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Optimization of Material Removal Rate in Micro-EDM


Using Artificial Neural Network and Genetic Algorithms
a a a
K. P. Somashekhar , N. Ramachandran & Jose Mathew
a
Department of Mechanical Engineering, National Institute of Technology, Calicut, Kerala,
India
Published online: 10 Jun 2010.

To cite this article: K. P. Somashekhar , N. Ramachandran & Jose Mathew (2010) Optimization of Material Removal Rate in
Micro-EDM Using Artificial Neural Network and Genetic Algorithms, Materials and Manufacturing Processes, 25:6, 467-475, DOI:
10.1080/10426910903365760

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Materials and Manufacturing Processes, 25: 467–475, 2010
Copyright © Taylor & Francis Group, LLC
ISSN: 1042-6914 print/1532-2475 online
DOI: 10.1080/10426910903365760

Optimization of Material Removal Rate in Micro-EDM Using


Artificial Neural Network and Genetic Algorithms
K. P. Somashekhar, N. Ramachandran, and Jose Mathew

Department of Mechanical Engineering, National Institute of Technology, Calicut, Kerala, India

The present work reports on the development of modeling and optimization for micro-electric discharge machining (-EDM) process. Artificial
neural network (ANN) is used for analyzing the material removal of -EDM to establish the parameter optimization model. A feed forward
neural network with back propagation algorithm is trained to optimize the number of neurons and number of hidden layers to predict a better
material removal rate. A neural network model is developed using MATLAB programming, and the trained neural network is simulated. When
experimental and network model results are compared for the performance considered, it is observed that the developed model is within the limits
of the agreeable error. Then, genetic algorithms (GAs) have been employed to determine optimum process parameters for any desired output
value of machining characteristics. This well-trained neural network model is shown to be effective in estimating the MRR and is improved using
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optimized machining parameters.

Keywords Artificial neural network (ANN); Genetic algorithms; Micro-electric discharge machining (-EDM); Optimization.

Introduction are not only necessary for a better understanding of the


Electric discharge machining (EDM) has grown over process but are also very useful in process planning,
the last few decades from novelty to a main stream process simulation, parametric analysis, optimization, the
manufacturing process. It is successfully and widely verification of the experimental results, and in improving the
applied for the machining of various electrically conducting process performance. With the integration of optimization
materials. Micro-electric discharge machining (-EDM), techniques of EDM by developing complex and proper
the modification of EDM process, has the capacity relationships between output performance and controllable
to produce complex three-dimensional shapes on any input variables and coupling the complicated machining
electrically conductive material regardless of its hardness, phenomenon of -EDM, an accurate physical modeling of
strength, and toughness. The selection of appropriate the -EDM process has not been established yet.
machining conditions for the optimum material removal A review of the works to predict the material removal
rate (MRR) during the -EDM process is based on the in EDM is of interest. The best explanation of material
analysis related to the process parameters. The parameter removal mechanism in EDM is by the thermoelectric
settings specified by the manufacturers are applicable only theory, as established by extensive experimental studies [5].
for the common engineering materials at macro level. The Theoretical model for cathode erosion [6], thermoelectric
settings for new materials such as aluminum alloys are model [7], emergence of artificial neural network (ANN)
to be optimized further by experimentation. Optimization as a highly flexible modeling tool in numerous areas
of the -EDM process often proves to be a difficult task of the manufacturing discipline [8, 9], use of EDM
owing to the many regulating machining variables. A single in tools and dies industry and its integration within
parameter change will influence the process in a complex CIM/CAPP environments [10], ANNs applied for the
way. The selection of the best combination of the process prediction of surface finish and dimensional analysis
parameters for an optimum MRR involves the use of [11, 12], ANNs for the estimation or prediction of the
analytical and statistical methods. The modeling of the material removal rate and the online monitoring of the
process is also an effective way of solving this tedious process [13], etc., are other prominent reported works.
problem. There are reports on the mechanism of material removal
Several attempts have been made to model the EDM found as different for different pulse durations and for
process [1–4]. Comprehensive, qualitative, and quantitative different workpiece material properties in EDM [14, 15],
analysis of the EDM process at micro level and the mathematical approaches [16], and surface roughness
development of models of various performance measures empirical models as well as multiple regression analysis [17]
employed for modeling, with too many assumptions during
the procedures, which are far from the actual machining
Received July 14, 2009; Accepted September 25, 2009 conditions. The machining process is highly complex
Address correspondence to K. P. Somashekhar, Department and stochastic due to the growth of the plasma channel,
of Mechanical Engineering, National Institute of Technology, energy sharing between electrodes, process of vaporization,
Calicut, Kerala 673601, India; Fax: +91495 2287250; E-mail: formation of recast layer, plasma flushing efficiency, and
Somashekar.kp@gmail.com temperature sensitivity of the thermal properties of work
467
468 K. P. SOMASHEKHAR ET AL.

