Professional Documents
Culture Documents
Nanocoatings
Size Effect in Nanostructured Films
123
Dr. Mahmood Aliofkhazraei
Materials Engineering Department
Tarbiat Modares University
Jalal Ale Ahmad Highway
14115 Tehran
Iran
e-mail: maliofkh@gmail.com
DOI 10.1007/978-3-642-17966-2
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In recent years, nanostructured coatings are used on surface of different parts with
the aim of increasing their resistance against erosion, corrosion etc. The scale of
nanomaterials should be classified from 1–100 nm which means clusters or
(atomic) nuclear pellet with no less than 100 nm, fibers less than 100 nm in
diameter and films thickness less than 100 nm. In this range nanomaterials show
specific properties which they did not show for bigger dimensions such as
micrometers. This effects which have came from size of nanomaterials are known
as ‘‘size effect’’. Today, with the development and expansion of nanotechnology,
nanostructured coatings are widely used in military, aerospace, electronic and
magnetic industries, etc. due to having appropriate and unique properties such as
magnetic properties, corrosion resistance, high hardness and wear strength. They
have been developed remarkably in recent two decades. These coatings improve
properties of substrate. Hence, coatings resistant against erosion and corrosion,
self-lubricant system and hard coatings can be produced. Increased attention to
size effect in nanostructures during recent years can be seen in Fig. 1.
In comparison with coatings with micrometer-ranged thickness, nanostructured
coatings usually enjoy better and appropriate properties. Strength and resistance
Fig. 1 Comparison among number of journal articles about size effect of nanostructures iden-
tified on February 25, 2011 using the Scopus search engine. The key words used were (‘‘size
effect’’ + nano) just in title, abstract and keywords
v
vi Preface
against erosion are of the properties which have been taken into consideration.
Transparency is of paramount importance in application of nanometer-ranged
coatings. These coatings enjoy unique magnetic properties and are used with the
aim of producing surfaces resistant against erosion, lubricant system, cutting tools,
manufacturing hardened sporadic alloys, being resistant against oxidation and
corrosion. This book reviews researches around fabrication and classification of
nanostructured coatings with focus on size effect in nanometric scale. Size effect
on electrochemical, mechanical and physical properties of nanocoatings discussed
through different chapters of the book while different examples and figures were
used for better discussion.
vii
viii Contents
7 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245
Chapter 1
Synthesis, Processing and Application
of Nanostructured Coatings
Nanomaterials are the new materials that their basic construction has formed by
nanometric scale engineering. On such scale the specific or completely different
material indicates the possibility to create more accurate new materials and
devices with vast capacities. The scale of nanomaterials should be classified from
1 to 100 nm which means clusters or (atomic) nuclear pellet with no less than
100 nm, fibers less than 100 nm in diameter and films thickness less than 100 nm.
In this range nanomaterials show specific properties which they did not show for
bigger dimensions such as micrometers and bigger. This effects which have came
from size of nanomaterials are known as ‘‘size effect’’ [25–35]. Eleven items all
identify in nanomaterials field are as follow:
1. Nanostructured materials
2. Nanoparticle/nanocomposite
3. Nano-capsule
4. Nano-porous materials
5. Nanofibers
6. Fullerenes
7. Nanowires
8. Single wall/multi walled carbon nanotubes
9. Molecular electricity
10. Quantum dots
11. Thin films
Ohno et al. [36] studied the size effect of TiO2–SiO2 nano-hybrid particles.
They described the effect of drying process on the preparation of TiO2–SiO2 nano-
hybrid particles. The hybrid sol was prepared by sol–gel process with controlled
chemical modification (CCM) to attain the TiO2 nano-coating on the SiO2 nano-
sphere. The hydrolysis reaction of titanium alkoxide was controlled by RA
([CH3COOH]/[Ti]), and RW ([H2O]/[Ti]). The hybrid particles were dried by
under the super critical drying to suppress the hard agglomeration of the as-
prepared nano-hybrid sol. As a result, the hard agglomeration of the primary
particles was successfully suppressed to obtain TiO2–SiO2 nano-hybrid particles
with controlled chemical modification of titanium alkoxide. The quantum size
effect of nano-hybrid particles was confirmed by the band gap energy shift, using
ultraviolet–visible spectroscopy (UV–vis). Figure 1.1 illustrates the ultraviolet–
visible spectrum (UV-S) for the obtained TiO2–SiO2 nano-hybrid particles and that
of the anatase crystals without the quantum size effect. Size effect can be seen in
all of properties of materials.
1.3 Nanoparticles
These materials are the grains with the scale less than 100 nm, comparing to
bigger clusters. Nanoparticles have new qualities in them which it’s specified
features are covers size, distribution, shape, phase and etc. Nanoparticles can be
constructed from a wide range of materials generally metallic oxide ceramics,
metals, silicates and non-oxide ceramics. The scientists hope to use nanoparticles
in fabrication of ideal materials with desired mechanical, electrical, magnetic or
optical characteristics and progress their capacities. In the case that this prospect
occurs, it will affect positive impact on environment and low budget achievements
such as the influence of nanotechnology on medical systems [25, 37–45].
Figure 1.2 is an example of scanning electron microscope (SEM) and transmission
electron microscope (TEM) images of silicon nitride (Si3N4) nanoparticles [46].
Most of the possible capacities that can be found in nanoparticles are connected to
the list below:
• Specific high space area (high surface to volume ratio)
• Electrical and magnetic attributes (advanced electromagnetic elements)
• Optical properties (attract or repel some wavelengths that can be manipulated,
interaction with ligands and external disturbances)
• Chemical elements (increased chemical reaction)
Scientists apply the thin films by using different materials with thicknesses less
than 100 nm. The basic advantage of thin films as any other coating is that it can
transfer material properties to the surface so it is possible to use materials with
their basic characteristics. The substrate material and thin film create a system with
different enhanced properties. Nanotechnology creates instrument for control of
three key parameters for thin films: (a) Chemical composition (crystalline structure
1.6 Thin Films 5
in nanometer range), (b) Thickness and (c) Surface geometry (including thin films
patterns on nanoscale) [65–74].
The most prominent properties of these materials are as follow:
Optical properties: Including optical entrapment, transparency, opaque, flo-
rescence, waveguides, light valves, anti reflection and etc. [75–88].
Mechanical properties: Including resistance to abrasion and wear, stiffness, anti
scratch, strain-to-failure and etc. [89–95].
Electronic properties: Potential energy, binding energy, conduction, insulation
and etc. [96–111].
Chemical properties: water repellence, anti fog, chemical barriers, being
chemically neutral, oxygen and moisturizing shields on polymers, antimicrobial
surface and etc. [88, 112–116].
Magnetic properties: saving data [117–126].
Thermal properties: application of thin film in multiple layers as an obstacle to
prevent expansion of atomic vibration which produce thermal transmission but
permits the flow of electrons so they can be use in thermoelectric tools [127–130].
It is not strange that many scientists performed their research on thin films.
These materials have vast capacities. For example they can be used in electronic
industry as a light barrier in producing semi-conductor wafers or as metallic
dielectrics (with low dielectrics constant) in integrated circuits and also in organic
light emitting indicators or as anti corrosive coating. Organic thin films can be
created in low temperatures (comparing to ceramic/mineral materials) so less
complicated processes are achievable and can be controlled like sol–gel.
The list of production and precipitation methods of thin films and the coatings
are very vast which includes following items:
• Chemical vapor deposition (CVD)
• Psychical vapor deposition (PVD)
• Sol–gel
• Electronic precipitation/electronic coating
• Electrodeposition
• Rotating coating
• Spray coating
• Self assembling
These processes act completely different from each other. Some of them pro-
duce thin films and also raw materials in atmospheric pressure like sol–gel
(rotating coating is the common method) while others processes like PVD and
CVD can provide thin films with very high quality under low pressure conditions.
According to researches, the preparation of substrate is not necessary for some
materials like carbon and some of the metals. However such preparation is nec-
essary for many substrates. Preparation of substrate includes extensive methods
such as cleaning, surface chemical modification and also using thin films under
main film for the required stickiness. The necessity of clean surface for coating
should not be ignored. Cleaning for the thinner coatings is harder and also has
significant importance.
6 1 Synthesis, Processing and Application of Nanostructured Coatings
The aim of sol–gel method is to perform chemical process in low temperature for
producing objects, films, fibers, particles or composites with suitable form and
surface. Traditional production processes of ceramics leads to fabrication of
materials which has micro-structures with dimensions in 1–100 lm. Sol–gel
process can change this limitation to dimensions in 1–100 nm and in molecular
level. These materials usually have uniform chemical and physical properties.
Sol is constant suspension from rigid Colloid ingredient or polymer which
placed in one liquid. These particles can be crystalline or amorphous. Sols are
diffused chloride particle in ointment on 1–100 nm dimension which due to it’s
miniscule size and constant moving they stay floating. Gel is rigid network con-
nected with pores under micrometer dimension and polymer chains with
approximately more than 1 lm length. In Colloid gel the network is created by
amalgamation of Colloid particle while the polymer gel has a under structure in
other words polymer unites creates gel. In most sol–gel systems creation of gel
occurs by covalence combination and gel is not reversible which means it can not
turn into sol position again. If the gel has combination other than covalence it can
be reverse [65, 134–141].
1.7 Production and Application of Thin Films 7
In densing reaction the activated types are reacting together and polymer net-
work include M–O–M combination (with one Elcho oxide) or M–O–M (with
different types of Elcho oxide) start to generate in salve:
M OH þ HO M ! M O M þH2 O
M OH þ ROM ! M O M þR OH
8 1 Synthesis, Processing and Application of Nanostructured Coatings
In this reaction M can be Si, Al, Ti, Zn, Sn, Pb, Ta, Cu, Ni, Co … etc. and R is a
Alkyl group like Methyl, Ethyl, Isopropyl, Butyl and etc.
The process of Colloid orbit follows the base of Colloid chemistry to produce
Colloid particle in Ionic and non Ionic in non aqua environment. In this method sol
created by scattered Colloid particle in a liquid environment usually water. The
sol’s viscosity increases by losing the liquid turn into hard gel. Therefore the
mineral network created by separate particle design and transformation of solution
into gel. Currently the two pointed methods used in sol–gel process however the
Elcho oxide method is more common and most of the works in this field performed
by Elcho oxide as a pre material because Elcho oxide is a suitable source for
mineral monomers and in the Elcho oxide method the speed of main reaction can
be controlled by chemical patterns like controlling the speed of Hydrolysis reac-
tion. Hence chemical process of sol–gel according to Elcho oxide can be easily
controlled like onus on the surface or absorbed items on the surface of particle in
addition the method of Elcho oxide has the possibility to provide specific pro-
duction with high purity level in low temperature.
Process of sol–gel used to produce various materials from Elcho oxide to pre
material categorized by series of constant stages. Each stage is a bridge and
functions between last and next one. The stages are as follows:
1. Mixing
2. Forming
3. Gelation
4. Aging
5. Drying
6. Dehydration or chemical stabilization
7. Densification and sintering
The process of sol–gel first discovered in early 19th century and it began to
widespread in early 1940s. Sol–gel is a moist chemical method in which it’s pre
material with M(OR) structure is turned into a mineral network which includes one
metal oxide. In process of sol–gel the primary material is dissolve in a solution
(considering the conditions of reactive of a sol or a gel) it precipitate. Sol–gel
process consists of 4 stages: hydrolysis, densification, particle polymerization,
particle growth and accumulation and creating network. The result of this process
depends on different factors that affect the speed of Hydrolysis and density. Some
items are more effective:
Catalyst nature and thickness toward molar ratio of primary material to water,
temperature, pH, initial material to produce sol usually mineral metal salts or the
organic metal compound like Alco oxides. The metal used in pre material
production can be a middle metal like Ti, Zr, V, Zn, Al or even a metal network
like Si. In one process of sol–gel the pre material is exposed in series of
Hydrolysis reaction and polymerization to create a Colloid suspension or a sol.
The sol process generates the possibility to construct different forms of ceramic
material.
1.7 Production and Application of Thin Films 9
Thin films can be produce by rotate coating or floating coating on a sub layer.
When the sol is purred in a mold it forms a moist gel with drying and heating
procedure the gel is turned into glass particle or compact ceramics. If gel’s liquid
has moved out in a critical condition a high porosity material with extra density
called Aero gel is formed. By maintaining the sol viscosity in ideal amplitude it
can produce ceramic yarn sol. Infinitesimal and constant ceramic powders can also
be produced by precipitate, scattering pyrolysis or immolation methods.
Nano particle process into sol–gel has the ability to produce cheap pieces which
is a complex of Nano silica particle and other additives put into a container, then
it’s necessary that moist gel is being dried to control and prevent cracks so the
result can be transform to transparent glass. By the help of sol–gel process the
ceramic or glass material can be constructed in different forms, ultra small powder
or spherical, thin film coating, ceramic yarn, mineral curtain micro holes, one
piece ceramic and glasses.
This method can also produce different nano constructions like nano particle,
nano porous material or nano yarn. Mean while it can be used to produce Thin film
with different methods (like coating, floating). Although the method is a solid
process but there are some technical obstacles : cracks and wrinkle of main part of
process which is usually hard to control (especially with low density material and
thin films with high thickness) how ever using organic mineral complex formula
can solve the problem. Also there are lots of parameters which have simultaneous
effect on final product.
When the solvent pours out of the cavity on the time of its dryness leads to
forces and contraction of gel’s network. Xerogel is the result of dryness. Com-
paring to basic gel Xerogel has less volume due to stress in the dryness procedure
integrated gel is broken and turns to powder. When the wet gel is dried up in a
situation that network cavity has not changed the volume so the result of dried gel
is equals to wet gel which is called Aero gel since there is no contraction in this gel
it has very low density and porous yet it has no stress of contraction. Constancy or
sol’s coalescence in process of sol–gel is very important and the construction of
gel’s network is related to basic form of assembled particle [142–144].
The constancy of a Colloid sol depends on Zeta potential so whenever the Zeta
potential is more sol will have more constancy. For a potential it has equal surface,
barrier and defense force for larger particle. The difference between gravity and
defensive force with measures cause the augmentation of particle and dominancy
of gravity on the defense force and consistency of the sol. Basically the coales-
cence of sol particle is the result of following items:
1. Reduction of surface potential by change in pH
2. Increasing electro lit thickness in the solvent in some cases the coalescence
colloid can be spread which called Peptide process. Overall the sols can be
categorized in 2 groups
1. Mono depress colloid sols
In this type of sols all particles have equal size and form due to huge desire
to agglomeration the creation of this sol is very hard.
10 1 Synthesis, Processing and Application of Nanostructured Coatings
Fig. 1.3 SEM images of cerium oxide treated specimens after a 30 min and b 60 min of
immersion in CeCl3 solution [145]
1.7 Production and Application of Thin Films 11
The use of acid catalysts or alkali can have impact on hydrolysis and condensation
speed so it can alter the final product. By giving their H+ the acids increase the
Alco oxide speed in the Hydrolysis reaction. But by reducing the pH the Con-
densation reaction reduces as well. Adding alkali can either increase or decrease
Hydrolysis which depends on types of Alco oxide but the speed of Condensation
increase without considering the kind of material and therefore the density of
chains will enhance. Gels that created by Acid catalysts have longer time to
transform into jelly condition and have less density that face much contraction
while Gels that created by catalysts alkali will have less contraction in the process
of drying due to it’s high density.
The electric precipitation is a coating process based on electro circuit mostly used
to produce metal coating. The precipitation occurs by negative onus of sub layers
of the coating and floating it in a metal salt solvable. The metal salt ions have
positive onus and the absorption of sub layer. While these ions touch the sub layer
it obtains electron and creates metal coating chemically consistence by revival of
procedure. Although this method has usage in copper coating or some solvent, this
is not compatible to environment and is usually it is a toxic that irritates the skin
for example toxic material like chromate should have alternative like coating and
thin film.
In this method while the sub layer is rotating liquid is pouring inside the centre and
by using centrifuge force it will covers the sub layer surface. About 100 percent of
liquid removes out from outside surface. With increase in sub layers like wafers
the process of rotating face technical problem. Impracticality of sub layers/big
pressure room s/braking the sub layer and corner defects in addition to De-wetting
are the main problems of creating steady thin films. Although this process is on the
production line but it requires more solvent and high purity materials, also these
limitations would waste big amount of material.
Two main methods exist: plasma scattering coating, thermal scattering coating. In
thermal scattering coating (also called plasma arc plating, plasma arc spraying,
12 1 Synthesis, Processing and Application of Nanostructured Coatings
plasma coating) the powder material enters to the gas circuit pit of a plasma gun.
This powder material will spray on the coating surface after the melting. Thermal
spray coating includes heating material (in form of powder or wire) and speeding
up to high pace by gas circuit. The particles collide into sub layer surface and
change the form and finally freeze. The pace of collision is main element which
affects the coating features. Controlling three variants (material, heating and
speed) is necessity for obtaining reliable and repeatable which match the expected
features [150–156].
Self lay out created under proper condition by molecule and atomic design which
occurs in chemical and physical process. It leads to self organization of atoms and
molecules in suitable location with proper construction. The layout of thin films
(mostly in single layers) and on sub layer surfaces which simplify molecules
growth and organization. According to scientists the method is one the rare down
to up methods which pass its infancy and considering many coatings before
entering the industrial phase the basic science should develop. Also there is a vast
confinement in the materials that can be utilized in self layout construction still
there is large area to be discovered. The idea of multiple layers with same action
adds another aspect to the issue.
One of the technical problems insisted by many specialist is molecule activity
which becomes polymerize easily under effect of moisture and create blocks on the
surface and reduce the film reaction. The fact that chemical formulation and
surface pattern of self layout layers are suitable for specific sub layer and leads to
progress in specific usage which also become very expensive. The patterned sub
layers that direct the de coring process or effect growth of thin films is an obstacle
which will be appear by start of industrialized process.
Plasma polymerization use source of plasma to exit gas, the eviction has the
necessary energy to activate or analysis gas and liquid monomer which usually
include vinyl group so the polymerization process starts. The plasma polymeri-
zation method profits from AC/RF/MW/DC and pulse methods, the method leads
to steady thin polymer films with extensive width connections and heat resistance.
By choosing certain kind of monomer and energy density for each monomer the
chemical form and structure of thin film can be alter in a wide range. The speed of
plasma polymer precipitation is identified by the following parameters: geometry
system, primary monomer reaction, the pace of monomer circuit, gas pressure,
conjoined frequency, signal and finally the sub layer temperature.
1.7 Production and Application of Thin Films 13
1.7.9 Annealing
Fig. 1.4 Cross-section of SEM images of the ceria films which were obtained by Sol–gel
methods and heat treated at different temperatures a 150C b 250C c 300C and d 400C [170]
According to scientists when we use UV to create joint width the key issue is
the pressure on the length of decoction process in the film. The proper solvable,
needs conjoining elements (generate joint width) with low wrinkling or no wrin-
kling and specific tests. The other issue is the problem of decoction of complex 3D
pieces with UV, removing shadow regions (with no light) is very hard. According
to scientists view this process is standardized and perfectly applies in its restricted
area but the required instruments to solve problem of under 100 nm is very
expensive. Observing the decoction process is a possible solution for the sug-
gestive obstacles. The following items are the most important applications of thin
films and coatings.
• Thin film transistor (TFT)
• Electronic instrument with extensive surface (like displayers)
• Solar pills (for example thin films under sub layer of polymer glass)
• Navigator of wave papers (for evenness of optical pieces)
• M-RAM
• Micro electronic memory systems (MEMS)
• Friction reduction surfaces
• Insulator windows
• Self cleansing surfaces
Other applications of thin films are anti scratch coating (in auto pieces and
optical components), electro chromic glasses (tungsten oxide layers), anti reflex
coating, anti fog mirrors (by using titanium oxide on the glass), environment
friendly coatings, un-adhesive material and super conductors (micro wave filters or
campers of wrong circuits) [171–182].
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Chapter 2
Size Dependency in Nanostructures
2.1 Introduction
Thermal spraying involves particles quick surface melting and freezing. Thermal
spraying nano-composites are of higher abrasive resistance in comparison with
micro-coatings. For their high hardness, thermal stability, cosmetic appearance,
and chemical neutrality, transitional metal nitride coatings are of a great interest
among researchers. In normal circumstances, these coatings are produced through
chemical vapor deposition (CVD) and physical vapor deposition (PVD), although
their nano-structural coatings can be obtained using ion beam. Mentioned
Fig. 2.2 SEM images of the polished cross-section of the MPS-HAP coating taken at
progressively higher magnifications: a at 91 K; b 96 K; c 910 K, reprinted with kind
permission from Mukhopadhyay [13]
only a limited number of commercial and industrial equipment are produced through
this method. Hence, there has been an effort to produce nano-crystalline coatings
with better cohesion, using PVD method with ions contributions.
Atomic bombardment of developed layer can delay grain growth and cause
development of nano-crystalline layers. Through IBAD there it is a strongly
expectation for development of metallic nitride coatings with a noticeable
improvement in abrasion, corrosion, electrical strength, and optical properties with
a change in deposition parameters, such as atomic flux, ionic energy, matrix
temperature, and etc. IBAD is addressed for a process through that a thin layer is
developed simultaneously using PVD method, using an independent ionic beam.
Though IBAD method it is possible to control ionic flux and energy. IBAD method
is mostly used because of a need for independent control of layer composition and
better cohesion between matrix and coating. Through changing deposition
parameters, such as atom flux, ion energy, matrix temperature, and etc. it is pre-
dicted to be a particular improvement in coatings’ characteristics.
Production of hard coatings with transitional metal nitrides, through IBAD
method is an extensive study area. These nitrides include titanium nitride,
chromium nitride, vanadium nitride, zirconium nitride, and aluminum nitride.
Also, their obtained coatings have different mechanical and chemical proper-
ties. For example, titanium nitride has a structure similar to that of NaCl, but
titanium nitride have more hardness, higher chemical stability, and efficient
cohesion to matrix, which makes it most famous coating for cutting tools.
Titanium nitride is oxidized at temperatures higher than 500°C. This causes
development of pure titanium oxide, attached to titanium nitride, which leads to
reduce of abrasive resistance of titanium nitride coatings. Due to development
of a passive and compacted oxide layer, chromium nitride indicates a higher
resistance against oxidization in comparison with chromium oxide, which limits
next oxidization. Aluminum nitride is among substances which can be applied
at higher temperatures, where nitrogen and aluminum atoms are bonded with
strong covalent bonds. Once, this coating is subjected to high temperatures,
aluminum move to surface and compose aluminum oxide layer, which is an
extremely efficient barrier to prevent later oxidization reactions. IBAD method
is more applied in practical investigations. At thin layers, low rate of energy
(less than 100 eV) for ionic fluid is applied at lower temperatures to control
fine structures of the layers.
When matrix temperature is lower than 15% of coatings material’s melting
point, the layer includes co-axis fine grains, ranged 20–50 nm. This is caused by
low mobility of deposited atoms at lower temperatures of the matrix. Next zone is
fine transitional zone of the fine structure between columnar zones, where tem-
perature varies between 3 and 15% of matrix melting point. Atoms can migrate at
higher temperatures of matrix due to surface diffusion. In next zone one can
observe columnar structure since deposited atoms have enough surface mobility to
diffusion and increase of grain size. In final zone grain growth is controlled by
volumetric diffusion and obtained when matrix temperature is higher than 50% of
melting temperature [14–18].
