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Abstract: The work of architect Christopher Alexander in articulating the field of pattern
languages for architecture has been extended to several other fields, notably object oriented
software development, project management and technology management. Alexander calls for
the identification of patterns in areas of creativity (e.g. architecture, programming) and human
activity (e.g. project management) which when taken together form a comprehensive and
interrelated set of entities comprising a language that defines best practices in that area.
Alexander has a well defined process to identify patterns and criteria for selecting and
creating patterns beneficial for action by the practitioner. Most often the discovery of patterns
and development of a language for a field of practice is done by a community of practitioners.
This paper presents the application of Alexander’s pattern language approach to innovation
management practice. Specifically it proposes the development of a community of practice
composed of technology managers, both practitioners and academics, to discover and publish
patterns and form a pattern language for the practice of innovation management. Examples of
patterns in innovation management are presented as a starting point in the discussion.
Introduction
Patterns
Pattern documentation has taken several forms. The method used below follows the
format originally proposed by Alexander (1979), and the resulting patterns are termed
Alexandrine patterns. Other methods are shorter and more succinct (Coplien, 1997) or more
suitable to specific applications such as software development (Coplien, 1999). It may well
be that as workers in the field of innovation management adopt this method of documenting
innovation best practices; the form of the pattern evolves to a more convenient embodiment.
The Alexandrine form is used here as a starting point of discussion.
Pattern Language for Innovation Management3 Fortino
Elements of a Pattern
Name of Pattern. Usually several descriptive words in title case written as one word.
Context. Background material that sets the stage for understanding the forces and problem.
The statement of the context of the problem space and the pattern that follows.
Solution. The description of the pattern that resolves the tension in the forces
Resulting Context. The specific context the pattern will operate in, as there may be other
patterns to solve this problem with other parallel contexts.
Examples. Some specific instantiations or applications of the pattern and how it resolves
forces by solving the problem. Real-life examples.
Pattern Connections. Other patterns in the pattern language directly associated with this
pattern.
Patterns are discovered, not invented. They are evident solutions, tried and true, that
are gleaned from long-standing practice. They are not clever inventions that solve a problem
but solutions that stand the test of time. Even in dealing with innovative twenty-first century
technologies, one may manage them successfully using patterns based on centuries-old
practices. The faculties that work best in discovering patterns are keen powers of observation
and of discrimination. Observation reveals the underlying pattern and discrimination allows
for selecting life-giving (or beneficial) patterns that advantage the enterprise architecture.
in many sizes and shapes, and have many applications, but they, as a unit, constitute a
fundamental pattern in buildings that are alive.
It is the same with firewalls in information architectures, for example. Their use
constitutes a pattern of security used to separate networks. Firewalls are a pattern in data
networks. They resolve many competing forces. They come in many shapes and sizes, many
different embodiments. And there are many known uses for firewalls. It is one architectural
element that may be rightly classified as a pattern.
It is easy to see that a firewall is a pattern because it is physical, but what about
intangible patterns? Software and its development is one such intangible which may be
analyzed and worked into a pattern language. Our colleagues designing object oriented (OO)
programs (Gamma, 1995; Coplien, 1996) have pioneered the use of patterns in successful OO
design projects.
This technique may be extended to business practices as well. Project management,
business process reengineering and the creation of best practices compendiums in some
business disciplines have yielded to this approach (Coplien, 2000). For the technology
manager, all aspects of the enterprise architecture, its infrastructure, both hardware and
software, as well as operational processes dealing with the architecture may be analyzed and
benefit from the pattern analysis and the development of a pattern language. Pattern language
development maybe applied successfully to technology management best practices as has
been demonstrated and practiced (Fortino, 2005).
The technology manager has been urged to look at architectural elements in enterprise
architectures, especially in the technical infrastructure components. What are the current
recurring themes of IT application (everyone seems to have websites these days for every
information need, for example); what patterns, dimensions, and/or things are observed that
make an enterprise architecture work well, that makes information flow better, and make
business processes operate more efficiently and effectively? These observations are
extrapolated to analyze similar circumstances and things that work well. What problem is
being solved, what are the competing forces being resolved, what general pattern could be
delivered from this set of common solutions to a common problem? Analyzing the solution to
these problems naturally leads to discovering patterns.
Crafting a pattern
The first step in crafting a pattern (as a literary creation documenting the discovery) is
to observe that there is a problem to be solved. Then, after some analysis and investigation
and observation, all the forces in tension behind the problem are discovered and documented.
