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APPLIED AND ENVIRONMENTAL MICROBIOLOGY, OCt. 1994, p. 3543-3547 Vol. 60, No.

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0099-2240/94/$04.00+0

Effects of Neem Leaf Volatiles on Submerged Cultures of


Aflatoxigenic Aspergillus parasiticus
H. J. ZERINGUE, JR.,* AND D. BHATNAGAR
Southem Regional Research Center, Agricultural Research Service, U.S. Department of Agriculture,
New Orleans, Louisiana
Received 23 March 1994/Accepted 28 July 1994

Microbe-free compressed air was passed continuously for a 3-day test period through an enclosed system
containing fresh neem leaves; the resultant emitted volatiles were passed over the surface of submerged liquid
cultures of a wild-type aflatoxigenic isolate of AspergiUlus parasiticus. Aflatoxin determinations for the fungal
culture that received neem-derived volatiles, after a 3-day incubation period, resulted in a 90% overall
reduction in aflatoxin production and a 51% reduction in fungal biomass when compared with cultures that did
not receive neem volatiles. In a separate experiment but in a similarly enclosed system, volatiles from fresh
neem leaves were collected on a small Tenax column and were thermally desorbed and cryogenically focused
on a capillary gas chromatography column. The neem volatiles were subsequently separated and identified by
gas chromatography-mass spectrometry. Sixty-eight compounds were identified by comparison of retention
times and mass spectra with either authentic compounds or spectra from a computer-assisted library database
of mass spectra. It was found that 10%o of the total headspace volatiles were composed of C3 to C9 alkenals,
which are toxic to aflatoxigenic Aspergillus spp., which could explain the bioactivity that resulted in reduced
biomass in the neem-treated cultures.

Neem, Azadirachta indica A. Juss (Meliaceae) is a subtrop- MATERUILS AND METHODS


ical tree native to the drier regions of Asia and Africa.
Components taken from the neem tree (bark, leaves, and Fungal growth conditions and culture. A wild-type aflatoxi-
seeds) have demonstrated an unusual effectiveness against a genic isolate of A. parasiticus designated SRRC 143 was
wide spectrum of pests (insects, fungi, and viruses) (13, 15). cultured on potato dextrose agar in petri plates. Spores were
Chemical components, mostly tetranortriterpenoids, from harvested from cultures after 6 days of incubation at 28°C, and
neem tree parts have been identified as active principles a spore suspension was prepared with 2.6 x 109 spores per ml
involved with this effectiveness toward pests. Tetranortriterpe- in sterile deionized water with 1% Triton X-100. To prepare
noids found in neem tree seeds have been reported to be active cultures for neem leaf volatile evaluations, 1 ml of the A.
as insect feeding deterrents, toxicants, and/or disruptants of parasiticus suspension (2.6 x 109 spores) was added to 200 ml
growth and development against a variety of insects and of Adye and Mateles growth medium (1) contained in 1.2-liter
nematodes (13). glass storage bottles (Kontes K-323255) fitted with Teflon inlet
AflatoxigenicAspergillus spp. produce secondary metabolites and outlet valves; the inlet tube extended to 2 cm above the
called aflatoxins, which are carcinogenic to both humans and level of the culture medium. The cultures were incubated in a
animals (5, 7). Aflatoxigenic Aspergillus spp. infection is found static condition at 28°C + 0.5°C.
in many commercially important food and/or feed crops (corn, Neem leaf treatment and volatile transfer apparatus. Fresh
cotton, peanuts, and tree nuts). We demonstrated earlier that neem leaves were provided by R. J. Knight, Jr., USDA-ARS
nonvolatile neem leaf extracts in in vitro studies inhibit afla- Subtropical Horticulture Research Station (Miami, Fla.). The
toxin biosynthesis in the early stages of the biosynthetic surfaces of detached leaves with their attached petioles were
pathway (2, 4). Injection of first the neem leaf extract and then sterilized by immersion in 10% sodium hypochlorite for 30 s
an aflatoxigenic Aspergillus flavus spore suspension onto the
followed by thorough rinsing in sterile deionized water. Twenty
grams of surface-sterilized neem leaves were positioned in
carpel surface of developing cotton bolls did not affect fungal each of three separate sterilized 150-mm-internal-diameter
growth in the bolls, but the cotton seeds from the locules Wheaton dry-seal desiccators equipped with desiccator covers
exhibited almost total inhibition in aflatoxin production (18). containing sleeve valves as described earlier for use with cotton
As a continuation of our studies on the bioactivity of neem tree leaves (19). Sterile techniques were used in positioning the
components, the purpose of the current study was to determine leaves within the desiccators. The petiole of each leaf was
and identify those volatile components of neem leaves that can placed through a hole of the porcelain desiccator plate, and the
affect the production of aflatoxin in aflatoxigenic strains of basal cut areas of the petioles were immersed in sterile
Aspergillus parasiticus. Hoagland's plant nutrient solution (9). Microbe-filtered com-
pressed air passed through desiccators containing the neem
leaves, and by means of glass tubing interconnected with short
pieces of Tygon tubing, volatiles were transferred over the
surfaces of static cultures of A. parasiticus. Each of the
desiccators containing neem leaves or the desiccator contain-
*
Corresponding author. Mailing address: USDA, ARS, SRRC, ing only plant nutrient solution (the control) was connected by
P.O. Box 19687, New Orleans, LA 70179-0687. Phone: (504) 286-4379. a three-way adapter to three separate A. parasiticus cultures
Fax: (504) 286-4419. contained in 1.2-liter solvent storage bottles. The culture-
3543
3544 ZERINGUE AND BHATNAGAR APPL. ENVIRON. MICROBIOL.

