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Environmental Research 212 (2022) 113099

Contents lists available at ScienceDirect

Environmental Research
journal homepage: www.elsevier.com/locate/envres

Exposure-lag response of air temperature on COVID-19 incidence in twelve


Italian cities: A meta-analysis☆,☆☆
Fang Chyi Fong a, Daniel Robert Smith b, *
a
Newcastle University Medicine Malaysia, No. 1, Jalan Sarjana 1, Kota Ilmu, EduCity@Iskandar, 79200, Iskandar Puteri, Johor, Malaysia
b
Clinical Epidemiology and Biostatistics, School of Medical Sciences, Örebro University, Örebro, Sweden

A R T I C L E I N F O A B S T R A C T

Keywords: The exposure-lag response of air temperature on daily COVID-19 incidence is unclear and there have been
Air temperature concerns regarding the robustness of previous studies. Here we present an analysis of high spatial and temporal
COVID-19 incidence resolution using the distributed lag non-linear modelling (DLNM) framework. Utilising nearly two years’ worth
Delayed effects
of data, we fit statistical models to twelve Italian cities to quantify the delayed effect of air temperature on daily
Italy
Time-series
COVID-19 incidence, accounting for several categories of potential confounders (meteorological, air quality and
Meta-analysis non-pharmaceutical interventions). Coefficients and covariance matrices for the temperature term were then
Distributed lag non-linear model synthesised using random effects meta-analysis to yield pooled estimates of the exposure-lag response with ef­
fects presented as the relative risk (RR) and cumulative RR (RRcum). The cumulative exposure response curve was
non-linear, with peak risk at 15.1 ◦ C and declining risk at progressively lower and higher temperatures. The
lowest RRcum at 0.2 ◦ C is 0.72 [0.56,0.91] times that of the highest risk. Due to this non-linearity, the shape of the
lag response curve necessarily varied by temperature. This work suggests that on a given day, air temperature
approximately 15 ◦ C maximises the incidence of COVID-19, with the effects distributed in the subsequent ten
days or more.

1. Introduction number of confirmed cases by June 2020, at more than 240,000 cases,
with a recorded case fatality rate exceeding 10% (Worldometer, 2020).
As of October 2021, more than 240 million cases of COVID-19 in­ Over a year since the start of the pandemic, widespread lockdown was
fections have been confirmed worldwide, and the global death toll has reimposed due to transmission rates rising once more (Day, 2021).
now exceeded 4 million people (World Health Organization, 2021). Since the beginning of the outbreak, a number of studies have
Aside from the direct impact of COVID-19, healthcare in other fields investigated the relationship between air temperature and COVID-19
unrelated to infectious disease have also suffered from its knock-on ef­ incidence, though the evidence is inconclusive (Dong et al., 2021).
fects. Woolf et al. (2020) reported a higher number of deaths in the Studies in Italy are no exception, with reports of both positive (Passerini
United States than expected when comparing data to previous years and et al., 2020; Zoran et al., 2020) and negative (De Angelis et al., 2021;
estimated that 35% of the excess mortality is due to conditions not Pirouz et al., 2020) associations. Several studies have also attempted to
directly attributed to COVID-19. Though difficulty in seeking medical allow for non-linear and delayed effects of meteorological predictors,
treatment due to movement restriction measures and reluctance to risk though until very recently (Nottmeyer and Sera, 2021) these have been
exposure in healthcare settings are speculated reasons for the excess limited to select regions (Runkle et al., 2020), relatively narrow tem­
mortality, an overwhelmed healthcare system likely played a significant perature ranges (Bashir et al., 2020; Passerini et al., 2020; Tosepu et al.,
role, especially in the formative stages of the outbreak. 2020), relatively short time series (Shi et al., 2020) and lag periods
Italy was among the worst affected countries near the start of the (Tobías and Molina, 2020), all of which may induce significant biases.
pandemic, with daily cases peaking at the end of March 2020. Italy Indeed, a recent review of papers which have investigated the associa­
remained within the top ten countries with the highest cumulative tion between air temperature and COVID-19 incidence identified critical

This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.☆☆ This study used publicly available

datasets and did not involve human subjects or experimental animals.