2.2 Nanocomposites and Their Production Methods 35
There are different methods for producing these multilayers but the most
common way is through evaporation, due to its highest efficiency among the other
methods for controlled preparation of high quality structures on atomic scale. On
the other hand, electrochemical methods are also very efficient, for their low costs
and possibility for mass production. As well as abrasive properties, which are
initial reasons for using multilayer coatings, reaching to suitable magnetic prop-
erties it is suggested to use such nano-multilayers. For multilayer coating—where
growth conditions are decent—it is possible for magnetic stabilization at one
direction (vertical to layer plain). Particularly, some multilayer films based on Co,
such as Co/Pd, Co/Pt, and Co/Au, indicate a high magnetic anisotropy at vertical
directions. Tri-layers of Co/Cu/Co have same situations [22–34].
It has been proved that this anisotropy of the properties is due to Co layer
thickness. When its thickness decreases (up to 0.4 nm) its magnetic properties
have an increase and magnetic direction of multilayer film changes from parallel to
coating layer to vertical on Co layer thickness. Current advances in coating
technology, using PVD and CVD plasma methods, lead to deposition of multilayer
coatings with more preferable mechanical and chemical properties. As an example
for these multilayer structures, one can name Al/Cu and Al/Ag. Once dual layer’s
constant reaches to 5 nm, hardness of vanadium nitride/titanium nitride and nio-
bium nitride/titanium nitride coatings reaches to 50 GPa. Super-lattice coatings
enjoy higher hardness than that of single-layer coatings such as titanium nitride,
vanadium nitride, and niobium nitride.
Increasing hardness in super-lattice coating was investigated, based on exam-
ination of dislocations mixed movements within and into the layers. The model
implies a maximum peak, where there is a difference in shear modulus between
two materials and their sharp interface. Here, once super-lattice constant is more
than 5 nm its hardness declines to 14 Gpa. Super-lattice’s physical properties have
made them suitable to be used in Micro Electromechanical Systems (MEMS), as a
small tool for protection against abrasion. Layers in super-lattice should be
amorphous; as amorphous can connect the lattice more conveniently. Hard single-
layer nano-composite coatings were designed, using plasma CVD process. This is
occurred at high frequency under direct current. Through this process a hard
transitional metal nitride and a covalent nitride (e.g. silicon nitride or bore nitride)
are simultaneously deposited to obtain immiscible phases with interfaces and high
cohesion energy. In the other words, the coating includes transitional metal nitride,
where nano-crystalline with 4–6 nm size is located in an amorphous matrix with
thickness of less than 1 nm. Such a coating is called nano-composite layer
[35–47].
As an interesting example of size dependency, plasma electrolysis has been
used for fabrication hard nanocrystalline layers. The usage of nanocrystalline
plasma electrolytic saturation by applying pulsed current in an organic electrolyte
based on Glycerol has been studied. Response Surface Methodology was applied
to optimize the operating conditions for small nanocrystallite sizes of coatings.
The levels studied were peak of applied cathodic voltage range between 500 and
700 volts, peak of applied anodic voltage between 200 and 400 volts and the ratio
2.2 Nanocomposites and Their Production Methods 37
Fig. 2.3 SEM nanostructure for treated samples by cathodic plasma electrolysis with average
size of a 32.6 nm and b 95.1 nm [48]
The first investigations on composite coatings were performed in 1962. In 1970 for
the first time Ni-SiC composite coating was used to improve engines abrasive
resistance. This composite is yet applied for some panels in automobile industry.
Composite coatings are obtained through simultaneous deposition of tiny neutral
particles in a metallic matrix. Due to its competence for producing films with
excellent mechanical properties such as abrasive resistance, wear strength, hard-
ness, and lubrication, this method is matter of great interest. Simultaneous depo-
sition of non-metallic and metallic phases for development of composite layers has
38 2 Size Dependency in Nanostructures
Fig. 2.4 Distribution curves of nanocrystallites for mentioned treated samples in a Fig. 2.3a and
b Fig. 2.3b [48]
is stronger bond between SiC and Ni. Once SiC particles are bigger than 0.1 lm,
usually there develops an oxide layer on SiC particles which have a weak bond
with nickel matrix, which leads to development of cavities and cracks in grains
boundary. On the other hand, interface of a very fine SiC and mixed Ni is free of
any defect. In the same volumetric fraction very fine particles are more abundant,
which prevent grains growth at higher temperatures. However, investigations show
a decrease in particles size leads to decrease of simultaneous deposition of the
particles.
It was showed that concentration of SiC (with dimension of 0.1 lm), obtained
from spinning wheel test, in a nickel sulphamate solution is less than 0.7 weight
percentage, which is very close to thresholds scale obtained from EDS analysis. In
contrary, concentration for carbide, where grain size is 0.2 and 2.8 lm, is 2 and 6
volumetric percentage, respectively. In general, concentration changes of poly-
ethylene particles surrounded in the matrix on an electrode of a spinning plain is
obtained basically from throw analysis. According this model, the required amount
for simultaneous deposition of 5 lm particles is 10 time less than that of 20 lm
particles. Although it is long time since hard metallic coatings application through
plating deposition has a drastic advancement, but mechanisms of simultaneous
deposition have not completely been solved, yet [49–61].
Guglielmi was the first who proposed successful two-staged absorption
mechanism. Through this mechanism he suggests that the results depend on vol-
umetric fraction of co-deposited particles with Langmuir absorption isotherm. The
first step of this free absorption mechanism is where particles from metallic ion
coating on the cathode have a considerable amount of free physical absorption. In
this step there is a layer of absorbed ions and solvent molecules; and also there is a
reaction between electrodes and particles. The first step is a strong absorption
which seems to be with contributed to electrical field, as a strong electrochemical
reaction causes strong absorption of the powder on the electrolyte. Absorbed
particles progressively are surrounded by metallic layer. This mechanical model
can be expressed as equation below:
C Mi 1
¼ expðA BÞg þ C ð2:1Þ
a nFqm V0 k
C2 H2 ! C2 þ H2 ð2:3Þ
Although tri-valence chromium ions, and particularly hexa-valence ones, are very
poisonous, chromium plated coatings are widely used to enhance surface abrasive
resistance. Another problem of plated chromium coatings is their decrease in
thermal mobility with increase of temperature, so hardness and abrasive resistance
of plated layers reduces. Hereabout there have been many studies in surface
engineering to find a suitable substitute for this coating, leading to promising
results. First choice is tungsten carbide or tungsten-carbide/cobalt. As it previously
mentioned nano-crystalline materials show unusual chemical, physical, and
mechanical properties, in comparison with amorphous ones. This is caused due to
nano-crystalline materials’ noticeable decrease in grain size and volumetric ratio
of grain’s boundary, and triple connections. Here, a decrease in tungsten carbide
grain size up to 70 nm in tungsten-carbide/Co composite leads to a two-time
increase in abrasive resistant.
Nano-crystalline nickel with grain sizes of 10–20 nm, created with electrical
deposition method, has abrasive resistance of 100–170 times and friction ratio of
40–45% higher than that of multi-crystalline nickel, where grain size is
10–100 lm. it was found that nano-composite coating of diamond in nickel matrix
under effect of distributed nano-diamond strength indicates less internal stress and
higher fine-hardness. Mentioned nano-composite shows excellent abrasive
46 2 Size Dependency in Nanostructures
boundary diffusion. For instance, distribution of triple line diffusion in creep speed
at stable stage seems to be inverse power of four, which is one order more than that
of grain boundary diffusion and two orders more than that of grain-size-depended
network diffusion in matrix. Besides, in comparison with dislocation mechanism,
where applied stress power is more than 3, secondary creep rate, yet, is linearly
related with tensional stress. Conclusion was that at higher stresses, grain
boundary slip is main deformation mechanism at room temperature for pure
electro-deposited nano-crystalline nickel. There was recorded a negative gradient
of Hall–Petch, where grain size was less than 10 nm. One can claim that deviation
from Hall–Petch equation might be for dynamic creep process induced from dif-
fusion mechanisms [154–164].
Thanks to advancements in applications of electro-deposited nano-crystalline
materials, recently a comprehensive investigation was carried out on their
mechanical properties. Also yield strength and tensional strength increase with
grain size decrease, well as considerable increase in hardness. It is interesting to
know that work coefficient of hardness decrease to around zero where grain size
reduces up to 10 nm. For typical materials, material malleability with reduction in
grain size up to 50% of length to fracture in tension decreases to 15 and 1%, where
grain size is 10 and 1 nm, respectively. It is found that in most of cases there is
more malleability in buckling. For grain sizes of 10 nm, a slow return in mal-
leability was recorded. Compared with multi-crystalline Ni, abrasion rate of
electrodeposited nano-crystalline Ni is intensely decreased and its friction ratio is
fairly low. In contrary with recent calculation about nano-crystalline materials,
carried out with methods with homogenizing stage, electrodeposited nano-
crystalline Ni shows no significant decrease in Young modulus. This approves the
previous obtained results which mention a drop in Young modulus in nano-
processes is due to high value of remained porosity.
Numerous investigations have been performed on the formation of nanocom-
posite layers during recent years, such as papers about Ni–P-TiO2 as lubricious
layer, Ni-SiC and Ni-Co-SiC as wear and corrosion-resistant coatings, Ni-TiO2 as
photocatalytic layer, and Ni-SiO2 as corrosion-resistant layer. The most important
features of a well-performed layer are constant concentration along the nano-
composite layer and uniform distribution of nanoparticulates in matrix. Some
modifications in electrodeposition such as using pulsed current and ultrasonic bath
were usually employed for better dispersion of nanoparticulates in obtained
nanocomposite layer. Some papers reported usage of ultrasonic bath during
nanocomposite electrodeposition process. Results about the effect of the ultrasonic
condition outside of the cell during electrodeposition demonstrated that the
ultrasonic condition increases uniform distribution of Al2O3 nanoparticulates but
decreases their concentration in the metallic matrix. Also, some reports were
published about the effect of pulsed current on electrochemical coating process. It
has been revealed that usage of pulsed current will lead to fabrication of harder
nanocomposite layers. Pulse generator has been utilized for fabricating nano-
composite layer in order to achieve more concentration of carbon nanotubes and to
increase the uniform distribution of nanoparticulates in deposited layer [137].
50 2 Size Dependency in Nanostructures
Fig. 2.7 Nanostructures of Ni-W/CNT nanocomposite layers formed by different duty cycles of
pulsed current: a 20% (AFM); b 50% (AFM); c 50% (TEM); d 80% (AFM) [137]
2.4 Mechanical Properties 51
electrochemical reaction for deposition of the metallic matrix has longer times for
its occurrence; hence, deposition of nanoparticulates in layer has longer times to
occur (in each cycle of pulsed current). By considering ideal distributed nano-
particulates in electrolyte, it can be concluded that increasing duty cycle will lead
to longer ‘‘on times’’ (of applied pulsed current in each cycle) and lower applied
potential (for obtaining constant average current density), which means lower
power for embedment of nanoparticulates into nanocomposite layer, so agglom-
eration is less than that in lower duty cycles that act in the opposite manner.
Figure 2.8 shows that the W content in the metallic matrix did not change
significantly by increasing duty cycle of pulsed current. Changing trend of the W
content is the same as carbon nanotube content. W content increased from 10.8 to
12.1 wt%. It can be assumed that the interaction of nanoparticulates and pulsed
current has an influence on the W content in the metallic matrix. It can easily be
concluded that effect of carbon nanotubes is much more than duty cycle, and
decreasing carbon nanotube content will also lead to a decrease in the W content of
the metallic matrix [137].
Microhardness of Ni-W and nanocomposite layers with respect to different
concentrations of carbon nanotubes as well as different applied duty cycles is
reported in Table 2.1, which increases from 522 HV for Ni-W alloy to 779 HV for
nanocomposite layer with 13.1 wt% of carbon nanotubes. Also, the W content in
nanocomposite layer will not change by changing the duty cycle of pulsed current,
so increasing microhardness of the obtained different nanocomposite layers with
the applied different duty cycles should be concerned by the presence of carbon
nanotubes. As mentioned before, there is less carbon nanotube in nanocomposite
layers, which are formed by lower duty cycles, but the microhardness of nano-
composite layers will not change significantly by changing the applied duty cycles
(Table 2.1). Thus, increasing duty cycle will lead to mutual effect of higher
contents of carbon nanotubes in the metallic matrix with simultaneous less normal
distribution, which in total will lead to approximately constant microhardness of
the obtained layer. Figure 2.9 illustrates the distribution of carbon nanotubes in a
500 nm 9 500 nm area of analyzed SEM nanostructures. Changing trend of dis-
tribution in this figure confirms our conclusions.
Fig. 2.9 Distributions of CNT nanoparticulates in the metallic matrix of nanocomposite layers
for different applied duty cycles of pulsed current: a 20%; b 50%; c 80% [137]
54 2 Size Dependency in Nanostructures
nano-crystalline stainless steel (304) with grain size of 25 nm, in HCl, obtained
through spraying process. A decrease of sensitivity against local corrosion is due to
fine-grained micro-structure, conducts in an even distribution of Cl ions.
Recently, corrosive behavior of Ni nano-crystals, in 30 weight percentage KOH
solution and a solution with normal pH of 3 weight percentage of NaCl, has been
studied which produced results similar to those of sulfuric acid. Compared with
Ni multi-crystal, overall corrosion has an increase; however, nano-crystalline
materials are more protected against this local destruction which leads to cata-
strophic fracture. Using salt spraying test, it was found that under electrochemical
conditions fie-structure of Ni has a few effect on final corrosive performance. Both
micro-crystalline and nano-crystalline coatings reveal similar corrosive protection
on steel samples.
Another corrosion study was performed on nano-crystalline Ni according to
existed conditions on steam generator alloy, as a part of electro-sleeve develop-
ment program. Tests of sensitivity against intra-granular invasion and stress-
accompanied sensitivity against corrosion were performed on polytonal acids and
MgCl2, while alternative emerging test was carried out in NaCl. The results show
that electrodeposited nano-crystalline Ni with grain size of 100 nm is resistant
against intra-granular phenomena such as grain boundary invasion and corrosion
with grain boundary stresses. This material is resistant against local pitting attacks
and shows just a negligible sensitivity against crevice corrosion. Second group of
tests are concentrated on particular environments, where steam generator materials
are imposed. These environments include alkaline, acidic, and a compound of
oxidizing and reducing particles ones. Tests have shown excellent strength of
nano-crystals in base and reducing acidic environments. Resistance against cor-
rosion is limited in acidic and oxidizing environments [165–174].
hydrogen in dual electrodes of Ni with same thickness has this following order:
nano-crystal, fine grain, mono-crystalline structures. Besides, apparent concen-
tration of hydrogen in a 20 nm sample is around 60 times more than that of mono-
crystalline structure, based on allowed exchanges. Hydrogen permeability and
capacity is due to its more amounts of intra-crystalline spaces, offering these
following features:
1. High density from short circle diffusional paths
2. More free volumes, resulting in more segregation of hydrogen
then for Ni samples with tiniest grain size observed magnetism is just 10% less
than that of multi-crystalline Ni. These results were observed for bulk nano-
crystalline Ni created with electro-deposition method and its creation mechanism
was said to be unavoidable development of porous oxide.
Obtained results are coordinated with recent calculations, implying effect of
structural disorder. At these studies, grain boundary size is a source for different
disorder states. Measurements show that magnetic momentum is not really sen-
sitive to magnitude of structure disorder from grain boundaries. Once material
structure is amorphous, average momentum is only 15% of decrease; hence, for
nano-crystalline Ni with grain sizes of 10 nm, where grain boundary atoms occupy
30% space, final effect of structural disorder on medium momentum would be
negligible. Other recent records prove these results. For instance, for nano-crystal
created by rolling, there is no significant difference in saturation magnetism for
material with grain sizes of 1 nm and 50 lm. similar results have recorded for
Ni nano-crystals. Also, for nano-crystalline Ni created from gas consolidation
method, before posing it to free air saturation magnetism is independent from grain
size, but as soon as its pose to free air saturation magnetism declines to 80% of its
original value.
Recently Ishihara et al. [175] fabricated thin films of La1.61GeO5-d as a new
oxide ionic conductor, on dense polycrystalline Al2O3 substrates by a pulsed laser
deposition (PLD) method and studied the effect of the film thickness on the oxide
ionic conductivity on the nanoscale. The effective deposition parameters were
optimized to obtain La1.61GeO5-d thin films with stoichiometric composition.
Annealing was found necessary to get crystalline La1.61GeO5-d thin films. It was
also found that the annealed La1.61GeO5-d film exhibited extraordinarily high
oxide ionic conductivity. Due to the nano-size effects, the oxide ion conductivity
of La1.61GeO5-d thin films increased with the decreasing thickness as compared
to that in bulk La1.61GeO5-d. In particular, the improvement in conductivity of
the film at low temperature was significant.The electrical conductivity of
the La1.61GeO5-d film with a thickness of 373 nm is as high as 0.05 S.cm-1
(log (r/S cm-1) = -1.3) at 573°K.
The oxide ion conductor is an important functional material applied in different
fields such as fuel cells, oxygen sensors, oxygen pumps, water electrolysis, and
oxygen separating ceramic membrane. Among these application areas, the elec-
trolyte of fuel cell is attracting much interest. Several numbers of new oxide ion
conductors such as strontium and magnesium doped lanthanum gallate (LSGM)
and La10Si6O27 apatite oxide and were reported recently. Among the new oxide
ion conductors fabricated recently, La-deficient La2GeO5, is highly interesting,
because of its high oxide ion conductivity over a wide range of oxygen partial
pressure and unique structure. In La2GeO5 based oxides, La deficiency leads to the
formation of oxygen vacancies and oxide ion conductivity in La1.61GeO5-d is the
highest in La2GeO5 based oxides. The transport number of the oxide ion is nearly
unity in the O2 partial pressure range 1–10-21 atm and the conductivity is com-
parable to that of well-known fast oxide ion conductors, e.g., La0.9Sr0.1-
Ga0.8Mg0.2O3-d and Gd-doped CeO2. Recently, nano-size effects on ionic
2.7 Magnetic Characteristics and Ionic Conductivity 57
conductivity have been attracting much interest because of improved ion con-
ductivity. Some researchers reported that the fluoride ionic conductivity in CaF2
and BaF2 hetero-layered films, prepared by molecular-beam epitaxy, increases
proportionally with increasing interface density, namely, decreasing thickness,
when the interface spacing is larger than 50 nm, which is in agreement with the
semi-infinite space-charge calculation. In contrast, due to the positive charge at
grain boundary, negative nano-size effects were reported for the oxide ion con-
ductivity in CeO2 based oxides. On the other hand, it is reported that the oxide ion
conductivity in the laminated films consisting of ZrO2 and Gd doped CeO2 (GDC)
thin film increases with decreasing number of lamination. The effects of nano grain
size on the ionic conductivity on La2GeO5 based oxide film and it was found that
the conductivity was improved by decreasing film thickness of La2GeO5. How-
ever, in the conventional study, nano-size effects are not studied systematically and
so, the nano-size effects are still not clear.
New oxide ion conductor of La1.61GeO5-d film of various thicknesses was
fabricated as thin films of varying thickness on dense polycrystalline Al2O3
substrates by using pulsed laser deposition. The obtained La1.61GeO5-d film by
Ishihara et al. [175] exhibited almost the pure oxide ionic conductivity and
the oxide ion conductivity increased with the decrease of the film thickness.
In particular, increase of conductivity at low temperature was more significant.
Considering the stable valence number of La and variable valence of Ge (3+ and 4+),
the amount of oxygen vacancies can be determined by the composition of the film.
Since the composition of the prepared La1.61GeO5-d films is almost the same, it is
generally considered that the increased conductivity may not be explained by the
change in the amount of oxygen vacancy but by the improved mobility of oxide ion
by the local stress caused by the mismatch in lattice parameter between the film and
the substrate. Figure 2.10 illustrates arrhenius plots of La1.61GeO5-d thin films and
Etching rate increases when grain size declines and grain sizes of 50–100 nm
provide optimum etching with maintaining convenient electrical conductivity. At
it previously mentioned, high density of intra-crystalline defects is present in bulk
state and cutting free surface of nano-structure materials offers a good chance for
hydrogen and catalyst storage applications. There are many different applications
for usage of these materials in both electrodeposited and electro-shaping methods
for battery systems and alkaline fuel cell electrodes.
Industrial applications of Coatings resistant against scratch, wear, corrosion, and environmental Coatings resistant against scratch, abrasion, corrosion,
nano-coatings factors and environmental factors
Using alumina as a scratch, abrasion resistant coating
Manufacturing light resistant panels for airplane structure
Nano-metric corrosion protector coating
Using nano-particles for coating in transportation
industry
Using nano-metric coating of ceramics in navy force
Using nano-metric coating for strength increase
Using nano-metric coating for clothes
Key Points for Development
Coatings with electrical and electronic applications Making transparent conductor coatings using carbon nano-tubes
Using nano-metric coating in solar cells
Nano-metric coating of Ni particles with oxides
Using nano-metric polarizer layers in production of LCD monitors
Manufacturing transparent electrically conductor nano-metric coating
Increasing storage capacity by magnetic nano-layers
Development of nano-metric coating for lubrication of surfaces
2 Size Dependency in Nanostructures
2.10 Key Points for Development 63
2.10.5 Training
Engineers must mainly be aware of surface engineering potential and its exact role
on designing; also mechanical engineering courses should involve these points.
For instance, surface engineering must be created as a major in manufacturing
engineering. Lack of harmony and compatibility between industrial needs and
academic works will create some problems. This has been examined in various
cases. Surface engineering programs will finally cause to a development in uni-
versity and industry, which should be better emphasized.
64 2 Size Dependency in Nanostructures
During last 10 years, due to educations for improvement of awareness from cor-
rosion related issues, there was a 515 million pounds saving in England. Studies
show similar values of total gross products for India, China, and United States. For
United States decay costs exceeds 100 billion dollars annually. This is 1,300
million pounds for England, which is 3.5% of State gross product, where 3.0
million pounds is saved. This amount is 48–50 billion dollars in United States,
which compose 4% of per capita gross production. As it previously remarked, this
amounts to 10% of national gross production in developing countries.
2.13 Surface Engineering in Automobile Industry 65
There are nearly 27 million cars and 3.3 commercial vehicles in England roads.
Car sale in Europe was about 12 million in 1997, where England share was about
1.7 million. It is estimated that car manufacturing will be 17% of England’s
surface engineering. Surface engineering has a significant role in this industry;
since 6% of engine building costs and power transfer is for coating technology.
Total produced color for this industry exceeds 300 million pounds. Protective steel
and body panels, as infrastructures, need to be repaired; so, many of them are
galvanized and prepared for painting with another suitable coating. While metals
mostly are coated by organic painting, plastics should be initially metalized. Here,
application of wet processes competes with advancements in PVD and CVD
methods. Market is not the only effective factor on technology progress, but there
are some environmental and legislation concerns which are considered as a
powerful encouragement in this field. Painting just involves about 2 kg of vehicles
weight, while painting process emits about 5 kg Volatile Organic Compounds
(VOC) to the atmosphere. Efforts for reduction of this effect led to development of
powder technology advancement. Most of coatings changes involve using the
CrVI, where some substitute are being made for that. Automobile industry is
directed to reaching products with higher compatibility with environment; as in
their producing method application of CrVI is avoided. Mentioned cases are only a
small part of coating applications.
