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Head and neck squamous cell carcinoma (HNSCC) represents the sixth most com-
mon solid tumour malignancy with more than 500,000 cases worldwide and 52,000
newly diagnosed cases annually [1]. These tumours arise from the mucosa of the
upper aerodigestive tract, which holds important functional roles for respiration,
speech and swallowing. Both surgical and non-surgical treatment modalities achieve
a cure for ~50 % of HNSCC patients at 5 years; [2] however, these same treatment
regimens can also be debilitating, both functionally and cosmetically. An under-
standing of the anatomical origins of HNSCC tumours is paramount to making an
appropriate diagnosis, for treatment and for post-treatment tumour surveillance in
all cases.
HNSCCs of the upper aerodigestive tract originate within the boundaries of
the following anatomical sites: the nasopharynx, oral cavity, oropharynx, hypo-
pharynx and larynx. Carcinomas of the nasal cavity and paranasal sinuses are
not described in this chapter. Whereas other histological types of malignancies
also occur in these regions, as well as in salivary glands, thyroid, and skin of the
head and neck, the focus of this book is on squamous cell carcinomas, which
comprise a majority of head and neck cancers. Here we delineate the boundaries
of the nasopharynx, oral cavity, oropharynx, hypopharynx and larynx, as well as
the subsite divisions within each of these regions [3]. Appreciation of the ana-
tomical boundaries is critical in identification of the site of origin, as misclas-
sification has serious implications on prognosis, choice of treatment modality
and survival.
© Carole Fakhry, Gypsyamber D’Souza, Rehan Kazi and Raghav C. Dwivedi 2015 1
Springer India/Byword Books
C. Fakhry, G. D’Souza (eds.), HPV and Head and Neck Cancers,
Head and Neck Cancer Clinics, DOI 10.1007/978-81-322-2413-6_1
2 R. Li et al.
Nasopharynx
The anterior border of the nasopharynx is the posterior choanae, or posterior margin
of the nasal cavity. The lateral walls of the nasopharynx include the torus tubarius
opening of the Eustachian tubes and the fossae of Rosenmuller. The nasopharynx
inferiorly is continuous with the oropharynx, and the division between these two
anatomical spaces is a horizontal plane drawn through the soft palate. The superior
surface of the soft palate comprises the floor of the nasopharynx.
The remaining sites of HNSCC are described below, with additional subsites
outlined.
Oral Cavity
The anterior border of the oral cavity is defined by the intersection of the red lip
(vermillion) and skin. The oral cavity site is bounded laterally by the cheek (buccal)
mucosa. The posterior limit of the oral cavity is the intersection of the hard and soft
palates superiorly, and the V-shaped line of circumvallate papillae of the tongue
inferiorly.
The eight subsites of the oral cavity are potential sites for the origin of HNSCC
tumours and include the following: (i) the upper and lower vermillion lips; (ii) the
buccal mucosa, which includes both cheek and inner lip mucosal linings; (iii) the
lower alveolar ridge, which includes the mucosa lining the lateral and medial sur-
faces of the mandibular arch ending posteriorly at the mandibular ramus; (iv) the
upper alveolar ridge, which includes the mucosa lining the lateral and medial sur-
faces of the maxillary arch; (v) the retromolar trigone mucosa, which lines the
ascending mandibular ramus posterior to the third molar; (vi) the floor of mouth
mucosa overlying the mylohyoid and hyoglossal muscles and also lining the under-
surface of the tongue; (vii) the hard palate mucosa; and (viii) the oral tongue, which
includes all portions of the tongue anterior to the circumvallate papillae.
Understanding the oral cavity subsite boundaries is critical when assigning a tumour
to an oral cavity or oropharyngeal origin, as the posterior limit of many oral cavity
subsites abuts an oropharyngeal subsite. However, there are occasions when the true
site of origin is not clinically discernible.
Oropharynx
The anterior border of the oropharynx is the intersection of the soft palate and the
hard palate superiorly, and the circumvallate papillae inferiorly. Superiorly, a hori-
zontal plane drawn through the posterior soft palate divides the oropharynx from the
nasopharynx cephalad. A horizontal plane through the hyoid bone divides the oro-
pharynx from the hypopharynx inferiorly.
