Professional Documents
Culture Documents
Introduction
Ever since modern schooling emerged in the 17th century, it has been
assumed that purpose of schooling is to help the child acquire
knowledge of a real or pre-existing world (natural, social, cultural, and
so on) that exists somewhere outside of the school (see Biesta & Osberg,
2007). It has further been assumed that it is possible to teach children
about this pre-existing world either by telling them about it (i.e.,
representing it to them) or by showing it to them (presenting it to them
directly) thereby letting them discover it for themselves. The point is,
whatever the method of instruction, modern schooling has mostly been
about getting the child to understand a pre-existing world.
applies only to closed systems, that is, systems with distinct boundaries.
When such systems run down – that is, when there are irreversible
changes to states that are more disordered – we can logically deduce
every step of the progression to disorder and so, in principle, such
processes are fully deterministic and reversible. On the other hand,
when we are dealing with open systems – which are systems that
interact with their environment and which change themselves and their
environment in the process – there are irreversible changes towards
states that are more ordered. Furthermore, these irreversible changes
are not deterministic but probabilistic. This probabilistic element
according to Prigogine – and we shall explain this in more detail in what
follows – lends a completely different meaning to the concept of
irreversibility. The irreversibility of such processes can no longer be
understood as a side effect or illusion. Instead it must be understood as
an integral property of the process itself. In other words there is
something special about these sorts of processes. They are distinctly
different from reversible (deterministic) processes. This is the crux of
Prigogine’s “theory of irreversibility” (or ‘strong’ emergence). To
appreciate how Prigogine’s formulation of irreversibility affects
determinism, we need to introduce three important concepts that
Prigogine uses. These are non-equilibrium, self-organisation, and
bifurcation. We then need to explain how bifurcation introduces a
probabilistic element into our descriptions of process, which in turn
challenges determinism.
Non-Equilibrium
Non-equilibrium is a state that characterises open systems. The most
obvious examples of such systems are boiling water, tornadoes,
lightning and all living systems. These are systems that are exchanging
energy and matter with their environment and which exist only because
they are open. If an open system is cut off from its environment it dies
or simply fades away. It cannot be separated from the fluxes that
sustain it. In contrast to this, equilibrium systems are closed to their
environment. They are essentially static, inert systems that, once
formed, can be maintained indefinitely without further interaction with
their environment. An example of a system at equilibrium is a container
of cold water. If we started to apply heat from below we would be
starting to push the system away from equilibrium. Heat would be
‘coming in’ to the system and the system would move into a ‘non-
equilibrium’ state. When the system has been pushed sufficiently far
EMERGENCE, KNOWLEDGE, AND PEDAGOGY 37
Self-Organisation
The spontaneous appearance of the macro-level pattern is a process
which Prigogine calls “self-organisation.” This process is entirely in
accord with known physical laws. The micro-level entities are simply
obeying known physical laws and in doing so the macro-level pattern
spontaneously emerges. There are many examples of such spontaneous
patterning in nature, such as tornadoes, turbulence and the flocking
behaviour of birds to name but a few.3 Prigogine calls these self-
organised patterns “dissipative structures” and claims that the
emergence of such structures is a characteristic of non-equilibrium.
Further, he insists that most of reality is not stable and equilibrial, but
characterised by process and dissipative structures.
But we need to look a bit more closely at the concept of self-
organisation because we have said that the lower level entities form
themselves or self-organise into macro-level patterns entirely in
accordance with known physical laws. This seems to imply that the
macro-level structure that emerges at the higher level is entirely
explainable in terms of known physical laws. If this were the case
Prigogine’s theory might be a theory of emergence, but it would not be
a theory of strong emergence. It would mean that the universe is
unfolding in an entirely deterministic fashion. It is here that the concept
of bifurcation is required. It is bifurcation, not self-organisation, that
brings determinism into question.
Bifurcation
According to Prigogine, while everything that is taking place at non-
equilibrium takes place under necessary conditions these conditions,
while necessary, do not determine in its full reality that which emerges
in non-equilibrium conditions. This, he maintains, is because when a
system responds to an external ‘flux’ by ‘jumping’ to a new level of order,
there are always a number of structural possibilities for a higher level
of order that would be equally satisfactory in terms of the known
physical laws. This means that the single actualised version – the
‘solution’ that is ‘chosen’ by the emerging system – is always one among
38 DEBORAH OSBERG and GERT J.J. BIESTA
deterministic) universe where the present and the future is always more
than the sum of the parts from which it was generated. Because an
irreversible or emergent universe does not unfold like an automaton for
which we can simply discover the rules which are present but hidden
from view, irreversibility, Prigogine insists, requires a reformulation of
our descriptions of natural processes. In an emergent universe,
probability or chance – that which can never be known – must play a
fundamental role in our descriptions of nature. In Prigogine’s words:
“We need a more dialectical view of nature” (Prigogine, 1997, p.182).