materials. These models are expected to perform well under Table 1.—Process parameter and their levels.
the stochastic environment of actual machining conditions
Level
without understanding the complex physical phenomena
exhibited in electric discharge machining. To generalize Factor Parameter Units −1 0 +1
the experimental results and develop the system model
A Gap voltage Volts 80 115 150
accurately, neural networks and fuzzy systems are reported B Capacitance F 0.01 0.1 0.4
as an alternative approach [18, 19]. Other reported works C Feed rate m/s 3 6 9
[20–27] are aimed at explaining what takes place at D Speed rpm 300 600 900
the interelectrode gap, machining characteristics, surface
defects caused by tool electrode by EDM process which
requires further investigation to felicitate the effect of
electric discharge energy. Improving the MRR and surface voltage, capacitance, feed rate, and speed on the MRR
quality are still challenging problems that limit the wider of aluminium plate 1 mm thick. Tool material is tungsten
applications of the technology. carbide of 500 m diameter with EDM-3 synthetic oil as
As regards the -EDM process, earlier results [28–32]
dielectric medium. By the design of experiments, a total
report that a single parameter change can influence the
process in a complex way, and a detailed study by modeling of 81 experimental runs—three-level four factorial (34 )—
is essential to understand the -EDM phenomenon. A series are considered. A randomized experimental run has been
of mathematical models are devised using design of carried out to minimize the error due to machining setup.
experiments techniques combined with multiple linear Based on earlier test results and working characteristics of
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regression equations by performing small number of the -EDM machine, the gap voltage, capacitance, feed rate,
experiments to select optimal machining conditions of EDM and speed were chosen as the independent input parameters.
process [33]. In order to determine the trends of the process During these experiments, by altering the values of the input
variations, the selection of best combination of the process parameters to different levels, stable states of the machining
parameters for an optimal MMR, surface roughness, and conditions have also been specified. Accordingly, the main
overcut; analytical and statistical methodology is necessary. experiments were conducted with three levels of all the
A new integrated neural network–based approach for the parameters considered. The levels of machining parameters
prediction and optimal selection of process parameters in for the experiments are as listed in the Table 1.
die sinking EDM [34] and an optimization of EDM using For the purpose of determining the MRR volume of
simulated annealing [35] too have been suggested. the hole is calculated and is further divided by the actual
For new and advanced materials, it is not possible to machining time to obtain the MRR in terms of mm3 /min.
use existing models. Experimental investigations are always
required. Due to the complex phenomenon, the prediction
of different responses in a -EDM process is far from Artificial neural network
perfection. No literature was found which compares the In recent years, the application of artificial intelligence is
models of -EDM using resistance capacitance (RC) pulse
tremendous in virtually all fields of engineering. Modeling
generators and ANN modeling. Thus, the work to describe
the application of ANN to model and optimize the - and optimization are necessary for the understanding and
EDM process is attempted here. Initially, experiments control of any process. Precise control is a prerequisite to
involving machining of aluminum at various levels of achieve improved quality and productivity. ANN plays an
input parameters viz. gap voltage, capacitance, feed rate, important role in studying the linear and nonlinear problems
and speed are conducted. The second phase involves the in different fields of engineering. Many researchers
establishment of the model using feed forward neural attempted to develop models from experimental data using
network architecture with error back-propagation to model statistical techniques. As the -EDM process is highly
such a stochastic process. The neural network outputs are complex and stochastic in nature, it is very difficult to
compared with the desired output values and testing error is predict the output characteristics accurately by mathematical
calculated. Finally, the developed models are validated with equations. It is difficult to obtain an analytical model
the other experimental data, which were not used earlier for based on physics of the process. Hence an attempt is
developing the model, and genetic algorithm (GA) is used made to model such stochastic processes by ANN approach
to optimize the process parameters for any desired output based on error back-propagation. One of the advantages
values of machining characteristics. of using neural network approach is that a model can be
constructed very easily based on the given input, and the
Experimentation output is trained to accurately predict process dynamics.
Experimental Setup This technique is valuable in processes where a complete
In order to achieve the objective of this -EDM understanding of the physical mechanism is very difficult
work, experiments are conducted on DT 110 multiprocess to acquire as in the case of the -EDM process.
Micromachining Center with a RC circuit. RC circuit The feed forward neural network is composed of many
ensures low discharge current with high frequency and interconnected artificial neurons, which are grouped into
thus is suitable for microscale electric discharge machining input, hidden, and output layers. The knowledge is presented
process. These studies are to investigate the effects of gap by the interconnected weights that are adjusted during
OPTIMIZATION OF MATERIAL REMOVAL RATE 469

