot spot #5 is a that the place did not appear to be safe for residents. Of
commercial/residential area with a large, public housing the 48 total observations, police and researchers noted
high rise. 26 incidents of suspected drug use, eight incidents of
In general, community partners agreed that the identi- suspected drug dealing, and two incidents of suspected
fied hot spots were indeed areas of significant criminal sex work. Other notable challenges documented during
activity. The group then examined the frequency and observations included loitering and soliciting money.
types of crimes that occurred at each hot spot (see Fig. 2). Observers also noted maintenance of public space, indi-
Hot spots 1, 2, and 4 had high frequencies of burglary/lar- viduals waiting for a bus, and children playing/walking
ceny/shoplifting. In terms of types of assaults, hot spot 1 with adults.

60
*
50

40

30

20

10

0
Hot Spot 1

Hot Spot 2

Hot Spot 3

Hot Spot 4

Hot Spot 5

Assaults Assaults- Domestic Violence


Burglary/Larceny/Shoplifting Disorderly Conduct
Narcotic Drug Laws Transported to Treatment/Welfare Check

Fig. 2 Frequency of select crime incident categories in Thrive hot spots, 2018. Note: Frequency of burglary/larceny/shoplifting in hotspot 2
was 129. The maximum value of the y-axis was limited for clarity
Am J Community Psychol (2020) 0:1–12 7

Hot Spot #2 Systematic Review

Similar to the findings from hot spot #1, police and Overall, 73 articles were included that either evaluated or
researchers noted that hot spot #2 was poorly lit, with described an intervention designed to reduce crime/vio-
several abandoned and vacant buildings. When asked lence that also addressed substance use. Specifically, 40
whether the place appeared to be safe for residents, 19 out articles evaluated crime/violence and substance use pro-
of 32 responses indicated “no.” Of the 48 total observa- grams implemented in the community, schools, law
tions, police and researchers noted 16 incidents of sus- enforcement/justice settings, and healthcare settings and 19
pected drug use, 8 incidents of suspected drug dealing, articles described programs implemented in these milieus.
and 6 incidents of suspected sex work. Additional A thematic analysis was conducted on both evaluation and
observed activities included individuals loitering, exercis- descriptive studies (See Evans, Stalker, & Brown, 2020).
ing/walking/cycling, and children walking with adults. Researchers considered each intervention found in the sys-
tematic review for potential use with the Thrive community
Hot Spot #3 including a Drug Market Intervention (DMI; Corsaro,
Brunson, & McGarrell, 2010; Stallings, Hawkins, & Ward,
Twenty-three of 32 responses indicated that the place did 2015) that was ultimately selected for the Thrive commu-
not appear to be safe for residents. Of the 48 observations, nity. The collaborative workshop process used to guide
police and researchers noted 16 incidents of suspected intervention selection is described below.
drug, seven incidents of suspected drug dealing, and three
incidents of suspected sex work. Police and researcher Collaborative Intervention Workshops
observations also indicated the presence of unattended
dogs, individuals engaged in conflict/arguments, children The findings from the focus groups, visioning sessions,
playing, and individuals engaged in home repair. individual interviews, and systematic street observations
highlighted a number of issues affecting the health and
Hot Spot #4 safety of the Thrive community. Based on these issues,
the ACTION team compiled a variety of evidence-based
Seventeen of 30 responses indicated that hot spot #4 did and innovative interventions that could be used to address
not appear to be safe for residents. Of the 48 total obser- the identified issues. For each proposed intervention, the
vations, police and researchers observed 23 incidents of ACTION team held a workshop that brought together
suspected drug use, 6 incidents of suspected drug dealing, community stakeholders that were in some way connected
and 5 incidents of suspected sex work. Observations also to the identified issue or the proposed intervention. For
indicated the presence of graffiti, loitering, and individuals example, as previously mentioned, the DMI emerged from
soliciting money. Individuals were also observed waiting the systematic review as a promising intervention to com-
for the bus and exercising/walking/cycling. bat the drug use and related community crime. For the
DMI workshop, the ACTION team invited law enforce-
Hot Spot #5 ment officers, representatives from a behavioral health
agency, and a representative from the county attorney’s
Hot spot #5 was the location of a public housing high-rise office. This workshop group discussed whether DMI was
building. Through discussion with our law enforcement appropriate and relevant in the Thrive community,
partners during our ACTION team meetings, it became whether adaptations were necessary, and which resources
clear that the nature of criminal activity in this hot spot existed to contribute to the intervention and continue after
was unique. Many of the calls for service were generated the grant ended. Ultimately, seven workshops were held
from the public housing unit. Thus, we agreed that con- and five strategies, discussed in detail to follow, were
versations with residents of the public housing unit would selected (i.e., DMI, Community Resiliency Model, You
be the best way to further understand the nature and scope Can Too, Youth Empowerment Solutions, Crime Preven-
of crime in this hot spot. We conducted focus groups with tion through Environmental Design).
the residents and reviewed resident complaint forms. Find-
ings indicated that residents reported concerns related to
physical fighting, threats/verbal fighting, suspicion of drug Discussion
use and dealing, conflict among neighbors, noise com-
plaints, smoking on the property, theft, and unauthorized Grounded in CBPR and implementation science, the Thrive
guests on the property. assessment and planning phase involved collaboration
8 Am J Community Psychol (2020) 0:1–12