TABLE 1. Effect of neem leaf volatiles on A. parasiticus growtha and aflatoxin B, production in submerged culture
Biomass Aflatoxin B1
Treatment Meanb (wg)
Wt of control Per g of mycelia Total in cultures (,ug) % of control of
(g) ± SD ± SD total in cultures
AC 0.54 ±0.01 41.6 145.6b 79.3 ± 2.8 8.6
B` 0.73 ± 0.03 55.8 157.5b 115.0 + 12.7 12.4
Controld 1.31 + 0.01 100 706.9" 923.6 ± 12.2 100
"Determined after 3 days of incubation.
"Mean of at least three separate sets in each treatment.
cTreatments A and B were identical, each consisting of volatiles from 20 g of neem leaves directed to three separate cultures of A. parasiticus.
d Same as treatments A and B, except there were no neem leaves in the dry-seal desiccator.

containing bottles were fitted with Teflon vacuum valves and mycelia, which yielded a combined reduction in aflatoxin of
inlet and outlet tubes. Neem leaf volatiles and volatiles from 90%. To study which volatiles might be responsible for the
control desiccators were purged to the surfaces of A. parasiti- bioactivity demonstrated by fresh neem leaves, headspace
cus cultures continuously for 3 days at a flow rate of 2 cm3/min. volatiles of these leaves were trapped on small glass columns of
Measurement of fungal biomass and extraction and assay of Tenax. Gas chromatography-mass spectrometry separations
aflatoxins. After a 3-day incubation, mycelia and medium were and identifications of the organic volatiles trapped on Tenax
extracted with aqueous acetone and then with methylene from fresh neem leaves resulted in the identification of 68
chloride (3). Aflatoxins were separated on silica gel thin-layer major compounds (Table 2). The compounds were principally
chromatography plates in ether-methanol-water (96:3:1, vol/ alcohols, aldehydes, hydrocarbons, ketones, and miscellaneous
vol/vol). The toxins were quantitated by fluorometric scans compounds, including terpenes, styrene, sulfur-containing
(360 nm) of thin-layer chromatography plates containing the compounds, and 2,5-dihydro-furan.
extracted samples and comparison with aflatoxin standards run A previously reported aflatoxigenic A. flavus time- and
on the same plates (20). concentration-dependent assay (20) was utilized to compare
Collection, separation, and identification of major volatiles the bioactivity of neem leaf components identified by gas
emitted from neem leaves. Twenty grams of fresh neem leaves chromatography-mass spectrometry with individually selected,
was placed in Wheaton dry-seal desiccators, as already de- commercially obtained volatile compounds. Recently, this as-
scribed. Volatiles were purged by microbe-filtered compressed say (20) was repeated with the same commercially obtained
air from the neem leaf-containing desiccators onto small Tenax volatile compounds with aflatoxigenic A. parasiticus (SRRC
glass traps (0.1 g; Tenax GC; 60/80 mesh) packed between 143). The A. parasiticus-containing assay demonstrated results
plugs of glass wool in tubes (84 by 9 mm; 7-mm internal similar to those reported earlier for the aflatoxigenic A. flavus
diameter). Air was purged through the system at a flow rate of bioassay. The previously reported aflatoxigenic Aspergillus
20 cm3/min, and the volatiles were collected for 1-h periods. time- and concentration-dependent assay (20) was also ex-