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BaTiO3-based ceramics for multilayer ceramic capacitor application by chemical coating
method. J. Am. Ceram. Soc. 92, 830–833 (2009)
183. Shibli, S.M.A., Jayalekshmi, A.C.: A novel nano hydroxyapatite-incorporated Ni–P coating
as an effective inter layer for biological applications. J. Mater. Sci. Mater. Med. 20, 711–718
(2009)
184. Lewis, F., Mantovani, D.: Methods to investigate the adhesion of soft nano-coatings on
metal substrates—application to polymer-coated stents. Macromol. Mater. Eng. 294, 11–19
(2009)
76 2 Size Dependency in Nanostructures
185. Zhang, X., Cheng, X., Yin, H., Yuan, J., Xu, C.: Preparation of needle shaped nano-copper
by microwave-assisted water system and study on its application of enhanced epoxy resin
coating electrical conductivity. Appl. Surf. Sci. 254, 5757–5759 (2008)
186. Jacquot, P., Andreux, C., Stauder, B.: Effect of industrial surface finishes on heat treatment
and surface engineering of steel. Int. Heat Treat. Surf. Eng. 4, 110–116 (2010)
187. Stevenson, P., Ata, S., Evans, G.M.: Erratum: the behavior of an oscillating particle attached
to a gas–liquid surface (Industrial and Engineering Chemistry Research 48 (8025)). Ind.
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188. Kaufmann, H.: Industrial applications of plasma and ion surface engineering. Surf. Coat.
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Chapter 3
Characterization of Nanostructured
Coatings
3.1 Introduction
Materials with nano-crystalline structure are away from equilibrium state. Nano-
metric (nano-crystalline) structure is the term which is applied for each material
provided that its microstructure comprises of extremely fine particles, measuring
from 1 to 100 nm generally. Comparing materials with ordinary structure, nano-
structured materials, due to having high density of interface levels and also high
volume of crystal imperfections like vacancy and dislocations, show unique and
unparallel properties. In inter-crystal areas, atomic density and the way of
arrangement of atoms differ from crystal areas and consequently, physical and
chemical properties of inter-crystal areas differ from crystal areas as well. The
main reason behind this behavioral change can be defined as a result of superficial
energy increase in nano-crystalline materials. The special high level of nano-
structured materials and following increase of superficial free energy cause that
sensitive properties to surface (like superficial reaction phenomena) is improved
coupled with accelerating the processes which superficial energy is operated as
progressive force.
The inter-crystalline areas place in higher balance than crystalline areas in
terms of energy level. Hence, existence of these inter-crystalline areas can provide
necessary energy for overcoming thermo-dynamical and kinetic dams in nucle-
ation of new phases and increase rate of reaction accomplishment and formation of
new phases on the surface. In fact, inter-crystalline areas are considered as
appropriate centers for nucleation of new phases. The results obtained from Moth–
Shotky electrochemical tests indicated that passive film formed on iron electrode
surface was a semiconductor in a way that electron donor density in passive film is
reduced with the reduction of size of electrode surface grains. In the same
direction, density of oxygen-free places, which is regarded as hub of adsorbing
corrosive ions and causing eradication of passive film like chloride ion, is reduced
with the reduction of electron donor density at passive film and with the aim of
safeguarding balance of electrical load [1–15].
granules, areas of metal with direction of specified crystal screens, atomic density
gradient and areas with different chemical composition.
The various types of nanostructured materials enjoy two joint and common
specifications: (1) Atomic areas (granules or phases) have been restricted in space
smaller than micron scale. (2) High volume fraction of atoms exists in interface
areas. Nanostructured materials can be observed in dimensionless, one dimen-
sional, two dimensional and three dimensional forms. Atom nucleate or atom
sprouts have been recognized as dimensionless nanostructures. Nanorods and
similar nanostructures such as nano-whiskers can be considered as one dimen-
sional nanostructures while separate or isolated layers or multi-layers, grown in
one or two directions, are known as two-dimensional nanostructures. In addition,
nano-crystalline or nano-phases are considered as three-dimensional (3D) nano-
structures and regarded as highly-used nanostructures in metal systems. The sig-
nificance of nanometer scale is originated from the fact that some of properties
undertake remarkable amounts at this dimension range. Since properties of a solid
material is first controlled by density and atom co-ordination number, nano feature
of sizes of granules in crystalline materials, despite chemical composition in nano-
crystalline and microcrystalline state, causes that properties like specific heat,
thermal capacity, thermal extension coefficient, magnetic properties and
mechanical properties in nano-crystalline state are considered completely different
from microcrystalline state [25–31].
Birringer [32] has reported formation of nanostructure iron with average granule
size of 10 nm by gas condensation method. The results, obtained from images of
electron microscope, indicate fair correspondence with the model. It should be
noted that the average atomic density in grain boundaries stands at approximately
7–85% of density of atoms inside granules. Its main reason is related to misfit of
orientation and direction of atoms in interfaces. If density of a solid is decreased
uniformly (for example, if solid is expanded uniformly), inter-atomic space will be
increased and consequently, gravity forces between atoms are weakened to such an
extent that if this expansion is reached up to final limit i.e., 30–40%, then it may
result in separation of atoms. The results obtained from micrograph image with
high decomposition of iron nanostructured metal shows that reduction of density at
grain boundaries is not in uniform manner; rather, a distribution of atoms places in
grain boundary and averagely, their density is less in comparison with the atoms
placed inside granule. This subject has been reported for palladium metal by other
researchers. The actual nature of boundaries of grain in a nano-crystalline structure
has not yet been recognized completely.
Some researchers believe that there is not any difference between grain
boundaries in a nano-structure structure with large granule (coarse) structure.
Some others believe that grain boundary in nano-crystalline structure is amor-
phous. Since fraction of atoms placed at grain boundary areas is comparable with
fraction of atoms placed inside granules in a nano-crystalline structure, structure of
grain boundary and contact areas of grain boundaries is instable and show ten-
dency to lower energy level. Therefore, there exists strong driving force for growth
80 3 Characterization of Nanostructured Coatings
this process can be ascribed to the elimination of the agglomeration among the
nano-sized particles. The film derived from micron-sized particle has the porous
structure with average pore size of sub-micron level thus it has low permittivity,
while the film derived from nano-sized particles has relatively poor ferroelectric
performance due to the poor crystallinity of the nano-sized powders. Figure 3.1
illustrates a schematic flow chart of thick film deposition using nanocrystalline
composite technique. Leakage current–voltage and resistivity characteristics of a
10-mm-thick PZT thick film prepared by using nanocomposite route can be seen in
Fig. 3.2. As an example, Fig. 3.3 shows an as-sintered surface morphology of a
screen-printing PZT thick films on Au/Al2O3 substrate annealed at 800C for
30 min. A totally new homogeneous polycrystalline matrix has been formed at the
expense of originally added powder-phase and sol–gel derived phase.
TiO2 nanoparticle coatings possess good thermal and electrical properties and
they are resistant to oxidation, corrosion, erosion and wear in high temperature
environments. This property is very important factor in the applications such as
pipelines, castings and automotive industry. Shanaghi et al. [34] applied a uniform
TiO2 nanoparticle coating on mild steel, using sol–gel method. The coating was
deposited on mild steel substrate by dip coating technique. The morphology and
structure of the coating were analyzed using SEM, AFM and X-ray diffraction.
The anticorrosion performances of the coating have been evaluated by using
electrochemical techniques. The film uniformity was retained in high temperatures
and no crack and flaking off from the substrate was observed. The tafel polari-
zation measurements provide an explanation to the increased resistance of TiO2
nanoparticle coated mild steel against corrosion and icorr was decreased from
18.621 to 0.174 (lA/cm2). AFM images from performed coatings indicate their
homogeneity and roughness. Stainless steels due to Cr2O3 presence on their sur-
face (and their low difference with TiO2 thermal expansion coefficient) are more
3.2 Definition of Nanostructured Materials 83
suitable than mild steel for substrate of sol–gel method. Performing an interlayer
on the surface of sample caused decreasing the difference of thermal expansion
coefficients between substrate and coating. Final coating was studied with AFM
and its roughness was in nanometric scale. Figure 3.4 illustrates AFM result of
final coating. The TiO2 nanoparticle sizes were about 40–60 nm obtained from
XRD and AFM.
With regard to phase balance in microscopic structure, energy interface does not
play a significant role and only Gibbs free energy of whole object is important.
With regard to materials with microscopic structure, thermodynamics of interface
can be ignored. Of course, some common cases are controlled and monitored
through interface energy. For example, it can be referred to the phenomenon of
growth of grain. For nanostructured materials, conducting thermodynamics studies
merely on whole object is not sufficient due to very high density of interface. And
following interface thermodynamics should be taken into consideration. Interface
thermodynamics has been studied comprehensively by Gibbs which is briefly
explained in following sections [39, 41, 46, 48–52].
Comparative study of reactivity of nano- and micro-sized alumina and nickel
oxide, obtained by the electrical explosion of metal wires in oxidizing atmosphere,
was carried out for the reactions NiO ? MoO3, NiO ? Al2O3, and Al2O3 ?
Bi2O3 by coupled anneals of ceramics, measurements of the conductivity of
individual oxides and raw oxide mixtures, X-ray diffraction and differential ther-
mal analysis by Neiman et al. [53]. The total conductivity of nano-structured
oxides was found lower than that of micro-structured ceramics. Mixing bismuth
oxide with nano-structured alumina leads to stabilization of the low temperature
polymorph a-Bi2O3 up to 780C. The diffusion permeability of NiMoO4 layer
grown at the surface of NiO ceramics, having submicron grains, was found 2 times
lower if compared to NiMoO4 grown at micro-sized NiO ceramics. NiO and Al2O3
nano-powders preserve the high reactivity even when heated up to 1,000C.
Despite much attention and intensive investigation of the different physical
properties in nano-sized systems, there is an obvious lack of information available
on their reactivity and transport properties. Concerning the reactivity of such
systems, one can see that the majority of research work has been dealing with
surface reactions in supported catalytic systems, ion exchange and intercalation
processes but not with solid state synthesis. The latter class of interactions is the
most interesting for the clarification of reactivity peculiarities of substances in the
nano-state, oxides in this case. During the synthesis reaction, surface force field of
nano-sized grains in contact with reaction partner may influence the reactivity and
transport properties of partner and reaction product. The subject of greatest interest
is displaying the phenomena associated with specific features of the non-equilib-
rium state of nano-sized oxide in solid state reactions, namely trivial size factor
versus true (mesoscopic) size effect. According to recent ideas, the manifestations
86 3 Characterization of Nanostructured Coatings
Generally, the main discussion is on interface in solid objects (between two phases
and/or between two granules inside one metal). But, for facilitation of modeling,
interface between two fluids are first considered. Actual interfaces have usually
limited width but for ease of analysis, interface between two parts, being com-
pletely uniform in terms of structure and properties, has been considered in line
form (or one curve) with zero width and is called Gibbs separating surface. When
this model is adapted with actual conditions, it is observed that interface will cause
3.5 Interface Traction 87
creation of some additional terms. Specially, term of free energy increase per
surface unit which is shown with r. Generally, these additional terms are
dependant on the selected area for positioning of separating surface. Finding
accurate and appropriate place of separating surface has been studied by a number
of researchers [54–59].
Although situations can be selected for interface provided that additional terms
to be independent of curvature of interface and amounts of additional terms can be
set for that situation. For a fluid, term r is defined as degree of work which seems
necessary for production of a surface unit of interface. Mechanically, interface is
studied as a stretched part and r is numerical amount of main tensile stress. For
fluids, r is an inter-surface force and is usually called surface stress and/or interface
stress. For two fluid phases in equilibrium with each other, effect of r on interface
will cause pressure on surface of phases which are not equal with each other
necessarily, i.e., pressure on phase r (Pa) may differ from pressure on phase b (Pb):
1 1
Pa Pb ¼ r þ
r1 r2
At this equation, r1 and r2 are main radiuses of interface curve which their centers
are located in phase r. In a specific state, if phase r in spherical form with equal
radius r is placed inside phase b, the above equation will be as follows:
2r
Pa P b ¼
r
This equation is called Gibbs approach which is used for studying effects of
interface on solid surface.
3.5 Interface Traction 89
Gexcess ¼ ak1
90 3 Characterization of Nanostructured Coatings
When a reversible work is carried out with the aim of increase of a solid surface,
two separate states can be occurred. At first state, new surface may be produced by
the process like fracture or plastic flow. Here, a is known as work done by free
energy of surface (or interface). At second state, surface can be stretched in elastic
form. The carried out work is equal to superficial stress (interface stress) which is
shown with fij. At first process, new atoms are brought to the surface. Hence,
properties of surface in surface level will not be changed. On the contrary of the
first state, at the second state, new atoms do not proceed to the surface and
consequently, properties of surface are changed. Superficial stress is related to
surface free energy and also surface elastic strain. The equation related to it has
been shown in below:
fij ¼ rdij þ
or
fij ¼ rdij þ
oeij
Curved interface plays a key role in solvability. A specific state is assumed that
spherical-shaped solid phase a has been constituted merely from a constituent
A and is placed in fluid phase b that can be formed from various and many
constituents. Spherical phase has feature of equilibrium with surrounding area and
pressure inside sphere at this state depends on its radius. According to the fol-
lowing equation,
A this issue will cause changes in chemical potential of constituent
A in phase a la .
A A 2f
la r la r¼1 ¼ VaA
r
For equilibrium state in planar interface, pressures in two phases and also chemical
potential will be equaled with each other. According to the above equations, it is
observed that when interface is a curve, not only pressure but also chemical
potential will also be changed.
lAb lAa r¼1 ¼ 0
r¼1
2ðr f Þ
lAb lAa r ¼
r r
If the two phases are fluids, then, f will be equal to r and chemical potential will
remain unchanged even with regard to curved surfaces in equilibrium state.
Changes of l A/B with radius obeys molar fraction changes of constituent A which
is solved in phase b. The changes at this molar fraction x A/B is obtained according
to the following equation:
0 1
xA A
B b r C Va 2r
ln@ A¼
xAb RT r
r¼1
At this equation, f0(c) is free energy per volume unit for a homogenous system with
molar fraction of c and in this formula k is energy gradient coefficient. In interface
between two insolvable objects, width of interface is determined by competition
between chemical composition gradient reduction and also material volume
reduction in a non-equilibrium composition. It has been anticipated that interface
width will depend on temperature, aimed at increasing penetration at higher tem-
peratures and diverging toward infinity. Energy gradient coefficient can be obtained
by models related to solid solution. This amount is positive for the solution which
shows more tendency to phase isolation (in other words, showing tendency to
3.9 Influential Interface 93
interface). This amount is negative for the solution which shows tendency to
chemical composition. Energy gradient in a phase, which shows tendency to iso-
lation, causes that total free energy, be increased.
More interest is on the difference of these amounts for nano-crystalline and mono-
crystal state.
For example: DH = H(Nano crystal) - H (Single crystal).
Here, (DH) can be calculated by measurement of exchanged heat but due to
lack of equilibrium between nanostructure and mono-crystalline state, determi-
nation of (DS) is impossible. Since electrochemical measurements greatly
contribute in determination of absolute amounts, they are of paramount signifi-
cance. The potential difference (DE) between electrodes of two samples is directly
related to Gibbs free energy:
l1 l2 DG
DE ¼ E1 E2 ¼ ¼
nF nF
94 3 Characterization of Nanostructured Coatings
actual chemical potential. But, this subject doesn’t apply for nanostructured
samples. Atoms extant in grain boundary may be more active than atoms inside
grains. This subject may affect electrochemical measurements to some extent.
Measurement of electrical driving force of palladium metal through the application
of melted salt electrolyte by some researchers at the temperature range of
613–693 K showed that nano-crystalline materials are even sustainable at rela-
tively high temperatures as compared with structures with normal grain size.
Electrical driving force difference of palladium is lessened with time between
nano-crystalline state and normal-sized grain state. In accordance with enthalpy
measurements, change in nano-crystalline samples is occurred at two stages.
First, it is followed with relaxation of grain boundary and then with increase of
grain size. Gartner has estimated additional free energy of nanostructured pal-
ladium, which is equal to *1 kJ mol-1 for grain size near 20 nm and approx-
imately *6.7 kJ mol-1 for grain diameter of 11 nm according to the free energy
increase of grain boundary approximately 1 jm-2. These amounts are in good
accordance with measurement carried out for additional enthalpy. It can be
concluded that for small sized grains up to *10 nm, grain boundary in nano-
crystalline pure metals doesn’t have properties different from multi-crystalline
properties in ordinary grain size. The grain boundary areas in nanostructured
samples result in increase of free energy which primarily is dependant to
enthalpy [90–102].
of making new materials, particularly composite ones. Many research centers have
started widespread movements and even produced some important materials such
as nano-particles. Some of materials have extensive industrial uses or are used in
key industries such heavy or military industries; then are of strategic applications
such as scratch resistant nano-composites. Nano-metric coating is widely used and
in some cases they even have commercial uses and are produced in mass
quantities.
as zinc oxide in sun block coatings. ATO is also used for making antistatic
coatings. There are some other cases for practical applications of nano-particle,
such as coating of fire retardant wood doors and scratch resistant coatings. Also,
Mercedes Benz applied nano-coating as scratch resistant and antibacterial coating
at interior part of SLK, CL, S, SL, and E automobile series. Another developing
aspect is surface nano-coating with TiO2, which is used as a corrosion resistant
coating with self-cleaning properties [117–128].
materials are of grater electrical conductivity. They convey the heat along array of
carbon nano-tubes, while in the vertical direction they act as thermal insulator layer.
It is predicted that these ceramics be applied for thermal coating in coming future.
PPG is one of most important producers of coating, esp. those used in transpor-
tation industry. This company also produces flat glasses, especial coatings, and
main coatings of aviation industry. The company mentions nano-materials of
silicon oxide as a convenient coat for transportation industry. The coating is of a
great resistance against foliation, scratch, dentation, and pollution stains. A thin
layer with a very strong lateral bond causes to high hardness of the coating and
increases its resistance against scratch. However, it must be noted this hardness
leads to coatings’ brittleness against thermal changes, hence layers with weaker
lateral bonds is recommended. Then, silicon colloidal coatings are used. PPG uses
alumina-silicate nano-particles as an essential material for coating process. It has
refractive index of 10 in its nano form. Particles are spherical with no color, and
their surface has no hydroxyl groups; above all they do not be coagulated in their
3.18 Using Nano-Particles for Coating in Transportation Industry 103
proximity. Surfaces coated with this material have a high resistance against foli-
ation, crushing, or scratching. Through optimization of composition and applying
nano-materials it is also possible to reach other useful features. This company
researches suggest adding only 1 weight percent nano-particles to traditional
coatings leads to a significant improvement in coating properties.
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Chapter 4
Size Effect in Electrochemical Properties
of Nanostructured Coatings
4.1 Introduction
Fig. 4.1 Tafel plots of (open square) Ni–W and Ni–W/CNT nanocomposite layers formed by
different duty cycles of pulsed current ((open triangle) 20% of duty cycle (or 4.3 wt% of carbon
nanotubes content), (times) 50% of duty cycle (or 9.1 wt% of carbon nanotubes content), and
(open circle) 80% of duty cycle (or 13.1 wt% of carbon nanotubes content) [15]
4.1 Introduction 113
plots, are illustrated in Fig. 4.2. Addition of nanoparticulates will shift corrosion
potentials of electroplated layers towards noble direction (positive values).
Increasing the concentration of carbon nanotubes will have an effect in an opposite
manner, but the changing amount is ignorable. Changing trend of corrosion current
densities shows that increasing the amount of carbon nanotubes has an optimum
level for decreasing them. It was found that 9.1 wt% of carbon nanotubes in the
metallic matrix will show minimum corrosion current density of nanocomposite
layer. Surfaces have approximately no porosity, so it can be concluded that dif-
ferences in electrochemical properties are just related to the content of carbon
nanotubes and their distribution and amount of agglomeration in the metallic
matrix. When carbon nanotubes distribute uniformly, they will protect nanocom-
posites and substrates from corrosive agents and decrease the corrosion current
densities. In an opposite manner, the agglomerated nanoparticulates will decrease
the electrochemical properties of the obtained layer.
~ 0s þ KT lnas;1 þ Ze /s;1
~s;1 ¼ l
l
~ 0c þ Ze /c;1
~ c;1 ¼ l
l
In above equations, l0ad ; l0c ; l0s are standard chemical potentials, and
xad;1 and ac;1 ; as;1 ¼ 1 is ion activities and /c;1 ; /s;1 are galvanic potential of
electrolyte solution and metallic electrode (anode) respectively.
In equilibrium state, regarding above equation, and considering l ~c;1 ¼ l~s;1 ,
Nernst Equation, which indicates equilibrium potential of metallic electrode
immersed in solution containing metallic ions of the same material with activity
as,?, is obtained.
KT
E1 ¼ E 0 þ ln as;1
Ze
~ad;1 ¼ l
Also, in l ~ s;1 state, the following equation will be obtained:
ðl0 l0c Þ Kt as;1
E1 ¼ s þ ln
Ze Ze aad;1
With equalizing above equations, activity of adatoms in equilibrium state will
be calculated as follows:
0
ðl l0ad Þ
aad;1 ¼ exp c
KT
With the aim of commencing crystalline growth or process of formation of
nucleation on neutral surface of cathode, metal ions (Mez) in electrolyte should be
reached to supersaturated state. That is to say that electrochemical potential of ions
extant at solution should be more than electrochemical potential of metal electrode
(anode) ð~ls [ l~ c;1 Þ.
In fact, electrochemical supersaturation is defined as follows:
D~ ~s l
l¼l ~c;1 [ 0
g ¼ E1 E
KT as
g¼ ln
Ze as;1
Regarding the aforementioned equations, electrochemical super-saturation state
for precipitation on neutral surface of cathode seems possible through two
methods. At the first method, ionic activity of solution (as) is kept constant in a(1)
s,?
4.2 Thermodynamic Equilibrium 115
amount and system state is changed from equilibrium point (1) to equilibrium
point (P), located at super-saturation area. This affair is made by change of
electrode potential from equilibrium state E(1) ? to a more negative amount
E = E(2)? . At second method, electrode potential is kept constant in E(2)
? amount
and ionic activity of solution is increased from equilibrium state of situation (2) to
super-saturation situation (P).
The second method of making super-saturation state is made by pulse poten-
tiostatic method. Also, this method is used for local precipitation of metal
nucleations as size as nano. Formation of a n-atomic nucleation from new phase
requires overcoming thermodynamic obstacle of nucleation work DGðnÞ ~ which is
explained according to the following formula:
~
DGðnÞ ¼ nD~
l þ /ðnÞ
Here, /(n) explains total energy increase as a result of creation of new interface
(creation of nucleation on cathode surface) [16–29].
At this theory, it has anticipated that nucleuses should be large enough. At this
state, the number of atoms (n) can be considered as a dependant variable and the
amount of /(n) is explained by energies related to specific free surface, interface
and linear interface in system constituted from cathode electrode, electrolyte and
~
nucleuses. At this state, DGðnÞ is a differential function and under conditions of
~
final limit ½dDGðnÞ=dn ¼ 0 we will have:
n¼nc
~
dUðnÞ
l¼
D~
dn n¼nc
At this state, the formed nucleuses are of very small size and therefore, size of
nucleus is considered as a separate variable and macroscopic classic theory is not
applicable. Here, formation process of nucleuses is explained by considerations
related to atom and through the application of general formula for nucleation work.