The seven primary subsites of the oropharynx include: (i) the palatine tonsils; (ii)
the base of tongue, which includes the posterior third of the tongue behind the
1 Anatomical Sites and Subsites of Head and Neck Cancer 3
circumvallate papillae; (iii) the oral surface of the soft palate and uvula; (iv) the
posterior pharyngeal wall; (v) the lateral pharyngeal walls; (vi) the mucosa of the
anterior and posterior tonsillar pillars; and (vii) the glossotonsillar sulcus. Human
papillomavirus (HPV)-related HNSCC tumours of the oropharynx originate most
commonly in the lymphoid tissue of the palatine and lingual (base of tongue)
tonsils.
Tumours of the oropharynx may extend into adjacent sites and subsequently be
misclassified.
Hypopharynx
The superior border of the hypopharynx is the same horizontal plane through the
hyoid bone that delineates the inferior limit of the oropharynx. A horizontal plane
through the inferior border of the cricoid cartilage delineates the lower limit of the
hypopharynx.
Subsites of the hypopharynx include: (i) the pyriform sinuses; (ii) the lateral
pharyngeal walls; (iii) the posterior pharyngeal wall; and (iv) the postcricoid region.
Larynx
The larynx is a complex structure that can be divided broadly into supraglottic, glot-
tic and subglottic regions. The supraglottic larynx extends from the lingual surface
of the epiglottis superiorly, to the laryngeal ventricle just above the true vocal folds
inferiorly. The junction of the base of tongue and lingual surface of epiglottis is the
vallecula. Tumours of the base of tongue may invade this region and beyond into the
supraglottic larynx, again potentially rendering anatomical classification of tumour
origins inaccurate.
The subsites of the supraglottis include: (i) the suprahyoid epiglottis (superior to
a horizontal plane through the hyoid bone); (ii) the infrahyoid epiglottis; (iii) the
laryngeal surfaces of the aryepiglottic folds; (iv) the arytenoids; and (v) the false
vocal folds and ventricles.
The subsites of the glottic larynx include: (i) the anterior commissure; (ii) the
posterior commissure; and (iii) the true vocal folds.
The subglottis is the laryngeal space just below the true vocal folds, with a hori-
zontal plane through the inferior border of the cricoid cartilage as the lower limit.
Tobacco and alcohol usage have been largely recognized as the major risk factors
for HNSCC of the oral cavity, oropharynx, hypopharynx and larynx [4]. Recent
estimates of tobacco usage by the Centers for Disease Control (CDC) report that
45.3 million adults in the USA are currently cigarette smokers, comprising 19.3 %
4 R. Li et al.
of the adult population [5]. From 2005 to 2010—the most recent census period
examined—there was a decline in the prevalence of smokers that equated to approx-
imately 3 million fewer smokers; however, among active smokers a clear trend
towards fewer cigarettes smoked daily has not been apparent [5]. State and federal
smoking cessation initiatives are striving actively to meet a goal of <12 % smoking
prevalence in adults by 2020 [6].
The incidence of HNSCC has declined significantly over the past several decades,
as the prevalence of tobacco smoking has decreased. In 1965, 42.4 % of adults in the
USA were smoking tobacco; as of 2010, this number has been more than halved [5,
7]. As explained in the remainder of this book, the declining incidence of HNSCC
has not followed a predictably direct correlation with decreased tobacco smoking,
largely because of the emergence of high-risk HPV infections in the pathogenesis of
cancers in certain head and neck subsites [8]. Nevertheless, with over 45 million
adults in the USA continuing to smoke, the burden of tobacco-related HNSCC con-
tinues to be a major problem.
The role of tobacco and alcohol in the pathogenesis of HNSCC has been studied
extensively from an epidemiological perspective, with a challenging task of accu-
rately describing the independent effects of these two exposures. First, the habits of
tobacco and alcohol usage frequently co-vary [9]. Second, quantification of usage
amounts is often obtained in a retrospective fashion, which is inherently biased. The
abstraction of the medical records varies markedly in the level of detail of reported
alcohol and tobacco exposure. It has become clear that the presence of both risk
factors—alcohol and tobacco—is multiplicative for the risk of HNSCC rather than
simply additive in nature [9–12].
