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INTRODUCTION
The Haiti earthquake resulted in extensive damage to building structures. In the after-
math, an unprecedented effort was undertaken by scientists and engineers from all over the
world to exploit the postdisaster remote sensing data for mapping the physical damage to
structures and for aiding in the recovery effort. This unprecedented response was further
stimulated by the fact that unrestricted access to very detailed and up-to-date remotely
sensed imagery was quickly made available to anyone willing to help. The effort to process
these huge data sets was facilitated by novel collaborative systems, many of them available
in the public domain.
Building damage is one of the primary causes of human casualties (Hengjian et al.
2003). The ability to rapidly determine the impact of an earthquake on structures is very im-
portant for emergency planning, human recovery, subsequent reconstruction efforts, and
future disaster risk preparedness. Field surveys enable an accurate damage assessment but
they may require considerable time and resources and are generally nonexhaustive; field
surveys are usually conducted on a sample basis because it is practically impossible to
a)
European Commission, Joint Research Centre, Ispra, Italy
S199
Earthquake Spectra, Volume 27, No. S1, pages S199–S218, October 2011; V
C 2011, Earthquake Engineering Research Institute
S200 CORBANE ET AL.
survey all individual buildings in the field, especially for large affected areas. Alternatively,
post-earthquake images acquired via satellite and aerial sensors have become valuable data
sources for damage detection (Turker and Sumer 2008).
A variety of studies have been carried out in the last few years to assess damages using
remotely sensed imaging technologies. The majority of these image analysis studies
obtained damage assessments based on medium or fine spatial resolution satellite images
(Ping and Xiaxin 2005, Rathje et al. 2005) and analyzed the changes between pre- and post-
earthquake images. These studies concluded that remotely sensed imagery can help in
delineating damaged regions, primarily in heavily affected areas. With the availability of a
variety of very high spatial resolution (VHR) satellite data (pixel < 1 m) both automated
analysis and visual interpretation were employed for the identification of damage in built-up
environments. The following studies fall under the automated analysis category: Liu et al.
(2004) used textural features, Matsuoka et al. (2004) exploited edge-based techniques,
Gusella et al. (2005) developed an object-based approach for determining the number of
collapsed structures, and Brunner et al. (2010) proposed a data fusion approach using VHR
optical and synthetic aperture radar (SAR) imagery. Studies involving visual interpretation
include the following works: Chiroiu and André (2001), Chiroiu (2005), Saito et al.
(2005),Yamazaki et al. (2005). All of these studies concluded that photo-interpretation
could be used as a reliable technique to assess building damage in VHR satellite imagery.
Even though the advent of VHR satellite data has brought new insights into the assessment
of damaged buildings, digital aerial photography with a decimetric spatial resolution is still
a commonly used source of information for retrieving detailed damage assessments at the
local scale. Both automated analysis and visual interpretation are also applied and tested on
aerial data. Turker et al. (2004, 2008) introduced an approach for detecting collapsed build-
ings using the relationship between buildings and their cast shadows. Rezaeian and Gruen
(2007) developed a novel approach for feature extraction of damaged buildings based on a
comparison of stereo pairs of aerial images before and after an earthquake. Ogawa and
Yamazaki (2000) evaluated the damage situation after the 1995 Kobe, Japan, earthquake
using photo-interpretation of aerial data. Hasegawa et al. (2000) investigated the influence
of differences in structure type, building density, and human interpreter on the photo-inter-
pretation results.
Despite the numerous automated approaches for the extraction of structural damage
from satellite and aerial imagery, classical photo-interpretation remains the most commonly
used method for a reliable assessment of damage.
In the case of the Haiti earthquake, both satellite and aerial imagery were analyzed by
visual interpretation for damage identification and mapping. The key novelty compared to
earlier disastrous earthquakes (e.g., Bam, Iran, in 2003, Chengdu, China, in 2008) was the
almost immediate (less than 24 hours after the disaster) availability of VHR imagery
acquired by GeoEye (0.5 m spatial resolution) and its immediate release into the public do-
main. Furthermore, the availability of pre-earthquake VHR imagery made visual pre- and
post-event comparison possible. Several rapid mapping initiatives used the publicly avail-
able images to produce area-based damage maps that were delivered to emergency response
coordinators within the first week following the earthquake. Five days after the earthquake
(from January 17 onwards) aerial campaigns managed by Google Inc., and later the World
COMPARISON OF DAMAGE ASSESSMENT MAPS S201
available on the Web. We assumed that the general experience of the different photo-inter-
preter teams was equal. As a reference, the detailed point-based damage assessment was
used. The analysis focused on the pairwise comparison of each of the four area-based dam-
age assessments with respect to the point-based map instead of an intercomparison of the
maps or an absolute accuracy check with respect to the ground data acquired. Consequently,
different map comparison strategies were explored including the traditional agreement/
disagreement method and other methods that look at the spatial distribution of damage cate-
gories between the map pairs.