Relation between size of nucleus (n) in contrast with DGðnÞ ~ is not as a smooth
curve and has the minimums and maximums which are dependent on structure and
energy state of nucleus. The highest amount in a super saturation state indicates
size of critical nucleus. Non-continuous change in size of nucleuses in small-scale
dimensions will affect relation between D~ l and size of nucleus (n). In this state, for
each critical nucleus size, there is a supersaturation range instead of a constant
value D~ l. This specific property of small nucleuses will severely affect process of
formation of phase during electro-crystallization process and should be considered
at the time of interpretation of experimental information for electrochemical
nucleation on external surface. At this state, size of critical nucleuses does not
exceed size of some atoms [40, 41].
Properties of Si3N4/Ni electroplated nanocomposite such as corrosion current
density after long time immersion, roughness of obtained layer and distribution of
nanometric particulates have been studied [42]. All of the other effective factors
for fabrication of nanocomposite coatings have been fixed for better studying the
effect of the average size of nanoparticulates. The effects of the different average
size of nanometric particulates (ASNP) from submicron scale (less than 1 lm) to
nanometric scale (less than 10 nm) have been studied. The nanostructures of
surfaces were examined by a scanning electron microscopy (SEM), transmission
electron microscopy (TEM) and atomic force microscopy (AFM). Corrosion rates
of the coatings were determined using the Tafel polarization test. It has been seen
that decreasing the ASNP will lead to lower corrosion current densities however in
some cases pitting phenomena has been observed. The roughness illustrated a
minimum level while the distribution of nanometric particulates will be more
uniform by decreasing the ASNP. The effects of pulsed current on electrodepos-
ition (frequency, duty cycle) and concentration of nanoparticulates on electrode-
position bath on trend of obtained curves have been discussed. Response Surface
Methodology was applied for optimizing the effective operating conditions of
coatings. The levels studied were frequency range between 1,000 and 9,000 Hz,
duty cycle between 10 and 90% and concentration of nanoparticulates among
10–90 g l-1.
Figure 4.3 illustrates changing trend of corrosion current densities (CCD) after
immersion in 3.5 wt% NaCl solution in room temperature. As it can be seen from
this figure, however CCD will increase a little after long time immersion in cor-
rosive solution but lowering the ASNP will lead to lower CCDs which at first
indicate that decreasing ASNP is useful for decreasing CCD. However observa-
tions with unequipped eye did not indicate presence of pitting phenomena but
AFM studies show that nanocomposites with very low ASNP will show some
4.4 Atomic Nucleation Theory 117
Fig. 4.3 Changing trend of corrosion current densities for different ASNPs after immersion in
3.5 wt% NaCl solution in room temperature [42]
nanometric pits. Figure 4.4 shows the observed pits for the nanocomposite layer
with ASNP equal to 9 nm [42].
~
Nucleation work DGðnÞ is regarded as criteria of thermodynamic obstacle that
must be overcome in order to transfer (nc) ions from inside electrolyte solution for
118 4 Size Effect in Electrochemical Properties of Nanostructured Coatings
formation of new atomic nucleuses on electrode surface. The rate of this process,
which is a kinetic value, is defined by parameter J(t). If nucleation rate is assumed
constant, and/or the amount of J(t) is reached constant amount of J0, dependency
of nucleation rate to over-potential and density will be as follows:
~ c Þ
DGðn
J0 ¼ Z0 Wk1 exp
kT
where ðcm2 ÞZ0 is the number of density of active points on the surface, (s-1)W is
joining frequency of isolated atoms to critical nucleuses and k-1 is a dimension-
free value which has been considered for disparity between the number of constant
critical nucleuses and quasi-equilibrium ones. In microscopy classic nucleation
theory, k-1 is defined as follows:
~ 1
1 DGðnc Þ 2
k ¼
3pn2c kT
and is known as Zeldovich factor. When critical nucleus is very small and its size
remains constant during supersaturation distances, its value is equal to one for
supersaturation state or active sub-layer. At this specific state of electrochemical
phase formation especially on external sub-layer surface, dependency of constant
nucleation rate to over-potential and concentration should be explained in atomic
theoretical terms of formation of electrochemical phase. At this state, the amount
of W will be equal to:
U azeE
W ¼ kt exp exp
kT kT
J0 ¼ Z0 XðEÞcnc þ1
In such a way that:
nc ~ cÞ
c U þ azeE þ Uðn
XðEÞ ¼ kt exp
c1 c1 kT
dlnJ0
nc ¼ 1
dlnc
If supersaturation is considered with change of electrode potential (E) in con-
stant concentration (C? = c?as,?), it is better to use cathode over-potential in
above equation. At this case, constant nucleation rate in k1 ! 1 will be as
follows:
ðn þ aÞzeg
J0 ¼ Z0 Xðc1 Þexp
kT
~ cÞ
U þ azeE0 þ Uðn
XðcÞ ¼ kt ðc1 c01 Þ1x exp
kT
As it is observed, the size of critical nucleus size (ne) can be determined
through test information of J0(l) obtained in C = C? according to the following
formula:
kT d ln J0
nc ¼ a
ze dg
The above equations have been extracted through assuming constant number of
active areas for nucleation on surface of electrode which is regarded as the sim-
plest electrochemical phase state. In practice, the number of active sites for
nucleation on surface can depend on amounts of time, potential and pH [43–54].
Active points are probably considered as the most significant obstacle in nucle-
ation kinetics. Regarding the unique properties of a specific electrochemical sys-
tem, active points are appeared or disappeared completely different on surface of
electrode. The main reason of the issue is related to different chemical and elec-
trochemical reactions like adsorption and separation of organic and non-organic
ions or molecules, direct oxidation or reduction of electrode surface which is
occurred previously or concurrent with process of formation of nucleation on
electrode surface. That is to say that assumption of a neutral electrode is con-
sidered as a completely optimistic approach. A theoretical model has been pro-
posed for formation of nucleus thanks to time-dependency of number of active
points on electrode surface. If active points on electrode surface is appeared or
disappeared concurrent with nucleus formation process, time dependency of
number of nucleuses (N(t)) can be expressed by following second-order differ-
ential equation.
d2 N dN
þA þ BðN N0 Þ ¼ 0
dt2 dt
120 4 Size Effect in Electrochemical Properties of Nanostructured Coatings
Fig. 4.5 Relation among average size of nanoparticles and corrosion rate of electrodeposited
tertiary nanocomposite layer [67]
D 1 1=2 2
iN ðtÞ ¼ bzFc 1 exp 0 pð8pcVM Þ Dt
J
pt 2
Existing ions in solution are primarily encircled by other species such as mole-
cules, ions, especially water molecules. When these ions are encircled by water
molecules, geometrical structure of water molecules plays a key role in subsequent
processes. The 104.45 angle formed between two hydrogen–oxygen bonds,
existing in water molecule, is as a result of strong bipolar forces inside it. Elec-
trostatic gravity between metal cations with positive charge and water molecules
results in hydration of existing ions or in other words, covering metal ions by water
molecules. The hydration process metal ions are shown in which for comparison,
display of an anion is also shown. Generally speaking, taking two major points into
consideration is of paramount significance.
Firstly, salt of most metals even in solid state is in hydrated form and therefore,
in many cases, metal salts in solid state are written similarly with actual hydrated
conditions. But, these two states differ from each other completely. Secondly, the
number of water molecules in hydrated formula of a salt is not an accurate and
clear-cut number in such a way that metal ions are generally encircled by
numerous layers of water molecules. With regard to hydration of anions and
cations, we should consider that cations, in comparison with anions, are hydrated
more and are encircled by water molecules completely. The reason for this phe-
nomenon is smaller ionic radius of cation in comparison with anion.
The number of water molecules, which create the first hydrated layer around a
metal ion, can be varied between 1 and 10 water molecules. Consequently, inter-
action of metal cations with water molecules, encircling a hydrated cation, forms an
electrical field around the cation. As it is observed, regarding weaker electrostatic
forces of external layers, balance of water molecules, encircling a metal ion, is
connected weakly to ion in such a way that this cation loses external layers of water
molecules and a metal cation encircled by a layer of water molecules is remained.
showing electrochemical double-layer structure between 1950 and 1970, the most
important classic models are explained in below [68–81].
At this model, fluid flow, which is of paramount importance especially for diluted
electrolytes, has been considered. Based on this model, concentration of metal ions
with increase of distance from cathode surface is reduced exponentially and this
density is reached zero level in whole solution. Therefore, a little number of ions is
adsorbed by forces existing on cathode surface. Based on Gouy-Chapman Model,
two potential distribution areas can be considered in cathode-electrolyte interface.
At the first area, potential increases linearly with distance from cathode and after this
area, penetration area is observed in which, potential is changed exponentially.
Inner layer in Gouy-Chapman Model is known as Helmholtz layer. At this layer,
potential gradient is approximately in linear form and in outer layer (penetration
layer), potential gradient is changed exponentially and this layer is developed to
whole solution. The way of potential changes at penetration area is expressed as
follows:
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
du 2RT X s
zi Fu
ddiff ¼ ci exp 1
dx e i¼1 RT
126 4 Size Effect in Electrochemical Properties of Nanostructured Coatings
There are numerous separate stages during transfer of metal ion from inside of
whole solution to creation of metal lattice on cathode surface. Each of these stages
can be a rate controller. The first stage at this route is transfer or movement of the
desired ions from whole solution to the vicinity of cathode. Metallic ions, which
exist either in hydrated or complex forms, first move towards cathode in solution.
This stage is usually carried out by convection flows inside solution. Migration
of ions under effect of potential gradient between anode and cathode can play a
key role in ionic transfer, but comparatively play a partial and meager role in
material transfer resulted from convection inside the solution. Transferred ions
reach external part of penetration layer and pass from penetration layer as a result
of existing concentration gradient. At this stage, solution convection does not play
4.11 Determining Stages for Rate of Electrode Reactions 127
a key role in transfer of ions. In fact, convectional flows do not affect exchange of
ion in Nernst layer, but it can affect thickness of Nernst layer so that can reduce
thickness of Nernst layer dN and increase concentration gradient. When these ions
pass from diffusion layer and electrical dual layer (Helmholtz Layer), they reach to
cathode surface and are turned into pure metal ions. Pure metal ions are turned into
adatoms through combining with electrons on cathode surface, adatoms start
moving on surface with the aim of being adsorbed in active areas as well as
forming a very strong chemical bond.
At this stage, metal atoms are operated and distributed appropriately, aimed at
creating a crystal lattice. This stage includes nucleation and coating growth stages.
Controlling stages of reactions rate should be reduced or omitted in order to
increase rate of reactions on cathode surface. When rate controlling stage is under
control of material transfer, increase of over-potential will accelerate reaction. The
total over-potential is sum of concentration potential (gc), activation or charge
transfer potential (gD), crystallization potential (gK) and resistance potential (gW).
In metal electrical plating process, a great number of these over-potentials affect
rate of reaction.
gtot ¼ gc þ gD þ gK þ gW
Electrolyte type, density of cathodic current and type of coating metal are
considered as factors effective on determination of amount of over-potential. Over-
potentials of charge transfer and concentration is of paramount significance,
playing the highest constructive role in this regard. From among these two factors,
metal ion transfer from double layers is a critical stage and over-potential of
charge transfer can control rate [62, 95–107].
Metal deposition reaction is carried out through electroplating method at two stages.
The first stage includes formation of crystal nuclei in certain points of cathode which
these nuclei are sustainable thermodynamically. The next stage is growth of estab-
lished nuclei. These two stages are known as crystallization over-potential. We should
consider that nucleation has usually more share at this type of over-potential than
growth, because activation energy is for nucleation more than growth. It should be
noted that conversion of metal atoms to crystalline lattice is carried out in specified
growth points of cathode surface in such a way that after discharge of metal ions in
specified points of cathode surface, these atoms should penetrate towards growth
areas, aimed at setting up crystalline lattice. Crystallization over-potential would be
important when nucleation and growth stages can control rate. For example, if
penetration of metal atoms on cathode surface is slow, such circumstances will be
generated. The difference in concentration of adsorbed atoms at growth points can
cause emergence of difference in crystallization over-potential in these points.
In fact, this type of over-potential is potential loss, beyond double layer and unlike
other over-potentials, this type of potential follows Ohm Law in such a way that
there exists a linear relation between this type of over-potential and current. For
4.15 Ohm or Resistance Over-Potential 129
Pulse Electrochemical Deposition process has been paid more attention in recent
years. Some researchers have reported reduction of porosity value of gold cover
by pulse current. Precipitation of palladium with very minute and smooth
granule and with less hydrogen has been reported by some researchers.
Electrochemical depositions, free from chrome and rhodium crack have been
produced by pulsed electrolysis. Pulsed electrochemical depositions of copper
which resulted in more smaller and compressed granule have also been reported
by some of researchers.
Some researchers have obtained nickel electrochemical depositions from
electrolytes free from additives by pulse currents. It should be noted that a wide
spectrum of shapes of pulse fluctuation current waves can be produced by new
electronic devices. Shapes of pulse current waves can be classified into two
general categories. The first category is related to mono-polar pulse currents while
the second category is related to bipolar pulse currents (anode and cathode).
Variables of pulse electrochemical deposition include maximum current density
(Jp), on-pulse time (Ton), off-pulse time (Toff). Parameter Jm in the figure indicates
average current density. Regarding Jp, Ton and Toff parameters, all other amounts
of pulse current parameters can be calculated as follows:
Pulse frequency: f = 1/(Ton ? Toff)
Work period: h ¼ Ton =ðTon þ Toff Þ
Average current density: Jm ¼ Jp h
The theory related to pulse plating (electroplating) is simple. The cathode layer
is kept rich with metal ions and impurities are decreased as much as possible.
During on-pulse time (Ton), when current is connected, metal ions are reduced on
cathode. When current is disconnected (off-pulse time), any type of concentration
gradient, appeared during on-pulse time (Ton), will be eradicated and there is
possibility of separation of gas bubbles and impurities which have been adsorbed
on cathode and this process is repeated once again. In pulsed electrochemical
deposition method, related parameters can be changed in wide scale indepen-
dently. In electrochemical deposition method with D.C. current, current density is
the only changeable parameter. Consequently, creation of various situations faces
more restriction. There are impurities which have been adsorbed on cathode and
then this process is repeated once again. In electrochemical deposition method
130 4 Size Effect in Electrochemical Properties of Nanostructured Coatings
Dual layer charging requires spending time. The necessary time for reaching full
potential from zero potential, according to imposed current (or time of reaching
It = IF state) is known as double-layer charging time (tc). Decharge time (td) is
necessary time in which electrode potential reach an amount according to zero
current and/or a state in which equation IF = 0 holds. In electroplating with direct
current, electrical double-layer charge and de-charge is carried out in the begin-
ning and end of electroplating respectively. At this state, capacity current can be
ignored compared to Faradic current. However, in pulsed electroplating, regarding
existing time cut, electrical double-layer charge and de-charge is carried out
alternatively at time intervals (based on Ton and Toff). Therefore, it seems neces-
sary that rate and share of capacity current should be specified with regard to total
current in each pulse. In pulsed electroplating, the ideal state is brought about at
4.17 Charging and De-Charging of Double Layer in Pulse Electroplating 131
remarkable growth. This subject accords with ‘‘Triple Line Softening Effect’’
theory. Some other mechanical properties of these coatings can be justified with
studying behavior of this material and considering the triple junctions. Reduction
of granule size has remarkable effect on improvement of resistance against erosion
in nanostructure and composite materials. Of course, most research activities have
been made on double-phase and/or composite nanostructures and not appropriate
research activities have been made with relation to pure nano-crystalline metals.
Research activities made on frictional behavior of multilayer nano-coats show that
their behaviors have been more affected with chemical composition of materials
and their nano-microstructure has not any effect on their frictional behavior.
Erosion behavior, under high stresses, is severely affected with chemical com-
position of materials and their nano-microstructure has not any remarkable affect
on their frictional behavior. Study of erosion behavior under low and average
loading condition in nano-materials shows that because of higher stiffness, erosion
resistance of these materials is more than that of materials with large size. With
regard to creep in nanostructured materials, since grain boundary’s slip is regarded
as one of the mechanisms of creep, creep rate in nanostructured materials is more
than microcrystal materials [144, 145, 147, 148, 153–155, 158–163].
volumetric fraction of grain boundary can cause different corrosion behavior with
respect to multi-crystalline materials. Effect of reduction of grain size on increase
of resistance against local corrosion of stainless steel has been studied. As it is
observed, potential of passive film fracture is equal to (0.3 VSCE) for stainless steel
with normal grain size of 30 micron and (1.15 VSCE) for stainless steel with the
same chemical composition and surface grain size of 25 nm. In fact, fracture
potential of passive film for nanostructure has turned more positive approx.
850 mV. It can be concluded that nanostructure has caused increase of resistance
against local corrosion. This subject has been studied for aluminum metal and
accords with the above mentioned results. Its main reason has been explained as
uniform distribution of imperfections in passive film. Presence of a great number
of these imperfections results in more distribution of chloride ion on metal surface
[164–177].
Density of chloride ion in each imperfection, extant in nanostructure, due to its
distribution in imperfections of grain boundary in comparison with coarse struc-
ture, is reduced tremendously which will cause that local condensation of chloride
ion in imperfections extant in grain boundary require a stronger driving force and
consequently, more anodic potential is required for growth of a stable hole.
Potentiostatic and potentiodynamic tests, made on special nanostructure nickel and
multi-crystalline nickel in bi-normal sulphuric acid, shows that sample with nano
structure shows the same active, passive, transpassive behavior of normal metal.
But, difference of these two materials is disclosed in open-circuit potential and also
in passive currents. Nanostructure sample in passive part shows higher current
density which can be related to higher corrosion rate than normal metal.
This high corrosion rate can be related to the existence of high grain boundary
and triple junctions. These regions are corrosive-prone due to having high energy.
This difference in current density is observed less in high potentials, because in
this situation, effect of structure is not longer important due to high corrosion rate.
The other difference in diagrams is observed on open-circuit potential. Increase in
degree of open-circuit potential is related to the catalytic role of nanometer
structure in hydrogen-reduction reaction. In research activities it is observed that
multi-crystalline nickel has been corroded locally but nanostructure nickel has
been corroded uniformly. The main reason is related to eradication of passive layer
formed on nanostructure metal surface due to existence of high imperfections
inside it.
Hence, passive layer formed on nanostructure nickel, has been eradicated fully
but passive layer, existing on multi-crystalline nickel is eradicated locally and on
grain boundary. Therefore, corrosion will be continued locally. Due to distribution
of chloride ion, tendency to creation of local corrosion is very low. However,
reduction of sensitivity with regard to local corrosion, for preventing from sudden
destruction, can be beneficial. The salt spray tests, carried out on nickel, show that
creation of nanostructure has not significant effect on corrosion resistance prop-
erties and multi-crystalline and nanostructure samples have protected steel equally
in test conditions.
4.18 Nanostructured Coating Properties 135
requires a surface roughness much less than a 100 nm. Therefore, to meet the
demands of film thickness and smoothness, it is strongly required to prepare
composite films that disperse ceramic nanoparticles.
Ceramics such as BaTiO3 with particle sizes larger than several 10 nm have
ferroelectric properties. However, when their sizes approach to nanometers, they
tend to have para-electric properties that result in low dissipation factor. These
properties are suitable for dielectric materials. Composite films of BaTiO3 nano-
particle/polymer were spin-coated on ITO substrates with NMP solvent [183]. The
BaTiO3 particles that were synthesized via hydrolysis reaction of complex alk-
oxide were homogeneously dispersed in PVDF, whereas the particles aggregated
in SPAI. A root mean square roughness of the BaTiO3–PVDF composite film
attained less than 20 nm at a particle volume fraction of 30%. The BaTiO3–PVDF
films had high dielectric constants compared to the BaTiO3–SPAI film, which
might be related to difference in the dispersibility of the BaTiO3 particles in the
Fig. 4.6 TEM images of BaTiO3 particles prepared at a 0.12 kmol/m3 metal, 10 kmol/m3 H2O
and 70C, b 0.06 kmol/m3 metal, 20 kmol/m3 H2O and 70C, c 0.12 kmol/m3 metal, 20 kmol/m3
H2O and 70C, and d 0.06 kmol/m3 metal, 20 kmol/m3 H2O and 50C. Pure ethanol solvent was
used for the samples a, b and d, and 50% (v/v) benzene/ethanol solvent was used for the sample
c, reprinted with kind permission from Konno [183]
4.18 Nanostructured Coating Properties 137
film. The dielectric constant of the composite films increased with an increase in
the BaTiO3 crystal size and with BaTiO3 volume fraction in the composite film.
The dielectric constant reached 31.8 for the 30 vol%–BaTiO3–PVDF film with a
BaTiO3 crystal size of 27.3 nm, which was four times larger than the dielectric
constant of the PVDF film without BaTiO3 and corresponded to a capacitance
density as large as 0.63 nF/mm2. Figure 4.6 illustrates TEM images of BaTiO3
particles. Different solvents were used for the samples. Size effect can be seen in
Fig. 4.7 that shows dielectric constant and dissipation factor of BaTiO3–PVDF
composite films measured at 104 Hz as a function of BaTiO3 crystal size.
Thickness of BaTiO3–PVDF and BaTiO3–SPAI composite films as a function of
volume fraction of particles can also be seen in Fig. 4.8.
138 4 Size Effect in Electrochemical Properties of Nanostructured Coatings
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122 (2008)
Chapter 5
Size Effect in Mechanical Properties
of Nanostructured Coatings
5.1 Introduction
Research studies have shown that when particles’ size reaches to the dimensions
of nanometer, remarkable improvement will be observed in strength of com-
posite. For example, remarkable increase was observed in hardness of nickel-
alumina composite when size of improving particles was decreased from 10 lm
to 10 nm. Shape, size and surface of nanoparticles play important role in
properties of nanocomposite. In recent years, nanocomposites have been used
widely due to their better magnetic, mechanical, optical and physical properties.
Interface volume, layer thickness, superficial energy and interface are the
parameters which have noticeable effects on nanostructure thin films [1–12].
Figure 5.1 shows schematics of particles used in nanocomposites and degree of
proportion of surface area to their volume. As an example of particulate
nanomaterials, Ohno et al. [13] studied the size effect of TiO2-SiO2 nano-hybrid
particles. The well-dispersed primary TiO2-SiO2 nano-hybrid particles were
successfully prepared by using the super critical drying of the molecular-
designed nano-hybrid precursor. The particle diameter of the resultant hybrid
particles was about 140 nm. The crystal size of titania on the surface of the silica
core particle was determined to be 7 nm from the result of TEM and XRD
analysis. The crystal structure was anatase. The band gap energy was measured
form the ultraviolet–visible spectrum. As a result, the band gap energy of the
nano-hybrid particles were 0.13 eV blue shifted compared with that of the
anatase crystal without the quantum size effect. Therefore, we concluded that
nano-hybrid particles has the possibility to control the quantum size effect, if we
can successfully develop the well handling method for nano-materials. Figure 5.2
illustrates the surface morphology of the obtained TiO2-SiO2 nano-hybrid par-
ticles with super critical drying process [13].
