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1. Introduction
In this paper we present a new approach to the problem of mutually unbiased
bases (MUBs) in Cd . Our approach has been motivated by two recent results in
the literature. First, in [22] one of the present authors described how the Fourier
analytic formulation of Delsarte’s LP bound can be applied to the problem of
MUBs. Second, in [25, Theorem 2] F. M. Oliveira de Filho and F. Vallentin proved
a general optimization bound which can be viewed as a generalization of Delsarte’s
LP bound to non-commutative settings (and they applied the theorem to packing
problems in Euclidean spaces). As the MUB-problem is essentially a problem over
the unitary group, it is natural to combine the two ideas above. Here we present
another version of the non-commutative Delsarte scheme in the spirit of [22, Lemma
2.1]. Our formulation in Theorem 2.3 below describes a less general setting than
[25, Theorem 2], but it makes use of the underlying group structure and is very
convenient for applications. It fits the MUB-problem naturally, and leads us to
consider positive definite functions on the unitary group.
The paper is organized as follows. In the Introduction we recall some basic
notions and results concerning mutually unbiased bases (MUBs). In Section 2
we describe a non-commutative version of Delsarte’s scheme in Theorem 2.3. We
believe that this general scheme will be useful for several other applications, too.
We then apply the method in Theorem 2.4 to give a new proof of the fact that there
are at most d + 1 MUBs in Cd . While the result itself has been proved by other
methods, we believe that this approach is particularly suited for the MUB-problem
and may lead to non-existence proofs in the future. In particular, in Section 3 we
Received by the editors January 5, 2017 and, in revised form, April 16, 2017.
2010 Mathematics Subject Classification. Primary 43A35; Secondary 15A30, 05B10.
Key words and phrases. Mutually unbiased bases, positive definite functions, unitary group.
The first author was partially supported by grant No 4725 of the University of Crete.
The second author was supported by the ERC-AdG 321104 and by NKFIH-OTKA Grant No.
K104206.
The third author was supported by the ERC-AdG 669240 QUEST “Quantum Algebraic Struc-
tures and Models” and by NKFIH-OTKA Grant No. K104206.
2017
c American Mathematical Society
1143
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1144 M. N. KOLOUNTZAKIS, M. MATOLCSI, AND M. WEINER
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POSITIVE DEFINITE FUNCTIONS AND MUBS 1145
matrix scaled by a factor of √1d for all i = j. That is, Ui∗ Uj is a unitary matrix
(which is of course automatic) whose entries are all of absolute value √1d .
A complete classification of MUBs up to dimension 5 (see [7]) is based on the
classification of complex Hadamard matrices (see [17]). However, the classification
of complex Hadamard matrices in dimension 6 is still out of reach despite recent
efforts [2, 20, 24, 27, 28].
In this paper we will use the above connection of MUBs to complex Hadamard
matrices. In particular, we will describe a Delsarte scheme for non-commutative
groups in Theorem 2.3, and apply it on the unitary group U (d) to the MUB-problem
in Theorem 2.4.
all quotients avoid the forbidden set A). When G is commutative, some well-known
examples of this general scheme are present in coding theory [13], sphere-packings
[9], and sets avoiding square differences in number theory [26]. We will discuss the
non-commutative case here.
Recall that the convolution of f, g ∈ L1 (G) is defined by
f ∗ g(x) = f (y)g(y −1 x)dμ(y).
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1146 M. N. KOLOUNTZAKIS, M. MATOLCSI, AND M. WEINER
Lemma 2.2. Let G be a compact group and μ the normalized Haar measure on G.
If h : G → C is a continuous positive definite function, then α = G hdμ ≥ 0, and
for any α0 ≤ α the function h − α0 is also positive definite. In other words, for any
m and any collection u1 , . . . , um ∈ G and c1 , . . . , cm ∈ C we have
m
m
(2) h(u−1
i uj )ci cj ≥ α| c i |2 .
i,j=1 i=1
Therefore,
αβ = Hf, 1 = H(β1 + f0 ), 1 = αβ + Hf0 , 1,
and hence Hf0 , 1 = 0.