These become the givens with the hard work documenting the pattern to follow. The next step
is one of design—the forces need resolution. There must be a solution to the forces in tension
that solves the problem they bring about. This is the imaginative step. The practitioner
observes what solutions have been crafted by other practitioners, indeed what is the best
practice solution to the group of forces creating the problem. The observed solution is
expressed as a pattern of action that embodies the solution in as general a way as possible:
“Under these circumstances it is recommended the practitioner should do this.” The
discovered pattern resolves the tension in the forces.
The rest is of the pattern involves documenting the resulting context of the pattern
with some example applications given to show how it is instantiated. Some known uses,
which may have been the specific cases from which the solution was originally surmised, are
also sought and documented to assist other practitioners in applying the pattern. Lastly it may
Pattern Language for Innovation Management5 Fortino
be observed that the pattern is linked to other patterns. These are then given as pattern
connections.
Naming the pattern is the last step, as with any title. The name selected uses a catchy
one or two word (and occasionally three) sequence that pithily describe the pattern. The
component words of the pattern name are usually written together as one word using title case
format. A group of patterns that apply to one field are considered a pattern language. This is
similar to natural languages where the syntactical and grammatical rules and forms of
expressions such as metaphors, similes, meter, etc. may be considered patterns. The totality of
the words (basic building blocks), rules and forms form the language.
Pattern A. LiftShiftDrop
Context. Innovators are constantly challenged to find sources of inspiration for innovative
approaches and solutions to problems and best practices to improve efficiency and gain
competitive advantage.
Problem. Find innovative solutions to existing problems without having to always invent
original solutions.
Competing Forces. New technologies and business processes are constantly appearing, often
first applied or used in businesses and context other than one’s own industry. The use of these
technologies and best practices from other industries can be greatly beneficial when applied to
an existing business in one’s own industry context. Forces within the industry, and within a
company often reject and fight against adoption of a new approach, the “not invented here
(NIH) syndrome”. The appropriate translation of the new approach from an industry to
another will yield a competitive advantage to the innovator and first mover. Being first mover
will be expensive and very risky.
Resulting Context. Product managers looking to apply new technologies and business
processed to come up with innovative products and services may use this pattern on a regular
basis. Operations managers may also use this pattern to streamline operations and reduce
costs. Executives look at patterns of obsolescence in other industries to avoid similar fates
when designing business strategies.
Pattern Language for Innovation Management6 Fortino
Examples. There are numerous examples of this pattern outlined by Cozzolino and Fortino
(2007). Henry Ford (1922) introduced the assembly line for car manufacture based on his
observation of Chicago abattoirs. Andrew Grove (1996) tells how he looked to the US Steel
industry to gain perspective on a trend that could occur in the microprocessor manufacturing
sector. He used this view to change his business plan rather than succumb to the fate that
befell the steel giants.
Pattern B. InnovationScout
Context. Not everyone in the firm should be or could be an innovator, the task should be
carried out by a few who are challenged to be on the lookout for innovative approaches and
solutions to problems and best practices and bring them back to their organization for
implementation.
Problem. Not everyone in a firm can be or should be an innovator. Carrying out major
innovation initiatives should be the responsibility of a few individuals.
Resulting Context. CEOs of small organizations or business unit heads act as their own
innovation scouts with the rest of their organization or business unit acting as the
implementation team.
Examples. Chief Information Officers often act as translators of new information technologies
to the rest of the organization, using the CIO shop at the implementation team to back them
up. CEOs of technology companies become evangelists of the technology they create, such as
Bill Gates (1996). The concept is exemplified by Jaeger-LeCoultre CEO Jerome Lambert who
sees himself as an innovation scout.
Pattern Language for Innovation Management7 Fortino
Known Uses. Business process re-engineering. New product development. Research and
development.
Pattern C. BalancedIPProtection
Problem. What type of protection and how much enforcement must a creator use to have a
competitive advantage given by exclusivity. But vigorous and even a strong legal defense of
intellectual property rights for some classes of products and services may be inimical to
successful business practices and return on investment from a strategic point of view.
Sometimes it is best to give the invention away, or let others copy the creation to diffuse the
idea and build a market.
Competing Forces. Creators must have intellectual property protection for a period of time to
capitalize on their creation. Competing firms must be prevented from utilizing the idea or
design for purposes of exclusivity. But too tight a control on diffusion of the innovation puts
the burden of educating consumers and users on the designer. By encouraging others to copy,
weak enforcement of IP protection and outright giving the idea away allows it to diffuse
more quickly creating a larger market and thus more profits for mass distribution.
