You are on page 1of 3

QJM: An International Journal of Medicine, 2017, 67–69

doi: 10.1093/qjmed/hcw185
Advance Access Publication Date: 1 November 2016
Review

REVIEW

Understanding the cognitive experience of death and


the near-death experience

Downloaded from https://academic.oup.com/qjmed/article/110/2/67/2681812 by guest on 07 May 2022


S. Parnia
From the Resuscitation Research Group, Division of Pulmonary and Critical Care Medicine, Department of
Medicine, Stone Brook University, Stony Brook, NY, USA. email: sam.parnia@stonybrookmedicine.edu

Transcendental mystical or spiritual experiences close to death have suggested that the so-called OBE sensation may be an illu-
have been described for millennia. However, following the birth sion caused by a dysfunction at the temporoparietal junction.13 It
of modern intensive care medicine four decades ago, the specific has also been suggested that a burst of electrical activity in the
term ‘near-death experience’ (NDE) was coined.1 Current re- first 30 s after cardiac arrest/death by cardiopulmonary criteria
search indicates that, regardless of cultural background, adults may cause NDE’s.14 By enlarge these theories categorize near
and young children (<3 years) have described comparable experi- death or OBEs as being brought about by cerebral processes gone
ences in association with death.1 These include: feelings of im- ‘awry’; as hallucinatory or illusory responses to a variety of
mense peace and love; a sensation of going through a tunnel; neurological events. Although some consider these theories to
seeing a bright warm welcoming light that draws the person to- represent a sufficient causative scientific model to explain NDE’s,
ward it; meeting a ‘being of light’; a feeling of entering a beautiful there are significant scientific and methodological factors that
‘heavenly’ domain; and encountering deceased relatives who are limit this assumption.
often perceived as greeting and welcoming the individual. A re- One limitation is that data derived from rigorous experimen-
view of the person’s life from early childhood onward is another tal research to support a possible causal relationship or even an
commonly reported experience, as is a sense of separating from association between so called NDE’s and the proposed physio-
the body and looking down from above, while observing events logical intermediaries remain lacking. A second, and perhaps
during their resuscitation. This has often been referred to using more important, limitation relates to the scientific principles
the ill-defined term of out of body experiences (OBEs).1 that underlie the determination of reality with respect to
Much like profound mystical/spiritual or religious experiences, human experience. The observation that humans may at times
these experiences are associated with long-term positive trans- have hallucinatory experiences that may or may not loosely
formational and psychological effects.2,3 People often report less share certain features with NDE’s (e.g. feeling happy or peace-
fear of death; a greater sense of altruism as evidenced by greater ful), after the use of drugs has led some to define NDE’s as hallu-
love, empathy and responsibility towards others, increased faith cinations. Yet, this is inconsistent with known scientific
and interest in the meaning of life, and less materiality.2,3 This ef- principles. In particular, the notion that a hallucinatory experi-
fect seems to predominantly reflect the impact of the experience ence occurring in response to one stimulus, implies that an-
itself rather than having come physically close to death.2,3 other human experience in response to another stimulus (with
In the past 40 years, some have attempted to explain the oc- or without possible shared features) is also hallucinatory, is nei-
currence of NDE’s in terms of abnormal physiological brain ther consistent with the scientific principles governing the de-
states. These theories largely categorize NDE’s as hallucinatory termination of reality, nor cause and effect.
or illusory responses to hypoxia,4 hypercarbia,5 hormone and A simple illustration of this point is the experience of love.
neurotransmitter release such as endorphins,6 serotonin,7 NMDA Humans may experience ‘love’ in response to a variety of
receptor activation,8 activation of the temporal lobes leading to circumstances. This includes hallucinogenic drugs, alcohol in-
seizures9 or limbic lobe activation10 and REM intrusion; a fre- toxication or in the case of a mother and child relationship. It is
quent occurrence in healthy subjects.11 Alternative psychological incorrect to assume that since hallucinogenic agents can bring
theories have also been postulated,12 while more recently some about the sensation of love, then other experiences involving

Received: 14 July 2016; Revised (in revised form): 4 October 2016


C The Author 2016. Published by Oxford University Press on behalf of the Association of Physicians.
V
All rights reserved. For Permissions, please email: journals.permissions@oup.com