* Corresponding author.
E-mail addresses: fang-chyi.fong@newcastle.ac.uk (F.C. Fong), daniel.smith@regionorebrolan.se (D.R. Smith).

https://doi.org/10.1016/j.envres.2022.113099
Received 15 July 2021; Received in revised form 4 March 2022; Accepted 6 March 2022
Available online 16 March 2022
0013-9351/© 2022 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
F.C. Fong and D.R. Smith Environmental Research 212 (2022) 113099

methodological flaws in the majority of papers studied (Dong et al., ature and COVID-19 incidence, we adopted the Distributed Lag Non-
2021). This is perhaps unsurprising given the urgency for published linear Model (DLNM) framework (Gasparrini et al., 2010). For each
works. In addition to the limitations mentioned above, concerns high­ city, we fitted a Generalized Additive Model (GAM) (Wood, 2011) of the
lighted by Dong et al. (2021) included: low spatial resolution, failure to form:
assess and/or account for autocorrelation, and failure to account for
Yt ∼ negative binomial (μt ),
various categories of confounding variables (e.g., meteorological, air
quality, non-pharmaceutical interventions (NPI)), including their

K
(1)
log(μt ) = β0 + log(P) + β1 Tt , l + β2 DOWt + fk (utk )
potentially delayed effects. k=1
Here we attempt to address these concerns by performing an analysis
of high spatial and temporal resolution using almost two years’ worth of where Yt denotes the number of COVID-19 cases on day t and β0 the
daily data. We fit statistical models to select Italian cities to quantify the model intercept. The logarithm of the population at risk (P) is fitted as a
delayed effect of air temperature on daily COVID-19 incidence, ac­ model offset. Tt , l denotes a cross-basis term for air temperature on day t
counting for confounding variables. Coefficients and covariance considering lag l, constructed using natural splines with β1 the corre­
matrices for the temperature term are then synthesised using random sponding vector of coefficients. For the exposure dimension, internal
effects meta-analysis to yield pooled estimates of the exposure-lag knots were placed at the 27.5th and 72.5th percentiles, corresponding to
response. 10.4 and 21.9 ◦ C respectively (informed by minimising the AIC over a
range of knot placement settings; see R code in the SI). For the lag basis,
2. Materials and methods we pre-specified 3 degrees of freedom, with knots placed at the 33.3rd
and 66.7th percentiles (Nottmeyer and Sera, 2021 found that larger
2.1. Data sources values for the degrees of freedom incurred a loss of precision for the
estimates). We considered lag range 0 through 10 days inclusive as in
Twelve Italian cities were included in this analysis, namely: Bologna, recent studies (Lauer et al., 2020; Nottmeyer and Sera, 2021). DOW
Brescia, Firenze, Livorno, Milano, Modena, Napoli, Parma, Prato, Roma, denotes the day of week fitted as dummy variables, with β2 the corre­
Torino and Trieste, selected based on the availability of daily city level sponding vector of coefficients. utk denotes additional predictors fitted
data, between 24 February 2020 and 30 December 2021 inclusive. Daily as penalised smoothing splines, with the degree of smoothing estimated
confirmed COVID-19 cases for each city, with respective populations at from the data. Time, t, was fitted as a highly flexible penalised natural
risk, were accessed using the COVID-19 R package (Guidotti and Ardia, spline with 20 knots to allow for seasonal and long-term trends, as well
2020), an interface to the COVID-19 Data Hub (https://covid19datahub. as sudden changes such as testing policy. We fitted cross-basis terms for
io/). For daily city-level data, confirmed cases and populations are additional confounders using penalised natural splines with 3 degrees of
sourced from Ministero della Salute (Dati COVID-19 Italia, 2021) and freedom for the exposure and lag dimensions and lag effects up to 10
Istituto Nazionale di Statistica, Italia (Istituto Nazionale di Statistica, days. This included: (1) log(daily cases + 1) in order to allow for auto­