This brings us to the epistemological implications of strong emergence.
radically new because, although it follows from what has come before,
it does not follow on logically from what has come before. It does not
follow on logically because it contains an addition – a supplement –
which was not present in what came before. The knowledge that
emerges in the present must therefore, at the same time, affirm that
which preceded it, and also be “unthinkable” from that which precedes
it. To say this another way, emergent knowledge draws on what is
there, but not as a ground to think our way into that which follows on
logically (deterministically) from this ground (and thereby to grasp or
understand the way something is, or could be), but rather to find new
ground which is incalculable from the ground we are on. If we were only
taking the next logical step this would imply we would always be
responding from a set of pre-given rules. From the perspective of
emergence knowledge is therefore not about understanding or grasping
a meaning in its essence or completely or adequately (or even
inadequately). Knowledge, does not bring us closer to what is already
present. Rather it emerges into that which is unthinkable from the
ground that precedes it and therefore transcends or brings into question
the knowledge we thought we had (in the representational sense).
Emergent knowledge, in other words, moves us into a new reality which
is incalculable from what came before. Because it enables us to
transcend what came before, this means it also allows us to penetrate
deeper into that which does not seem possible from the perspective of the
present. This emergentist understanding of knowledge, so we believe,
comes close to key insights developed by Derrida, under the label of
“deconstruction” which he defines 6 as “the experience of the impossible”
(Derrida, 1992a, p. 200).
To make sense of this comment it is necessary to understand that
Derrida uses the terms “impossible” and “incalculable” to denote “that
which cannot be foreseen as a possibility” (see Biesta, 2001, p. 48). We
believe this is also a way of describing the radical invention or novelty
involved in of strong emergence. An invention, Derrida argues, is
incalculable before it actually appears. It has to “declare itself to be the
invention of that which did not appear to be possible; otherwise it only
makes explicit a program of possibilities within the economy of the same.
(Derrida, cited in Biesta, 2001, p. 33 [Italics added]).
This description of invention bears a strong resemblance to Lloyd
Morgan’s 1923 description of emergence which also captures a sense of
the radical novelty involved in strong emergence. In Morgan’s words.
“Under what I call emergent evolution, stress is laid on the incoming of
the new … if nothing new emerges – if there be only regrouping of pre-
EMERGENCE, KNOWLEDGE, AND PEDAGOGY 45
present moment does not follow the same rules as the moment that has
passed. Since each new present is radically new, in that it contains
elements that were not present in the past, each new present requires
its own unique interpretation. No existing interpretation or set of rules
can do it justice.
This, however, does not mean we can ignore what came before. If we
ignore the lessons of the past we again become irresponsible. We must
therefore make two apparently contradictory gestures at the same time.
We must make a decision now, based on what has come before but at
the same time we cannot rely on what has come before to make this
decision. In Derrida’s words:
For a decision to be just and responsible, it must, in its proper
moment if there is one, be both regulated and without regulation:
it must conserve the law and also destroy it or suspend it enough
to have to reinvent it in each case, rejustify it, at least reinvent it
in the reaffirmation and the new and free confirmation of its
principle. Each case is other, each decision is different and requires
an absolutely unique interpretation, which no existing, coded rule
can or ought to guarantee absolutely. (Derrida, 1990, p. 971)
The invention Derrida speaks of is not something that can be logically
described, for it does not follow on from a logic (or set of rules) that came
before. Derrida puts it thus:
The condition of possibility of this thing called responsibility is a
certain experience and experiment of the possibility of the
impossible: the testing of the aporia from which one may invent the
only possible invention, the impossible invention. (1992b, p. 41).