A 1988 case–control study of oral cavity and oropharyngeal HNSCC patients
published in Cancer Research illustrated the classic association between tobacco
and alcohol usage and HNSCC risk [9]. The case group in this comparison (oral
cavity and oropharyngeal HNSCC patients) and the control group (non-HNSCC
patients of similar age, gender and race) each comprised over 1,000 patients sur-
veyed in four cities in the USA. Cigarette, pipe and cigar use was associated with an
increased odds ratio (OR) of developing cancer, after adjusting for concomitant
alcohol usage, age and race. More specifically, the risk increased with longer dura-
tion of tobacco usage and increasing number of cigarettes smoked. The increased
ORs were highest in smokers of cigarettes for age >40 years in men (3.6; 95 % CI
2.3–5.6), and in women who smoked more than 40 cigarettes daily (6.2; 95 % CI
3.6–11.3). Of note, users of smokeless tobacco were frequently also smokers, mak-
ing it impossible to separate the risks associated with smoking and smokeless forms
of tobacco. Nevertheless, the historical data associating smokeless tobacco with
oral cancer risk is unequivocal, with attributable risks ranging from 6.6 to 68 %
worldwide, depending upon the local prevalence of smokeless tobacco usage [13–
16]. Importantly, cessation of smoking for ≥10 years decreased the risk of HNSCC
to that of a lifelong never-smoker, a powerful finding in promoting public anti-
tobacco policy.
The relationship between alcohol usage and risk of HNSCC of the oral cavity and
oropharynx was less dramatic than that with tobacco. [9] After adjusting for tobacco
1 Anatomical Sites and Subsites of Head and Neck Cancer 5
use, moderate levels of alcohol intake (1–14 drinks per week) did not impose a sig-
nificantly increased risk of cancer. The risk of cancer associated with alcohol became
apparent only at higher amounts. Consuming greater than two drinks daily increased
the OR to 3.3 (95 % CI 2.0–5.4). When hard liquor, beer and wine intake were stud-
ied separately—large amounts of hard liquor and beer consumption appeared to
increase the risk of cancer to a greater degree than wine, although fewer patients with
high wine consumption were available for this analysis [9].
Perhaps the most telling evidence from this study was the multiplicative effect of
concomitant tobacco and alcohol consumption on HNSCC risk, a finding consistent
in subsequent studies, which emphasizes a synergistic carcinogenic effect [9–12].
Men and women consuming more than four drinks daily and smoking >40 ciga-
rettes daily for 20 years had an ~38-fold (OR 37.7) and >100-fold increase in odds
of HNSCC, respectively (OR 107.9; 95 % CI not reported). From these data, an
estimated 74 % of oral cavity and oropharyngeal HNSCC cases were attributable to
tobacco and alcohol consumption [9].
Studies done in more recent years have sought to elucidate the independent
effects of tobacco and alcohol consumption with greater power, with site-specific
analysis of cancer cases of the oral cavity, oropharynx, larynx and hypopharynx.
Hashibe et al., in 2007, performed a pooled-data analysis of 15 case–control studies
comprising HNSCC patients and primarily age-, sex- and race-matched controls
with detailed data on smoking and alcohol consumption habits [17]. Never-users of
tobacco among drinkers (n = 1,072) in HNSCC patients and controls (n = 5,575)
were identified, with never-users of tobacco strictly defined as lifelong abstainers
from any tobacco products. Likewise, tobacco users with no history of alcohol con-
sumption were identified in HNSCC cases (n = 1,598) and controls (n = 4,051).
Never-drinkers who reported any cigarette smoking history carried a two-fold
increase in odds of HNSCC (OR 2.13; 95 % CI 1.52–2.98) when compared to
never-drinkers who were also never-smokers. A dose–response increase in odds of
HNSCC was observed when evaluating frequency, duration and intensity of ciga-
rette smoking. The risk for laryngeal site HNSCC among never-drinkers was high
even among lower frequency smokers (1–10 cigarettes per day; OR 5.72; 95 % CI
3.41–9.60), and it increased in a dose–response fashion with a greater frequency
and duration of smoking. By contrast, in the oral cavity only the smokers of longest
duration among never-drinkers had an increased risk of oral cavity HNSCC
(>31 years of smoking; OR 2.28; 95 % CI 1.19–4.37). From these data the authors
asserted that 24 % of the risk of HNSCC in never-drinkers was attributable to
tobacco consumption [17].
As described earlier, the independent risk of HNSCC attributable to alcohol con-
sumption has been less clear. In the same Hashibe et al. 2007 study, among never-
users of tobacco with any alcohol consumption history the odds of HNSCC were
only increased in individuals reporting ≥3 drinks per day (OR 1.82; 95 % CI 1.10–
2.99), or >50 drink-years, a measure of cumulative drinking [17]. Interestingly, a
small increased risk of HNSCC of the oral cavity was evident in never-smoking
drinkers of one or more drinks daily with a dose–response increase in risk with
increasing exposure (p-trend = 0.032), whereas such risk was present only for
6 R. Li et al.
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