Extant physical vapor deposition (PVD) and chemical vapor deposition (CVD)
processes for the provision of nanocomposite coatings can be applied for the
production of nanocomposite coatings through improvement of process parameters
or through the application of initial powder with nanostructure. Application of
various nanoparticles provided from steam, liquid and/or solid methods have
accelerated development of nanocomposite coatings with resistant against friction
and oxidation. Under various PVD accessible processes, deposition through ion
ray is effective especially for making metallic nitride nano-crystallization coatings
with higher stick and controlled microstructure. Process with less dependency
parameters than PVD is salient advantage of deposition through ion ray. Energy
and Flux can improve ion bombardment, size and direction of crystallography of
grain as well. Ever increasing requirement for advanced materials with the aim of
tolerating practical conditions has caused that many research works carried out in
the field of very hard coatings. Recently, special research activities have been
carried out on designing very hard coatings with superior strength, high stiffness
and toughness. Formation of multilayer or super elasticity structures with various
elasticity modules between layers is one of designing principles.
Thickness of each layer should be in nano dimension, aimed at preventing from
operation of unwanted supply source between layers. Production of films with
pleasant stiffness amounts will be possible through layer to layer sit. Formation of
nanocomposite of a nanocomposite layer with microstructures, including crystal-
line network, is the other method of design with grains in nano dimensions
envisioned in an amorphous background. Plating method is the other methods of
production of nanocomposite coatings. Since this method is economical, it enjoys
5.2 Nanocomposite Coating Production Method 151
Fig. 5.2 The surface morphology of the obtained TiO2-SiO2 nano-hybrid particle with super
critical drying process: a agglomerate state, b primary TiO2-SiO2 nano-hybrid particle, c titania
crystals on the surface of the silica core particle and d the first Fourier transform (FFT) image
obtained from the titania crystals on the silica particle, reprinted with kind permission from
Ohno [13]
Table 5.1 Various types of nanocomposite coatings obtained through electro-deposition method
Methods of Type of nanostructured materials
electrodeposition
Nanoparticles in a Nano- Nanotubes/ Nanocrystalline
metallic matrix multilayer nanowires materials
Direct current (DC) Ni/Alumina Ni–Cr Co nanowires Ni-W alloy
Pulsed direct current Ni-W/CNT
(PDC)
Pulsed reverse Multilayered
current (PRC) composites
Potentiostatic (P)
Pulsed potetiostatic
(PP)
properties have been studied by various researchers. Not only structure and
properties of nanocomposite coatings depends on density, size, distribution and
nature of improved particles nature, but also it depends on type of used solution,
current density plating parameters, temperature, and degree of pH, etc. Nano-
composite plating includes revival of metallic ions from suspension electrolyte
and insoluble powders like oxides (SiO2, TiO2, Al2O3), carbides (SiC), nitrides
(Si3N4), polymers (PTFE, Polytetrafluoroethylene). This activity will result in
entering very minute particle to the growing metallic or alloy substrate. High
superficial energy and inclination of nanoparticle to agglomeration in high
conductor metallic electrolyte will bar congruousness of distribution of particles.
For this reason, many research activities have been done in the field of nano-
composite coatings entitled ‘‘Congruous Distribution of Very Minute Particles in
Metallic Substrate and Avoiding their Agglomeration in Electrolyte’’, aimed at
boosting volumetric percentage of nanoparticle in coating. Table 5.1 shows
schematic of various types of nanocomposite coatings which have been prepared
through plating.
In systems with simple counting ions, zeta potential is regarded as a criterion for
gradient of electrical potential, when surface potential is fixed. The pH, which its
zeta potential is equal to zero, is called Iso Electric Point. To enrich loading of
hydrated surface by OH– and H3O+, increase or decrease of pH from Iso Electric
Point will first boost absolute fraction of zeta potential. Iso electric point for
alumina is pH = 9 i.e. alumina particles will have negative superficial load in the
electrolyte with pH more than 9. In the same direction, alumina particles will have
positive superficial load at the pH with less than 9. Consequently, alumina
nanoparticle can be seeped simultaneously with nickel for formation of composite
layers without needing to specific additives. Because, pH of all composite plating
solutions of nickel is smaller than IEP for alumina and alumina particles at these
baths have positive superficial load. But, alumina nanoparticles are agglomerated
easily in electrochemical electrolyte due to their high superficial energy and this
activity will cause weak mechanical properties in nanocomposite coatings, for, it
prevents particles from being distributed equally. After carrying out operations,
physical distribution of nanoparticles at electrolyte solution by mixing and
154 5 Size Effect in Mechanical Properties of Nanostructured Coatings
distinct phase regions can also be locations for dislocations’ blocking and pile-ups
that give rise to strain gradients to accommodate the GNDs. The increase in the
initial yield stress with decreasing thickness observed in tensile tests of various
thin films in the size range of 100–500 nm may be taken as a hint in this direction.
The free surfaces of the thin film and the interface between the film and substrate,
therefore, can have a significant effect on the strength of the thin film. Lower-order
strain gradient plasticity theories which neglect the application of the corre-
sponding higher-order boundary conditions at interfaces and free surfaces indeed
fail to predict boundary layer effects. Therefore, the focus of this paper is laid on
the effect of dimensional constraints on the yield strength and plastic flow and to
show that higher-order gradient plasticity theories (as opposed to lower-order
theories) can be used successfully to interpret size effects under macroscopically
homogeneous stressing or straining conditions.
Dislocation pile-ups, which result in local plastic strain gradients, could be
encountered at free surfaces and interface depending on the level of surface/
interfacial energy which increases as the surface-to-volume ratio increases. In
other words, it is expected that as the characteristic size decreases, the higher is
the surface/interfacial energy and the more significant is the effect of the
boundary layer thickness on the strength of the system. Therefore, size effect can
be explained by constrained plastic slipping due to grain boundaries and inter-
faces which result in a nonuniform straining, thereby setting up strong gradients
of strain. Plastic deformation in small-scale structures, accommodated by dislo-
cation nucleation and movement, is therefore strongly affected by interfaces.
Until now, little attention is devoted to interfacial strengthening effects (e.g. film-
substrate interface, phase or grain boundaries, inclusion’s interface, void free
surface, nano-wires free surfaces, etc.) on the scale-dependent plasticity in small-
scale systems. Interface and boundary conditions for higher-order variables are
generally modeled as infinitely stiff or completely free; and the references quoted
therein). These conditions are very difficult to be satisfied in reality, particularly,
for systems with large surface-to-volume ratios. However, recently there have
been few attempts to model intermediate (i.e. not free and not stiff) boundary
conditions for higher-order variables within the higher-order strain gradient
plasticity framework.
Abu Al-Rub [43] studied the effect of interface properties (yield strength and
hardening) on the scale-dependent behavior of small-scale systems within the
framework of higher-order gradient plasticity theory. It is shown that the addi-
tional microscopic boundary conditions, which are supplemented by the gradient
approach, allows one to predict size effects under uniform stressing. This is
achieved by relating the microtraction stress at interfaces to an interfacial energy
that depends on the plastic strain at the interface. Furthermore, by examining linear
and nonlinear expressions for this interfacial energy, it is shown that an interfacial
yield condition, besides the nonlocal yield condition for the bulk, can be formu-
lated. This condition governs the emission/transmission of dislocations across the
interface and is expressed in terms of the microtraction stress, the interfacial yield
strength, the interfacial hardening, and the interfacial length scale. Therefore, two
5.7 Size Effect in Mechanical Properties of Two Dimensional Nano-Films 159
internal length scales are incorporated in the present formalism, one for the bulk, ‘,
and the other for the interface, ‘I.
It is shown that the higher-order gradient plasticity theory when supplemented
by interfacial energy effects, at least for the one-dimensional example presented
here, can qualitatively describe many features of the size effect due to GNDs,
including the strengthening, the development of boundary layers, and the strain
hardening. The qualitative modeling of the strengthening is explained by the
interfacial yield strength, whereas the strain hardening is described by accounting
for the interfacial hardening effect. Four different forms for the interfacial energy
(or equivalently the interfacial yield condition) in terms of the plastic strain at the
interface are examined: (a) a linear one which allows the interface to yield in a
perfectly plastic manner without hardening; (b) a quadratic form which allows the
interface to harden but yields at the same time as the bulk; (c) a combination of (a)
and (b) such that the interfacial yield strength and interfacial hardening can be
altered independently; and (d) a combination of (a) and (b) such that the interfacial
yield strength and interfacial hardening are both scaled with the interfacial length
scale. It is found through (a) that that interfacial yield strength controls the overall
yield strength (i.e. onset of plasticity) of the specimen. Moreover, an analytical
expression for the interfacial yield stress at which interface deforms plastically is
derived. This is one of the most interesting features of the present formulation.
From this expression, it is concluded that the yield strength of ultra-fine grained
materials is controlled by the interfacial strength of the grain boundary. Moreover,
it is found through (b) that interfacial hardening controls the increase in the
plasticity tangent hardening modulus and in the flow stress with decreasing size.
The expression in (c) shows that the interfacial hardening contributes to the global
yield strength as well as to the strain hardening rates (i.e. flow stress). However, it
is shown that the expression in (c) yields incorrect decrease in the yield strength
when increasing the interface stiffness. This is corrected by adapting the expres-
sion in (d) which shows that by increasing the interfacial hardening, stiffer
interfaces are formed that in turn increases the yield strength of the material due to
dislocation networking at the interface which obstructing further emission/trans-
mission of dislocations across the interface. Therefore, it is concluded that the
interfacial length scale should scale the effect of both the interfacial yield strength
and interfacial hardening. Moreover, one should be careful when choosing a
proper form for the interfacial energy such that it should at least qualitatively
confirms with the experimental observations of size effect behavior.
It is concluded that the increase in the material’s yield strength and strain
hardening rates with decreasing size is determined by the weakest link of bulk
and interface. If the interface is compliant then the properties of the interface
control the yield strength and hardening rates of the material (i.e. controlled by
the interfacial length scale ‘I). On the other hand, if the interface is rigid, the
yield strength and hardening rates are controlled by the bulk behavior (i.e.
controlled by the bulk length scale ‘). Therefore, for intermediate interfaces, a
competition between those two mechanisms exists. Interfacial effect is an
important aspect for further development of gradient-dependent plasticity that is
160 5 Size Effect in Mechanical Properties of Nanostructured Coatings
Fig. 5.5 Size effects due to interfacial yield strength only without interfacial hardening. The
interfacial yield strength is varying according to a and c, d1 = 0.1 and b and d, d1 = 0.45. a,
b Normalized plastic strain distribution along d for r 0 ¼ 2: c, d Normalized stress–strain
relations. Different sizes are represented by ‘/d = 0.1, 0.5, 1, 1.5, 2, reprinted with kind
permission from Abu Al-Rub [43]
5.7 Size Effect in Mechanical Properties of Two Dimensional Nano-Films 161
Fig. 5.6 Size effects due to interfacial yield strength and interfacial hardening for d1 = d2 = d.
Both the interfacial yield strength and hardening is varying simultaneously according to a and c,
d = 0.45 and b and d, d = 1. a, b Normalized plastic strain distribution along d for r 0 ¼ 2: c,
d Normalized stress–strain relations. Different sizes are represented by ‘/d = 0.1, 0.5, 1, 1.5, 2,
reprinted with kind permission from Abu Al-Rub [43]
162 5 Size Effect in Mechanical Properties of Nanostructured Coatings
Guglielmi Model has specified that density of particles in bath affects on degree of
participation of these particles in coat. With the increase of their density in
electrolyte, the degree of their attraction will be increased on cathode surface and
consequently, it will cause increase of participation of these nanoparticles in
nickel-based coating. In Celice model, which has been posed based on possibility
of passage of particle from penetrated layer, with the increase of density of alu-
mina nanoparticles in electrolyte solution, possibility of passing them from pen-
etrated layer is increased and consequently, degree of participation of
nanoparticles will be increased in nanocomposite coat. Some researches have been
made on effect of pulse current variables on hardness and resistance of friction of
nickel-alumina composite coating he attained similar results. These results have
been shown in Fig. 5.7. It is observed that alumina density increase at bath has
boosted hardness of composite coating which is related to more participation of
alumina particles in coating. In another research on electrical deposition of Ni/
Al2O3 with revolving multidimensional electrode, effect of density of alumina
particles was studied on particles volumetric percentage in coating [39, 44–57].
Fig. 5.8 Effect of density of direct current on hardness degree of electroplated nickel-alumina
composite coating from bath containing 80 g/1 alumina
164 5 Size Effect in Mechanical Properties of Nanostructured Coatings
Physical effect is occurred when absorbs destructive energy particles like ultra-
sonic waves. Disperse of ultrasonic waves in liquid environment produces very
high pressure (over thousand fold of atmosphere pressure), causing exertion of a
huge tension, which entangle bonding energy between particles. Air bubbles enter
inter-particle grooves from holes, aimed at reducing diameter of agglomerated
alumina particles.
Nickel coating baths include as follows: (1) Watts bath, (2) sulfate bath, (3) chloride
bath, (4) nickel-sulfamate, (5) nickel fluorobrate. Nickel is usually deposited in
watts bath type. This method is yet used for most nickel plating whether as sub-
layer or thick geometrical sections. Hereunder are regarded as main components of
formation of bath: nickel-sulfamate as noncomplex (Ni2+), chloral nickel for
improvement of solvability of anode and increase of density of currents through
fracturing penetrated layer, boric acid for fixation of pH approximately 4 and
reducing inclination to hydrolysis due to reduction of establishing non-acid salts,
various additives for increasing of leveling surface, reduction of tension and
crystallization of coating. Full-chloride baths can be used for delicacy of grains and
granules in hard coatings and full sulfate baths can be applied while using lead non-
solvable anodes. Fluorobrate and sulfamate solutions have specific applications.
Using sulfamate baths in electroforming, which speed of plating is of paramount
importance, has been developed more.
Comparison of output of cathode current for various baths of nickel is as
follows:
• Watts nickel bath 98–90%
• Full chloride 98–99%
• Sulfamate 97–99%
• Fluorobrate 90–95%
The baths used for nickel-alumina nanocomposite coating are principally are as
follows: Watts baths, sulfamate and rarely chloride bath. The degree of effect of
nickel ion on agglomeration of alumina nanoparticles in electrolyte and also
degree of participation of alumina nanoparticles in nanocomposite coating is the
salient and the most significant point at these baths. Increase of metal ions in
electrolyte will cause reduction of distance of alumina nanoparticle electrical
double layers.
5.8 Studying Effective Factors on Simultaneous Deposition 167
Fig. 5.9 Volumetric percentage of Al2O3 by image analysis and weight percentage by EDS
5.8.5 Effect of pH
Low pH is usually used in nickel baths. At the baths with low pH, nickel density is
kept constant with solving anode. With regard to the baths with low pH (high
sulfate), cathode has more inclination to be turned into a hole. Unlike baths with
high pH type, baths with low pH does not need more care. pH used in papers for
plating nickel-alumina nanocomposite stands at 3.5–4.5 output. The degree of pH
has salient effect on viscosity of suspension. With regard to oxides, viscosity is
changed with zeta potential. Alumina suspension viscosity is increased with the
increase of pH up by specified amount. After pH, viscosity will be reduced with
pH increase. An amount of pH, in which its viscosity is reached to maximum
amount, nears iso-electric point for suspension. Figure 5.10 shows viscosity
changes of alumina suspension based on pH.
5.8 Studying Effective Factors on Simultaneous Deposition 169
With due observance to Fig. 5.10, it is specified that the more pH rate is
reduced, the more alumina suspension viscosity will be reduced. In nanocomposite
plating, the more rate of bath viscosity is less, the more neutral particles can be
transferred to surface of cathode. Hence, pH reduction will help greatly to more
presence of alumina nanoparticles in nanocomposite coating (Ni/Al2O3). Since
iso-electric point of alumina in pH is 9 (pH = 9), with more reduction of pH,
alumina particles surface load in electrolyte will turn more positive. This activity
will cause enlargement of electrical double layer. Consequently, double layer
repulsion forces will be increased. Moreover boosting electrolyte sustainability,
alumina particles inclination for agglomeration will be reduced. This subject will
result in more presence of alumina nanoparticles in nickel-alumina nanocomposite
coating. We should bear in mind that cathode has more inclination to be turned as
hole at the baths with low pH degree. For this reason, neither pH degree should be
lessened nor increased.
Imposed current is regarded as one of the other parameters which has major effect
on microstructure and morphology of deposited composite coatings. This subject
has shown that more and better control can be imposed on properties of coatings
by improvement of their microstructure through the application of pulse current for
electrical deposition of metals and alloys. Consequently, metals and alloys’ pulse
deposition are of paramount significance due to the possibility of change of their
properties by accurate setting of pulse parameters. Nickel pulse deposition has
attracted the attention of many to itself. Some researchers have recently studied
effect of pulse plating on roughness of deposited nickel thin films surface. Pulse
plating of metals and alloys has been also studied. Reports show that selection of
imposed pulse parameters affects alloy deposition compound tremendously. It has
been reported that remarkable reduction is appeared in internal tension of electrical
depositions while using imposed current as compared with common direct current
at the same density. Some other researchers studied pulse plating parameters on
resistance against corrosion of nickel depositions. Their results show that nickel
deposition by pulse current imposition can produce nickel coatings with less
porosity and resistant against corrosion better in comparison with direct current
plating.
Using TEM has shown that distribution of nanoparticles size in deposited films
under Direct Current (DC) condition is naturally the same distribution of size of
nano powders used in deposition. This subject is of paramount significance with
relation to obtaining composite films. When films deposited from the same bath
under pulse direct current (PDC), large nanoparticles or part of particle which has
been agglomerated, may not coat by growth of sprout during a pulse on a film.
Therefore, it may exclude before any pulse is occurred which does not necessarily
cause continuous growth of juvenile. The initial results on electric deposition
170 5 Size Effect in Mechanical Properties of Nanostructured Coatings
Table 5.3 Laboratory data related to obtained results for nanocomposite Ni/alumina
electroplating
Coating thickness Duty cycle Frequency Vol.% of Hardness VHN
(microns) (%) (Hz) alumina (kg/mm2)
15 20 50 35 364
20 80 50 13 250
10 60 20 15 280
12 60 80 11 238
5.8 Studying Effective Factors on Simultaneous Deposition 171
particles larger than 100 nm are observed clearly and simultaneous deposited
particles have been agglomerated. For the sample provided under PDC condition
(right hand), any particle larger than 100 nm and agglomerated particle similar to
what is observed in DC, is not found. In addition, the average base grain size
stands at 20 nm. The research activities on simultaneous deposition of alumina
nano-wisckers in nanocomposite coating in pulse method specified that rate of
alumina nano-wisckers coated in composite coating is increased with reduction of
frequency and more congruity is obtained in distribution of nano-wisckers in
coating with lower frequencies.
Tensile and fatigue tests of ultra-thin copper films were conducted using a micro-
force testing system by Zhang et al. [86]. Fatigue strength as a function of film
thickness was measured under the constant total strain range control at a frequency
of 10 Hz. The experimental results exhibit that both yield strength and fatigue
lifetime are dependent on film thickness. Fatigue damage behavior in the 100 nm
thick Cu films with nanometer-sized grains is different from that in the microm-
eter-thick copper films with large grains observed before. A comparison of the
present results with those reported in literatures is conducted. Possible fatigue
strengthening mechanism in the ultra-thin copper films is discussed.
Fatigue of thin metal films is a key issue for the long-term service of mic-
rodevices. Previous investigations of fatigue of thin metal foils show a tendency of
the improved fatigue strength with decreasing foil thickness. Especially, several
studies on thin metal films, such as thin Ag films and Cu films, have demonstrated
that fatigue properties of these metal films are significantly different from those of
the bulk materials. When the film thickness approaches 200 nm, interface-induced
fatigue damage becomes more prevalent. In these studies, the film thickness and
grain size are usually ranged from several micrometers to sub-micrometers.
However, little is known about fatigue damage and strength of metal films with
nanometer-scale thickness and grain size. Zhang et al. [86] present the evaluation
of tensile yield strength and fatigue lifetime of ultrathin Cu films with a thickness
of about 100 nm or less and nanometer-sized grains. Figure 5.11 shows tensile
yield strength of the ultrathin Cu films as a function of film thickness and Fig. 5.12
shows the mechanical energy loss versus the number of cycles of the 60 nm thick
Cu films and the number of cycles to fatigue damage (Nf) as a function of film
thickness.
Zhang et al. [86] concluded that the yield strength of the ultra-thin Cu films
further increases with decreasing film thickness down to several tens of nano-
meters. A comparison of fatigue lifetimes between the ultra-thin films and those
in the literature indicates that the fatigue resistance of the ultra-thin Cu films is
172 5 Size Effect in Mechanical Properties of Nanostructured Coatings
higher than those of the micrometer-thick films, but somewhat less than that of
the sub-micrometer-thick films. It is suggested that the activated GB-related
deformation mechanism is responsible for the potential decrease in the fatigue
resistance in the nanometers thick films compared with the sub-micrometer-thick
films.
Researchers produced nano-composite materials made of steel alloy, with very few
molecules in their particles which can be used in buildings to increase strength and
other similar cases. There existed a common physical mechanism which con-
tributes to control alloy hardness. Hardness increase causes malleability, foliating,
and tabularization decrease. Using nano-composites in these alloys it is possible to
decrease these shortages to a high extent. This is caused by an increase in con-
trolling mechanisms for each material property in nano scales.
This method involves creating an alloy in frozen glass structure. Grinding
obtained product make it possible to produce a particular powder which make
bonds with other materials and create a very dense coating during heating process.
Under this conditions particles diameter is about 50 nm. The process can generate
very strong bonds in substances. Available steels are of strength about 10% of
those calculated through theoretical methods, once using this method enables us to
reach strengths about 40–45% of calculated one. This method also contributes to
obtain better corrosion resistant properties.
Experiments show that steel nano-coating is harder than traditional steel. This
coating can be performed either construction of main data or after that. The
method is very cheap compared with other conventional ones. This material can
also be used for aluminum coating which significantly enhances its strength, while
adds no mentionable weight to that. Also, empirical observations show that this
type of coatings makes bonds with aluminum, while conventional Fe–Al coating is
not easily performed. It is expected this method be of frequent applications
[87–101].
Some clothes producers have used a nano-protector coating to coat clothes’ sur-
face. These include coatings resistant against pollution, decay, abrasion, and fire;
however, they do not bring a good feeling to customers while wearing them. LLC
Nano-Tex uses these coatings in United States. Also, U-Right uses this kind of
coating, developed by Sweden researchers, in its products. The coating is used in
clothes fabric as well as its other parts.
174 5 Size Effect in Mechanical Properties of Nanostructured Coatings
WC/Co–Ni coating is broadly used for its high hardness and low friction ratio in
coating process of variant pieces; while in conventional methods thermo-aerosol
method is applied. Through this method a bid deal of WC is used which leads to
increase of piece weight and decrease of its prices. Inframat Company, with
contribution of National Science Foundation (NSF), has developed coating with
WC/Co–Ni nano-particles. Cr–C/W coating is used in some similar methods.
Cr compounds are convenient to create hardness but are environmentally
hazardous due to CRVI release. New substitute material for mentioned materials
should have their high hardness and the other coating properties. In new methods,
WC nano-coatings are coated via electrolyte method with Ni-Co matrix. Coating
with this method creates an equal thickness and does not involve any high cost
mechanical methods for compellation of coating process. Through new method a
lower ratio of WC is consumed. This considerably decreases pieces’ weight and
cost, as well as friction ratio and surface hardness.
the surface including hardness, scratch resistance, and oxidization. Through this
new method, nano-composite coating is used for multi-stage coatings. During this
method different materials such as Al, Si, and Ti, which cannot be mixed with each
other, serve as detector layer. They mix one another in plasma state and placed in
amorphous Si3N4 matrix. At high temperatures (up to 1100C), this obtained nano-
composite is of high hardness (40–50 GPa). This kind of nano-composite coating
is required for nano-composite coating of highly efficient melting pieces.