Figure 2. The four area-based damage assessment (DA) maps derived from satellite imagery
with modified colors and without original legends.
COMPARISON OF DAMAGE ASSESSMENT MAPS S203
This paper is organized as follows: First, the dataset used in the experiment is described,
and then the different approaches used to compare maps are presented. The results of each type
of analysis are then presented and followed by a discussion on the potential advantages and lim-
itations of satellite-derived damage assessment maps, both in terms of reliability and usability.
addition, more minor or moderate damage to buildings that does not result in building col-
lapse is also difficult to identify in the nadir images (Corbane et al. 2011).
Accordingly, the damage levels used for marking individual buildings on the aerial pho-
tographs were limited to the higher grades of the EMS-98 scale (e.g., substantial to heavy
damage [EMS Grade 3], very heavy damage [EMS Grade 4], and destruction [EMS Grade
5]).
All building centroids were marked, including those that did not exhibit visible damage
(EMS Grade 1). The overall point data set consisted of more than 300,000 labeled points. A
key advantage of having such an exhaustive point data set was the ability to generate abso-
lute and relative damage statistics for any arbitrary spatial sampling. The absolute damage
density is defined as the number of damaged buildings per sampling unit, whereas the rela-
tive damage density is equal to the percentage of damaged buildings relative to all buildings
in the sampling unit. Note that the exhaustive building labeling did not diversify by building
type and neither did the map products. The absolute number of buildings and the relative
density of damage can be observed in Figure 3, which shows an overview of the point-
based aerial assessment. Occurrences of Damage Grades 3, 4, and 5 showed a pattern that is
distinctively different from the overall building density in the area of interest. For instance,
the lower left quadrant of the map shows the downtown commercial district (Morne a Tuff)
with a low density of buildings but with a high occurrence of damage (i.e., low absolute
damage density but high relative damage density). The lower central map area includes the
heavily affected Fort National and Saint Antoine neighborhoods, which showed the highest
absolute and relative damage densities because buildings in this area were generally small
and very densely packed. Other areas showed strong local variation in both absolute and rel-
ative damage densities.
The point-based damage assessment map was validated against a variety of reference
data sets including combined GPS photo-surveys that encompassed over 6,000 validation
locations selected according to a stratified sampling schema taking into account the three
following criteria: population density, building density, and land-use classes. The break-
down of the number of buildings assessed can be found in Table 1.
Table 1. Breakdown by commune of the number of buildings surveyed in the field using
ground photos
Croix-des-Bouquets 343
Cite Soleil 243
Carrefour 1,305
Léogâne 97
Delmas 735
Tabarre 648
Pétion-Ville 464
Gressier 50
Port-au-Prince 2,607
S206 CORBANE ET AL.
Cross-comparison of survey point labels and the damage labels from the photo-interpre-
tation exercise produced an overall level of accuracy of 65% (Corbane et al. 2011, Lemoine
2010). The validation activities showed that one of the major problems is the omission of
damaged buildings that have pancaked or suffered from so-called soft-story failure,
whereby a lower floor has collapsed but the upper structure of the building has remained
intact. Typical commission errors occur in city areas where unfinished construction work is
classified as damaged. The comparison also showed that photo-interpretation is more accu-
rate for Damage Grades 4 and 5 only. The high level of confusion in Damage Grade 3 can
be explained by the fact that the outer structure of buildings suffering this level of damage
remains mostly intact. Debris in the immediate surrounding area is used as an indicator for
Grade 3, but appears to be unreliable in this respect. For the purpose of this study, damage
Grades 4 and 5 were grouped together because these grade groups include houses that are
beyond repair (i.e., “total losses” in a reconstruction sense) and are the most likely locations
where human victims are present (i.e., a focus for search and rescue).
