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126.

1  ]

theories  and ​
methodologies

On Not Defining
Children’s Literature
As Roger Sale has wryly observed, “Everyone knows what chil-
dren’s literature is until asked to define it” (1). The reasons why marah gubar
this unruly subject is so hard to delimit have been well canvassed.
If we define it as literature read by young people, any text could po-
tentially count as children’s literature, including Dickens novels and
pornography. That seems too broad, just as defining children’s litera-
ture as anything that appears on a publisher-­designated children’s
or “young adult” list seems too narrow, since it would exclude titles
that appeared before eighteenth-­century booksellers such as John
Newbery set up shop, including the Aesopica, chapbooks, and con-
duct books. As numerous critics have noted, we cannot simply say
that children’s literature consists of literature written for children,
since many famous examples—Huckleberry Finn, Peter Pan, The Little
Prince—aimed to attract mixed audiences.1 And, in any case, “chil-
dren’s literature is always written for both children and adults; to be
published it needs to please at least some adults” (Clark 96). We might
say that children’s literature comprises texts addressed to children
(among others) by authors who conceptualize young people as a dis-
tinct audience, one that requires a form of literature different in kind
from that aimed at adults. Yet basing a definition on authorial inten-
tion seems problematic. Many famous children’s writers have explic-
itly rejected the idea that they were writing for a particular age group,2
and many books that were not written with young people in mind
have nevertheless had their status as children’s or young adult litera-
ture thrust upon them, either by publishers or by readers (or both).3
In his recent attempt to generate a working definition of this Marah gubar, associate professor of
diverse group of texts, Perry Nodelman contends that “defining En­g lish and director of the Children’s
children’s literature has been a major activity of children’s literature Literature Program at the University of
Pittsburgh, is the author of Artful Dodg-
criticism throughout its history” (Hidden Adult 136). I disagree.
ers: Reconceiving the Golden Age of Chil-
Certainly, influential children’s literature critics have been arguing
dren’s Literature (Oxford UP, 2009). This
back and forth about whether or not it is possible to define their sub- essay is drawn from her new book proj-
ject of study since this academic field came into being in the 1970s. ect, “Acting Up: Children’s Theatre and
But I would characterize these two groups—the definers and the the Case for Childhood Studies.”

[  © 2011 by the moder n language association of america  ] 209


210 On Not Defining Children’s Literature [  P M L A
a­ ntidefiners—as a small albeit vocal minority children are a homogenous group that can be
theories  and  methodologies