67
68 | QJM: An International Journal of Medicine, 2017, Vol. 110, No. 2

love are also hallucinatory. Similarly, one cannot assume that a researched should be related to a corresponding physiological
person’s love is real or hallucinatory based on the underlying state that approximates death. Considering that cardiac arrest
neurobiological correlates of love (e.g. dopamine, oxytocin and and death by cardiopulmonary criteria are biologically synonym-
vasopressin) as these are similar irrespective of whether love is ous and represent a universal and well-studied physiological and
experienced in response to hallucinogenic or a real trigger.16 pathophysiological process, cardiac arrest is the most physiolo-
Thus, a hallucinatory experience does not imply that another gically appropriate and accessible biological state for research
experience is also hallucinatory. Furthermore, adopting the into the actual experience of death.20
broader scientific principles underlying the determination of
reality and meaning in relation to human experience, it is clear
that until recently the categorization of these experiences (by Experiences of cardiac arrest/cardiac standstill
scientists or others) as hallucinations vs. real experiences sim- Only a handful of studies have examined the mental and cogni-
ply reflected a given social group’s own consensus based on per- tive experience of cardiac arrest.2,3,15,22–24 The first demon-
sonal beliefs and not scientific studies.17 The principles that strated that 6% of 63 cardiac arrest survivors reported lucid,
underlie the determination of reality,17 while highly relevant well-structured thought processes, together with reasoning and
have typically been neglected in discussions regarding the memory formation compatible with the previously described

Downloaded from https://academic.oup.com/qjmed/article/110/2/67/2681812 by guest on 07 May 2022


meaning and significance of NDE’s. NDE.15 No evidence to support a specific role for drugs, hypoxia,
Two recent, but separate, studies have attempted to indirectly hypercarbia, or electrolyte disturbances in association with the
address the issue of reality with respect to NDE’s through an experiences was found.15 Another study interviewed 344 cardiac
examination of memory quality.18,19 Both studies used a standar- arrest survivors from 10 hospitals over a 2-year period. Here
dized instrument designed to differentiate between imagined 12% reported experiences similar to those from the British
events and real events, relying on the principle that memories of study,2 and at least one patient reported a sensation of separat-
imagined events have fewer phenomenological characteristics ing from the body and observing the events from his own resus-
than those of real events. Thus, to test the hypothesis that NDEs citation. Hospital staff corroborated the accuracy of his claims.2
are imagined experiences brought about by abnormal or ‘awry’ As the recollections were compatible with real and verifiable
cerebral mechanisms, these studies analyzed the phenomeno- events this account is clearly inconsistent with a hallucinatory
logical characteristics of real and imagined memories. Both con- or illusory experience.2 A US study of 1595 people admitted to a
cluded that NDE recollections are not consistent with illusory cardiac unit found that experiences compatible with NDEs were
experiences but with memories of real life events. In fact NDE’s reported by 10% of cardiac arrest patients.22 A subsequent US
appeared ‘more real’ than actual real life events that were used study found that up to 23% of cardiac arrest survivors report
as controls.18,19. One study also explored brain waves during re- NDEs, and that they had life-enhancing effects at 6 months.23
call of NDEs which indicated that NDE’s were processed in a Carried out over a 4-year period, and in 15 hospitals, the
manner similar to memories of real events.19 In this respect they AWAreness during REsuscitation (AWARE) study included 2060
were found to be unlike hallucinations. cardiac arrest subjects. This study examined the occurrence of
awareness and memories of cognitive processes during cardiac
arrest, while attempting to verify claims of awareness compat-
Limitations of the term NDEs
ible with so called OBE’s using specific tests.24 39% of 140 cardiac
The term ‘near death’ was originally used to describe any situ- arrest survivors described a perception of awareness without any
ation in which a person would be likely to die without medical explicit recall. This observation raised the possibility that aware-
intervention.1 From the perspective of modern intensive care ness and consequently experiences in relation to death may be
medicine, this definition is problematic.20 In particular the term more prevalent than had been estimated in the past. Thus, some
NDE lacks any relationship with established hemodynamic and people may have had consciousness/awareness during cardiac
physiological markers of the severity of illness or physiological arrest, but subsequently forgotten their experiences when asked
proximity to death.20 Although many so-called NDE’s have been to recall them. Although 39 subjects were too ill to continue with
reported by critically ill individuals; many experiences categorized the study, 101 were able to complete further questionnaires. 46%
as NDE’s have also been reported from circumstances unrelated reported memories containing seven themes. Some of these
to critical illness or death.21 The lack of specificity with respect to were discordant with conventional accounts of NDEs. The seven
the use of the term ‘near-death’ has contributed to the widely categories included: fear; animals/plants; a bright light; violence
quoted, yet inadequately validated, notion that people do not  vu; seeing family;
or a feeling of being persecuted; a sense of déja
need to be ‘near-death’ to have a NDE.21 One of the main factors and recalling events that likely occurred after recovery from car-
limiting standardized research into NDEs may be the term itself. diac arrest. This raised the possibility that the experience of
As such, it would probably be more accurate to suggest that death may be broader than previously thought and described as
experiences with many shared features and interpreted as mys- NDE’s. 9% of subjects had experiences compatible with conven-
tical and spiritual by the experiencer may occur under a variety tional NDEs and 2 individuals described ‘seeing’ and ‘hearing’ ac-
of circumstances, including being critically ill, near death or tual events related to the period of CA compatible with OBEs.
otherwise.20 However it is not clear whether all experiences cur- While one patient was too ill to have the accuracy of her experi-
rently labeled as NDE’s are in fact phenomenology and qualita- ence verified, the other had a verifiable period of conscious
tively comparable, or whether the relatively loose definition of awareness lasting 3–5 min during CA/standstill. Thus, con-
the term enables different experiences—such as so called posi- scious awareness appeared to have lasted a number of minutes
tive and negative NDE’s—to be categorized together.20 This has into the period when the brain ordinarily stops functioning and
contributed to the fact that many experiences unrelated to death cortical activity ceases [reviewed in20]. As this recollection also
or near-death are currently categorized as NDE’s, as are a variety corresponded with real and verifiable events, it appeared incom-
of other illusory and hallucinatory experiences. Thus, for the pur- patible with a hallucination or illusion.
poses of standardized research and for gaining correct under- This hypothesis generating study concluded that there may
standing of the actual experience of death, experiences being be a wider spectrum of consciousness and awareness during
S. Parnia | 69