among researchers, residents, law enforcement, nonprofit & Groff, 2014). Further, by using a CBPR approach, we
agencies, public health, local government, and other cross- developed a strong relationship with our law enforcement
sector partners. The CBPR partnership aimed to examine partners, which allowed us to safely conduct systematic
the barriers and facilitators to addressing community health street observations that further illuminated the existence of
and safety, to assess the nature and scope of health and an open-air drug market.
safety issues, to review existing solutions, to assess the
acceptability and necessary adaptations of selected inter- High-Stress Nature of the Community and the
ventions, and to assess feasibility and sustainability of the Community Resiliency Model (CRM)
initiative. The CBPR approach guided our assessment of
community crime/violence from a variety of perspectives Findings highlighted the high-stress nature of the Thrive
(residents, business owners, law enforcement, crime inci- community. Residents were exposed to multiple forms of
dent data) using a number of methods (interviews, focus chronic stress (e.g., visible drug use and dealing, violence,
groups, geomapping, direct observation). Together, our poverty, social disorder) on a daily basis. Research indi-
findings highlighted the presence of an open-air drug mar- cates that chronic stress alters the brain, diminishing the
ket, the high-stress nature of the community, concern for body’s ability to process and respond to stressors. These
the lack of opportunities for neighborhood youth, a lack of changes are related to increased emotional exhaustion,
trust between residents and law enforcement, and a need to PTSD and depressive symptoms, physical pain, duration
address issues in the built environment. of poverty, career instability, hostility, and mortality as
well as decreased cognitive ability, self-rated health,
Open-Air Drug Markets and Drug Market Intervention mobility/physical activity and functioning, working mem-
(DMI) ory, and maternal responsiveness (See Juster, McEwen, &
Lupien, 2010 for a review). In order to mitigate the
Findings from the interviews, focus groups, and system- impact of the chronic stressors on individual well-being,
atic street observations indicated that there was an open- the Community Resiliency Model (CRM) was selected as
air drug market operating in multiple hot spots in the an implementation strategy in the Thrive community.
Thrive community. In essence, an open-air drug market The goal of CRM is to create “trauma-informed” and “re-
means that drugs are sold and used out in the open; these siliency-focused” communities that understand the impact of
markets operate in a specific geographic location at identi- chronic stress and trauma on the body and how a skills-based
fiable times so buyers and sellers can easily locate each approach can restore resiliency (Trauma Resource Institute,
other (Haroscopos & Hough, 2005). The Drug Market n.d.). Community CRM training teaches community mem-
Intervention strategy was identified through our systematic bers about the common reactions to communal trauma/stress
review and was selected by community partners to shut such as poverty, racism, and violence; how to reduce these
down the open-air drug market. The DMI strategy reactions; and how to integrate wellness skills into daily life
involves arresting violent dealers, suspending cases for (Trauma Resource Institute, n.d.). Promoting sustainability,
nonviolent dealers, and bringing together community lead- participants are encouraged to pass these skills along to fam-
ers, law enforcement, and dealers to send a message that ily, friends, and the wider community. Research indicates
the dealing must stop (National Networks for Safe Com- that CRM was significantly associated with reductions in
munities, 2015). In order to support the sustainability of anxiety, depression, somatic complaints, and hostility. In
the DMI and other law enforcement strategies in the target addition, CRM participants reported improvements in daily
community, our law enforcement partners have created a functioning including self-regulation of agitation anger,
command center to provide infrastructure within the impulsivity, and proclivity to self-medicate with substances
agency to examine data and develop data-informed solu- (Miller-Karas & Citron, 2013a, 2013b).
tions on a continuous basis. Our CBPR approach led us to take a holistic approach to
Using a CBPR approach was essential for our identifi- our community assessment. For instance, we learned from
cation of the open-air drug market in the Thrive commu- community members that they felt unsafe taking their chil-
nity. In addition to examining official crime incident data, dren to the local park and allowing their children to walk to/
we had in-depth conversations with residents and law from school. Further exploration of the lived experiences of
enforcement through focus groups and interviews. residents highlighted a number of persistent stressors pre-
Through these conversations, we learned that drug use sent in the Thrive community. In addition to identifying
fueled much of the crime in the area, such as assaults and CRM as one of our strategies to address the identified
shoplifting/burglary. Drugs were a key driver of crime chronic stress, we were able to leverage our local partner-
that was not readily apparent in the crime data alone, a ships to bring dental and health resources and information
finding that is consistent with previous research (Hibdon into the Thrive community through a biannual resource fair.
Am J Community Psychol (2020) 0:1–12 9