who tussle over this question while the vast, straightforwardly defined and addressed (1).
silent majority of scholars cheerfully carry on The form and content of children’s literature,
with their scholarship on specific texts, types, she contends, are determined solely by adult
and eras of children’s literature as though the needs and desires: “There is no child behind
lack of an overarching definition constituted the category ‘children’s fiction,’ other than the
no real impediment to their work. My pur- one which the category itself sets in place, the
pose here is to justify this sanguine position one which it needs to believe is there for its
by arguing that we can give up on the ardu- own purposes” (10). Karín Lesnik-­Oberstein
ous and ultimately unenlightening task of not only rejects the categories “child” and
generating a definition without giving up on “children’s literature” but also characterizes
the idea that “children’s literature” is a coher- children’s literature criticism as a deeply mis-
ent, viable category. More than that, I contend guided endeavor. She evinces frustration that
that we should abandon such activity, because most scholars who focus on this subject are
insisting that children’s literature is a genre simply carrying on rather than acknowledg-
characterized by recurrent traits is damaging ing the force of these “important philosophi-
to the field, obscuring rather than advancing cal arguments” concerning the impossibility
our knowledge of this richly heterogeneous of children’s literature (229).
group of texts. Skeptical about such radical claims, de-
My argument hinges on the idea that a finers such as Myles McDowell, Zohar Shavit,
productive middle ground exists between the and Nodelman observe that the presence of
extreme positions adopted by the definers a muddy middle ground does not mean that
and the antidefiners. The antidefiners—John some texts do not fall clearly into the category
Rowe Townsend provides an early example— of children’s literature. In 1973 McDowell
have suggested that it is impossible to define helpfully proposed the analogy of paint pots:
children’s literature, raising serious objections “A pot of green and a pot of orange paint
to both the term and the concept. Regarding might be spilled on the floor. . . . Where they
the term, they point out that the possessive run together a murky brown is formed that
“children’s” falsely implies that young people doesn’t happily belong to either pot, but he is
own or control a body of texts that are gener- a fool who cannot distinguish the green from
ally written, published, reviewed, and bought the orange” (51). Yet in responding so defen-
by adults, and often read by them as well sively to the challenge posed by the antidefin-
(Townsend, “Standards” 194). Regarding the ers, he and other definers go too far, insisting
concept, they note the existence of many texts that it is possible to articulate the “essential
by authors such as Rudyard Kipling that re- ingredient[s]‌” of children’s literature—to
sist easy definition as one thing or the other, single out “defining characteristics” that set
children’s literature or not. “Since any line- genuine children’s texts apart as belonging
­d rawing must be arbitrary,” Townsend con- to their own distinct genre (McDowell 58;
cludes, we should “abandon the attempt and Nodelman, Hidden Adult 188).
say that there is no such thing as children’s While I am in sympathy with the desire
literature”: just as “children are not a separate to hold on to the category, this approach is
form of life from people,” children’s books are flawed, since the idea that all children’s texts
not a discrete and distinctive type of literature share even a single trait that remains the
(196–97). Jacqueline Rose similarly deems same over time and across cultures is unten-
children’s fiction an “impossible” category able. Because the field of international texts
because it rests on the false assumption that that have historically been regarded as chil-
126.1   ] Marah Gubar 211

dren’s literature is so large and varied, it is too and reduced” nature of children’s literature on

t h e o r i e s   a n d  m e t h o d o l o g i e s
easy to find counterexamples for each of the “the binarism that underlies all adult think-
supposedly “universal structural traits and ing about children in the centuries in which
patterns” proposed by critics (Shavit xi). In- a special children’s literature has existed—the
deed, the only way that definers can arrive at understanding of childhood purely in terms
these traits in the first place is to rule huge of its opposition to, lack of, and subordination
amounts of relevant material out-­of-­bounds. to maturity” (Shavit 67; Nodelman, Hidden
For example, Shavit and Nodelman suggest Adult 209). Instead of essentializing children,
that the category “children’s literature” can- such accounts stereotype adults, depicting
not contain any text penned before the mod- them as beings who “always” insist on “the
ern (Western) concept of childhood emerged, innocence and incapability” of children and
a presentist conception of the subject that who create a literature to inculcate this state
forecloses analysis of texts composed for chil- of subjectivity into young minds (Nodelman,
dren in earlier eras, such as The Babees Book Hidden Adult 45).
(c. 1475) and Derjungenknabenspiegel (“The By characterizing children’s literature in
Boys’ Mirror”; 1554). Similarly, Maria Niko- this reductive way, definers accept a key te-
lajeva excludes folktales, fairy tales, and “clas- net of their opponents’ argument: basing her
sics” such as the Arabian Nights and Robinson case on Peter Pan, Rose famously depicted
Crusoe—even those editions that were simpli- children’s fiction as an adult-­run activity that
fied and sanitized for young readers—on the attempts to impose a static ideal of childhood
grounds that they were not originally created purity on young people, and other antidefin-
for children, as if no amount of adaptation ers quickly followed suit.4 Yet scholars have
could transform an adult-­oriented text into recently begun to question whether the ide-
children’s literature (14–20, 43). ology of innocence spread as quickly and
In their drive to generalize, definers rely comprehensively as such accounts suggest,
too heavily on authorial intention and often even in the Anglo-­A merican context from
end up essentializing children or adults. For which Rose and others draw their exemplary
instance, McDowell declares that children’s texts.5 In fact, Nodelman himself made this
books differ from texts aimed at adults because objection in 1985, before he embarked on his
“children think quantitatively differently than quest to determine the defining characteris-
adults” (52): since children share a “schematic tics of children’s literature. Reviewing Rose’s
moral view of life,” children’s fiction is simple The Case of Peter Pan; or, The Impossibility of
and formulaic (54); since children “are more Children’s Fiction, he protested that her rep-
active than ruminant,” children’s fiction is resentation of children’s books as “simple,
full of action, not description or introspection straightforward, unambiguous, and devoid
(55). More recent definers carefully refrain of sexual content” was not just “limited” but
from generalizing about children yet end up “seriously wrong,” since the very texts she
making the same argument, contending that focuses on—Peter Pan, Alan Garner’s Stone
children’s literature is “simpler and less com- Book Quartet—reveal that children’s litera-
plete than adult literature”: children’s books ture is often “rich in irony, in ambiguity, in
feature “plots that do not diverge greatly from linguistic subtlety, [and] even in truthful evo-
the same basic story patterns” and eschew am- cations of childhood sexuality” (“Case”).
biguity, irony, sexual content, open-­endedness, Nodelman’s about-­face on this issue il-
and moral equivocation (Nodelman, Hidden lustrates how the attempt to find essential
Adult 264–65, 154–55). The difference is that traits tends to narrow our vision, leading
contemporary critics blame the “simplified us to ignore, misread, or arbitrarily rule
212 On Not Defining Children’s Literature [  P M L A
out-­of-­bounds texts that do not share these Don’t say: “There must be something in com-
theories  and  methodologies