To show that h − α is positive definite we need to check that
Hf, f − |β|2 α ≥ 0,
for all f ∈ L2 (G). We have
2
Hf, f = βα1 + Hf0 , β1 + f0 = |β| α + Hf0 , f0
2
since f0 ⊥ 1 and Hf0 ⊥ 1. Hence Hf, f − |β| α = Hf0 , f0 ≥ 0.
Proof. Consider
(3) S= h(u−1 v).
u,v∈B
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POSITIVE DEFINITE FUNCTIONS AND MUBS 1147
now give a new proof of the fact the number of MUBs in Cd cannot exceed d + 1.
d
Theorem 2.4. The function h(Z) = −1 + i,j=1 |zi,j |4 (where Z = (zi,j )di,j=1 ∈
U (d)) is positive definite on U (d), with h(1) = d − 1 and h = d−1 d+1 . Consequently,
the number of MUBs in dimension d cannot exceed d + 1.
d
i,j=1 |zi,j | . First we prove that h0 is
4
Proof. Consider the function h0 (Z) =
positive definite. For this, recall that the Hilbert-Schmidt inner product of matrices
is defined as X, Y HS = Tr (XY ∗ ), and for any vector v in a finite dimensional
Hilbert space H the (scaled) projection operator Pv is defined as Pv u = u, vv.
For any two vectors u, v ∈ H we have |u, v|2 = Tr Pu Pv . Also, recall that the
inner product on H ⊗ H is given by u1 ⊗ u2 , v1 ⊗ v2 = u1 , v1 u2 , v2 .
Let U1 , . . . , Um be unitary matrices, c1 , . . . , cm ∈ C, and let {e1 , . . . , ed } be the
orthonormal basis with respect to which the matrices in U (d) are given. Then
Finally,
m
m
(8) h(Ur∗ Ut )cr ct = ct Qt 2HS ≥ 0,
r,t=1 t=1
as desired.
2d
It is known [10] that the integral of h0 on U (d) is d+1 . By applying Lemma 2.2
to h0 with α0 = 1 < h0 we get that h is also positive definite. Note also that h
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1148 M. N. KOLOUNTZAKIS, M. MATOLCSI, AND M. WEINER
vanishes on the set √1d CH of scaled complex Hadamard matrices, h(1) = d − 1, and
2d
h = d+1 − 1 = d−1
d+1 . Therefore, Theorem 2.3 implies that the number of MUBs
h(1)
in Cd is less than or equal to
h
= d + 1.
We remark here that one could consider the witness functions hβ = h0 −β for any
1 ≤ β ≤ d+1
2d
. All these functions satisfy the conditions of Theorem 2.3. However,
an easy calculation shows that the best bound is achieved for β = 1.
3. Dimension 6
d
The function h(Z) = −1 + i,j=1 |zi,j |4 in Theorem 2.4 was a fairly natural
candidate, as it vanishes on the set of (scaled) complex Hadamard matrices √1d CH,
for any d. Other such candidates are hk (Z) = − nk−21
+ di,j=1 |zi,j |2k for any k ≥ 2,
but they give worse upper bounds than h. Furthermore, Theorem 1.2 implies that
the result of Theorem 2.4 is sharp whenever d is a prime-power, and hence we
cannot hope to construct better witness functions than h, in general. However,
let us examine the situation more closely in dimension d = 6, and discuss why we
hope that the non-existence of a complete system of MUBs could be proved by this
method.
For d = 6 we have other functions which are conjectured to vanish on √1d CH.
Namely, Conjecture 2.3 in [23] provides a selection of such functions. Let
6
(9) m1 (Z) = zπ(1),j zπ(2),j zπ(3),j zπ(4),j zπ(5),j zπ(6),j ,
π∈S6 j=1
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POSITIVE DEFINITE FUNCTIONS AND MUBS 1149
Acknowledgment
The authors are grateful to the referee for the insightful comments which have
improved the presentation of the manuscript.
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