“But there is no responsibility that is not the experience and the
experiment of the impossible. (pp. 44-45)
A Pedagogy of Invention
We believe that a complexity inspired epistemology suggests a
“pedagogy of invention” (we borrow this phrase from Ulmer, 1985) for
it brings into view the idea that knowledge does not bring us closer to
what is already present but, rather, moves us into a new reality which
is incalculable from what came before. Because knowledge enables us
to transcend what came before, this means it also allows us to penetrate
deeper into that which does not seem possible from the perspective of the
present. Knowledge, in other words, is not conservative, but radically
inventionalistic. This means when we are thinking about schooling, we
should not think of it as primarily being about providing children with
knowledge of an already determined world. We need to bear in mind
EMERGENCE, KNOWLEDGE, AND PEDAGOGY 47
that the world we are teaching about has always already passed and so
any attempt to transmit the rules of this world (which, in an emergent
universe are no longer appropriate for the present) might be considered
pedagogically irresponsible. What then do we do in schools? We would
like to answer this question in terms of what we perceive to be two
extremely important functions of schooling in the modern world. One
function of schooling is to teach the young how to take care of the world
(see Arendt, 1954/1961). We educate the young about the world that is
and the world that has been precisely because we care about and wish
to take responsibility for the future, the world that will emerge. Another
function of schooling is to facilitate the emergence of human subjectivity
(Biesta, 2006). We teach so that children can become better human
beings. Both these functions of schooling are intimately connected with
the concept of emergence, the emergence of the world on the one hand
and the emergence of human subjectivity on the other. Teachers are
responsible both for the emergence of the world (the future) and for the
emergence of human subjectivity, and these two functions of schooling
are very closely intertwined. In this sense responsibility and emergence
can be considered key to the whole idea of schooling.
When we consider schooling in terms of taking responsibility for the
future, then we must acknowledge that the answers to the future do not
lie in the present or the past and so we cannot teach the answers to the
future. In an emergent universe we cannot rely on the rules of the past
to dictate what we should do in the future. For this reason it is
misguided to think of schools as places where the rules of the past are
taught in order to take care of the future. Such an attitude succeeds only
in replicating the past and holding the world still. Schools, rather,
should be thought of as places where the world is renewed. As Hannah
Arendt so aptly remarked:
Our hope always hangs on the new which every generation brings;
but precisely because we can base our hope only on this, we destroy
everything if we try to control the new that we, the old, can dictate
how it will look. (Arendt, 1954/1961, p. 11)
The idea of schools being places where the world is renewed is very
much caught up with the idea of human subjectivity since it is largely
the choices made by human subjects which cause the world to emerge
in the way that it does. But if we cannot rely on the rules of the world
(that has always already passed) to make responsible choices, then how
do we use schooling to ensure that the future is taken care of? To do so
we must ensure children are allowed to respond responsibly in the
present. As we argued in previous sections, to respond responsibly we
48 DEBORAH OSBERG and GERT J.J. BIESTA
are asked to respond to the present (which is always a present that has
already passed) by simultaneously following it and not following it. We
follow it in a conventional sense, in that we acknowledge and affirm the
rules (logic) of the past, but then if we try to be responsible and
understand the present from its own perspective, there always comes a
moment when this logic is no longer appropriate for the present (for the
present is always a new present) and then we have no rule to follow. In
this moment of undecidability we must make a choice without
knowledge/logic. We are forced to take a position which is not dictated
by the rules of the past. But in this taking of a position, we ourselves
emerge or come into being. We become who we are through such
moments of undecidability. This seems to imply that in taking up
responsibility for the future, schools also facilitate the emergence – or
what Biesta (2006) calls the “coming into presence” – of the human
subjects (whose choices renew the world).
If this is the case, then it is clear that schools should do more than
teach the child about a pre-given world. If the coming into presence of
human subjectivity takes place when the human subject is presented
with an opportunity to respond responsibly – i.e. take a position on
something about which it is impossible to simply follow the rules of the
past – then schools need to ensure that children at least have the
opportunity to respond responsibly to what they are presented with.
This seems to suggest that the objective of presenting content in the
school curriculum is not to ensure that children get an accurate
understanding of it, but to provide children with the opportunity to
engage with content deeply enough to respond responsibly to it. This
means allowing them to make choices, and hence take a position, based
on the full contingency of what is presented in the curriculum and the
present in which it is presented and without knowing what to do. It is
necessary, in other words, to allow undecidability to exist in the
classroom. This undecidability must also extend to the curricular
content itself, which should not follow a logic of predetermination. To
determine the curricular content in advance would be to apply a rule…
“this is what should happen in all schools, not that” which, in itself
would be insensitive to the contingency of the present, and hence
pedagogically irresponsible. Who is to say what the curricular content
should be, particularly in today’s climate of multiculturalism?
If undecidability would be allowed to exist in the classroom, schools
could become places that facilitate the emergence of human subjects as
unique beings, each taking a position, rather than being places which
encourage the (blind) following of rules carried over from a different
EMERGENCE, KNOWLEDGE, AND PEDAGOGY 49
present. In doing this they would also be places which facilitate the
renewal of the world rather than its replication. The classroom must
become a place where meanings can be responsibly negotiated and hence
where the new is allowed to appear.