The Tenax tubes were loaded into an external inlet device
(Scientific Instrument Service, River Ridge, La.) which was panded with A. parasiticus (SRRC 143) to explain lesser dose
interfaced to an HP-5890A-5971A gas chromatography-mass amounts of reference volatile compounds on the growth and
spectrometry system. Neem volatiles were thermally desorbed aflatoxin production of the fungus and thereby correlate
at 1 10°C for 3 min at a helium flow rate of 20 cm3/min from the chromatographic results of emitted volatiles with bioassay
Tenax tubes and were cryogenically focused (-30°C) on a results (Table 3).
50-m, Hewlett-Packard HP-5 cross-linked 5% PhMe Silicone The following volatile components were separated and
capillary column. The injector valve on the external inlet identified, and concentrations were determined by procedures
device was then switched to the vent position, helium linear outlined in Materials and Methods. Reported concentrations
velocity was adjusted to 30 cm3, the oven temperature was represent the amounts collected over the 1-h sampling periods.
raised at a rate of 15°C/min to 250°C, and that temperature was Alcohols (23% of total peak area). A variety of C2 to C7
maintained for 5 min. The separated components were alcohols (primary, secondary, saturated, unsaturated, and
scanned from 10 to 650 atomic mass units at a threshold of 500 branched chain), 2-ethyl-phenol, and cyclopentanol were iden-
on the HP 5971A mass selector detector. Data acquisition was tified (Table 2). 2,3-Butanediol (21.8 iiM), representing 9.7%
accomplished with an HP G1034A MS Chem Station program, of the total peak area, was followed by 1-heptanol (18.4 F.M) at
and separated unknown peak identifications were based on 5.4% of the total peak area. In a related time- and concentra-
retention times and mass spectra of authentic compounds or tion-dependent bioassay (20), we reported that 1-heptanol
comparisons with the HP G1035A AA9 Wiley 130 K Mass reduced radial fungal growth by 38% in potato dextrose agar
Spectra database (16). Quantitative analyses of the peak areas petri solid-culture plates and aflatoxin production by 56%
of 2,3-butanediol, 1-heptanol, 4-pentenal, and trans-2-heptenal when an aflatoxigenic A. jiavus strain was exposed to an
were obtained from calibration curves computer generated by atmosphere containing 70 ,uM 1-heptanol. In the same study,
the HP G1034A MS Chem Station program, using authentic 70 p.M 3-hepten-1-ol reduced A. flavus radial growth by 38%
samples. and aflatoxin production by 45%. However, as demonstrated
by data reported in Table 3, 2.5 to 10.0 ipM 2,3-butanediol or
RESULTS 1.8 to 7.0 F.M 1-heptanol had little effect on the growth or
aflatoxin production of A. parasiticus.
The mean results of two identical treatments (A and B; Aldehydes (10% of total peak area). C2, C5, C6, C7, and C9
Table 1) exposing A. parasiticus cultures to volatiles derived (all unsaturated) aldehydes were detected (Table 2). 4-Pente-
from fresh neem leaves yielded a 51 % reduction in fungal nal (15.1 ,uM; 3.8% of total peak area) and trans-2-heptenal
biomass and a 79% reduction in aflatoxin production per mg of (12.5 p.M; 2.6% of total peak area) were separated and
VOL. 60, 1994 NEEM LEAF VOLATILE EFFECTS ON A. PARASITICUS CULTURES 3545