2018) respectively. Country-level daily values of the stringency index correlation (Imai et al., 2015; Nottmeyer and Sera, 2021); residential
(SI) are sourced from the Oxford Coronavirus Government Response mobility, cumulative percentage of vaccines administered; stringency
Tracker (OxCGRT) project (Hale et al., 2021). This is a composite metric index, relative humidity, air pressure and PM2.5 (time series plots of
assessing the number and strictness of government policies and is these variables are provided in the SI). By fitting these as penalised
comprised of nine response indicators including travel bans, workplace terms, corresponding parameter estimates can shrink to simple linear
closures and school closures (https://www.bsg.ox.ac.uk/research/resea effects to avoid over-parameterization (Benedetti and Abrahamowicz,
rch-projects/covid-19-government-response-tracker). 2004; Chen et al., 2016).
Daily median city-level weather and air quality data were obtained Heteroscedasticity and Autocorrelation Consistent (HAC) estimation
from local meteorological stations (https://aqicn.org/data-platform of the covariance matrix was performed using the sandwich estimator
/covid19/ (Air Quality Open Data Platform, 2022)) and included: (1) (Zeileis, 2004, 2006). Parameters were estimated using restricted
air temperature, (2) relative humidity, (3) air pressure, and (4) PM2.5. maximum likelihood (REML). Simulated Quantile-Quantile (Figure SI9)
Daily city level residential mobility data was obtained from (Hartig, 2021) and partial autocorrelation (Figure SI10) plots are pro­
https://www.google.com/covid19/mobility/ (COVID-19 community vided as supplementary information. We performed a sensitivity anal­
mobility reports, 2020). Finally, daily COVID-19 vaccination adminis­ ysis by adjusting the parameterization of the cross-basis term for
tration counts at regional level were obtained from https://raw.gith temperature since this was the predominant term of interest. Accord­
ubusercontent.com/italia/covid19-opendata-vaccini/master/dati/so ingly, we assessed the impact of changing the lag period to 5 and 15
mministrazioni-vaccini-latest.csv with corresponding populations from days, as well as increasing the degrees of freedom for the lag basis to 4
Istituto Nazionale di Statistica, Italia (Istituto Nazionale di Statistica, and 5 respectively.
2018).
2.4. Second stage analysis
2.2. Study design
For each of the city-specific GAM’s, the cross-basis term for air
We utilised the two-stage time series design (Berhane and Thomas, temperature, Tt , l , was reduced to simpler sets of one-dimensional co­
2002). In the first stage, a series of city-specific statistical models were efficients and corresponding covariance matrices for the exposure- and
fitted, with terms representing the exposure-lag response with respect to lag-dimensions respectively (Gasparrini and Armstrong, 2013). These
air temperature, as well as additional confounding variables. In the were then pooled using random effects meta-analysis with REML esti­
second stage, coefficients and covariance matrices from the first stage mation (Sera et al., 2019). We assessed for heterogeneity using the
models were pooled using meta-analysis. This approach controls for multivariate Cochran’s Q test (using pre-specified α = 0.05) and the I2
city-level confounders, relaxes the strong assumption that the statistic. The pooled exposure (i.e., air temperature) response summed
exposure-lag response is not city-specific, and has been deployed in a over the lag period was presented as the cumulative relative risk
recent similar study (Nottmeyer and Sera, 2021). (RRcum), centred on the temperature of the maximal RRcum. The pooled
lag response at select temperatures (i.e., “exposure specific”) was pre­
2.3. First stage analysis sented as the relative risk (RR) centred on the current day (i.e. lag day
0). We computed 95% confidence intervals for both RR and RRcum to
In order to model the temporal dependency between daily temper­ quantify uncertainty in these point estimates.