learning stage. The output at any neuron at any layer is


calculated by


n
Yj = f wij xi + j  (1)
i=1

where
Yj = final output from jth neuron
f = activation function (here tansig transfer function
has been used)
n = number of neurons in the previous layer
wij = synaptic weight between ith and jth neuron
xi = output from ith neuron
j = bias at jth neuron.
Figure 1.—Configuration of proposed neural network.
The back-propagation learning technique involves two
phases. One is the forward phase that occurs when an input
is presented and propagated through the neural networks to The network consists of an input layer, variable number
compute an output for each neuron. Hence an error between of hidden nodes/neurons, and an output layer. The input
layer receives information from the external source (data),
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the desired output, Tj , and the actual output, Yj , is computed.


Based on the least squares approach, the quadratic error which is subsequently modified by interconnecting weights
function (Ej ) between the actual outputs and the network between it and the adjacent hidden layers. The sum
outputs is calculated by the formula of the modified signal is then incorporated upon by a
suitable transfer function, and these activated values in turn
1 become the starting signal for the next adjacent layer. In
Ej = T − Yj 2  (2) this way, the modified signal finally reaches the output
2 j j
layer where deviations (error) of the predicted outputs from
the desired outputs are calculated. The input and output
The weights are updated by gradient decent method as patterns sequentially presented to the network for training
follows: and various interconnections are adjusted using error back-
wij p+1 = wij p + 
wij p+1  (3) propagation algorithms. The process is repeated till RMSE
falls below present limiting value [36–38].
Ej
wij p+1 = − + 
wij p  (4) Prediction of MRR
wij
Modeling of the -EDM with feed forward neural
where p is the iteration number, is a constant real number network is composed of two stages: training and testing of
termed the learning rate, which determines the influence the network with experimental machining data. The scale of
of error over weight changes, and is the momentum the input and output data is an important matter to consider,
coefficient. especially when the operating ranges of process parameters
Back-propagation learning algorithm uses a gradient are different. The scaling or normalization ensures that
search technique to minimize the mean square error of the the ANN will be trained effectively without any particular
output of the network. Mean square is calculated by the variable skewing the results significantly. As a result, all
formula the input parameters are equally important in the training
of network. Mapping of each term to a value between −1
1 1 N  m
1 and 1 is done using the linear mapping formula
MSE = T − Yj 2  (5)
N m i=1 j=1 2 j
R − Rmin Nmax − Nmin 
N = + Nmin  (7)
Tj is the target output of the jth neuron, Yj is the predicted Rmax − Rmin 
value of the jth neuron, N is the total number of training
pattern, and m is the number of output nodes. where N = normalized value of the real variable, R = real
Generally, Root-Mean-Square Error (RMSE) is the value of the variable, Nmin = −1 and Nmax = 1, Rmin and
criterion of convergent error of an ANN. The RMSE can Rmax = minimum and maximum values of the real variables,
be expressed as follows: respectively.
 For improvement on the generalization of a neural
1 1 network, the early stopping technique is used. By this
RMSE = Tj − Yj 2  (6) method the existing data are separated into three subsets.
Tj − Yj  2 j The first subset consists of the training vectors, which
are used to calculate the gradient and to form the weight
The proposed model of neural network architecture is as factors and bias. The second subset is the validation group.
shown in Fig. 1. The error in that group is observed during training, and
470 K. P. SOMASHEKHAR ET AL.