Lack of Opportunities for Youth, Youth Empowerment trust, it is impossible for the police and community to
Solutions (YES), and You Can, Too (YCT) have a collaborative relationship. A positive police–com-
munity relationship reduces residents’ fears and biases
Data collected through interviews, focus groups, and system- towards the police and enhances trust between the com-
atic street observations indicated that youth in the Thrive munity and police, enabling the police to effectively do
community had limited opportunities and were often exposed their job; community cooperation and support is vital
to the criminal behavior at the identified hot spots. In addi- for police to successfully combat crime and maintain
tion to efforts to decrease crime directly, we sought program- safety (Tyler & Fagan, 2008). In order to increase resi-
ming that would provide support for youth and enhance dents’ trust in law enforcement, YCT will not only be
protective factors. The Youth Empowerment Solutions administered to youth, but will also be adapted for and
(YES) and You Can Too (YCT) programs were selected as implemented with adults in the community. This pro-
interventions to address the lack of opportunities for youth. gram will educate community members about the role of
YES is an evidence-based prevention program focused police and reduce fear and biases residents might have
on enhancing leadership skills, community pride, program toward police.
planning, and resource mobilization (Zimmerman et al.,
2011). The program provides youth with opportunities for Built Environment and Crime Prevention through
involvement in preventing youth violence, creating commu- Environmental Design (CPTED)
nity change, enhancing the ability of community organiza-
tions to engage youth, and changing the environment to Another key finding was that there are opportunities to
reduce and prevent violence. Thrive youth will participate address the built environment in the Thrive community. In
in the YES program in order to help youth develop violence particular, focus groups with business owners and resi-
prevention strategies and prevent future involvement. Eval- dents identified a desire for support in addressing criminal
uation research indicates that YES was significantly associ- activity that impacts their businesses and neighborhood
ated with increased psychological empowerment, which in streets. In addition, our systematic street observations
turn was associated with increased prosocial behaviors and revealed a number of built environment factors that con-
decreased delinquent behaviors (Zimmerman et al., 2018). tributed to crime (i.e., lighting, alleys, vacant buildings).
During our collaborative intervention workshop, the group Based on this identified need, we will be incorporating
indicated that we would need to conduct a cultural adapta- crime prevention through environmental design (CPTED)
tion of the YES program for indigenous youth within the in a program to support business owners and to address
Thrive community. the built environment in hot spot locations. CPTED posits
YCT was developed by a local police officer who works that built environment influences neighborhood crime,
in the Thrive community. The goals of the program are (a) perceptions of safety, and quality of life (Cozens, Saville,
to engage local youth and replace fear of police with facts, & Hillier, 2005).
(b) to increase knowledge and life skills, and (c) to promote The CPTED program will involve connecting law
an interest in a career in public safety. Police officers deliver enforcement with business owners, conducting short
the YCT curriculum to students in their classroom in order CPTED assessments, and providing business owners with
to improve the relationship between police officers and reports on actions that they can take to limit opportunities
youth. The adoption of YCT as part of our implementation for criminal activity. Additionally, Thrive will implement
strategy exemplifies the value of the CBPR approach. an innovative, research-based intervention (i.e., Commu-
Through our engagement with local law enforcement, we nity Health And Resiliency Through Environmental
met the officer who had recently developed the YCT pro- Design; CHARTED) to address social and environmental
gram. As our assessment results highlighted the need for determinants of health and safety in specific hot spot loca-
youth programming and lack of trust between residents and tions. CHARTED incorporates all of the principles of
police, YCT became a natural fit as an implementation strat- CPTED, yet expands to promote community protective
egy. Because YCT was developed for the community by factors, health, and resiliency by focusing on additional
the community, adaptations were unnecessary and the pro- principles including: sense of community responsibility
gram will be carried forward by law enforcement partners. (i.e., promoting mutual self-interest and a feeling of
responsibility for the collective well-being of one’s com-
Lack of Resident Trust in Police Officers and You Can, munity; Nowell & Boyd, 2014), creative placemaking
Too (YCT) (i.e., promoting social cohesion and health through reflect-
ing culture, arts, and creativity), power campaigning (i.e.,
Findings highlighted the general lack of trust between the celebration of community through a promotional cam-
police and residents in the Thrive community. Without paign), and resiliency activation (i.e., activating
10 Am J Community Psychol (2020) 0:1–12