Regarding this coating’s high efficiency compared with other materials and
methods, their application is persistently increasing.
nanoparticulates with low ASNP (approximately less than 90 nm) will increase the
roughness of obtained layer. The minimum roughness has been obtained for
the nanocomposite layer with ASNP equal to 93 nm. The effect of ASPN on the
distribution of nanometric particulates has been illustrated in Fig. 5.14. It can be
easily concluded that the gaussian shape of distribution curves are narrower for
lower amounts of ASPN. Also it can be seen that the distribution curves of
obtained layer for higher amount of ASPN are wider which means that although
the nanometric powders with narrow distribution of particulates around the spe-
cific ASPN have been used but the distribution of nanometric particulates in
obtained nanocomposite layer is not as same as the distribution of used nanometric
particulates for large amounts of ASPN. So, in this point of view, it is better to use
the nanometric particulates for fabrication of nanocomposite layer, with lower
amounts of ASPN.
In another study, hard silica/epoxy nanocomposite coatings were prepared by
spinning method on the surface of AA6082 aluminum alloy with addition of CdTe
quantum dots as the second phase in hard nanocomposite coating with different
ratios in respect to main phase (silica nanoparticulates). Wear tests have been done
on the coatings for investigation of the possible enhanced or inverse effects of
addition QDs on properties of hard nanocomposite. It has been shown that by
adding QD nanoparticulates the electrical conductivity of layers is completely
controllable without adverse effect on wear resistance. Figure 5.15 shows the
effect of different SiO2/QD ratios on the wear rate of obtained layers. Wear rate
illustrates an optimum level and increasing the SiO2/QD ratio after this level will
decrease wear rate significantly. QD nanoparticulates are softer than SiO2-
nanoparticulates and this behavior in wear rate was predictable, somehow
Fig. 5.14 Distribution curve of electroplated nanocomposite Si3N4/Ni coatings with ASPN equal
to a 9 nm, b 72 nm, c 168 nm, d 499 nm [102]
5.12 Size Dependency in Nanocomposite Layers 177
determining the optimum level will affect considerations for possible industrial
usage especially for achieving desirable wear rate and electrical conductivity
together, in economical point of view [103].
In another study, ultra hard ceramic based matrix nanocomposite layers of
tungsten carbide (WC) on matrix of titanium carbide were fabricated in an organic
electrolyte. The dependence of WC amount in nanocomposite coatings was
investigated in relation to the temperature of electrolyte, WC concentration in
bath, current density and stirring rate. It was shown that volume percentage of WC
in the layer can be affected by these parameters. Increasing of the WC nanopar-
ticles concentration in the electrolyte in a constant stirring rate will lead to an
increase in content of nanoparticles in the nanocomposite layers. Concentration of
WC nanoparticles in the bath illustrated specific level for increasing of tungsten
percentage in the nanocomposite layers [104].
Fig. 5.16 X-ray diffraction pattern of WC/TiC nanocomposite layer fabricated by plasma
electrolysis [104]
178 5 Size Effect in Mechanical Properties of Nanostructured Coatings
The XRD and GAXRD pattern (Fig. 5.16) confirms the formation of a TiC/WC
nanocomposite layer. The concentration of WC nanoparticles was increased
slightly by decreasing GAXRD angle which means that the amount of WC nano-
particles was increased toward the top surface of nanocomposite layer. Average
grain sizes was determined by Scherer equation around 51, 58, 72 and 89 nm for the
layers by 1, 5 and 10 of glancing angle and also simple XRD, relatively.
Tungsten carbide nanoparticles probably act as new sites for grain growth and
hence decrease the final size of grains. Roughness values of the nanocomposite
layers were calculated to be approximately between 1.6 and 4.9l. Figure 5.17
illustrates the changes of roughness with the change in the concentration of WC
nanoparticles in the electrolyte. The increase of roughness is due to the agglom-
eration of WC nanoparticles on the surface of the treated sample. Concentration of
WC nanoparticles in the electrolyte has an optimum level for achieving the mini-
mum roughness on the surface of the nanocomposite layer at higher current den-
sities. In fact, the increase of nanoparticles concentration in the electrolyte and the
increase of the current densities have similar effects on surface roughness. Higher
current densities will lead to big sparks with more damaging effects and their effects
will show themselves on low concentrations of nanoparticles in the electrolyte.
Electrodeposition of tertiary Alumina/Yitria/carbon nanotube (Al2O3/Y2O3/
CNT) nanocomposite layer by using pulsed current has been also studied. The
effects of some process variables have been experimentally studied and statistical
methods were used to achieve the minimum wear rate and average size of nano-
particles. It has been revealed that by changing the size of nanoparticles, wear
properties of coatings will change significantly. In the case of average size of
nanoparticles ranking of effective factors by their relative contributions is the same
as for wear rate which shows strong relation between these two measured prop-
erties of coatings [105]. This relation can be seen in Fig. 5.18.
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Chapter 6
Size Effect in Physical and Other
Properties of Nanostructured Coatings
6.1 Introduction
1
International Technology Roadmap for Semiconductors.
2
Metal Oxide Semiconductor Field Effect Transistor.
3
Self-aligned Silicide.
Fig. 6.1 The approach of gate length decrease according to ITRS predictions
Fig. 6.2 Approach to decrease the thickness of silicide in joints according to ITRS predictions
technologies. NiSi is of great importance because of its low special resistance, low
contact resistance, potential to form in low thicknesses, and its consistency.
Therefore, it is inevitable to study its specifications.
Ohno et al. [15] described the control of the quantum size effect by controlling
the coating layer thickness in TiO2–SiO2 core–shell hybrid particles obtained by
the liquid phase deposition (LPD) method. The coating layer thickness of TiO2 on
SiO2 nano-particles was controlled by changing the [Ti]/[Si] ratio. The titania
coating thickness and crystallite size were estimated by transmission electron
microscope (TEM) and X-ray diffraction (XRD), respectively. The quantum size
effect of the obtained nano-hybrid particles was estimated by the band gap energy
shift, using ultraviolet–visible spectroscopy (UV–vis). As a result, we successfully
controlled the degree of the quantum size effect by controlling the coating layer
thickness in core–shell TiO2–SiO2 hybrid particles.
The nano-particles have attracted considerable attention because of their
potential application such as electronic, catalytic materials. The studies of nano
hybrid particles have provided important fundamental insights for new functional
materials such as photonic catalyst, high performance electronic materials and so
on. Therefore, a lot of studies have been carried out to prepare the organic/
inorganic hybrid particles. The quantum size effect has been widely studied for the
microelectronic devices because of their recent trend of downsizing. In addition,
several reports demonstrated that the quantum size effect resulted in the new
properties and/or the improved properties. In general, the quantum size effect is
expected for the nano-particles below 50 nm in many cases. However, there are
difficulties in manipulation and handling of such nano-particles, mainly due to the
agglomeration and the adhesion. Therefore, good handling method should be
developed for the nano-materials with quantum size effect in many fields, such as
electronics and so on. From this point of view, Ohno et al. [15] were proposed the
nano-coating of functional materials on the nano-particles. They successfully
prepared the TiO2–SiO2 hybrid particles by the modified sol–gel process.
However, the obtained hybrid particles were not core–shell materials with
homogeneous coating, and they couldn’t control the quantum size effect. There-
fore, they attempt to prepare the core–shell TiO2–SiO2 hybrid particles with
homogeneous coating by LPD. LPD is well known as film deposition process, and
some researchers applied the LPD method to prepare the TiO2-Polystyrene (PS)
Latex hybrid particles.
Ohno et al. [15] concluded the successful preparation of core–shell type TiO2–
SiO2 hybrid particles by LPD. The coating layer thickness and the crystallite size
were controlled by controlling the [Ti]/[Si]. In the case of the [Ti]/[Si] ratio of over
0.1, silica particles were completely coated by titania. The degree of the blue shift
of the band gap energy by the quantum size effect for the obtained particles was
approximately 0.13 eV larger than that of the pure titania, because of the existence
of the Ti–O–Si bond. If the Ti–O–Si bond effect was removed, the blue shift of the
band gap energy for core–shell type TiO2–SiO2 particles was nearly the same value
as that of the reported values for the pure titania. From these results, the quantum
size effect was successfully controlled by controlling the coating layer thickness of
188 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
core–shell type TiO2–SiO2 hybrid particles. Figure 6.3 illustrates the high reso-
lution TEM (HR-TEM) image of surface morphology for the obtained TiO2–SiO2
hybrid particle with different [Ti]/[Si] ratio and the surface area of the obtained
Fig. 6.3 The surface morphology of the obtained TiO2–SiO2 hybrid particle with different [Ti]/
[Si]: a [Ti]/[Si] = 0.1, b 0.3, c 0.5, d 0.75, e 1.0, and f high resolution TEM (HR-TEM) image of
the surface area of the obtained hybrid particle with [Ti]/[Si] = 0.1, reprinted with kind
permission from Ohno [15]
6.1 Introduction 189
hybrid particle with [Ti]/[Si] = 0.1. Also Fig. 6.4 shows change in the crystallite
size as a function of the coating layer thickness.
Among different metal silicides, which are used in SALICIDE technology, TiSi2
has been vastly studied due to its widespread application in CMOS4 metallization.
For the gate length 0.25 lm and for less than that TiSi2 was replaced by CoSi2.
This substitution faces less resistance in low dimensions due to hard formation of
C54–TiSi2 phase [16–23].
4
Complementary Metal Oxide Semiconductor.
5
Rapid Thermal Process.
190 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
Decreasing serial resistance and common parasitic resistances in gate, and source/
drain areas is fundamental in order to improve the quality of the parts. Also, it is
necessary that SALICIDE process do not influence the part and its alloying profile.
The used metal in the formation of silicides must have the following basic
conditions;
• high conductivity
• Low contact resistance for both alloyed Si types
• Good chemical stability in contact with Si
• Suitable mechanical and thermal specifications
• Suitable thermal stability considering the morphology
• Compatibility with standard processes technology of Si including Etching and
Cleaning
• No need to extra thermal processes
• Void of harmful pollutions which decrease the efficiency of the part
Moreover, fundamental ideas to integrate the SALICIDE processes can be
summarized in three ideas:
1. On the gate: formation of phase in low dimensions in thin lines of poly-silicon
and small areas of single Si crystal in source/drain regions, morphologic and
thermal stability of gate electrode-Silicide/Poly-Si.
2. On the source/drain: contact resistance between the silicide and source/drain
and the integration of joint regions of source/drain.
6.2 Silicides Specifications 191
3. Between the gate and source/drain: the bridge between gate and source/drain
regions.
Except the application of silicide as a barrier layer in contact with the common
side of silicon and metal, Silicide was firstly used in LSI6 as a poly-side (the
electrode gate of poly silicon/silicide). The poly-side line MoSi2 was one of the
first applications of poly-side in DRAM7 in early 1980. Then the poly-side WSi2
was used for electrode gate of logic circuits LSI in mid 1980, due to its low
resistance compared with MoSi2. Application of TiSi2 due to its low resistance
compared with WSi2 and its low contact resistance with both types of silicon, and
also it’s high thermal stability goes back to early 1990.
When the MOS parts’ dimensions are minimized to 0.2 lm or less, the for-
mation of TiSi2 faces troubles. TiSi2 has two structural phases: C49 and C54. The
phase C54 is more sought to be used in these parts due to its lower special
resistance and higher stability. The resistance of C49 has been reported between
60–80 lXcm and that of C54 between 15–20 lXcm. When the dimensions of the
part decrease, the transition from C49 to C54 gets harder. The cause of this
difficult transition is connected with low density of C54 nucleuses inside the C49
network. Since the transition of C49 phase to C54 is a process controlled by
nuclear stage. On the Si lines, if the line thickness is less than the average distance
between two nucleuses of C54, the formation of C54 phase will be dominated in
single-manner development. This single-dimension development causes non-
complete transformation of C49 to C54 and increases the resistance. Decreasing
the dimensions of the part leads to the decrease of the temperature in which TiSi2
starts to form. One of the ways to prevent this is to develop C54–TiSi2 in thin
lines, and also making the Si amorphous with the signal ion. In another different
approach, the application of slow-fusible like Nb, Mo, Ta, and W has been sug-
gested to form C54–TiSi2.
The problems related to TiSi2 in late 1990, led to the replacement of TiSi2 by
CoSi2 in using lines thinner than 0.2 lm. CoSi2 has a lower resistance compared to
C54–TiSi2. Regarding the technology based on Co, it seems that Co-SALICIDE
has specifications like high formation temperature, oxygen impurities, high con-
sumption of Si in forming silicide, formation of pores and inter-facial irregulari-
ties. High consumption of Si creates thick layers and creates problems in forming
thin layers (less than 100 nm), so consumption of a suitable silicide free of all
these problems will be necessary in manufacturing future parts.
6
Large Scale Integration.
7
Dynamic Random Access Memory.
192 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
It is expected that NiSi is a good alternative for TiSi2 and CoSi2 in technologies
which have 100 nm scale and smaller. In fact, NiSi has some fundamental
advantages for CMOS processes including:
1. Formation of silicide layers in low temperatures
2. Little consumption of silicon
3. Void of undesirable bridging specifications
4. Little mechanical tensions
5. Having no effect of thin line on surface resistance
6. Low contact resistance to both types of Si (n and P)
7. Independence of resistance of silicide layer from decrease of thickness of
connection lines
The formation of self-aligned silicide happens after the formation of source/
drain. Therefore, the temperature formation of silicide must be low enough to keep
the joint thin in under 100 nm CMOS technologies. NiSi has the lowest formation
temperature among all the silicides, and the thermal stability interval is
350–750C. For TiSi2, the thermal stability interval is very limited. Contact
resistance of TiSi2 is high before 800C, due to the presence of C49 crystal phase.
Between 850C and 950C it decreases due to the formation of phase with for-
mation of C54. Above the 950C, due to the accumulation of surface resistance, it
increases. In the other words, the contact resistance of NiSi gets stable and min-
imized between 350C and 750C. The increase of resistance above 750C is due
to the fusion of phase from NiSi to NiSi2. Therefore, NiSi is thermally suitable for
the technologies under 100 nm. In the other words, it must be kept in mind that the
temperatures of processes after the formation of silicide must not exceed 750C
[24–37].
well as the charge neutrality in terms of additional oxygen dangling bonds at the
nano-sized particle surfaces. It is those enormous oxygen-dangling bonds at the
particle surfaces that give rise to the high gas sensitivity. The sensors are found to
be 32.5 times more selective to the ethanol gas compared to CO and H2 gases.
The increase concern over safety in civilian homes and industrial activities has
generated great interest for reliable gas detection. Many thick film metal oxide
semiconductor gas sensors based on their resistive changes, such as SnO2 and
Fe2O3, have been commercially designed to detect toxic gases (e.g., CH4, CO, and
NO2). Nano-sized materials have been widely used to produce new semiconductor
gas sensors, owing to the great surface activity provided by their enormous surface
areas. Hence, they are expected to exhibit higher gas sensitivity. Being a promising
gas sensing material, nano-sized a-Fe2O3 powders have been prepared by various
methods, including chemical co-precipitation, sol–gel process, metallo-organic
deposition (MOD), and plasma enhanced chemical vapor deposition (PECVD).
These methods are basically chemical processing techniques to build homoge-
neous structure on an extremely fine scale of a few nanometers from the molecular
level. Tan et al. [38] used a different technique called the high-energy ball milling
technique to obtain nano-sized a-Fe2O3-based powders as the sensing materials.
In this technique, the decrease of the particle size into fine powders of a few
nanometers arises from the high-energy impacts during the collisions. This
method, which is also known as mechanical alloying, has recently been used
to prepare nano-sized SnO2-(a-Fe2O3)-based powders with the grain size down
to 8 nm for gas sensing. Such initially immiscible, mechanically alloyed SnO2-(a-
Fe2O3) materials are far from their equilibrium state. It is suggested that the
content of Sn4+ ions may play an important role in the gas sensitivity. However,
the sensing mechanism in this SnO2-(a-Fe2O3) system has not been well under-
stood because of the lack of a complete understanding of the microstructure of the
materials.
Tan et al. [38] have illustrated a promising method of using mechanical
alloying in the preparation of nano-sized a-Fe2O3 materials for gas sensing
applications. In particular, the sensor has shown good ethanol gas sensitivity
values of as high as 845 at 1000 ppm in air. The sensor is selective to ethanol gas
over carbon monoxide and hydrogen gases. The gas sensitivity is also found to be
very stable. These excellent experimental results can be explained by the fact that
such mechanical alloying materials have nano-sized particle grains and exhibit
enormous oxygen dangling bonds at their particle surfaces. Figure 6.5 shows
correlation between grain size and sensitivity for different milling times while
Fig. 6.6 illustrates TEM micrograph for powders after different milling times.
Pt and Ni have the same metallurgic behavior. In a crystallographic view, NiSi and
PtSi have orthorhombic MnP structure, which is belonging to Pnma spatial group.
Therefore, it can be expected that NiSi and PtSi are well solved in each other, and
Where:
DSmix ¼ R½x ln x þ ð1 xÞ lnð1 xÞ ð6:3Þ
So the change in Gibbs energy for the relation (6.1) will be as:
DG1 ¼ ð1 xÞ½GðNiSi2 Þ GðNiSiÞ GðSiÞ þ TDSmix ¼ ð1 xÞDG0 þ TDSmin
ð6:4Þ
For x = 0.05, the TDSmin will be about 2 kg/mol in 1100 K, which is of the DG0
degree. Therefore, the driving force to transform the reaction NiSi ! NiSi2 has
decreased.
Some researchers studied the Pt inter-layer effect in stabilizing the NiSi layer on
Si(111). The results show that by increasing the temperature, the direction of (200)
NiSiII(111)Si will change into the direction (002) NiSi11(m)Si. Such a
8
X-Ray Photoelectron Spectroscopy.
9
X-Ray Diffraction.
6.4 NiSi Thermal Stability 197
transformation can not be seen in the previous work. The texture of NiSi layer
from (200) NiSi11(111) into (002)NiSi11Si(111) will be transformed in high
temperature after aniline. NiSi2 nucleus will take place in NiSi texture after this
transformation. This transition in the texture will consume some kinetic energy of
atoms and the NiSi2 nucleus configuration will be delayed. The comparison of
surface resistance in two samples of Ni/Si and Ni/Pt/Si according to aniline
temperature in the Fig. 6.8 confirms the previous discussions on the delay on
formation of NiSi2.
As mentioned before, by decreasing the dimensions of micro electronic parts,
the thickness of joints will also decrease. For instance for a line thickness of
130 nm, the silicide layer will be about 34 nm. So, studying the thermal stability
will have great importance by decreasing the thickness of metal layers signaled on
Si and aniline. This has been studied by evaluating the following systems which
have been annealed in different temperatures.
A. Ni (50 nm)/Pt(4 m)/Si(100)
B. Ni(25 nm)/Pt(2 nm)/Si(100)
C. Ni(12.5 nm)/Pt(nm)/Si(100)
Studying NiSi(211) peak situation in the temperature 800C for one hundred
samples shows that Pt percentage in all the samples is a fixed value, therefore the
difference in transition from NiSi to NiSi2 in samples; is not only related to the
layers’ thickness. The effect of thickness of the layer on thermal stability of NiSi in
Ni/Pt/Si(100) system has been shown in Fig. 6.9. In the sample A in temperature
X
840C, the surface resistance is increased from 1.7 to 2.3 Sq . Considering the XRD
results, the increase in surface resistance is due to the formation of NiSi2. In the
sample B, transition temperature happens at 80C and in the sample C, it remains
Fig. 6.8 Changes of surface resistance according to baking temperature for Ni/Si and Ni/Pt/Si
systems
198 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
with the surface resistance even after 880C. Therefore, we can understand that by
decreasing the thickness in Ni/Pt/Si(100) system, thermal stability is increased. As
we said before, the increase of platinum, decreases jDgj and this leads to increase
of activation energy for nucleus. Also decrease of jDgj will ultimately increase the
critical radius for the nucleus r .
As only the nucleuses with radiuses bigger than r are allowed to develop, when
the layer’s thickness is low, the development will be limited in the direction of
perpendicular with the layer’s surface, and the nucleus will be delayed. We can
have a numerical estimation from the value of r . For the normal reaction
NiSi þ Si ! NiSi2 , the quantity equals 2:35 kcal kJ
mol or 9:83 mol. Considering the
structure (cubic, CaF2) and constant network of NiSi2 (a = 5.4 Å), Gibbs free
energy in the unit of volume will be Dg0 ¼ 413 cmJ 2 . Considering the critical
radius:
2b Dri
r ¼ ð6:5Þ
3a Dg0
And also that Dr, change in inter-layer energy is of 104 cmJ 2 degree, the approx-
imate value of r for NiSi2 will be about some nanometers.
For the sample having Pt, a high pressure peak NiSi(200) exists and this means
that there is a strong alignment in this structure. Such a texture is not seen in the
sample having Pd. Aniline in temperature 900C shows that in samples containing
Pd, transition is done fully, but in samples with pt, NiSi(002) phase exists next to
the formation of NiSi2, which prevents the completion of the transition. That is in
presence of Pt, the system shows more stability. These results are compatible with
the results produced by Raman analysis.
Pt and Pb both increase nucleus activation energy NiSi2, because PdSi and PtSi
have a similar structure with NiSi and form a solid solution. But this increase is
more for Pt, and it is because of justification direction NiSi(200)11Si(111). This
direction decreases inter-layer energy between NiSi and Si(111) which rises Dr
and DG , so that we have:
DG ðNi=Pt=SiÞ [ DG ðNi=Pd=SiÞ [ DG ðNi=SiÞ ð6:6Þ
Comparison of thermal stability of these three systems is there in Table 6.1 with
considering inter-layer energy effect r between NiSi and Si, and the driving force
jDGj for nucleus configuration. Increasing the inter-layer thickness Pd will
increase the system’s thermal stability. For example, with Pd thicker, it shows
more stability and when the thickness increases to 7 and 10 nm, nucleus config-
uration of NiSi2 will be delayed until 900C.
Some researchers have shown that using Ir and Co as penetration barriers, not only
improves thermal stability, but considerably decreases leaking flow in thin joints
with depth of 40 nm. In Ni/Si, the development of NiSi2 plates in the direction
(111) will increase surface resistance and leaking flow. The rise in stability and
little leak of the flow is probably due to the very even common line in samples
containing Ir and Co.
(550C). High consumption of silicon makes it more difficult to develop this layer
in nanometer dimensions. Silicide Nickel (NiSi) with low special resistance, even
in dimensions lower than 100 nm, and with less silicon consumption, lower for-
mation temperature (350C), etc. can be a good replacement for TiSi2 and CoSi2.
The only problem relating the limited thermal stability is due to the fusion into
a phase with the resistance more than NiSi2 at 750C, and the taking place of
Agglomeration phenomenon on the surface. We mentioned some of the studies by
researchers in recent years, like using different types of impurities or taking
penetration barriers to improve thermal stability of NiSi, and we studied the
reasons for thermal stability rise in the framework of classic theory of nucleus
configuration and the effect of entropy mixture [48–57].
promising semi-conducting material that has been studied for application in solar
cells, c ray detectors, thin film transistors, etc. A number of workers have chem-
ically prepared CdSe thin films. However, little attention has been paid to the
various properties of chemically deposited CdSe thin films.
