ARK INNOVATION ETF (ARKK) HOLDINGS

As of 01/05/2021

Company Ticker CUSIP Shares Market Value($) Weight(%)

1 TESLA INC TSLA 88160R101 2,688,429 1,976,291,042.19 10.76

2 ROKU INC ROKU 77543R102 3,743,306 1,254,681,305.08 6.83
3 CRISPR THERAPEUTICS AG CRSP H17182108 6,384,590 1,025,492,845.80 5.58
4 SQUARE INC - A SQ 852234103 4,349,198 999,228,240.50 5.44
5 INVITAE CORP NVTA 46185L103 17,462,614 807,122,019.08 4.40
6 TELADOC HEALTH INC TDOC 87918A105 3,938,591 791,538,633.27 4.31
7 ZILLOW GROUP INC - C Z 98954M200 4,270,440 579,263,833.80 3.15
8 EDITAS MEDICINE INC EDIT 28106W103 6,772,555 520,403,126.20 2.83
9 PURE STORAGE INC - CLASS A PSTG 74624M102 22,262,889 520,061,087.04 2.83
10 PROTO LABS INC PRLB 743713109 3,215,376 499,637,276.64 2.72
11 SPOTIFY TECHNOLOGY SA SPOT L8681T102 1,563,910 490,629,845.20 2.67
12 INTELLIA THERAPEUTICS INC NTLA 45826J105 6,603,257 402,864,709.57 2.19
13 TWILIO INC - A TWLO 90138F102 1,160,897 396,144,492.28 2.16
14 IOVANCE BIOTHERAPEUTICS INC IOVA 462260100 8,757,032 391,789,611.68 2.13
15 BAIDU INC - SPON ADR BIDU 056752108 1,730,104 370,242,256.00 2.02
16 PAYPAL HOLDINGS INC PYPL 70450Y103 1,547,429 363,506,546.39 1.98
17 TWIST BIOSCIENCE CORP TWST 90184D100 2,530,427 350,464,139.50 1.91
18 DOCUSIGN INC DOCU 256163106 1,530,240 349,659,840.00 1.90
19 EXACT SCIENCES CORP EXAS 30063P105 2,750,538 348,988,261.44 1.90
20 SHOPIFY INC - CLASS A SHOP 82509L107 309,418 346,158,293.32 1.89
21 MATERIALISE NV-ADR MTLS 57667T100 6,008,935 345,213,315.75 1.88
22 LENDINGTREE INC TREE UW 52603B107 1,224,647 335,283,855.66 1.83
23 2U INC TWOU 90214J101 8,058,045 330,057,523.20 1.80
24 PAGERDUTY INC PD 69553P100 7,555,149 312,783,168.60 1.70
25 TAIWAN SEMICONDUCTOR-SP ADR TSM 874039100 2,768,921 312,251,221.17 1.70
26 INTERCONTINENTAL EXCHANGE IN ICE 45866F104 2,633,779 299,039,267.66 1.63
27 ZOOM VIDEO COMMUNICATIONS-A ZM 98980L101 812,570 293,199,633.10 1.60
28 KE HOLDINGS INC BEKE 482497104 4,404,028 271,904,688.72 1.48
29 NINTENDO CO LTD-UNSPONS ADR NTDOY 654445303 3,084,031 249,436,427.28 1.36
30 VERACYTE INC VCYT 92337F107 4,993,376 241,080,193.28 1.31
31 UNITY SOFTWARE INC U 91332U101 1,584,057 235,580,957.04 1.28
32 PACIFIC BIOSCIENCES OF CALIF PACB 69404D108 7,558,875 211,724,088.75 1.15
33 SERES THERAPEUTICS INC MCRB 81750R102 8,435,523 205,826,761.20 1.12
34 TENCENT HOLDINGS LTD-UNS ADR TCEHY 88032Q109 2,661,364 204,020,164.24 1.11
35 IRIDIUM COMMUNICATIONS INC IRDM 46269C102 4,794,151 190,231,911.68 1.04
36 SPLUNK INC SPLK 848637104 1,068,892 178,205,674.24 0.97
37 SEA LTD-ADR SE 81141R100 865,503 175,636,523.79 0.96
38 SYNOPSYS INC SNPS 871607107 666,239 172,482,614.71 0.94
39 NANOSTRING TECHNOLOGIES INC NSTG 63009R109 2,455,502 168,005,446.84 0.91
40 PINTEREST INC- CLASS A PINS 72352L106 2,256,943 154,420,040.06 0.84
41 STRATASYS LTD SSYS M85548101 7,052,150 147,037,327.50 0.80
42 HUYA INC-ADR HUYA 44852D108 6,338,591 138,308,055.62 0.75
43 COMPUGEN LTD CGEN M25722105 10,855,726 137,433,491.16 0.75
44 CERUS CORP CERS 157085101 19,069,641 133,296,790.59 0.73
45 MORGAN STANLEY GOVT INSTL 8035 X9USDMORS 69,332,428 69,332,427.95 0.38
46 SYROS PHARMACEUTICALS INC SYRS 87184Q107 5,058,187 51,239,434.31 0.28
47 ORGANOVO HOLDINGS INC ONVO 68620A203 828,825 9,456,893.25 0.05
48 EXONE CO/THE XONE 302104104 515,716 5,121,059.88 0.03

The principal risks of investing in ARK ETFs include equity, market, management and non-diversification risks, as well as fluctuations in market
value and net asset value ("NAV"). Investors should carefully consider the investment objectives and risks as well as charges and expenses of
an ETF before investing. This and other information are contained in each ETF's prospectus, which may be obtained by contacting the ETF's
transfer agent The Bank of New York Mellon or by clicking here. Please read the prospectus carefully before you invest.
The market price of ETF shares may differ significantly from their NAV during periods of market volatility. ETF shares may only be redeemed
directly with the ETF at NAV by Authorized Participants, in very large creation units.
Holdings are subject to change without notice and are not a recommendation to buy or sell any security.
There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain
unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur
brokerage costs that detract significantly from investment returns.
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