Descriptive Statistics
In the first step, the consistency of the statistical distribution of the point-based damage
assessment across all four area-based maps was checked prior to the direct map comparison.
This step highlighted significant anomalies present in the classification of damage grades in
the satellite-derived damage assessment (DA) maps. For that purpose, the percentage of
Damage Grades 1, 3 and 4 and 5 of the point-based damage assessment was computed for
each damage category of the four area-based maps.
the well-known Kappa statistics, Hagen (2003) created another indicator, K Fuzzy, in which
he used the fuzzy set theory to consider fuzziness of location and fuzziness of category for
map comparison. A review summarizing all the techniques in a single paper is needed due
to the existence of a variety of analytical methods for studying maps’ composition. Despite
the availability of a range of competing and more contemporary measures, the standard
reporting convention, recommended by many researchers, remains the overall agreement
measure (Congalton 1991).
Compared to the previous approach, which accounts for compositional differences
between damage categories only, the analysis of map configuration is used to character-
ize the match (or mismatch) between the spatial distribution of damage categories or the
damage patterns (Csillag and Boots 2004, Hagen-Zanker et al. 2005). A typical way to
quantify the map pattern is the computation of the spatial autocorrelation, that is, the
degree to which characteristics at one location are similar (or dissimilar) to those nearby.
Several measures can be used for quantifying spatial autocorrelation. The choice of mea-
sure depends on the properties of the data and the need to quantify the pattern at the
local or global scale.
Both the characteristics of maps’ composition and configuration were studied in the two
subsequent steps of the map comparison methodology.
Composition Analysis
The contingency tables were built for each pair of area-based aerial map and area-
based satellite map through a cross-tabulation of damage categories represented in the
two maps being compared. In addition to the measure of overall agreement, 2-D cross-
correlation analysis (Gonzalez and Woods 1992) was also employed to estimate the
degree of correlation between the pairs of satellite-aerial DA maps. For two maps show-
ing a good matching of damage categories, the resulting correlation coefficient r will be
close to 1. Inversely, a low correspondence between damage categories will result in a
value of r close to 0.
Configuration analysis
Here, damage patterns between categorical data sets at each individual location were
compared, therefore the Local Moran Index (LMI; Anselin 1995) was chosen because it is
used extensively to identify and quantify local spatial patterns. Statistical considerations are
beyond the scope of this paper but are available in the following references (Anselin 1995,
Getis and Ord 1996). The following describes the LMI statistic in a simplified manner: A
high positive LMI value implies that the location under study has similarly high or low val-
ues as its neighbors, thus the locations exhibit a pattern. Spatial patterns include high-high
clusters (high values in a high value neighborhood) and low-low clusters (low values in a
low value neighborhood). In damage assessment maps, low-low clusters are clusters with a
low occurrence of damaged buildings, while high-high clusters can be regarded as clusters
with a high occurrence of damaged buildings. A high negative LMI value means that the
location under study is a spatial outlier. Spatial outliers are those values that are obviously
different from the values of their surrounding locations (Lalor ad Zhang 2001). Spatial out-
liers include high-low and low-high outliers.
COMPARISON OF DAMAGE ASSESSMENT MAPS S209
Figure 7. The four point-based aerial DA maps aggregated into area-based DA. These maps
have the same number of categories and the same labels as the four satellite-derived DA maps
under analysis (ref. Figure 2).
COMPARISON OF DAMAGE ASSESSMENT MAPS S211
satellite map through a cross-tabulation of damage categories represented in the two maps
compared, in order to evaluate the agreement between satellite- and aerial-based assessments.
Both Table 1 and Figure 8 illustrate the analysis of agreement/disagreement between
the pairs of satellite-aerial DA maps. They point out an overall low agreement between sat-
ellite- and aerial-derived damage assessments, both for the urban block-based maps (Maps
1 and 2) and the grid-based maps (Maps 3 and 4). Comparing the patterns in agreement/dis-
agreement (Figure 8) with the distribution of both the building density and damage density
of Figure 3, the following observations can be made:
- Map 1 shows a clustering of disagreement within areas of significant absolute dam-
age density (Fort National and Saint Antoine in Figure 3), whereas Map 2 shows a
higher overall agreement in regions of low building density but of high density of
significant damage (Morne a Tuff in Figure 3; i.e., it appears to outline relative dam-
age density well);
- Maps 3 and 4 exhibit more or less the same, though somewhat random, distribution
of agreement/disagreement. However, Maps 3 and 4 show opposite results with clus-
ters of agreement in Map 3 and of disagreement in Map 4 within areas with a low
density of buildings but with a high relative damage density. This is mainly the case
in the sector of Morne a Tuff characterized by a low absolute damage density and
high relative damage density.