Kale et al. [58] report on the room temperature chemical deposition of CdSe
thin films from an aqueous alkaline medium. In order to get good quality CdSe thin
films, the preparative parameters such as concentration of cadmium, deposition
time and pH were optimized. Freshly deposited thin films may contain many
defects such as voids, pinholes, etc. Annealing of thin films reduces the defects and
increases crystallite size along with recrystallization process. Kale et al. [58]
deposited the CdSe thin films by aqueous alkaline medium at room temperature
grows with nanocrystalline phase with band gap 2.3 eV and electrical resistivity of
the order of 106 X cm. Air annealing was found to increase crystallinity of the
CdSe films along with recrystallization process that changed nanocrystalline to
metastable cubic to stable hexagonal phase (673 K) at higher annealing temper-
ature. The crystallite size of the particles was increases as a result of increasing the
annealing temperature. Consequently, the electrical resistivity was decreased and
CdSe films showed ‘red shift’ of 0.6 eV. Figure 6.10 shows plot of CdSe
crystallite size versus annealing temperature of CdSe thin films. Tabulation of
crystallite size, band gap ‘Eg’, electrical resistivity and activation energy of
as-deposited and annealed CdSe thin films can be seen in Table 6.2.
Table 6.2 Tabulation of crystallite size, band gap ‘Eg’, electrical resistivity and activation
energy of as-deposited and annealed CdSe thin films, reprinted with kind permission from
Lokhande [58]
Thin films Crystallite Band Electrical Activation energy (eV)
size (Å) gap ‘Eg’ (eV) resistivity ðX:cmÞ
HR LR
As-deposited 40 2.3 3.25 9 105 0.86 0.34
373K 60 2.0 9.58 9 104 0.79 0.31
473K 80 1.8 5.38 9 104 0.72 0.27
573K 120 1.8 8.23 9 103 0.69 0.18
673K 180 1.7 1.17 9 103 0.65 0.16
HR high temperature region and LR low temperature region
between electrons and phonons subsystems. It has been shown that there exists an
interval of particles sizes with total energy exchange of few orders less than in
massive bulk metals. This condition is crucial for existence of hot electrons in
stationary conditions in metal nanoparticles, metal island films and thin films as
have been observed experimentally.
Hot electrons in metal nanoparticles have been discovered experimentally, or
more specifically, the lighting of gold nano-islands film on a dielectric was
observed when a BIAS voltage was applied to the film. Electrical current flow
resulted radiated light along the system of tunnel-connected island metal films
(IMF). Later a new phenomenon has been observed—electron emission and non-
linear current–voltage characteristics in IMFs altogether with lighting. These
observations were made with applied voltage bias of *10–30 V but the appli-
cation of the same voltage to continuous (thick) films or bulk metallic samples did
not produce above-mentioned phenomena.
These phenomena were explained by a hot electrons concept. It should be
noticed that hot electrons were observed in stationary condition in IMFs gold
samples only but they did not appear in continuous films or bulk metal. However,
hot electrons can be also obtained in IMFs by irradiation of a laser beam. Par-
ticularly, the irradiation with a pulsed CO2 laser (s * 0.2–1.0 ls) has been used.
The duration of the pulse is much larger than all relaxation processes times in
IMFs. The same phenomena (such as lighting and electrons emission in voltage
applied experiments) have been observed in laser irradiation experiments.
Therefore, the hot electrons appeared in quasi-stationary conditions in these
experiments as well.
Bilotsky et al. [61] studied the total electron–phonon energy exchange in
small metal particles which size is less than free path of electron–phonon col-
lisions. This expression contains bulk and surface terms. The bulk contribution
oscillates as the function of the particle size. It is important that the long wave
acoustics phonons generated by the hot electrons can be in non-equilibrium state
with others phonons. Thus, the use of electron–phonon collisions integral
208 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
For a long time, removing and destruction of different substructures and substrates,
such as polymer wooden sub-layers under ultraviolet light, was an important
problem for construction and application of these pieces in different poor climates.
During recent years researchers were able to solve this problem using nano-
materials, particularly ones for nano-coating. It the past different materials were
used, which did not enjoy decent quality and had defects during efficient
absorption of ultraviolet light. Among disadvantages of traditional methods one
can mention decrease of substance transparency and deactivation of ultraviolet
resistant coating before end of piece life.
Through new method, nano-coating of surface is performed with pure and
impure ZnO2 and CuO nano-particles. Nanodur is one of important companies at
this field. Using new coating leads to sufficient absorption of ultraviolet light.
Compared with traditional ones, these coatings are of longer lifetime. Other
advantages of these coatings are their higher resistance against cracking and
abrasion, apparent transparency, and lack of deformation and color change. One of
most important advantages of anti-ultraviolet nano-coating it their permanent
6.6 Optical Coatings: Using Ultraviolet Light Block Layers 209
activity, in contrary with organic materials which deactivate after a while. These
coatings can be applied to optimize most of pieces [62–74].
After onset of SARS, using anti-bacterium masks was of a great interest. Hence,
efforts for fabrication of bacterium and tiny particles filter have been accelerated.
One of interested fields of this part is nano-coating. Traditional coatings are able
to stop bacterium to enter in living cells; in the other word the entrap bacteria on
their coating. However, due to bacteria and other dangerous particles accumula-
tion in masks they should be replaced as often as possible. To deal with this
problem, using nano-coating was of a great interest among researchers. In these
filters TiO2 nano-particles coating or polluted nano-particles of silver are used.
The main advantage of these filters is that they eliminate dangerous bacteria and
organic particles; then applied filter has no need to be replaced and can be used
for a long time. Applying such filters has been focused to prevent bacterium and
virus entrance. As a considerable share of these materials fabrication leads to
using nano-coating with nano-materials, there predicted to be a satisfactory
market.
6.10 Medical and Hygienic Applications 211
The food is offered in different packages, in terms of the food kind and required
time. In some food the product should maintain its original and natural shape. One
of important points in this field is paying attention on purchasers needs. Consumer
is interested to buy fresh food with least of necessary changes during extra pro-
cesses for increase of food preservation. Since its initiation time, food packaging
industry has been subjected to many changes, based on demands of consumers,
such as improvement of preservation, food health, and food compatibility with
environment. Responding to these needs, there have been various researches in
field of packaging quality and use of new intelligent materials.
212 6 Size Effect in Physical and Other Properties of Nanostructured Coatings
Recently, SARS virus is proposed as one of main dangers and there have been so
many concerns about its epidemic issue. To deal with this virus, researchers of
nano-material field have achieved nano-coating, which is a good weapon to stop
this virus activity. These nano-materials include titanium oxide coated with Ag
nano-particles. Researches have shown that release of Ag ions during a long time
to stop activities of these viruses. These coatings with inappropriate ratio of
constituents can cause serious damages to human body. There are some other
researches performed by TN Nanovation. GmbH, which produce a nano-powder,
called Nanozid, which is added as additive to the color, in order to coat diurnal
appliances and tools such as beds and other staffs used in hospitals. These coatings,
as well as the similar ones, can be used in food beverage industry.
6.10 Medical and Hygienic Applications 213
German researchers at Institute for New Materials (INM) have created antibac-
terial surfaces with Ag nanoparticles. Adding a little amount of these materials to
coating make it possible to obtain a big deal of these nano-materials. These
materials can release a considerable deal of Ag ions, which is also able to elim-
inate other pollutions. Different nano-coatings for antipollution goals are available
in the market; however produced compound in this research institute is of a unique
application variety. The coating can be applied in all surfaces which can poten-
tially be harmful for health. Among these materials one can name hospitals,
offices, public places and even houses. These coatings are used on all touchable
surfaces, even metallic, plastic, or glass ones. They can also be useful in appli-
ances with public uses [92–100].
Among most commonplace methods one can name using ITO coatings.
Regarding achievements in nano-technology, another method is application of
carbonic nano-particles and nano-tubes. In case of broad using these materials
for transparent conductor coating, there would be a dramatic growth in appli-
cation of these coatings. One of famous companies in this field is Eikos which
uses carbon nano-tubes to product conductor coatings. For industrial applica-
tions, produced layers must be of high transparency, suitable conductivity, low
price, decent printability, and flexibility and resistance against environmental
agents. Carbon nano-tubes have efficient electrical and thermal conductivity,
equal to those of diamonds. Regarding their low weights (1/6 of steel’s) this
tubes have considerable hardness. Todays, vaporization of polluted zinc oxide
with InSnO2 in vacuum tube is applied as a standard industrial coating. The thin
film of this material has efficient light transparency and excellent conductivity.
Thin films of ITO are not suitable to coat polymeric surfaces; also conductivity
of pieces considerably decreases through its bending and other types of
deformation.
Metallic nano-particles have fairly high price and very low transparency and
then are not convenient for painting. According to mentioned points produced
transparence conductive coating with carbon nano-tubes is completely efficient,
compared with the other mentioned methods. They only setback of this method is
its lower, but enough, conductivity. For different coatings, depending on type and
application of the coating, different materials are used. Among these materials one
can mention atomic nano-clusters such as quantum particles, inorganic and
molecular particles, nano-tubes with quantum wires, and nano-composites. The
other important used compounds for coating are:
• Silicide, carbide, nitride, and oxide
• Boride, selenaride, fluoride, and various types of sulfides
• Halide, alloys, intermetallic materials, metals
• And organic polymers
Ceramic multilayer capacitor is a piece with broad use in electronic. Using these
capacitors in smaller volumes and materials such as BaTiO3, it is possible to
achieve higher capacities. For economizing these capacitors there was an effort to
alternate Pd/Ag electrodes with those made of metals such as Ni. These particles
problem is their oxidation with increase of temperature, happening in concentrated
circuits with many capacitors. One solution for this phenomenon is using oxide
coating with stable oxides. BaTiO3 is rather desirable for this goal. Unless coating
with this material is performed in nano thickness, it is probable dielectric prop-
erties of the layer be changes. For this aim, method of TiCl hydrolyzing in
butanone is applied. Using this method it is predicted to obtain low price high
efficiency capacitor in small volumes.
Todays, a big share of monitors is devoted to LCDs. For their many advantages,
compared with CRT monitors, their application is dramatically increase. These
monitors include two groups: Active Matrix and Passive Matrix monitors. About
30% of monitors’ price is for their polarizer part. Nowadays, a type of 200 lm
layers is used to produce Active LCDs. Optiva Company is determined to use self-
organizer nano-structures which are capable of being coated with (Thin Crystal
Film) TCF method. These layers should be of equal cohesion and homogeneity in
any surface. In case of using this method there will be monitors with high reso-
lution, broader sight angle, and lower prices.
Nano-coated surfaces have shown an acceptable potential for lubrication. For this
aim, nano-metric coating of materials such as Al2O3/TiO2, WC/Co, and Cr2O3/
TiO2 have been widely focused. Another applied material is Yttria-stablized-
Zinconia. Today, many companies and institutes dependent to nano-particles
coating and production, decided to apply available technologies for nano-coating.
For example, one of widely used methods in coating industry is thermal spray. Use
of this method for nano-coating is accompanied with some difficulties. It has been
tried to eliminate the problems. Defense centers such as Navy Force of United
States have extensively invested in this field of nano-coating research and
6.14 Development of Nano-Coating for Surface Lubrication 217
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Chapter 7
Conclusions
Based on the discussions in different chapters of the book, these conclusions and
suggestions were extracted:
1. The scale of nano (in nanotechnology) is usually from 1 to 100 nm (usually
less than 10 nm). Application of nanotechnology rooted in basic elements.
Each one has specific characteristics which creates remarkable attributes in
various fields. Application of Nanoparticle in producing simple medicine and
bandages with no need to renewal, diagnosing early cancer cells and analyzing
environment pollutants are the examples of nanotechnology.
2. Nanomaterials are the new materials that their basic construction has formed
by nanometric scale engineering. On such scale the specific or completely
different material indicates the possibility to create more accurate new
materials and devices with vast capacities. The scale of nanomaterials should
be classified from 1 to 100 nm which means clusters or (Atomic) nuclear
pellet with no less than 100 nm, fibers less than 100 nm in diameter and films
thickness less than 100 nm. In this range nanomaterials show specific prop-
erties which they did not show for bigger dimensions such as micrometers and
bigger. This effects which have came from size of nanomaterials are known as
‘‘size effect’’. Size effect can be seen in different properties of nanomaterials.
For example, the hard agglomeration of the primary particles was successfully
suppressed to obtain TiO2–SiO2 nano-hybrid particles with controlled chem-
ical modification of titanium alkoxide. The quantum size effect of nano-hybrid
particles was confirmed by the band gap energy shift, using ultraviolet–visible
spectroscopy (UV–vis).
3. Nanoparticles have new qualities in them which it’s specified features are
covers size, distribution, shape, phase and etc. Nanoparticles can be con-
structed from a wide range of materials generally metallic oxide ceramics,
metals, silicates and non-oxide ceramics. The scientists hope to use nano-
particles in fabrication of ideal materials with desired mechanical, electrical,
magnetic or optical characteristics and progress their capacities. In the case
that this prospect occurs, it will affect positive impact on environment and low
not reversible which means it can not turn into Sol position again. If the gel
has combination other than covalence it can be reverse.
9. The use of acid catalysts or alkali can have impact on hydrolysis and con-
densation speed so it can alter the final product. By giving their H+ the acids
increase the Alco oxide speed in the Hydrolysis reaction. But by reducing the
pH the Condensation reaction reduces as well. Adding alkali can either
increase or decrease Hydrolysis which depends on types of Alco oxide but the
speed of Condensation increase without considering the kind of material and
therefore the density of chains will enhance. Gels that created by Acid cata-
lysts have longer time to transform into jelly condition and have less density
that face much contraction while Gels that created by catalysts alkali will have
less contraction in the process of drying due to it’s high density.
10. Self lay out created under proper condition by molecule and atomic design
which occurs in chemical and physical process. It leads to self organization of
atoms and molecules in suitable location with proper construction. The layout
of thin films (mostly in single layers) and on sub layer surfaces which simplify
molecules growth and organization. According to scientists the method is one
the rare down to up methods which pass its infancy and considering many
coatings before entering the industrial phase the basic science should develop.
Also there is a vast confinement in the materials that can be utilized in self
layout construction still there is large area to be discovered. The idea of
multiple layers with same action adds another aspect to the issue. One of the
technical problems insisted by many specialist is molecule activity which
becomes polymerize easily under effect of moisture and create blocks on the
surface and reduce the film reaction. The fact that chemical formulation and
surface pattern of self layout layers are suitable for specific sub layer and leads
to progress in specific usage which also become very expensive. The patterned
sub layers that direct the de coring process or effect growth of thin films is an
obstacle which will be appear by start of industrialized process.
11. Plasma polymerization use source of plasma to exit gas, the eviction has the
necessary energy to activate or analysis gas and liquid monomer which usu-
ally include vinyl group so the polymerization process starts. The plasma
polymerization method profits from AC/RF/MW/DC and pulse methods, the
method leads to steady thin polymer films with extensive width connections
and heat resistance. By choosing certain kind of monomer and energy density
for each monomer the chemical form and structure of thin film can be alter in
a wide range. The speed of plasma polymer precipitation is identified by the
following parameters: geometry system, primary monomer reaction, the pace
of monomer circuit, gas pressure, conjoined frequency, signal and finally the
sub layer temperature.
12. Annealing is a heating treatment which has an altered material in it’s structure
which leads to change in it’s features like constancy and steadiness. This
process includes two phases: slow heating and cooling. The heating treatment
usually leads to alteration in crystal structures of atoms. This alteration
includes crystal defects removal which ends by basic changes in primary
228 7 Conclusions
features like electric aspect of material. The main processes are gas annealing
and vacuum annealing. The vacuum annealing will cause adhesive improve-
ment, solidity stretchiness and electric treatment and material pit. Although
annealing is developed process but it still needs growth in mechanism and
structure control and morphology. Understanding the effect of annealing on
thin film features especially thin polymer films has significant importance.
13. Nowadays, nanotechnology is rapidly developing and promoting the quality of
many products. Industries are making efforts to use these created opportunity
to enhance their products efficiency and quality, as well as decreasing their
products’ price. With no doubt, the future belongs to those companies and
industries which invest in this area and extensively apply it. As this is a fairly
new emerging technology, it may enable many industries of our country to
invest in this field and realization using this technology’s outcomes and
advantages. Nano-structured coating is one of most effective broadly used
applications of nano-technology. In most cases, nano-structured coatings
characteristics have a significant improvement in comparison with traditional
ones. Some of these characteristics are: increase of hardness, wear strength,
abrasion, decadence, environmental pollutions, and etc.
14. During production, packaging, and finally preparing in markets, all applied
products needed form require coating. Coatings are used to enhance resistance
against different environmental agents such as various types of corrosion,
create new compatibility in surfaces (e.g., in optical layers), increase hardness,
and improve some physical features such as magnetic and electrical ones.
Practice of coating to deal with corrosion, by its own, is enough to highlight
importance of using coatings. In many developed countries damages induced
from corrosion is from 3.5 to 5 percent of gross product. Regarding to
importance and broad applications of coating, applied methods in this field are
permanently developing and the latest technology is applied in this field.
15. Coating is among main parts of surface engineering. Surface engineering is an
important technology and competition of various industries depends on
sponsoring of this part for them. Besides, as it will be discussed, coating is an
economically vital issue. Considering this, in many countries surface engi-
neering share in key industry sectors is defined and some of future questions
and different predictions are answered. Discussed topics are similar for many
countries. Then, regarding available reports in this field, upcoming develop-
ments of surface engineering markets and plans in England are studied. In
1995, England market for surface engineering exceeded 10 billion pounds,
where 4.5 billion pounds of these figure was expended on coating for
improvement and enhancement of surface properties and resistance against
corrosion. This figure has caused a 95.5 billion pounds value effect on
amounts of different products.
16. Thermal spraying involves particles quick surface melting and freezing.
Thermal spraying nano-composites are of higher abrasive resistance in com-
parison with micro-coatings. For their high hardness, thermal stability, cos-
metic appearance, and chemical neutrality, transitional metal nitride coatings
7 Conclusions 229
Also, their obtained coatings have different mechanical and chemical prop-
erties. For example, titanium nitride has a structure similar to that of NaCl, but
titanium nitride have more hardness, higher chemical stability, and efficient
cohesion to matrix, which makes it most famous coating for cutting tools.
Titanium nitride is oxidized at temperatures higher than 500C. This causes
development of pure titanium oxide, attached to titanium nitride, which leads
to reduce of abrasive resistance of titanium nitride coatings. Due to devel-
opment of a passive and compacted oxide layer, chromium nitride indicates a
higher resistance against oxidization in comparison with chromium oxide,
which limits next oxidization. Aluminum nitride is among substances which
can be applied at higher temperatures, where nitrogen and aluminum atoms
are bonded with strong covalent bonds. Once, this coating is subjected to high
temperatures, aluminum move to surface and compose aluminum oxide layer,
which is an extremely efficient barrier to prevent later oxidization reactions.
20. At industrial applications there is an increasing demand for coatings having
higher resistance against oxidation, higher hardness, and longer life than those
of single layer coatings. To supply industrial needs for development of
improved coatings, there has been many efforts to design and produce super
consolidated coatings. Some researchers proposed notion of designing solids
with strong coatings, using two alternative layers with high and low elastic
constants. Each layer’s thickness must be in nano range and there must be no
dislocation source between layers. If dislocations could be created in the zone
of materials with lower modulus, they must be overcome to the noticeable
stress diffused from the phase with higher modulus, before creep phenomenon
(along the layers). Thus they must prohibit the creep along the layers. Such
multilayer coatings are called super-lattice and their two layers can be
metallic, carbide, and nitride. A multilayer includes different piled materials
on atomic scale. During multilayer coatings designing both related structural
and constitutional factors must be considered. These factors are: Grain size,
layers individual thickness, combination module, the number materials
interfaces (assuming the last layer is resistant against abrasion).
21. Applied ceramic micro- and nanoparticles mostly include aluminum oxide,
carbide, chromium oxide, titanium oxide, molybdenum oxide, tungsten car-
bide, and etc. Besides, polymeric particles such as polyethylene and polytet-
rafluoroethylene are used to decrease friction ratio and achieve a nonstick
composite surface. According to performed studies, fine-grained Ni–SiC
composite has a smoother surface and there is stronger bond between SiC and
Ni. Once SiC particles are bigger than 0.1 lm, usually there develops an oxide
layer on SiC particles which have a weak bond with nickel matrix, which leads
to development of cavities and cracks in grains boundary. On the other hand,
interface of a very fine SiC and mixed Ni is free of any defect. In the same
volumetric fraction very fine particles are more abundant, which prevent
grains growth at higher temperatures. However, investigations show a
decrease in particles size leads to decrease of simultaneous deposition of the
particles.
7 Conclusions 231
22. These coatings have typical structure of nc–MnN/a–Si3N4, where c and n are,
respectively, crystalline and amorphous phases and Mn stands for transitional
metals such as Ti, W, V, and Zr. In nano-composite coatings, transitional
metal-nitride phase is hard enough to bear exerted load while, on the other
hand, amorphous nitride provides flexibility of the structure. Based on com-
puter simulations plastic deformation in nano-crystalline materials, where
particle size is less than 10 nm, can be corresponded with particle boundary.
Here, grains boundaries slip—which is controlled by diffusion of grain
boundary—may be responsible for plastic deformation in nano-crystalline
materials. Slip is caused by atomic movements and stress induced from 3D free
migration; in the other words, once nano-crystalline materials are extremely
tiny indicate soft behaviors. Hence, an increase of hardness is required locking
in grains slip boundaries. Indeed, this is the reason for increase of hardness in
nc–MnN/a–Si3N4 system, for nano-composite coatings of nc–TiN/a–Si3N4 and
nc–W2N/a–Si3N4, where particles’ size decreases up to 4 nm. It was declared
that these developed nano-composite coatings by CVD method, will reach to
diamond hardness (70–80 MPa), where grain size is about 2 nm.
23. Al based composites with aluminum borate whiskers—which are created
using high pressure casting—indicate a comparable strength and modulus with
those of aluminum composites with SiC or silicon nitride whiskers. However,
they have a lower thermal expansion and higher abrasive resistance. Besides,
another priority of these whiskers is their very low costs in comparison with
those of SiC—1/20 of SiC whiskers. Hence, aluminum borate whisker is of
great qualifications for expansion of aluminum based composite applications.
Also, based on existed theoretical and empirical studies, it was revealed that
aluminum borate whisker is unstable in Al alloys, and the reaction occurs in
their interface. To control reaction in interface, nitriding process of these
whiskers, based on thermodynamic calculations, was suggested. To reach a
continuous and homogenous phase nitrided nano-coating must be used. Phase
analysis implies presence of BN and alumina on nitrided surface. Nitrided
nano-coating with thickness of 40–60 nm isolates the whisker from sur-
rounding matrix and aluminum/coating interface will be free reaction
productions.