TABLE 2. Headspace volatiles from fresh neem leaves TABLE 2-Continued


Class and compound RRF %
Peak" Class and compound RRT pear
Alcohols Miscellaneous
2-Methyl-2-propen-1-ol 1.248 0.11 Styrene 1.000 0.45
2-Propen-1-ol 0.967 0.47 o-Cubebene 1.814 0.41
2,3-Butanediol 0.825 9.70 trans-Caryophyllene 1.860 0.74
1-Butanol 0.695 0.64 Sesquiterpene 1.947 0.48
2-Buten-1-ol 1.126 0.32 2-Methoxy-5-methyl-thiophene 2.005 1.04
2-Methyl-1-pentanol 1.516 0.28 2,5-Dihydro-furan 0.827 0.49
3-Methyl-2-hexanol 0.789 0.48 tert-Dodecanethiol 1.121 9.16
3-Hexen-1-ol 0.993 1.61 2-Hydroxy-propanoic acid 0.609 0.54
2,4-Hexadiene-1-ol 1.229 0.65 2-Hydroxy-ethyl ester propanic 0.887 0.41
3,5,5-Trimethyl-1-hexanol 1.243 1.17 acid
3-Heptanol 1.012 0.74 a RRT, retention time relative to that of styrene (retention time of compound/
1-Heptanol 1.022 5.43
2-Ethyl-1-hexanol 1.274 0.23 retention time of styrene in minutes from injection).
2-Ethyl-phenol 1.497 0.42 b Data are expressed as percentages of the total peak area.
Cyclopentanol 0.573 0.25
Hydrocarbons
Methoxyethane 0.880 0.81 identified and represented the predominant peak areas in this
2-Methyl-1-propene 0.679 0.35 class of compounds. In an earlier bioassay (20), it was observed
Butane 0.991 0.49 that all tested C6 to Cg monounsaturated aldehydes (60 to 86
2,3-Dimethyl-1,3-butadiene 0.527 0.12 ,uM) completely inhibited A. flavus radial growth and conse-
2,2,3,4-Tetramethyl-pentane 1.154 0.63 quently aflatoxin production. In the current study, a 10 ,uM
1,5-Hexadiene 1.196 0.58 concentration of 4-pentenal reduced radial growth by 26.4%
2,4-Dimethyl-hexane 1.422 0.38 and reduced aflatoxin production by 92.7% (Table 3). Also in
2-Methyl-hexane 1.501 0.16
3,4-Dimethyl-heptane 1.306 0.13 this study (Table 3), a 7.6 ,uM concentration of trans-2-
2,2-Dimethyl-3-heptene 1.480 0.36 heptenal reduced radial growth by 23.2% and reduced afla-
5-Ethyl-2-methyl-heptane 1.491 0.11 toxin production by 89.5%.
Octane 1.392 0.80 Ketones (43% of total peak area). A variety of C2 to C12, 2-
1-Octene 1.324 0.41 and 3-alkanones [saturated, unsaturated, and substituted; phe-
2,5,6-Trimethyl-octane 1.324 0.11 nyl-ethanone; and 5-hexyldihydro-2(3H)-furanone] were de-
2,5-Octadiene 1.108 0.68 tected. This class of compounds represented the largest class of
(E) 4-octene 1.153 1.61 the total peak areas identified. 3-Hydroxy-2-butanone (20% of
Nonane 1.473 0.32 the total peak area) and 2-propanone (13% of the total peak