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F.C. Fong and D.R. Smith Environmental Research 212 (2022) 113099

All statistical analyses were performed in R studio version 2021.09.0, Table 2


using R version 4.1.2 (R Core Team, 2013) and relying heavily on the Cochran’s multivariate Q test and I2 statistic to assess heterogeneity in the meta-
packages ‘dlnm’ (Gasparrini, 2011), ‘mgcv’ (Wood, 2011) and ‘mix­ analytic models.
meta’ (Sera et al., 2019). R code and datasets are included in the sup­ Meta-analytic model Q df P I2 (%)
plementary material to fully reproduce the analysis. Overall cumulative response 18.2 33 0.983 <.05
Lag response 1 ◦C 10.06 33 1.000 <.05
3. Results 10 ◦ C 8.36 33 1.000 <.05
20 ◦ C 9.09 33 1.000 <.05
30 ◦ C 18.42 33 0.981
Across all city-specific time series, daily median air temperature
<.05

ranged from − 2.2 to 33.6 ◦ C (Table 1). Model checking plots indicated
good fit of the first stage models to the observed data (Figures SI9, SI10).
Estimates of parameters from the meta-analytic models are provided in
SI Table 1. There appeared to be low heterogeneity in meta-analytic
models for the exposure and lag responses respectively with all P
values for the Multivariate Cochran’s Q test non-significant (P > 0.05)
and I2 < 0.05% (Table 2). This indicated there was very little variation in
effects between studies beyond sampling error.
The cumulative exposure response curve was non-linear with peak
risk at 15.1 ◦ C, and declining risk at lower and higher temperatures
(Fig. 1). Cumulative risk at 0.2 ◦ C is 0.72 [0.56,0.91] times that at
15.1 ◦ C. The decline in RRcum at temperature >15.1 ◦ C exhibited slightly
more uncertainty than the corresponding effect at temperatures
<15.1 ◦ C. The reductions in risk are statistically significant (P < 0.05) at
temperatures below approx. 7 ◦ C and above approx. 26 ◦ C.
The lag response curves were centred at lag = 0 days and tempera­
ture = 15.1 ◦ C (Fig. 2). The shape of the lag response necessarily varied
by temperature due to the non-linear cumulative exposure response
curve (Fig. 2). The magnitude of the effect becomes greater for
increasing or decreasing temperatures compared with the reference
temperature. Accordingly the lag response curves are relatively flat at
temperatures 10 and 20 ◦ C compared with 1 and 30 ◦ C (Fig. 2). At 1 ◦ C
(top left Fig. 2) the decline in RRcum is statistically significant (P < 0.05)
from day 0 to approx. lag 5.5 days with peak reduction at approx. 3 days
Fig. 1. Overall cumulative exposure-response association. Cumulative RR is
lag. In contrast, for 30 ◦ C the reduction in RRcum is delayed, with point computed by summing the log RR over the lag period (0 through 10 days in­
estimates <1 only occurring beyond a lag of 2 days, and is significant clusive) before exponentiating. The effects are centred at the reference level
between approx. 7 and 9.5 days lag. Aside from very high temperatures, (solid diamond = 15.1 ◦ C). Grey shaded area represents 95% confi­
the curves retract to the null at the end of the modelled lag (10 days). dence intervals.
Changing the lag period of the cross-basis term for temperature from
10 to either 5 or 15 days in the sensitivity analysis incurred a loss of 4. Discussion
precision. For lag 5 days, the decline in RRcum above the reference
temperature was less certain with confidence intervals that include the In this contribution, we quantified the exposure-lag response of air
null and becoming wider with increasing temperature (Figures SI11). temperature on daily COVID-19 incidence in Italy. We fitted city-specific
Upon increasing the lag to 15 days, the temperature of the maximum statistical models to extended time series accounting for numerous
RRcum reduced slightly to approx. 11 ◦ C (Figure SI12). Under this sce­ confounders, before pooling the temperature effects using meta-
nario point estimates hint of a possible upward trend at high tempera­ analysis, which was justified by low heterogeneity. We show that the
tures, though again confidence intervals are too wide to conclude with cumulative exposure response curve is non-linear with peak risk at
any degree of certainty. 15.1 ◦ C, and declining risk at progressively lower and higher
The shape and precision of the RRcum curve was relatively robust to temperatures.
increasing the degrees of freedom allocated to the lag basis from 3, to 4 The decline in RRcum at temperature >12.9 ◦ C was slightly shallower
and 5 respectively (Figures SI13, SI14).