qualities. For instance, once scholars of Anglo- mon, or they would not be called ‘games’”—
­A merican children’s literature convinced but look and see whether there is anything
themselves that “golden age” texts were devoid common to all.—For if you look at them you
will not see something that is common to all,
of sex and satire, unconventional authors such
but similarities, relationships, and a whole
as Tom Hood, E. L. Blanchard, and F. Anstey
series of them at that. To repeat: don’t think,
garnered no attention, despite their popular but look!—Look for example at board-­games
success. Similarly, because scholars presume . . . [or] ball games . . . [or] games like ring-­a-
that children’s literature is an adult-­r un ac- ­ring-­a-­roses. . . .
tivity, the fascinating phenomenon of texts
written by young people for young people has What games share, Wittgenstein proposes, is
been excluded from serious study.6 Overcor- not an essential, universal trait but a “family
recting for past accounts that took for granted resemblance” that manifests itself differently
children’s involvement in children’s litera- in specific cases, just as members of the same
ture, both definers and antidefiners cut young family are linked by various and shifting
people out of the picture entirely: by their kinds of likenesses (31–32; pt. 1, secs. 66–67).
reckoning, nothing that actual children write, Wittgenstein’s family-­resemblance ap-
say, or do has any place in discussions of what proach enables us to stake out a middle
constitutes children’s literature.7 How, then, to ground between the antidefiners and the de-
account for a story such as Orson Scott Card’s finers: we have neither to throw out the con-
Ender’s Game, which was not written for chil- cept of children’s literature nor to unearth a
dren yet garnered such enthusiastic responses common trait exhibited by all (and only) chil-
from young readers that it was eventually re- dren’s texts. The fact that something is very
published as a children’s book (xi–xviii)? difficult to define—even “impossible to define
The definers and the antidefiners agree exactly”—does not mean that it does not exist
on another central and equally problematic or cannot be talked about. In such cases, we
point: both sides presume that the absence of simply have to accept that the concept under
a working definition of children’s literature consideration is complex and capacious; it
constitutes a major problem, undermining may also be unstable (its meaning shifts over
the validity of the category itself (Jones 288). time and across different cultures) and fuzzy
But, as philosophers of language remind us, at the edges (its boundaries are not fixed and
the idea that all viable concepts have defi- exact). Childhood is one such concept; chil-
nitions is profoundly controversial. In his dren’s literature is another. True, there is no
Philosophical Investigations, Ludwig Witt- eternal essence that all children share—not
genstein famously denies this very point. He even youth. (To a parent, a forty-­year-­old can
uses the example of games to illustrate how a be a child.) But it does not follow that the des-
category can exist even when the diverse ar- ignation “child” has no meaning, that we can-
ray of things belonging to it—board games, not know anything about the lives, practices,
Olympic games, the game of catch—have no and discourse of individual children from dif-
one thing in common; rather, a complicated ferent times and places. Similarly, in order to
network of similarities crop up and disap- expand our knowledge of children’s literature
pear as we compare and contrast different as a whole, the best approach we can take is
types of games. Faced with complex phenom- to proceed piecemeal, focusing our attention
ena of this kind, Wittgenstein says, we should on different subareas and continually striv-
eschew grand attempts to define or theorize ing to characterize our subject in ways that
about the category as a whole. acknowledge its messiness and diversity.
126.1   ] Marah Gubar 213