- All four maps show disagreement in areas characterized by a high density of build-
ings and a high density of significant damage. This underlines the difficulties of satel-
lite image visual interpretation for building damage in regions with a high density of
buildings, many of which correspond to informal settlement areas (e.g., slums).
In addition to the overall agreement measures computed, the correlation coefficient was
computed using the 2-D cross-correlation statistic (Table 2). The correlation coefficients
computed supported the contingency table results, which showed a little correlation between
Figure 8. Result of direct cell-by-cell and block-by-block comparison for the four pairs of satel-
lite-aerial DA maps.
S212 CORBANE ET AL.
Table 2. Results of the overall agreement and correlation coefficient statistics computed for
each of the four satellite DA maps using the aerial DA as a reference
damage categories of satellite and aerial DA maps. However, a relatively high correlation
was computed for the grid-based Map 4 (r ¼ 0.75). Closer inspection showed that this map
contained a large number of cells (247 out of a total of 523 cells) with undamaged build-
ings. Since the 2-D cross-correlation was based on an average of all cell labels (transformed
into codes for computational purposes) within the two maps being compared, the presence
of such a large number of cells with undamaged building labels had a significant influence
on the global correlation coefficient r, resulting in the high correlation coefficient obtained
for Map 4. As evident in Table 2, there was no trend between the overall agreement mea-
sure computed and the correlation coefficients. This was due to differences in intrinsic com-
putational properties of the two measures: While the overall agreement takes into account
the amount of correct matching between damage categories (it incorporates the major diago-
nal and excludes the omission and commission errors of the contingency table), the correla-
tion coefficient considers the correlation between all the cells composing the pairs of maps
under assessment. Here, the correlation coefficients had the advantage of being applicable
to both the maps’ composition and configuration analysis, thus allowing the comparison of
the results of the two approaches.
The comparison between satellite and aerial DA maps following the analysis of the map
composition approach uncovered an overall low consistency both for grid-based and urban
block-based satellite-derived maps. The results published in the joint report entitled Build-
ing Damage Assessment Report - Haiti Earthquake 12 January 2010 Joint Damage Assess-
ment (Kemper et al. 2010), showed that the satellite-based DA underestimated damage by
at least a factor of five, compared to the aerial-based DA. Thus, the low consistency
obtained from our analysis can mostly be explained by damage underestimation and is sup-
ported by several studies showing that even buildings categorized as having Grade 4 dam-
age are not always distinguishable on VHR satellite images (Saito et al. 2004, Yamazaki
et al. 2005). To better illustrate the degree of damage underestimation in the satellite-
derived maps, the percentages of omission errors were computed for high damage grades.
The results showed that omission errors ranged between 40% (Map 2) and 80% (Map 3),
thus supporting the observations given in the Building Damage Assessment Report (Kemper
et al. 2010).
These results suggest a low reliability of satellite-derived DA maps with respect to aerial
DA maps. In terms of usability, the high underestimation of damage obtained on the satel-
lite imagery demonstrates the limitation of this type of imagery for detailed damage enumer-
ation exercises and suggests the need for imagery whose spatial characteristics are similar
to those of 0.15 m aerial images.
COMPARISON OF DAMAGE ASSESSMENT MAPS S213
Table 3. Correlation coefficients of LMI maps computed between the four pairs of satellite-aer-
ial DA maps
MAP 1 0.86
MAP 2 0.88
MAP 3 0.23
MAP 4 0.61
S214 CORBANE ET AL.
Figure 9. Results of spatial autocorrelation statistics based on the Local Moran Index (LMI).
The four maps represent significant values of LMI summarized into four main types of cluster.
Figures 9a and 9b correspond to LMI computations for the area-based aerial damage assessment
and its corresponding satellite DA Map 2, respectively. Figures 9c and 9d correspond to LMI
computations for the area-based aerial damage assessment and its corresponding satellite DA
Map 3, respectively.
imagery cannot be used for accurately interpreting the damage intensity, it is a useful
source for providing an overview of the damage pattern.