Table 1
Summary statistics by city for the modelling period.
City Total number of confirmed COVID-19 cases Population at risk Mean temperature (◦ C) Minimum temperature (◦ C) Maximum temperature (◦ C)

Bologna 123,736 1,011,291 15.3 − 1 30.5


Brescia 139,145 1,262,402 15 − 1.6 30
Firenze 102,974 1,013,260 16.2 1 31.4
Livorno 27,461 336,215 15.8 1.2 28.1
Milano 397,922 3,234,658 15.2 − 0.4 30.4
Modena 84,624 701,896 14.7 − 2.2 29.7
Napoli 337,124 3,101,002 17.8 2.1 31
Parma 37,439 450,256 15.6 − 1.1 30.4
Prato 31,503 256,071 15.8 1.1 31
Roma 365,339 4,355,725 17.9 3.3 31.5
Torino 255,154 2,269,120 15.3 − 0.5 30.1
Trieste 37,576 234,638 16.3 − 0.5 33.6

*Mean, minimum and maximum temperature are computed using daily median temperatures over the time series’.

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F.C. Fong and D.R. Smith Environmental Research 212 (2022) 113099

Fig. 2. Exposure-specific lag-response associations. The effects are centred at lag = 0 days and temperature = 15.1 ◦ C. Grey shaded area represents 95% confi­
dence intervals.

and exhibited more uncertainty than the corresponding effect at tem­ different centering temperature), suggesting progressively lower and
peratures <12.9 ◦ C. The air temperature yielding minimum RRcum was higher temperatures beyond that at the maximum RRcum, are associated
0.2 ◦ C, i.e., the minimum temperature used in the pooled analysis. with reduced COVID-19 incidence. However, it appeared as though the
Due to the non-linear cumulative exposure response curve, the shape temperature at which peak risk occurred was approximately 3.2 ◦ C
of the lag response curves necessarily vary by temperature. RR falls higher in our study (15.1 ◦ C) compared to theirs (11.9 ◦ C). Moreover,
below 1 within the lag period, which is consistent with delayed effects of the largest absolute RRcum reported herein (1.39 [95% CI: 1.10; 1.79]) is
an increase or decrease in temperature (relative to reference) on a given also slightly smaller than that of the above study, at 1.62 [95% CI: 1.44;
day. Whilst the lag response for low temperatures declines and then 1.81]). The temperature for which risk is minimised was 0.2 ◦ C in the
returns to the null by day lag 10, this was not observed at high tem­ current study compared with 21.8 ◦ C in their study (though confidence
peratures where the effects seemed further delayed with RR < 1 at lag intervals widened at higher temperatures in their study).
day 10 (though the effect is not statistically significant). Moreover, our Experiments on SARS-CoV-2 have demonstrated a temperature-
sensitivity analysis suggests effects may be distributed beyond 10 days. dependent effect on the stability of virus particles on smooth surfaces
It is possible that, at the population level, temperature changes on a (Chin et al., 2020). Since SARS-CoV-2 is shown to be capable of sur­
given day may affect daily incidence up to and beyond 15 days hence, viving in aerosols for at least 3 hours, airborne transmission is highly
and further work might consider investigating longer lag periods. plausible (Van Doremalen et al., 2020). Aerosol dynamics, and subse­
Nottmeyer and Sera (2021) performed a similar study on cities in quently disease transmission, appear to be affected by air temperature
England. The shape of the non-linear exposure-response relationship and humidity. Low humidity and low temperature result in smaller
reported herein shows a similar trend to their study (though note the infected droplet nuclei that can travel further, remain airborne for a