cardiac arrest than is apparent when survivors are asked to re- 4. Blackmore SJ. Near-death experiences. J R Soc Med 1996;
call their memories through explicit recall alone.24 At one end 89:73–6.
of the spectrum, there is no recall whilst, at the other end, 2% 5. Klemenc-Ketis Z, Grmec S, Kersnik J. The effect of carbon di-
exhibit full conscious awareness compatible with the recollec- oxide on near-death experiences in out-of-hospital cardiac
tion of real events through explicit recall. In between there is a arrest survivors: a prospective observational study. Crit Care
progression of cognitive recollections. It is unclear whether 2010; 14:R56.
there is a larger iceberg of memories beyond those accessible to 6. Carr DB. Endorphins at the approach of death. Lancet 1981;
explicit recall alone and whether enhanced methods—such as 1:390.
tests of implicit learning—may be more suited to an exploration 7. Morse M, Venecia D, Milstein J. Near-death experiences: a
of the depth and spectrum of conscious awareness in relation neurophysiologic explanatory model. J Near Death Stud 1989;
to death. However, as the frequency of implicit learning without 8:45– 53.
explicit recall was not specifically tested for, it was thus not 8. Jansen K. Near death experience and the NMDA receptor.
possible to determine whether a higher proportion of patients Br Med J 1989; 298:1708.
had experienced awareness, but were subsequently unable to 9. Appleton RE. Appleton. Reflex anoxic seizures. Br Med J 1993;
recall it. Nonetheless, the study supports existing anecdotal evi-
307:214–5.