1-Nonene 1.488 0.94
2,6,7-Trimethyl-decane 1.973 0.80 area) were the predominant ketones identified. 2-Heptanone
3,4-Dimethyl-1-decene 1.489 0.07 (71 ,uM)- and 3-heptanone (96 ,uM)-treated cultures had both
trans-Ociene 1.089 0.46 shown slightly reduced aflatoxin production (7.3 and 17%,
2-Methyl-undecane 1.495 0.28 respectively) in an earlier bioassay (20).
Dodecane 1.371 0.13 Hydrocarbons (11%) and miscellaneous compounds (14% of
4-Methyl-octadecane 1.367 0.23 total peak area). A variety of hydrocarbons were identified:
(E) 4-octene (1.6% of total peak area) and 1-nonene (0.9% of
Ketones total peak area) represented the predominant compounds in
1-Phenyl-ethanone 1.333 1.58 this class. tert-Dodecanethiol (9.2% of the total peak area) and
2-Propanone 0.511 12.84
2,3-Butanedione 0.389 1.44 5-methyl-2-methoxy-thiophene (1.0% of total peak area) con-
3-Hydroxy-2-butanone 0.639 19.67 stituted the predominant compounds in the miscellaneous
2-Pentanone 0.550 0.12 class of compounds identified. Sulfur-containing volatiles from
3-Pentanone 0.569 0.23 neem leaves have not been reported earlier. However, thio-
1-Penten-3-one 0.780 1.52 nimone (a sulfur-containing component) has been obtained
2-Hexanone 0.991 1.27 from neem seeds and was found to be highly inhibitory to the
3-Heptanone 0.987 0.34 growth of Fusanium oxysporum f. lycopersici Schlecht (11).
3-Methyl-2-heptanone 1.417 0.26 2,5-Dihydro-furan (0.5% of total peak area) probably repre-
4-Methyl-6-hepten-3-one 1.497 1.68 sented a fragment of the azadirachtin molecule (10). The
6-Dodecanone 1.973 0.94
5-Hexyldihydro-2(3H)-furanone 2.017 0.32 azadirachtins are the most interesting from both commercial
and biological points of view of the tetranortriterpenoids from
Aldehydes neem. The biological activities of isomeric forms of these
2-Methyl-2-propenal 1.114 0.27 compounds ranged from insect phagorepellent to insect
4-Pentenal 1.027 3.83 growth inhibitors (13).
2,2-Dimethyl-3,4-pentadienal 1.296 2.05
3,4-Pentadienal 0.767 0.29
trans-2-Heptenal 1.548 2.60 DISCUSSION
4-Heptenal 1.264 n cK
2-Isononenal 1.085 U.28 Specific volatiles from fresh neem leaves were found to have
significant effects on fungal growth and aflatoxin production in
submerged cultures of aflatoxigenicA. parasiticus (SRRC 143).
Continued Both fungal growth and aflatoxin bioassay results with whole
3546 ZERINGUE AND BHATNAGAR APPL. ENVIRON. MICROBIOL.