The case of children’s theater can be used and, indeed, the best way to figure out what

t h e o r i e s   a n d  m e t h o d o l o g i e s
to illustrate how the family-­resemblance ap- constitutes a children’s play in a given time
proach works and why it is needed. Until the and place is to study a wide range of produc-
twentieth century, drama was the main form tions that either represented themselves or
of public entertainment available to all ages were widely regarded as belonging to this cat-
and classes, and some of the earliest works egory. While doing so, we can generate a list
written especially for the young in countries of textual and extratextual traits common to
such as En­gland, Germany, and France were dramas that address themselves to children,
plays. Yet most accounts of the history and which can in turn help us to identify other
development of children’s literature pay no possible examples of this theatrical subgenre
attention to what is now called “theater for (which may then yield up still more charac-
young audiences.” Numerous factors have teristic traits). What we end up with is not a
contributed to the neglect of this subfield, set definition of the term “children’s play” but
but one of them is that the rigidity of the two rather a constellation of criteria that we can
positions outlined above virtually ensures its refer to as we attempt to make distinctions
exclusion from serious study. Antidefiners among different kinds of productions.
who mention this topic argue that dramas If my investigation of the emergence of
such as Peter Pan were created by and for professional children’s theater in En­gland and
adults; accordingly, there is no way to iso- the United States is any guide, the flexible list
late children’s theater as a dramatic category of criteria we can use to determine whether
in its own right and thus no way to trace its a drama counts as a children’s play can be
history or contextualize individual plays. As roughly divided into three groups. First, para-
for the definers, they ignore children’s drama or peritextual aspects of a drama sometimes
(and poetry, and nonfiction) in their drive to attest to children’s status as a primary target
generalize; like their opponents, they have a audience, as when children are mentioned in
bad habit of using “children’s literature” and a play’s subtitle or in the preface to the pub-
“children’s fiction” as interchangeable terms. lished version of the script. Second, textual
Drama in particular upsets their paradigm: and generic aspects of the play often prove in-
both the format and the content of profes- formative: lines of dialogue addressed to chil-
sional children’s theater tend to subvert gen- dren; stage directions that presume children
eralizations about the triumph of innocence will be in the audience; scenes, characters, or
in nineteenth-­century children’s literature, plot lines copied from previous productions
and figuring out which plays count as chil- aimed explicitly at children; or the fact that a
dren’s dramas often involves attending to the drama was adapted from a book widely con-
theatergoing practices of actual children. sidered to be for children.
Like children’s literature in general, chil- Third, extratextual and intertheatrical
dren’s theater resists definition because it of- information can reveal a great deal about
ten appeals to mixed audiences of children the intended and actual audiences of a given
and adults. Playwrights and producers know production.8 Did the show’s creators—play-
that adults are often the ones who bank- wright, composer, choreographer, director,
roll children’s trips to the theater, and they producer—leave a record of their intentions,
shape their shows accordingly. How, then, do in correspondence, memoirs, or public state-
we decide if a given drama should count as ments? Did they advertise the show as a chil-
children’s theater? The family-­resemblance dren’s play, mentioning daytime performances
approach proves useful here. Wittgenstein and reduced prices? Did peripheral events
exhorts us to look first at specific examples, surrounding the show cater to children,9 or
214 On Not Defining Children’s Literature [  P M L A
did the program refer to their presence? Was children’s plays that decisively differenti-
theories  and  methodologies