community relationships, trust, and access to health pro- target community is only 1.5 square miles, residents iden-
moting resources). tified strongly with smaller subgroups. For instance,
The development of CHARTED as an implementation elderly residents of the public housing complex mostly
strategy is a direct response to the findings from our com- identified their community as being limited to within their
munity assessment, reinforcing the value of the CBPR building. Members of the urban Native American commu-
approach in implementation science. Through our commu- nity also held distinct cultural norms and values. In order
nity conversations with residents and other community to address these challenges and promote social cohesion,
stakeholders, it became clear community members were we regularly held meetings at different locations across
eager to restore health and the social fabric of the commu- the community to ensure that we were accessible to resi-
nity, and to promote a sense of community pride. The dents of these sub-communities.
local police department plans to lead the CPTED assess-
ments and conversations with business owners, which will
lead to sustainability of the program beyond grant fund- Conclusion
ing.
The aim of the planning and assessment phase of the
Challenges Thrive initiative was to use a CBPR approach grounded
in implementation science to engage community residents
The scope and complexity of the Thrive assessment and and stakeholders to better understand determinants of
planning phase led to some challenges related to maintain- health and drivers of crime in a high crime area. Using
ing partnerships and community engagement. Thrive part- interviews, visioning sessions and focus groups, current
ners represented diverse sectors (e.g., law enforcement, crime statistics, hot spot mapping, systematic street
local government, behavioral health, nonprofit agencies, observations, a systematic review, and community work-
and residents) with diverse goals and responsibilities. In shops, the research team collected and analyzed data
our experience, although the goals of our partners are typ- examining crime and violence in Thrive community.
ically aligned, situations occasionally arise in which part- Findings highlighted the presence of an open-air drug
ners have competing goals. In one example, as an market, the high-stress nature of the community, limited
environmental nonprofit partner was working on revital- opportunities for youth, a lack of trust between commu-
ization plans for a neighborhood park, law enforcement nity residents and the police, and a built environment
partners identified visibility issues with the park that con- that is conducive to criminal activity and dissuades health
tributed to an incident of violence. In other words, our and well-being.
two partners had different visions for the park based on We recognize our work is not without limitations. While
the unique mission and goals of their agency. To address we made extensive efforts to collaborate with a range of
this challenge, our team facilitated a conversation between residents and stakeholders, we are aware that our partners
the two partners in order to develop a solution that was may not fully represent the views of the Thrive community.
consistent with the goals of each partner. This solution In particular, those who may be most impacted by crime
was possible because of the trust that we have built over and disorder (e.g., those experiencing homelessness) are
time with our community partners. Ultimately, the park also among the most challenging to engage in CBPR.
revitalization plans included CPTED principles to deter Future work could incorporate additional resident and busi-
crime while maintaining the natural landscape. ness surveys to expand outreach, as well as focused ethno-
With regard to community engagement, we faced chal- graphic work with vulnerable groups. While we
lenges engaging residents in some aspects of the project. incorporated police and researcher observations of our
As mentioned previously, many residents of the target identified hot spots, we did not incorporate multiple
neighborhood are transient and therefore may be less will- researcher or officer observations simultaneously and thus
ing to invest their time in a neighborhood initiative if they did not assess interobserver reliability. We view the close
do not have long-term plans to live in the neighborhood. partnership with the local Police Department as a strength
In order to address this challenge, we made a concerted for acquiring data and insights about the Thrive commu-
effort to identify long-term residents who were actively nity, but understand that the involvement of police in the
engaged in the community. Several residents emerged as project may dissuade some residents mistrustful of law
members of our core team. We also often posed a “call to enforcement from participating. We also recognize the limi-
action” for residents to bring a neighbor to the next com- tations of relying on incident data when generating hot
munity meeting in order to build resident engagement. spots, particularly for crimes like drugs where patterns of
Another significant challenge was the separation of resi- misuse may not always align with patterns of police
dents within sub-communities. Despite the fact that the enforcement (Hibdon, Telep, & Groff, 2017).
Am J Community Psychol (2020) 0:1–12 11