24. Titanium oxide is of abundant usage in gas sensors and photo-catalysts. For
example, it is used in gas sensors to detect explosion released gases such as
natural gas and hydrogen. Due to their crystalline structure, surface area, their
cavity types (in terms of opening and closure), and their size distribution,
photo-catalysts are used for segregation of air pollutants and organic con-
taminator in waters. It has been currently shown that TiO2 nano-coatings are
of a greater sensation compared with that of micro-structure ones. The easiest
and simplest way to achieve a nano-coating with thermal spray method is
using raw materials with nano-size. However, directly adding such nano-
powders during spray process is difficult. Moreover, plasma or gas flame leads
to melting and removing its initial structure. Therefore, it was achieved that
better characteristics through simultaneous spray of the other substance which
232 7 Conclusions
production, first it should be defined that how colloidal chemical state leads to
creation of nano-particles. This leads to better understanding of electro-
chemistry concept and its effect on nano-coatings. In colloid science, nano-
particles mostly obtained from surfactant contained saturated solutions. The
first rule of organic ligands is inactivation of surface and development in
suspending state. This preparation technique of nano-particles is called
engaged sedimentation. Similar methods for development of nano-particles on
conductive matrix have dramatically advanced in electrochemistry. It has been
proved that adding surface intermediates can lead to deposition of nano-par-
ticles during plating. Additives prevent particles growth and maintain parti-
cles’ size to be approximately constant. A more common method is creating
changes in plating parameters, e.g., voltage or current. However, there is
another two-step method including a high extra voltage in a short time for
germination of metallic particles on surface and then slow growth of particles
in a lower extra voltage. Low extra voltage results in minimum change (about
7%) in particle size. this stops diffusion of mixed layers and decrease in
growth rate. particles shape produced by engaged electro-deposition depends
on applied matrix and extra voltage. Metals such as Au, Ag, Ni, and polymeric
nano-particles with spherical geometry on graphite matrixes, are created by
this method.
28. The results of hardness measurement for plated Ni–P whiskers at room tem-
perature were reported. Same results were obtained for Pd and Cu produced
from neutral gas evaporation method. An increase in grain size is accompa-
nied with considerable decrease of hardness in range of lower than 20 nm.
These observed reductions of hardness are not corresponded with Hall–Petch
behavior. Recently, performed investigations on tensional strength of Ni
nano-crystal at room temperature have shown a behavior similar to that of
determined with hardness. It is found that grain boundary diffusion in creep
phenomenon is not an efficient factor to determine mechanical behavior of Pd
and nano-crystalline Cu at room temperature. Start point for hardness decrease,
i.e., deviation from Hall–Petch behavior, occurs once triple lines occupy a high
ratio of sample volume. This phenomenon is generally in accordance with
softening effect of triple lines. Through electrochemical grinding of wires to
sizes lower than grains average size, triple connections can be displaced in fine
structures. At all cases this transition, increase of strength, and decrease of
malleability is shown from co-axis state to columnar one.
29. In general, corrosion resistance of nano-crystalline materials in aqueous
solutions is of great importance in an extensive area for future applications.
There performed few studies in this area. Both improved and disadvantageous
results for development of nano-crystalline in corrosion process have been
recorded for corrosion behavior of nano-crystalline produced by amorphous
materials crystallization. Obtained results are highly influenced by weak
characteristics of crystallized amorphous materials. In the other words, during
last few years, there have been considerable advancements in perception of
fine structures effect on corrosion properties for materials produced by
234 7 Conclusions
36. Coating has variant applications, such as protecting coatings against corrosion,
scratch, stain, denting, bending, foliation, or making water proof and acid
resistant coatings. Coating is used in every aspect of life from coating on
glass, wood, plastic, paper, fibers, or similar foliations, to coating in heavy
industries and special applications (e.g., military applications). Also, coatings
have a key role as protector against climatic conditions such as rain, snow,
solar ultraviolet beam, or chemical pollutions. Regarding abundant applica-
tions of coating in variant tools, researchers have always been trying to pro-
mote coating quality and lower its costs in academy and industry. Todays,
advancements in technology have significantly increased coating quality.
Recently, Coating through nano-materials has reached to practical scale and
some famous supplier companies of industrial panels and automobiles use this
coating in their products.
37. Active points are probably considered as the most significant obstacle in
nucleation kinetics. Regarding the unique properties of a specific electro-
chemical system, active points are appeared or disappeared completely dif-
ferent on surface of electrode. The main reason of the issue is related to
different chemical and electrochemical reactions like adsorption and separa-
tion of organic and non-organic ions or molecules, direct oxidation or
reduction of electrode surface which is occurred previously or concurrent with
process of formation of nucleation on electrode surface. That is to say that
assumption of a neutral electrode is considered as a completely optimistic
approach. A theoretical model has been proposed for formation of nucleus
thanks to time-dependency of number of active points on electrode surface.
38. Non-dimensional distribution of constant nucleation rate (critical nucleus)
around a semi-spherical nucleus inside the area was observed which over-
potential and concentration have been decreased. If various semi-spherical
nucleuses are formed on electrode surface, the local areas around nucleuses,
which nucleation rate has been decreased in there, are developed and are
overlapped each other gradually. That is to say that a general theoretical
model, indicating overall nucleation rate, should be considered with taking
into account effects of interaction of nucleuses on each other.
39. Existing ions in solution are primarily encircled by other species such as
molecules, ions, especially water molecules. When these ions are encircled by
water molecules, geometrical structure of water molecules plays a key role in
subsequent processes. The 104.45 angle formed between two hydrogen-
oxygen bonds, existing in water molecule, is as a result of strong bipolar
forces inside it. Electrostatic gravity between metal cations with positive
charge and water molecules results in hydration of existing ions or in other
words, covering metal ions by water molecules. The hydration process metal
ions are shown in which for comparison, display of an anion is also shown.
Generally speaking, taking two major points into consideration is of para-
mount significance.
40. There are numerous separate stages during transfer of metal ion from inside of
whole solution to creation of metal lattice on cathode surface. Each of these
7 Conclusions 237
stages can be a controller of velocity. The first stage at this route is transfer or
movement of the desired ions from whole solution to the vicinity of cathode.
Metallic ions, which exist either in hydrated or complex forms, first move
towards cathode in solution. This stage is usually carried out by convection
flows inside solution. Migration of ions under effect of potential gradient
between anode and cathode can play a key role in ionic transfer, but com-
paratively play a partial and meager role in material transfer resulted from
convection inside the solution. Transferred ions reach external part of pene-
tration layer and pass from penetration layer as a result of existing concen-
tration gradient. At this stage, solution convection does not play a key role in
transfer of ions. When these ions pass from diffusion layer and electrical dual
layer (Helmholtz Layer), they reach to cathode surface and are turned into
pure metal ions. Pure metal ions are turned into adatoms through combining
with electrons on cathode surface, adatoms start moving on surface with the
aim of being adsorbed in active areas as well as forming a very strong
chemical bond. At this stage, metal atoms are operated and distributed
appropriately, aimed at creating a crystal lattice. This stage includes nucle-
ation and coating growth stages. Controlling stages of reactions velocity
should be reduced or omitted in order to increase velocity of reactions on
cathode surface. When velocity controlling stage is under control of material
transfer, increase of over-potential will accelerate reaction.
41. Pulse Electrochemical Deposition process has been paid more attention in
recent years. Some researchers have reported reduction of porosity value of
gold cover by pulse current. The theory related to pulse plating (electroplat-
ing) is simple. The cathode layer is kept rich with metal ions and impurities
are decreased as much as possible. During on-pulse time (Ton), when current is
connected, metal ions are reduced on cathode. When current is disconnected
(off-pulse time), any type of concentration gradient, appeared during on-pulse
time (Ton), will be eradicated and there is possibility of separation of gas
bubbles and impurities which have been adsorbed on cathode and this process
is repeated once again. In pulsed electrochemical deposition method, related
parameters can be changed in wide scale independently. In electrochemical
deposition method with DC current, current density is the only changeable
parameter. Consequently, creation of various situations faces more restriction.
There are impurities which have been adsorbed on cathode and then this
process is repeated once again. In electrochemical deposition method with
pulse current, related parameters is changeable in a wide range independently.
In electrochemical deposition method with direct current, current density is
the sole changeable parameter and consequently, creation of various situations
faces more restriction. In terms of production methods, it can be stated that
electrochemical coating method is regarded as one of the oldest methods for
imposing nanostructured coatings.
42. As a general principle, it should be said that plastic deformation of a nano-
structure coating strictly depends on its grain size. Various tests in environ-
ment temperature have shown that with decreasing grain size beyond certain
238 7 Conclusions
on the mid-plane. The asymptotic expansion terminates after a few terms and
exact solutions are obtained. The mid-plane displacements are governed by
three two-dimensional equations, and the associated edge boundary conditions
can be prescribed on average. Solving the two-dimensional boundary value
problem yields the three-dimensional response of the film. The solution is
exact throughout the interior of the film with the exception of a thin boundary
layer having an order of thickness as the film in accordance with the Saint–
Venant’s principle.
49. The effect of the material micro-structural interfaces increases as the surface-
to-volume ratio increases. Researchers showed that interfacial effects have a
profound impact on the scale-dependent yield strength and strain hardening of
micro/nano-systems even under uniform stressing. This is achieved by
adopting a higher-order gradient-dependent plasticity theory that enforces
microscopic boundary conditions at interfaces and free surfaces. Those non-
standard boundary conditions relate a micro-traction stress to the interfacial
energy at the interface. In addition to the non-local yield condition for the
material’s bulk, a microscopic yield condition for the interface is presented,
which determines the stress at which the interface begins to deform plastically
and harden. Hence, two material length scales are incorporated: one for the
bulk and the other for the interface. Different expressions for the interfacial
energy are investigated. The effect of the interfacial yield strength and
interfacial hardening are studied by analytically solving a one-dimensional
Hall-Petch-type size effect problem. It is found that when assuming compliant
interfaces the interface properties control both the material’s global yield
strength and rates of strain hardening such that the interfacial strength controls
the global yield strength whereas the interfacial hardening controls both the
global yield strength and strain hardening rates. On the other hand, when
assuming a stiff interface, the bulk length scale controls both the global yield
strength and strain hardening rates. Moreover, it is found that in order to
correctly predict the increase in the yield strength with decreasing size, the
interfacial length scale should scale the magnitude of both the interfacial yield
strength and interfacial hardening.
50. Tensile and fatigue tests of ultra-thin copper films were conducted using a
micro-force testing system by some researchers. Fatigue strength as a function
of film thickness was measured under the constant total strain range control at
a frequency of 10 Hz. The experimental results exhibit that both yield strength
and fatigue lifetime are dependent on film thickness. Fatigue damage behavior
in the 100 nm thick Cu films with nanometer-sized grains is different from
that in the micrometer-thick copper films with large grains observed before.
Fatigue of thin metal films is a key issue for the long-term service of micro-
devices. Previous investigations of fatigue of thin metal foils show a tendency
of the improved fatigue strength with decreasing foil thickness. Especially,
several studies on thin metal films, such as thin Ag films and Cu films, have
demonstrated that fatigue properties of these metal films are significantly
different from those of the bulk materials. When the film thickness approaches
7 Conclusions 241
The coating layer thickness and the crystallite size were controlled by con-
trolling the [Ti]/[Si]. In the case of the [Ti]/[Si] ratio of over 0.1, silica particles
were completely coated by titania. The degree of the blue shift of the band gap
energy by the quantum size effect for the obtained particles was approximately
0.13 eV larger than that of the pure titania, because of the existence of the Ti–
O–Si bond. If the Ti–O–Si bond effect was removed, the blue shift of the band
gap energy for core-shell type TiO2–SiO2 particles was nearly the same value as
that of the reported values for the pure titania. From these results, the quantum
size effect was successfully controlled by controlling the coating layer thickness
of core-shell type TiO2–SiO2 hybrid particles.
54. The formation of self-aligned silicide happens after the formation of source/
drain. Therefore, the temperature formation of silicide must be low enough to
keep the joint thin in under 100 nm CMOS technologies. NiSi has the lowest
formation temperature among all the silicides, and the thermal stability
interval is 350–750C. For TiSi2, the thermal stability interval is very limited.
Contact resistance of TiSi2 is high before 800C, due to the presence of C49
crystal phase. Between 850 and 950C it decreases due to the formation of phase
with formation of C54. Above the 950C, due to the accumulation of surface
resistance, it increases. In the other words, the contact resistance of NiSi gets
stable and minimized between 350 and 750C. The increase of resistance above
750C is due to the fusion of phase from NiSi to NiSi2. Therefore, NiSi is
thermally suitable for the technologies under 100 nm. In the other words, it
must be kept in mind that the temperatures of processes after the formation of
silicide must not exceed 750C.
55. Some researchers prepared non-equilibrium nanocrystalline xSnO2–(1 - x)
a-Fe2O3 powders by using the mechanical alloying technique. The thick film
screen printing technology is then employed to fabricate these ethanol gas
sensors. The gas sensing characteristics are also measured. New structural
model for these non-equilibrium nanocrystalline xSnO2–(1- x)a-Fe2O3
materials explains both the lattice expansion of these high energy mechani-
cally alloyed powders as well as the charge neutrality in terms of additional
oxygen dangling bonds at the nano-sized particle surfaces. It is those enor-
mous oxygen-dangling bonds at the particle surfaces that give rise to the high
gas sensitivity. The sensors are found to be 32.5 times more selective to the
ethanol gas compared to CO and H2 gases. They have illustrated a promising
method of using mechanical alloying in the preparation of nano-sized a-Fe2O3
materials for gas sensing applications. In particular, the sensor has shown
good ethanol gas sensitivity values of as high as 845 at 1,000 ppm in air. The
sensor is selective to ethanol gas over carbon monoxide and hydrogen gases.
The gas sensitivity is also found to be very stable. These excellent experi-
mental results can be explained by the fact that such mechanical alloying
materials have nano-sized particle grains and exhibit enormous oxygen dan-
gling bonds at their particle surfaces.
56. Some researchers fabricated cadmium selenide nano-crystallites onto amor-
phous glass substrate from an aqueous alkaline medium, using chemical bath
7 Conclusions 243
deposition method at room temperature. The samples are annealed in air for
4 h at various temperatures and characterized by structural, optical and
electrical properties. After annealing metastable nanocrystalline cubic phase
transformed into stable polycrystalline hexagonal phase. Depending upon
temperature, decease upto 0.6 eV and 103 X cm were observed in the Eg, and
electrical resistivity, respectively. These changes have been attributed to the
increase in the grain size of the CdSe crystallites. They report on the room
temperature chemical deposition of CdSe thin films from an aqueous alkaline
medium. In order to get good quality CdSe thin films, the preparative
parameters such as concentration of cadmium, deposition time and pH were
optimized. Freshly deposited thin films may contain many defects such as
voids, pinholes, etc. Annealing of thin films reduces the defects and increases
crystallite size along with recrystallization process.
57. Some researchers prepared nano-copper films by DC magnetron sputtering.
Their reflectivity and transmittivity to electromagnetic wave in infrared region
were measured with Fourier Transformation Infrared Spectrometer (FTIR), by
which their complex optical constant and permittivity were obtained. The
results show that the complex optical constant and permittivity of nano-copper
films depend upon the film thickness. This dependence is correlated with
microstructure transition during the film growth. They measured the reflec-
tivity and transmittivity of nano-copper films to electromagnetic wave in
infrared region, by which their complex optical constant and permittivity, both
the real and the imaginary parts are calculated. All these parameters are
essentially dependent on the film thickness. This dependence should be con-
sidered in application of nano-copper film. The dependence of electromag-
netic parameters on the characteristic size provides new possibilities for
designing high performance electromagnetic functional materials and devices.
The evolution of the film microstructure plays an important role in the size
effect of nano-copper film on complex permittivity.
58. Studies on ultraviolet stimulated emission and lasing observed at room
temperature from nano-structured ZnO thin films have been reviewed. The
nano-structured ZnO thin films were grown on sapphire substrates using
Laser-Molecular-Beam-Epitaxy (L-MBE). The thin film was consisted of
regularly arrayed hexagonal nano-crystallite columns, whose facets form
natural micro-cavities. These nano-crystallites confine the centre-of-mass
motion of excitons. As a result of the quantum size effect, the oscillation
strength of the excitons is largely enhanced, which is favored to the radiate
recombination of exciton at room temperature. At a moderate pumping
intensity, the room temperature stimulated emission is associated with an
exciton-exciton collision process. At higher pumping density, the excitons are
dissociated, and the ultraviolet stimulated emission is dominated by an elec-
tron-hole plasma recombination process. Because of the large enhancement of
oscillator strength of the excitons, the optical gain of the stimulated emission
measured at room temperature reaches as high as 320 cm-1, which is an order
higher than that observed in bulk ZnO crystals. In comparison with the
244 7 Conclusions
245
246 Index
L (cont.) N
Light resistant panels, 61, 101 Nano porous material, 2, 9
Light valves, 5 Nano yarn, 9
Local corrosion, 52, 54, 132, 134, 238 Nano-capsule, 2
Lubricants, 4, 226 Nanocoating, 29, 58
Luminescent properties, 201 Nanocomposite
Nanocomposite coatings, 37, 43–44, 69, 97,
116, 146, 150–152, 174–177, 179,
M 238–239
Magnetic, 3–5, 16–17, 36, 38, 55–56, Nano-crystalline alloys, 84
59, 62, 72, 79, 94, 133, 149, Nanocrystalline coatings, 35
203–204, 216, 225–226, 228, Nano-crystalline nickel, 41, 45
235, 243 Nanofibers, 2
Magnetic nano-layers, 62 Nano-hybrid particles, 2, 149, 187, 225, 241
Magnetron sputtering, 6, 27, 205, 226, 243 Nanometric scale, 1, 83, 116, 175, 225
Malleability, 47–49, 59, 223–224 Nano-nucleuses, 122
Mechanical, 3–5, 13, 30–39, 42–45, 48, 59, 63, Nano-particle masks, 210
69, 70–71, 73, 79, 80, 88, 96, 112, Nanoparticles, 3–4, 16, 40, 61, 97, 121–122,
121, 132–133, 151–157, 171–172, 136, 149–154, 162, 166–167,
174, 190, 192–194, 225–226, 169–170, 177–179, 182, 206–207,
229–230, 232–235, 238–239 213, 216, 225–226, 230, 239, 244
Mechanical alloying, 4, 192–194, 242 Nano-porous materials, 2
Mechanical properties, 5, 31–33, 35, 37, Nano-powders, 29, 30, 44, 85–86
42–43, 45, 48–50, 59, 71, 79, Nanorod, 79, 235
112, 132, 133, 149, 153–154, Nano-scale thickness, 154–155, 225
156–157, 226, 229, 232, Nanostructured coating, 1, 15, 27, 29, 45
234–235, 238–239 Nanostructured films, 6, 201, 226
Medical applications, 16, 61 Nanostructured materials, 2, 78–79, 83–85,
Membranes, 42 93–96, 133, 152, 203, 234–235, 238
Metal capacity, 39 Nanosystems, 1, 157
Metal cation, 10, 124, 127, 236 Nanotechnology, 1, 3–4, 15, 99, 225–226, 228
Metal chalcogenide, 201 Nano-whisker, 79, 235
Metal ion structure, 124 Nano-wires, 2, 29, 46–47, 98, 152, 158
Metal lattice, 126, 136 Nernst equation, 114
Metallic ions, 10, 94, 111–114, 126, 152, Neutral surface, 114
237–238 Neutralization, 84
Micro electromechanical Nickel-alumina nanocomposite
systems (MEMS), 36 coating, 152–153, 166, 239
Micro/nano-systems, 156–157, 161, 240 Non-linear optical properties, 201
Microelectronics, 185, 203 Non-oxide ceramics, 3, 225
Milling, 4, 80, 96, 192–194 Norio taniguchi, 1
Mineral materials, 5, 7 Nuclear pellet, 1
Miniaturization, 185 Nucleation, 77–78, 96, 112, 114–121, 123,
Mole fraction, 92 127–128, 130, 158, 236
Molecular electricity, 2 Nucleus situation, 120
Molecular machinery, 1 Nucleuses, 111–124, 191, 198, 236
Molecules, 1, 12, 25, 39
Monomer, 8, 12, 227
Mosfet, 185, 189 O
Multi-crystalline, 45, 49, 52, 55–56, 78, Off-pulse time, 129–132, 237
84–85, 89, 94–95, 134, Olation, 10
234–235, 238 On-pulse time, 129–131, 237
Multi-layers, 29–30, 35, 65, 79, 174, Opaque, 5, 100, 203, 226
229, 235
Index 249
Optical, 3–5, 13–17, 34, 38, 61, 64, 99, 149, Reflection, 4–5, 61, 99, 209–210, 226
201, 203–205, 207–208, 225–226, Resistance over-potential, 128
228, 243 Response surface methodology, 36–37, 175
Optical entrapment, 5, 226 Reversible work, 90
Optical features, 4 Richard feynman, 1
Organic contaminator, 44 Rotating coating, 5
Organic ligand, 233
Organic thin films, 5
Oxolation, 10 S
Saint-Venant’s principle, 154
Salicide, 189–192
P Salt spray test, 132, 134
Particle growth, 8, 10 Scale of nano, 1, 225
Particle polymerization, 8 Scanning electron microscope (SEM), 3
Permeability, 47, 54–55, 85 Scanning tunneling microscopy
Pesticides, 4 (STM), 111
Phase interface, 93 Scratch resistance, 4, 100, 175, 226
Phase isolation, 92 Scratching, 35, 103
Phase transition, 86, 199 Sealants, 4, 226
Photo-catalysts, 44, 231 Self assembling, 5
Physical properties, 6, 36, 38 Self-cleaning glasses, 16, 209
Physical vapor deposition Self cleaning properties, 4, 101, 226
(PVD), 6, 29, 150 Self-lubricity, 97
Pitting corrosion, 135 Semi-conductor wafers, 5
Plasma arc plating, 11 Semi-spherical nucleus, 122–123, 236
Plasma arc spraying, 11 Sensing characterization, 192
Plasma coating, 12 Separation, 79, 119, 129, 237
Plasma polymer precipitation, 12, 227 Setric forces, 165
Plasma scattering coating, 11 Setric sustainability, 164–165
Plasma spray technology, 66 Silicates, 3, 225
Plasma synthesis, 4 Silicide, 185–186, 189–193, 196, 198, 201,
Polarizer, 16, 62, 215 203, 214, 241–242
Polarizer nano-layers, 215 Silicides specifications, 189
Polyethylene, 38, 64, 230 Silicon nitride (Si3N4), 3
Polytetrafluoroethylene, 38, 152, 238 Size dependency, 29, 36, 171, 175, 217
Porosity value, 129, 237 Size effect, 1–3, 31–32, 56–57, 85, 86, 111,
Porous templates, 46 135, 137, 149, 154–161, 187, 189,
Potential energy, 5, 226 192, 201, 204, 225–226, 240–243
Power generation industry, 65 Size-dependent phenomenon, 154
Pulsed current, 36, 40, 49–51, 53, 112, 116, Sodium benzoate, 78
175, 178 Sodium nitrate, 78
Solar cells, 62, 214–215
Sol-gel, 2, 4–10, 13–14, 30, 80–83, 86, 102,
Q 187, 193
Quantum dots, 2, 176, 217 Solid solubility, 47
Quantum phenomena, 98 Solid state method, 4
Quantum size effect, 2–3, 149, 187, 204, 225, Specific heat, 79, 93–94, 235
241–243 Spin-coating, 80
Spray coating, 5, 17
Stern-graham model, 226
R Stiffness, 5, 132–133, 150, 155, 159, 238
Rate of electrode reactions, 126 Stillinger-weber model, 155
Reductant agents, 111 Strain hardening rate, 156, 159, 240
Reduction, 9, 15 Strain-to-failure, 5
250 Index
Z
X Zeldovich factor, 118
Xerogel, 9 Zero dimensional nanomaterials, 29
X-ray diffraction (XRD), 187 Zeta potential, 9, 153, 168, 239