Downloaded from https://academic.oup.com/qjmed/article/110/2/67/2681812 by guest on 07 May 2022


dence, as well as the results of two other recent studies, includ-
10. Carr D. Pathophysiology of stress induced limbic lobe dys-
ing one that indicated conscious awareness may occur in the
function: a hypothesis for NDEs. J Near Death Stud 1982;
absence of brain function and that experiences in relation to
2:75–89.
cardiac arrest may not be hallucinatory or illusory.2,25
11. Nelson KR, Mattingly M, Lee SA, Schmitt FA. Does the arousal
system contribute to near-death experiences?. Neurology
Future directions and philosophical 2006; 66:1003–9.
implications for the study of consciousness 12. Owens JE, Cook EW, Stevenson I. Features of “near death ex-
perience” in relation to whether or not patients were near
A number of important questions remain unanswered. These in- death. Lancet 1990; 336:1175– 7.
clude: the significance and meaning of these experiences; their 13. Blanke O, Arzy S. The out-of-body experience: disturbed self-
underlying neural and physiological correlates; their longer term processing at the temporo-parietal junction. Neuroscientist
life enhancing and positive psychological impact on human 2005; 1:16–24.
lives; and the timing and relationship of reports of conscious- 14. Borjigin J, Lee U, Liu T, Pal D, et al. Surge of neurophysiological
ness together with cognitive and mental activity and brain states coherence and connectivity in the dying brain. Proc Natl Acad
during the physiological process of death [reviewed in20]. Sci USA 2013; 110:14432–7.
Given that cardiopulmonary resuscitation (CPR) is insufficient 15. Parnia S, Waller D, Yeates R, Fenwick P. A qualitative and
to meet the metabolic requirements of the brain and that brain quantitative study of the incidence, features and aetiology of
function ceases even with CPR, and is associated with a concur- near death experiences in cardiac arrest survivors.
rent slowing and absence of cortical EEG within 2–20 s [reviewed Resuscitation 2001; 48:149– 56.
in22], reports of consciousness during CPR—i.e. at a time when 16. Zeki S. The neurobiology of love. FEBS Lett 2007; 581:2575–9.
the brain is thought to be ‘non-functional’—raise questions about 17. Henslin JM. Down to Earth Sociology: Introductory Readings, 13th
the relationship between mind and brain/body [reviewed in22]. edn. New York: Free Press, 2005, 259–69.
The results of studies of consciousness during cardiac arrest have 18. Thonnard M, Charland-Verville V, Brédart S, Dehon H,
been proposed to support the philosophical view that the mind or Ledoux D, Laureys S, et al. Characteristics of near-death ex-
consciousness is a separate entity that interacts with, but is not periences memories as compared to real and imagined
produced by, the brain. Although, many more studies are needed, events memories. PLoS One 2013; 8:e57620.
at the very least, the recalled experience of death now merits fur- 19. Palmieri A, Calvo V, Kleinbub JR, Meconi F, et al. ‘Reality’ of
ther genuine large-scale investigation without prejudice. near-death experience memories: Evidence from a psycho-
Conflict of interest: none declared. dynamic and electrophysiological integrated study. Front
Hum Neurosci 2014; 8:429.
20. Death and Consciousness – an overview of the mental and
Funding cognitive experience of death. Ann N York Acad Sci 2014;
Resuscitation Council (UK), Stony Brook Medical Center, 1330:75–93.
Department of Medicine Pilot Project Program Award, 21. Greyson B. Western Scientific Approaches to Near-Death
Experiences. Humanities 2015; 4:775–96.
Targeted Research Opportunities Grant, Stony Brook
22. Greyson B. Incidence and correlates of near death
University, American Heart Association Clinical Research
experiences in a cardiac care unit. Gen Hosp Psychiatry 2003;
Program, New York State Empire Clinical Research
269–76.
Investigator Program (ECRIP) Award.
23. Schwaninger J. A prospective analysis of Near Death
Experiences in cardiac arrest patients. J Near Death Exp 2002;
References 20:215–32.
24. Parnia S, Spearpoint K, de Vos G, Fenwick P, et al. AWARE -
1. Parnia S. What Happens When We Die. Carlsbad, CA, USA,
AWArenes during REsuscitation – a prospective study.
HayHouse, 2005.
Resuscitation 2014; 85:1799–805.
2. Van Lommel P, Wees Van R, Meyers V, Elfferich I. Near-death
25. Beauregard M, St-Pierre EL,  Rayburn G, Demers P. Conscious
experience in survivors of cardiac arrest: a prospective study
mental activity during a deep hypothermic cardiocirculatory
in the Netherlands. Lancet 2001; 358:2039–45.
arrest? Resuscitation 2012; 83:e19.
3. Klemenc-Ketis Z. Life changes in patients after out-of-
hospital cardiac arrest. Int J Behav Med 2013; 20:7–1.

You might also like