likewise training group normally decreases during the initial Table 2.—Effect of number of hidden layers on network performance.
phase of training. However, when the network begins to
No of
adjust the data more than needed, the error in that group Error Error (%) RMSE RMSE (%)
layers
raises, and when that increase continues for a certain number
of repetitions, the training stops. Finally, the third subset 1 0006995 −13113 0012511 39348
2 00071142 −04188 0010716 23723
is the test group, and its error is not used during training. 3 00028887 −20109 0010142 48631
It is used to compare the different models and algorithms. 4 00036333 −17725 00089959 44354
In order to use this technique, half of the data were used 5 00001609 −20515 001062 51304
for training, one-fourth for validation, and one-fourth for 6 −00044985 −37715 00093396 82805
7 000080922 −18709 00070638 43775
testing. 8 00042354 −22954 0010798 56072
The selection of data while constituting the three groups 9 −00053874 −40504 00092707 91285
was performed in a stochastic way so that the training 10 −00045085 −47061 0010651 10675
was not performed partially. Batch modes are used for 11 00042996 −088413 0011076 33976
the training of the network. The present network is 12 −00027161 −33733 00093345 73673
13 0010065 −092449 0014148 34639
aimed at establishing the correlation between input process 14 00045006 −14805 00089972 37845
parameters such as gap voltage (V ), capacitance (C), 15 −00041132 −34307 0014432 82116
feed rate (F ), and speed (N ) with process response of 16 0038904 64575 0043049 15138
MRR using suitable network algorithm. Capabilities of 17 0007348 11485 0013907 84138
18 −00063303 −38339 0012948 10124
ANN are governed by characteristics of neurons, network 19 00057199 −43232 0023432 13299
architecture and training algorithm. An attempt is made to −000071737
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20 02107 0018899 65537