CONCLUSIONS
The motivation behind this study was to assess the reliability and usability of building
damage assessments derived from VHR satellite imagery as compared to the detailed dam-
age assessments derived from aerial imagery using information gathered during the 2010
Haiti earthquake. Satellite-based damage maps are generally available shortly after the rele-
vant satellite image becomes available, whereas aerial assessments are more detailed but
require much more time to generate. Furthermore, aerial data may not be available in many
post-earthquake contexts. Therefore, the 2010 Haiti earthquake provided a unique opportu-
nity to study the relationship between image spatial resolution and the related value-added
COMPARISON OF DAMAGE ASSESSMENT MAPS S215
analysis outputs. A three-step map comparison strategy was developed and implemented on
four area-based satellite maps using point-based damage assessment maps derived from aer-
ial imagery as a reference. The main findings of this work are summarized in terms of the
advantages and the limitations of damage assessment maps derived from satellite imagery
specifically related to their reliability and usability.
The following conclusions are made with respect to the reliability of satellite-derived
maps for building damage assessments:
- Computer-aided visual interpretation of satellite imagery can produce maps depicting
overall patterns in damage grades quickly and efficiently. This was verified for Dam-
age Grade 1 (no visible damage) and for the combined Damage Grades 4 and 5
(defined as very heavy damage and destruction, respectively).
- The analysis of map composition (i.e., direct cell-by-cell or block-by-block compari-
son), demonstrated that the consistency of satellite-derived products with respect to
the aerial-derived assessment is very low both for grid-based and urban block-based
maps. This was evidenced by the average overall agreement of 0.5, and the average
correlation coefficient of 0.54 computed for the four analyzed maps.
- The analysis of map configuration, based on the spatial distribution of damage cate-
gories, revealed the potential usefulness of VHR satellite imagery in capturing the
overall spatial pattern of building damage. Urban block-based maps achieve greater
reliability than grid-based maps in terms of damage patterns.
The following conclusions are made with respect to the usability of satellite-derived
maps for building damage assessments:
- Current state-of-the-art satellite imagery at sub-meter spatial resolution is essential to
allow the rapid generation of maps showing general damage patterns in a post-earth-
quake impact analysis context. However, even with spatial resolutions of 0.5 m it is
difficult to interpret building damage accurately and to generate overall damage esti-
mates reliably, either as absolute or relative damage density indicators. This limita-
tion is largely due to the near-nadir viewing configurations of orbiting satellites.
After the 2010 Haiti earthquake, this difficulty was exacerbated by the relatively
small structure of the buildings found within the study area. Based on the study’s
results, a detailed damage enumeration exercise requires, at least, imagery whose
spatial characteristics are similar to those of 0.15 m aerial images.
- Cooperative satellite-based rapid mapping for damage assessments produces a rea-
sonable representation of the overall damage pattern, especially if the aggregation is
based on an urban block mapping unit. The timeliness of such map products make
them useful for focusing the detailed damage assessments based on aerial imagery.
In a similar way, they can contribute to improving sampling scheme designs for field
data collection by contributing to the stratification and/or the clustering of the sam-
ples. Today, rapid postdisaster image acquisition is routine, whereas aerial imagery
is not guaranteed.
This research contributed significantly to our team’s work to develop consistent valida-
tion approaches and criteria for producing emergency maps. The situation after the Haiti
earthquake provided unique insights into the types of reference data available and
S216 CORBANE ET AL.
ACKNOWLEDGMENTS
The authors would like to acknowledge SAFER and G-MOSAIC RGR (Rapid Geospa-
tial Reporting) GMES projects and all the institutions that performed the damage assess-
ments, mainly SERTIT, German Aerospace Center (DLR), JRC, European Union Satellite
Centre (EUSC) and e-Geos in collaboration with UN Cartographic Section. Special thanks
to our colleagues from UNITAR/UNOSAT and the World Bank. Finally our gratitude goes
to Conrad Bielski for his collaboration on this work and for his constructive comments.
Any opinions, findings, conclusions, or recommendations expressed in this material are
those of the authors and do not necessarily reflect the view of the Joint Research Centre.
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(Received 9 August 2010; accepted 23 January 2011)