TABLE 3. Radial growth and aflatoxin B1 production of A. an identical bioassay in the presence of an aflatoxigenic strain
parasiticus (SRRC 143)a as percentages of control results after 5 of A. parasiticus (SRRC 143).
days in atmospheres containing selected volatile compounds In summary, neem leaves contain specific volatile com-
pounds that have known fungicidal properties; a complex
Volatile Concn (1±M) Radial growthd Aflatoxin B1 mixture of volatiles was found to affect both fungal growth and
component testedb of tested
component
(%) productionda (%)
aflatoxin production in A. parasiticus. C2, C5 to C7, and Cg
2,3-Butanediol 10.0 92 ± 5 90.1 ± 1.5 alkenals representing 10% of the peak area of the total-ion
5.0 96 ± 3 97.3 ± 2.6 chromatogram from organic volatiles trapped on Tenax from
2.5 98 ± 2 102.8 ± 3.4 fresh neem leaves were observed in this study. In our earlier
1-Heptanol 7.0 136 ± 3 92.0 ± 3.2 studies (17, 20) as well as in those of others (8; for reviews, see
3.5 124 ± 5 98.3 ± 1.2 references 6 and 12), it has been observed that these small-
1.8 115±3 98.4±2.4 chain "gaseous" alkanals and alkenals exhibit strong fungicidal
4-Pentenal 10.0 73.6 ± 3 7.3 ± 2.8 properties. At specific concentrations, we observed some fun-
5.0 82.5 ± 2 47.3 ± 3.5 gicidal effects and a corresponding decrease in aflatoxin levels.
2.5 85.3 ± 2 54.8 ± 4.8 But, at specific concentrations we also observed a minor
trans-2-Heptenal 7.6 76.8 ± 5 10.5 ± 1.8 reduction in fungal growth with significant aflatoxin reduction,
3.5 87.5 ± 3 66.7 ± 3.5
1.8 88.9 ± 3 74.9 ± 4.1 an effect that may be due to the action of the aldehyde on a
Hexanal 8.3 61 ± 4 5.8 ± 3.2 surface-localized enzyme involved in aflatoxin biosynthesis
4.1 68 3 36.0 ± 1.5 (14). In all probability, the compounds responsible for the
2.0 76 ± 2 56.4 ± 2.8 bioactivity demonstrated in the current research effort resulted
Octanal 6.5 54 4 11.1 ± 4 from these small-chain gaseous aldehydes.
3.3 61 ± 5 22.1 ± 3.6
1.7 71 5 28.9 ± 2.1 ACKNOWLEDGMENTS
a
The initial inoculum was 50 ,tl of a spore suspension of A. parasiticus (SRRC We thank R. Knight, USDA-ARS Subtropical Horticulture Re-
143 containing 1.2 x 108 spores per ml) applied to a 10-mm potato dextrose agar search Station, for supplying us with the neem leaves and J. L. Bennett
extracted center well in a petri plate assay (20). for excellent technical assistance.
b The tested volatile component was added to a 1-ml glass beaker positioned
along the margin edge of the bottom lid of the petri plate in the petri plate
bioassay (20). REFERENCES
c Initial concentration of component applied to petri plate bioassay (20).
d Results are the means ± standard deviations
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1.1) mm for growth and 2,072 (t 21) ng for aflatoxin B1 production. neem (Azadirachta indica) leaf extracts on aflatoxin synthesis in
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study (2, 4). Also after boiling the leaves, we were not able to Focus on phytochemical pesticides. CRC Press, Inc., Boca Raton,
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(2, 4). The reported gas-liquid chromatograph of the volatile Effect of water-soluble fraction of oil-cakes and bitter principles of
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only one compound common to the total-ion chromatograph 12. Nandi, B., and N. Fries. 1976. Volatile aldehydes, ketones, esters
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genic strain of A. flavus in the time- and concentration- action, p. 47-67. In M. Jacobson (ed.), Focus on phytochemical
dependent bioassay of the earlier study (20) or in this study, in pesticides. CRC Press, Inc., Boca Raton, Fla.
VOL. 60, 1994 NEEM LEAF VOLATILE EFFECTS ON A. PARASITICUS CULTURES 3547

14. Rodriguez, S., and N. E. Mahoney. 1994. Inhibition of aflatoxin 18. Zeringue, H. J., Jr., and D. Bhatnagar. 1990. Inhibition of
production by surfactants. Appl. Environ. Microbiol. 60:106-110. aflatoxin production in Aspergillusflavus infected cotton bolls after
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