Solution as a Best Practice. Tailor the IP protection type and enforcement strategy to type of
market, product and diffusion strategy. A balance between weak and strong IP protection
must be sought in the context of the business strategy being pursued.
Resulting Context. Fashion houses may want widespread copying to make originals from
known fashion designers more coveted (e.g. Prada handbags). Semiconductor manufacturers
may want to keep processes secret to have the competitive advantage of manufacturing
improvements that raise yields and help a firm lower chip prices beating the competition (e.g.
Intel). Innovative software and computer hardware manufacturers may want to license or give
away the technology they invent so others take up the role of followers, so the technology is
adopted as a facto standard which first comes out in the innovative company’s products,
giving them the edge of always being first movers (e.g. Sun Microsystems).
Examples. Fashion houses may wish to have their designed copies as cheap imitations and
widely sold to customers that can’t pay the high prices for haute couture, thus allowing the
fashion houses to charge premium prices for hand crafted small quantity “originals”,
applicable to luxury items such as watches, perfumes, gowns, handbags.
Known Uses. IP transfer strategies by colleges and universities, fashion houses, software
manufacturers, architects, artists.
Pattern Language for Innovation Management8 Fortino
Community of Practice
Coplien demonstrates (1999) that pattern writing is a literary process. It is best done
under similar circumstances as the documenting of knowledge creation: the peer review
process of publishing. The pattern language creation process is even more public and
interactive, with patterns offered for review at writer’s workshops, including public critique
and rewrite as an interactive activity. Coplien has derived a pattern language for pattern
documentation (1999).
The process has strong similarity and many elements of a community of practice
advocated by John Seely Brown (2000). A community of pattern writers composed of
experienced technology managers would create a starting pattern database of innovation
patterns to which other practitioners could add over time. In turn this would become a pattern
language and a compilation of a body of knowledge of best practices in innovation
management.
Conclusions
design in particular. It could yield equally good results if applied to documenting and
codifying innovation management best practices.
In particular it is proposed that a community of practice of technology managers may
undertake as a virtual community to create patterns for innovation management best practices.
Enterprise architectures offer an excellent field of study for such a purpose. Patterns based on
laws of the IT industry may be mined for possible patterns.
Technology management graduate students may be taught how to analyze existing
innovation best practices situations using the pattern language framework. They should be
challenged to seek patterns of best practice that are fundamental and solve problems in a
timeless way. The pedagogical effort may yield a rich set of patterns for use by the
community of practitioners.
References
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Alexander, C. (1977), A Pattern Language, Oxford University Press, Oxford.
Alexander, C. (2003). The Phenomenon of Life: The Nature of Order, Book 1. Center For
Environmental Structure, Oxford University Press, Oxford.
Brown. J.S. and Duguid, P. (2000). The Social Life of Information. Harvard Business School
Press, Boston, MA.
Coplien, J.O. (1996). Software Patterns, SIGS Books & Multimedia, New York.
Coplien, J.O. (1997). Idioms and Patterns as Architectural Literature, IEEE Software Special
Issue on Objects, Patterns, and Architectures.
Coplien, J.O. (1999). A Pattern Language for Writers' Workshops, Bell Laboratories.
Retrieved form the World Wide Web January 10, 2004,
http://www1.bell-labs.com/user/cope/Patterns/WritersWorkshops/
Coplien, J.O. & Devos, M. (2000). Architecture as a Metaphor, OT2000 Conference.
Cozzolino, V. & Fortino, A. (2007), Innovation By Imitation: Using An “Adopt-Transform-
Apply” Methodology Coupled With Pattern Recognition To Enhance Firm Innovation,
PICMET Annual Conference, Portland, OR, August 7, 2007.
Ford, H. (1922), My Life and Work - An Autobiography of Henry Ford, NuVision
Publications (July 2007), Paperback.
Fortino, A.G (2005), A Pattern Language for the Teaching and Practice of Technology
Management, International Journal of Technology and Innovation Management
Education 1(1): 2005, Senate Hall Academic Publishing.
Gamma, E., et al.(1995). Design Patterns: Elements of Reusable Object-Oriented Software.:
Addison-Wesley, Reading, MA.
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Grove, AS. (1996). Only the Paranoid Survive, Random House, 1999 Edition.