study the network performance by optimizing the number
of hidden neurons and hidden layers using neural network
package by neuron solution. Training and Testing
Optimizing the Number of Hidden Nodes and Layers Testing of the trained network is carried out in two phases.
Firstly, it is tested with seen input data sets (training sets).
Selection of number of hidden layers and number In the second phase, the network is tested with unseen input
of neurons in the hidden layers is important in the data sets (testing set). Error value is the numerical difference
optimization of feed forward network with back propagation between the actual value of output and the value predicted
configuration. Too few neurons in the hidden layer can lead by the trained network. The prediction error is expressed as
to under fitting while too many neurons can contribute to
over fitting. Therefore, extensive training and testing of the Experimental value − Prediction value
network architecture for the chosen training test was carried Prediction error (%) =
out by trial and error and by examining generalization Experimental value
capability of the network in which all training points are ×100 (8)
well fit, by changing the hidden layer and number of hidden
neurons. The optimum architecture is found out by varying and mean square error is calculated by Eq. (5) and root
the number of neurons in the hidden layers using MATLAB. mean square error by Eq. (6), which is subsequently used
In this architecture, number of hidden neurons is varied
from 1–20. The connection between nodes is initialized with
random weights. A pattern from the training set is presented Table 3.—Effect of number of hidden neurons on network performance.
into the input layer of the network, and the error at the output
is calculated. The error is propagated backwards—towards No. of
Error Error (%) RMSE RMSE (%)
the input layer—and the weights are updated. The procedure neurons
is repeated for all the training patterns. The weight w and 1 00045147 −31886 0013522 80147
threshold value  are adjusted until the error value comes 2 00079357 −17832 0013867 48247
within the limit. With these values, root mean square error 3 00079878 −21669 001521 54746
4 00063073 −30351 001424 73791
(RMSE) is calculated by using Eq. (6). From Tables 2 and 5 00065014 −29821 0014327 72767
3, it is seen that two hidden layers and six neuron networks 6 00091939 −13651 0014294 39973
has the least RMSE. Therefore, it is proposed to choose 7 00047388 −27307 0012501 65636
six neurons and two hidden layer (4-6-6-1) networks for 8 00047116 −3471 0013609 82211
9 00047096 −34716 0013608 82222
predicting the response. 10 00047087 −34717 0013607 82225
Table 2 shows the effect of number of hidden layers 11 00047096 −34716 0013608 82222
on network performance. Feed-forward network with back- 12 00047095 −34716 0013608 82222
propagation with two hidden layers gave minimum RMSE. 13 00047096 −34716 0013608 82222
14 00047096 −34716 0013608 82222
Table 3 shows the effect of number of hidden neurons 15 00047096 −34716 0013608 82222
on network performance. It is found that network with six 16 00047096 −34716 0013608 82222
hidden neurons gave minimum RMSE. To improve the 17 039475 10307 039496 19892
generalization capability of the network, two layers with six 18 00047336 −3465 0013616 82095
hidden neurons per layer network with back propagation 19 00047096 −34716 0013608 82222
20 00047096 −34716 0013608 82222
algorithm is used to predict the response.
OPTIMIZATION OF MATERIAL REMOVAL RATE 471

Figure 4.—Comparison of experimental and ANN output for MRR for test
Figure 2.—Results of neural network training.
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data set.

for all the output performance evaluation. The ANN is Comparison is made for all the training data sets and is as
trained with optimized number of nodes in the hidden layer. shown in Fig. 3. The figure indicates that the error is within
Figure 2 shows the typical learning behavior of 4-6-6- the acceptable limit, and hence ANN can be effectively used
1 network. It showed that 50 epochs are good enough to for the prediction of MRR in -EDM.
produce satisfactory results after using 500 epochs in feed- Figure 4 shows that the predictions of MRR in -EDM
forward network with back-propagation algorithm training. process by making use of 4-6-6-1 model are in good
The RMSEs of all the three groups when early stopping agreement with the experimental results, i.e., the results
technique was applied during the training of the network are indicate that the neural network can very satisfactorily
presented in Fig. 2. The network was trained properly by predict the output data.
giving an RMSE of 2.51e-5 and its training took 54 epochs Table 4 shows the comparison of ANN results for training
to complete. From the Fig. 2, it is evident that validation and testing using 4-6-6-1 feed forward network with back
and testing group RMSEs are higher than that of training propagation algorithm. The network shows an average
group, as expected. Moreover, they have similar values, prediction error of 0.8312% for training, and 3.94% while
which indicate that the proposed neural network possesses testing. The performance table shows that the network can
good generalization ability, thus enabling to model -EDM be generalized sufficiently by better capturing the nonlinear
process. and complex relationships of the process parameters with
performance evaluation. The next step of the work is
to calculate the optimum -EDM process parameters for
maximizing the MRR.