Conclusion
In this paper we have tried to argue that an epistemology inspired by
strong emergence allows a different way of thinking about the
organisation of schooling, which is not another pedagogical version on
the representational-presentational spectrum that was discussed in our
other paper in this issue (Biesta & Osberg, 2007) which is primarily
concerned with ways in which the child can be brought to an accurate
understanding of the world that is present (either through
presentational or representational means). We believe that if we re-
think the purposes of schooling using insights from complexity and
deconstruction, which suggest an emergentist relationship between the
world and our knowledge of it, then we must think of schools as not as
places where the meanings of a present world (which is also a world that
has always already passed) are replicated and hence preserved. Instead
schools can be thought of as places where new worlds are allowed to
emerge, or to say this differently where the world is renewed. To do this
we must make sure that within schools children have the opportunity
not only to engage deeply and responsibly with curricular content, but
also have the opportunity to respond to it, to make choices, take a
position, and be heard.
NOTES
1. Closed systems, essentially, are those that do not interact or exchange
information with their environment, while open systems, typically are those
that do interact with or exchange information with their environment
changing themselves and their environment in the process.
2. Turbulence is a complex pattern of order, not a disordered or chaotic
state.
3. A well-used, micro-level example is the case of the Raleigh-Bénard
instability. If we apply heat from below to a thin layer of water, the water
responds by organising itself into tiny convection currents called Bénard
cells. In other words a macro-level pattern emerges which transcends and
subsumes the micro-level components.
4. The name is misleading, however, as it means separation in two, when
in fact there may be several possibilities.
50 DEBORAH OSBERG and GERT J.J. BIESTA
ACKNOWLEDGMENTS
This paper was originally presented as part of a symposium entitled
Complexity and the Idea of a Pedagogy of Invention at the British
Educational Research Association Conference, Manchester, 2004.
Symposium co-presenters included Brent Davis and Dennis Sumara.
Thanks to Barney Ricca for useful comments on an early draft of this paper.
REFERENCES
Arendt, H. (1961). The crisis in education. In Between past and future. New
York: Penguin Books. (Original work published 1954)
Bedau, M.A. (1997). Weak emergence. In J. Tomberlin (Ed.), Philosophical
perspectives: Mind, causation, and world (Vol. 11, pp. 375-399).
Malden, MA: Blackwell Publishers.
Bergson, H. (1911). Creative evolution. New York: Henry Holt and
Company.
Biesta, G.J.J. (2001). Preparing for the incalculable. In G.J.J. Biesta & D.
Egea-Kuehne (Eds.), Derrida & education (pp. 32-34). New York:
Routledge.
Biesta, G.J.J. (2006). Beyond learning. Democratic education for a human
future. Boulder, CO: Paradigm Publishers.
Biesta, G.J.J. & Osberg, D. (2007). Beyond re/presentation: A case for
updating the epistemology of schooling. Interchange, 38(1).
Chalmers, D.J. (2002). Varieties of emergence. Available from:
http://jamaica.u.arizona/~chalmers/papers/granada.html
Chalmers, D.J. (2006). Strong and weak emergence. In P. Clayton & P.
Davies (Eds.), The re-emergence of emergence (pp. 244-256). Oxford, UK:
Oxford University Press.
Derrida, J. (1990). The force of law: The mystical foundation of authority.
Cardozo Law Review, 11(5-6), 919-1045.
Derrida, J. (1992a). Afterw.rds: Or, at least, less than a letter about a letter
less (G. Bennington, Trans.). In N. Royle (Ed.), Afterwords (pp. 197-
203). Tampere, Finland: Outside Books.
Derrida, J. (1992b). The other heading: Reflections on today’s Europe (P.-A.
Brault & M.B. Naas, Trans.). Bloomington, IN: Indiana University
Press.
Derrida, J. (1998). Forgiveness and mercy in politics and law. In
Conversation with Jacques Derrida. N. Benjamin, Law and Humanism
Speaker Series. Cardozo School of Law, October.
EMERGENCE, KNOWLEDGE, AND PEDAGOGY 51
Authors Address:
School of Education and Lifelong Learning
University of Exeter
Heavitree Road
Exeter EX1 2LU
UNITED KINGDOM
EMAIL: g.biesta@exeter.ac.uk
d.c.osberg@exeter.ac.uk