the production part of a series that was under- ates them from dramas aimed at adults. And
stood as being for children or housed in a spe- plays produced professionally constitute only
cially designated children’s theater? All these one small subcategory of children’s theater.
questions relate to the issue of intention; other At least in the United States and the United
queries put the spotlight on reception. Did Kingdom, a thriving tradition of home and
reviewers emphasize how child-­oriented the school theatricals performed by and for chil-
performance was and dwell on the question of dren preceded and paved the way for pro-
how children might (or did) react? Do we have fessional productions (Gubar, “Peter Pan”).
proof of various kinds that children attended Catering to this craze, publishers issued many
in large numbers? Did young people write fan volumes of dramas composed for children to
letters to actors performing in the production enact at home, school, and church for an in-
or describe their reactions to the production tergenerational audience of peers, relatives,
in diaries, letters, statements to journalists, or and acquaintances. Further study of these
writing contests run by periodicals? amateur children’s plays will likely reveal that
Such competitions, which occurred in En­ they exhibit some (but not all) of the features
gland and the United States at the turn of the common to professional plays, while sharing
twentieth century, may have been unique to other qualities that their commercial counter-
the Anglo-­American scene; scholars studying parts lack. “In spinning a thread,” Wittgen-
Russian or Japanese children’s theater might stein observes, “we twist fibre on fibre. And
turn up a different list of recurring traits. This the strength of the thread does not reside in
is a key benefit of the family-­resemblance ap- the fact that some one fibre runs through its
proach: its flexibility allows critics to attend whole length, but in the overlapping of many
to cultural and temporal diversity while still fibres” (32; pt. 1, sec. 67). If even one small
borrowing from the work others have done subcategory of children’s literature can only
on the same general topic. This approach also be defined in a loose, inexact way—by giving
allows categories—“children’s theater,” “chil- rise to a list of characteristics no one of which
dren’s literature”—to remain fuzzy at the is shared by all children’s plays—it seems evi-
edges. Plays, stories, and poems do exist that dent that we should not waste our energy try-
resist simple categorization as one thing or ing to generate a set definition of children’s
the other, children’s fare or not. The family- literature as a whole. The point is not that it
­resemblance approach makes room for these is impossible to do but rather that any defini-
borderline cases, since the list of character- tion attentive to the glorious messiness and
istics generated need not coalesce into a set multiplicity of children’s literature would be
definition that triggers a simple thumbs-­up or so long, complicated, and qualified that it
thumbs-­down decision. It might—but if not, would be of no value to us.
this model enables scholars to weigh the evi- A final benefit of the family-­resemblance
dence for and against inclusion and engage in approach is that it does not automatically
subjective interpretation: to decide, for exam- deem the reading, writing, and viewing prac-
ple, that some traits count for more than oth- tices of children “irrelevant” and “impossible
ers or to determine that the evidence for and to gauge” (Hunt 120; Rose 9). To be sure, it is
against inclusion of a given text is so evenly tempting to rule out-­of-­bounds any reference
balanced that no firm decision can be made. to actual children in scholarly discussions of
While studying Anglo-­A merican chil- children’s literature because it allows us to
dren’s theater, I have not discovered a single avoid addressing the complex methodological
characteristic shared by all professional and epistemological questions that inevitably
126.1   ] Marah Gubar 215