Optimization of process parameters using GA


approach
GAs are computerized search and optimization algorithms
based on mechanics of natural genetics and natural selection
[39–41]. GA mimics the survival of the fittest principle
of nature to make a search process. Fitness function is
first derived from objective function and used in successive
genetic operations. The iteration in GA begins with a
population of random strings representing the design or

Table 4.—Performance of the network.

Average
Sl. Experimental Number of Prediction prediction
No. set experiments error error (%)

Figure 3.—Comparison of experimental and ANN output for MRR for 1 Training 40 −00031 −08312
training set. 2 Testing 20 −00394 −394
472 K. P. SOMASHEKHAR ET AL.

Table 5.—Optimum process parameters. generations: 500; population size: 20; crossover rate: 0.8;
crossover mechanism: two point; and mutation rate: 0.01;
Process parameters Response
MATLAB is used for the analysis. A number of GA runs has
Gap voltage Capacitance Feed Rate Speed MRR been carried out to identify the range of process parameters
(V ) (F) (m/s) (RPM) (mm3 /min) for optimal performance of -EDM process. The optimum
124.3 0.2007 9 900 0.0842 values of process parameters for which the -EDM process
is expected to offer the best MRR are as shown in Table 5.

Discussion
decision variables. Thereafter, each string is evaluated to
find fitness value. The population is then operated by three Generating all possible combinations of process
main operators: reproduction, crossover, and mutation to parameters and testing them based on the key design
create a new population of points. Literature [42–50] also parameters developed by Design Experts software the
documents that GA is a better optimization methodology robustness and effectiveness of the optimization techniques
over the traditional optimization techniques due to its could be examined. The complex nature of the -EDM
robustness. process and the effect of interacting process parameters
The objective is to maximize the MRR to achieve the make the process quite complicated. The resolution of this
optimal performance factorial design enables the estimation of all the main effects
and interactions.
Figure 5 depicts the plots of various factors effecting
MRR = f V  C F  S
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MRR. Increase in capacitance and feed rate results in higher


subject to constraints MRR. Increase in electrode rotational speed and gap voltage
80 ≤ V ≤ 150 decreases the MRR. This graphical assessment is one of
001 ≤ C ≤ 04  (9)
the methods, but the accuracy is limited. The combined
1 ≤ F ≤ 10 effects of gap voltage, capacitance, feed rate, and speed on
300 ≤ S ≤ 900 MRR are summarized in Fig. 6. The increase in MRR with
increase in capacitance is due to the increase in discharge
where V , C, F , and S are voltage, capacitance, feed energy per pulse. When the energy level is low, the pulse
rate, and speed, respectively. The limitations of the input duration will be less, and heat transfer to the surrounding
parameters are assigned according to the electrical capacity media decreases, thereby increasing temperature at the point
of the experimental setup used, and f represents functional of discharge and increase in MRR. At higher voltages, MRR
relationship between MRR and four process parameters. is less due to nonflushing of debris, which is trapped in the
For each iteration of the GA, MRR values are predicted spark gap and not carried away quickly by the dielectric
by the ANN models for a specified population size. fluid.
The GA randomly generated a real valued population of For the experimental data, ANN is trained with different
possible process parameter sets (chromosomes). A new nodes in the hidden layer. Low value of RMSE results
population for the next generation is created based on old in increasing model accuracy. Thus two layers and six
population using different operator functions viz. number of hidden neurons per layer are selected in this study. The

Figure 5.—Effects of factors on material removal rate.


OPTIMIZATION OF MATERIAL REMOVAL RATE 473
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Figure 6.—Interaction effects of factors on material removal rate.

predicted results by neural network model are comparable 4. The process optimization through ANN modeling and
with experimental results. The introduction of tansig transfer GA technique was very effective in optimizing the
function in the neural network makes the model adaptive performance of the -EDM process.
with better prediction for nonlinear responses of MRR. This
ANN model could predict the MRR in a satisfactory manner. References
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