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F.C. Fong and D.R. Smith Environmental Research 212 (2022) 113099

longer duration, and cause delayed virus inactivation (Chen, 2020; of good quality city-level data for confounders which we considered a
Moriyama et al., 2020). Experimental evidence for the effects of climate key feature of our analysis. Although meta-analysing 12 cities in this
on transmission dynamics using influenza virus in a guinea pig model framework is valid (the example in Gasparini and Armstrong (Gasparrini
lends credence to this hypothesis (Lowen et al., 2007). Low temperature and Armstrong, 2013) used 10 regions), further work might consider a
and high humidity favour contact transmission (Lowen et al., 2007; larger sample size of cities, increasing statistical power and yielding
Zhao et al., 2020), whilst high temperature and low humidity promote more precise effect estimates. Forth, although meteorological, air
the accumulation of aerosol particles, increasing the likelihood of quality and residential mobility data were city level, vaccine data was
inhalation (Moriyama et al., 2020). As highlighted in the above refer­ regional, whilst SI data was country level policy; this may incur some
ence, this ambiguity makes non-linear associations plausible. However, aggregation bias and presents a limitation for our analysis. Fifth, we also
not all experimental studies agree that stability of SARS-CoV-2 is greatly had not considered the possible change in virus infectivity throughout
affected by temperature (Kratzel et al., 2020). More recent evidence the course of the study period.
showed that outdoor airborne transmission is unlikely in non-crowded In conclusion, our results support recent works of a non-linear cu­
areas (Belosi et al., 2021; Chirizzi et al., 2021; Pivato et al., 2021). mulative exposure-response of air temperature on COVID-19 incidence.
Though outdoor air temperature likely has limited direct impact on Peak risk for daily incidence is 15.1 ◦ C, with the effects seen over the
transmission via virus stability in non-crowded outdoor settings, host subsequent 10 days or more due to the delayed response. It should be
factors, such as human behaviour influenced by meteorological vari­ stressed that risks presented herein are population level risks since the
ables, may underlie the observed trend. Several studies have suggested statistical units analysed are population groups. This information is
an association of human mobility with warmer temperatures (Shao particularly useful for policy makers assessing population level trends,
et al., 2021; Xi et al., 2020). An exploratory study in Italy found that though might not necessarily correspond to individual level risk due to
mobility correlated with increased spread of COVID-19 (Carta et al., the ecological fallacy.
2021). Although we attempt to control for this confounder by including
city level residential mobility, omitted variable bias may have occurred Credits
if other mobility indices are confounded with temperature. Further­
more, the stringency index we included is only available on a national Fang Chyi Fong: Conceptualization; Data curation; Investigation;
level, while restrictions enforced by the Italian government varied Methodology; Writing – original draft; Writing – review & editing.
across regions depending on the evolving situation of the pandemic. As Daniel Robert Smith: Conceptualization; Data curation; Formal analysis;
such, we acknowledge this as a major limitation of our analysis, and, Investigation; Methodology; Software; Supervision; Validation; Visual­
increased human mobility as influenced by temperature remains one ization; Writing – original draft; Writing – review & editing.
plausible explanation for our results.
Our study has several strengths which we believe make it a valuable
contribution to the literature, particularly in the light of criticisms raised Declaration of competing interest
by Dong et al. (2021). First, we employ the DLNM framework to
simultaneously assess non-linear and delayed dependencies of air tem­ The authors declare that they have no known competing financial
perature in the exposure and lag dimensions (Gasparrini et al., 2010). interests or personal relationships that could have appeared to influence
Second, we used city-level daily data for COVID-19 incidence and the work reported in this paper.
several confounders providing high spatial resolution. Third, we used
the powerful two-stage design; this allows for both the background risk Appendix A. Supplementary data
and the exposure-lag response functions to vary by city which would
otherwise incur ecologic bias. Forth, we account for many confounders, Supplementary data to this article can be found online at https://doi.
including meteorological, air quality and NPI variables, and allow for org/10.1016/j.envres.2022.113099.
delayed dependencies in these effects. Fifth, analysing data from a single
country, Italy, which has coordinated nationwide COVID-19 in­ References
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