arise when we seek out and interpret evidence tion,” critics have disregarded this statement because she

t h e o r i e s   a n d  m e t h o d o l o g i e s
immediately adds that an investment in the child’s inno-
about the opinions, habits, and activities of
cent simplicity not only recurs but “predominate[s]‌” in the
young people. But although we cannot gen- Anglo-­American tradition (59). She also repeatedly gener-
eralize about how children as a group react alizes about children’s fiction as a whole in the course of
to literature, we can and should make room making her argument (1–2, 8–9, 40–41).
for more particular discussions of how young 5. Watson 4–10; Roth 160–64, 173; Reynolds 5–9; and
Gubar, Artful Dodgers 3–38, 149–79.
people have responded to individual texts.10
6. Young authors of youth literature include Mimpsy
Cutting children out of the loop closes down Rhys, David Binney Putnam, Louise Abeita, Katharine
inquiry, whereas acknowledging that their Hull, Pamela Whitlock, Pamela Brown, S. E. Hinton, and
reading, viewing, and playing practices can Alexandra Elizabeth Sheedy. Many thanks to Anna Red-
function as one of the fibers that help deter- cay, who is completing a dissertation on child writers at
the University of Pittsburgh, for compiling this list.
mine whether a text counts as children’s lit-
7. E.g., Nodelman, Hidden Adult 164, 148–49, and
erature opens it up.11 Instead of broadening Rose 9.
our knowledge of the field, decades of debate 8. Taking an intertheatrical approach involves look-
driven by anxiety over the absence of an over- ing beyond the specific occasion of a single performance
arching definition of children’s literature have “to include an awareness of the elements and interactions
that make up the whole web of mutual understanding be-
resulted in the adoption of rigid and reduc- tween potential audiences and their players” (Bratton 37).
tive accounts that contribute to the neglect Just as an intertextual interpretation insists that no act
of children’s theater, children’s writing, and of reading or writing occurs in isolation from others, an
other subareas in children’s literature studies, intertheatrical reading “seeks to articulate the mesh of
connections between all kinds of theatre texts, and be-
while doing little to encourage the compara-
tween texts and their users” (37).
tive study of children’s texts from different 9. Examples include toy and book giveaways, writing
cultural traditions (O’Sullivan). It is time to and designing contests, and the decoration of offstage ar-
try a different approach. eas (the box office, the house of the theater) to resemble
playhouses or nurseries.
10. Obviously, not all children’s literature scholars
need engage in this type of work. Those who do must ar-
ticulate their methodology clearly and acknowledge its
limits repeatedly. Because the temptation to generalize
Notes about children is so strong, rigorous humility is required.
Thanks to Laurie Langbauer for inspiring me to take up As Karen Coats observes, “[R]‌eal children always exceed
this topic and to Kieran Setiya for showing me how. I am the sum total of our inquiry,” so those of us who study the
also grateful for the thoughtful comments and sugges- reading, writing, and viewing practices of young people
tions made by Robin Bernstein, Troy Boone, Don Gray, should “endeavor to know as little as possible about our
Erik Gray, Edward Gubar, Susan Gubar, John Hay, Ken- subject and to treat what knowledge we do have as provi-
neth Kidd, Jeanne Klein, Sharon Marcus, Daniel Morgan, sional” (142, 148).
and Courtney Weikle-­Mills. 11. For more on the connection between children’s
1. For Huckleberry Finn, see Clark 80–83; for Peter Pan, play and children’s literature, see Robin Bernstein’s ar-
see Gubar, “Peter Pan”; for Little Prince, see Schiff 400. ticle in this issue of PMLA.
2. Examples include P. L. Travers, Susan Cooper,
Madeleine L’Engle, Rosemary Sutcliff, Scott O’Dell, and
L. M. Boston (Honeyman 7; Cooper 98; Townsend, Sense
127, 201, 160, 36).
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