Despite these limitations, a major strength of our work Egan, M., Tannahill, C., Petticrew, M., & Thomas, S. (2008). Psy-
though is the effort to move beyond official data to under- chosocial risk factors in home and community settings and their
associations with population health and health inequalities: A
stand community concerns. Importantly, these insights systematic meta-review. BMC Public Health, 8, 239–252.
about the Thrive community would not have been possi- ESRI (2019). ArcGIS community analyst: Community profile. Source
ble with a reliance on crime data alone. The multi-faceted U.S. Census Bureau, Census 2010 Summary File 1, ESRI fore-
data collection approach and community partnership casts for 2019. Redlands, CA: Author.
Evans, C. B. R., Stalker, K. C., & Brown, M. E. (2020). A system-
throughout made it possible to fully diagnose strengths atic review of crime/violence and substance use prevention pro-
and challenges in this community. Crime data and crime grams. Manuscript submitted for publication.
mapping played an important role in choosing intervention Faridi, Z., Grunbaum, J. A., Gray, B. S., Franks, A., & Simoes, E.
targets, but community, stakeholder, and police expertise (2007). Community-based participatory research: Necessary
next steps. Preventing Chronic Disease: Public Health
allowed for a more tailored and nuanced response plan. Research, Practice, and Policy, 4, 1–5.
Ultimately, the research team, in collaboration with the Haroscopos, A., & Hough, M. (2005). Drug dealing in open-air mar-
community, chose to implement multiple evidence-based kets. Office of Community Oriented Policing Services, U.S.
or promising programs. Department of Justice.
Hartinger-Saunders, R. M., Rine, C. M., Nochajski, T., & Wiec-
zorek, W. (2012). Neighborhood crime and perception of safety
Acknowledgments The authors gratefully acknowledge ASU as predictors of victimization and offending among youth: A
Office of Community Health, Engagement and Resiliency team call for macro-level prevention and intervention models. Chil-
members, community partners, and partner organizations in the Tuc- dren and Youth Services Review, 34, 1966–1973.
son community for their contribution to this research. This research Hibdon, J., & Groff, E. R. (2014). What you find depends on where
was supported in part by funding from the U.S. Department of Jus- you look: Using emergency medical services call data to target
tice (DOJ) Bureau of Justice Assistance (2017-AJ-BX-0015). Points illicit drug use hot spots. Journal of Contemporary Criminal
of view or opinions in this document are those of the authors and Justice, 30, 169–185.
do not necessarily represent the official position or policies of DOJ. Hibdon, J., Telep, C. W., & Groff, E. R. (2017). The concentration
and stability of drug activity in Seattle, Washington using
police and emergency medical services data. Journal of Quanti-
Conflict of Interest tative Criminology, 33, 497–517.
Israel, B. A., Schulz, A. J., Parker, E. A., Becker, A. B., Allen, A.
J., & Guzman, J. R. (2008). Critical issues in developing and
There are no conflicts of interest to disclose. following CBPR principles. In M. Minkler & N. Wallerstein
(Eds.), Community-based participatory research: From process
to outcomes (pp. 47–62). Plano, TX: Jossey-Bass.
Juster, R., McEwen, B. S., & Lupien, S. J. (2010). Allostatic load
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