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Dermatologic Therapy, Vol. 25, 2012, 244–251 © 2012 Wiley Periodicals, Inc.

Printed in the United States · All rights reserved


DERMATOLOGIC THERAPY
ISSN 1396-0296

Sunscreens: Obtaining adequate


photoprotection
Mark E. Burnett,* Judy Y. Hu† & Steven Q. Wang*
*Department of Dermatology, Memorial Sloan-Kettering Cancer Center,
New York, New York and †Department of Dermatology, Laser & Skin
Institute, Chatham, New Jersey

ABSTRACT: Adequate photoprotection plays a paramount role in reducing the burden of both photo-
aging and photocarcinogenesis. The scope of photoprotective strategies employed by the public, from
most to least effective, includes: sun avoidance, seeking shade, the use of protective clothing, and the
application of sunscreen. Among these options, sunscreen use remains the strategy most frequently
employed by the public – a reversal of the preferred order of photoprotection. Given this trend, it is clear
why sunscreens invariably take center stage in any discussion regarding obtaining adequate photopro-
tection.

KEYWORDS: Ultraviolet radiation, sunscreens, photoprotection

Introduction and most importantly, proper behavior patterns by


the public pertaining to the use of sunscreens. Sci-
Adequate photoprotection plays a paramount role entific advancements in the development of novel
in reducing the burden of both photoaging and and effective UV filters or formulation technology
photocarcinogenesis. The scope of photoprotec- can pave the way for improved ultraviolet radiation
tive strategies employed by the public, from most (UVR) protection. Equally important, however,
to least effective, includes: sun avoidance, seeking have been improvements in the sensory profiles of
shade, the use of protective clothing, and the appli- newer sunscreens, leading to increased frequency
cation of sunscreen. Among these options, sun- of usage and adequate volumes of application.
screen use remains the strategy most frequently Regulatory standards for assessing and enforcing
employed by the public – a reversal of the preferred the efficacy of sunscreen have played a major role
order of photoprotection. Given this trend, it is in incentivizing these technical advancements. As
clear why sunscreens invariably take center stage such, a lack of timely change in appropriate stan-
in any discussion regarding obtaining adequate dards on labeling and testing of sunscreens can
photoprotection. lead to a slowing in the innovation rate, a trend
Reaching the goal of adequate photoprotection evidenced by the paucity of ultraviolet A (UVA) pro-
through sunscreen use, however, requires the con- tection offered from most US sunscreens until
vergence of three factors: technological advance- recently (1). In contrast, because of the regulatory
ments in sunscreen formulation, regulations and framework in other parts of the world, especially in
standards for assessing and labeling sunscreens, Europe and Australia, sunscreens in those regions
have offered superior UVA protection for years.
Lastly, the best sunscreens are the ones being used
Address correspondence and reprint requests to: Steven Q. properly and frequently. Therefore, continued edu-
Wang, MD, Dermatology Service, Memorial Sloan-Kettering cation pertaining to sunscreen knowledge and
Cancer Center, 160 E 53rd St., New York, NY 10022, or email: understanding, as well as sun behavior patterns,
wangs@mskcc.org. remain important aims.

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Sunscreens: Obtaining adequate photoprotection

In this review, we will discuss the aforemen- fibers (29). The bulk of available evidence of skin
tioned set of factors in the context of adequate cancer prevention from sunscreen use is derived
photoprotection from sunscreens, specifically by from studies conducted by Green et al. (35,37).
highlighting key technical advancements and The investigators showed a statistically significant
recent regulatory changes in the United States as reduction of 35% (confidence interval 0.43–0.98)
well as a focus on the limitations of changing in the incidence of squamous cell cancer (SCC)
behaviors toward photoprotection. within the cohort assigned to daily sunscreen
use (35). In addition, a 50% reduction in the risk of
melanoma was seen among the individuals who
used sunscreens (37). Of note, the study was con-
Benefits of sunscreen use: ducted using a sunscreen with an SPF of 16, which
photoaging and photocarcinogenesis had unstable and inadequate UVA protection. Fur-
prevention thermore, the control group was allowed to use
sunscreens, indicating that the actual protective
Both solar and artificial UVR are major contribu- benefit from sunscreen use may be significantly
tors toward the development of skin cancers and greater than the results of these studies suggest.
acceleration of the skin aging process. Ultraviolet This is especially true if a similar study were
B (UVB) exerts damaging effects directly to DNA, repeated with modern sunscreens that had high
the molecular structure of which acts as a chro- SPF ratings and contained stable UVA-protective
mophore for UVB (2), manifested as the formation ingredients. In fact, these data played a major role
of pyrimidine dimers in the double helix (2,3). In in influencing the US Food and Drug Administra-
contrast, UVA not only causes both direct damage tion (FDA) to issue labeling guidelines on sun-
to DNA (4,5), but also generates reactive oxygen screens in June 2011. When the ruling becomes
species that indirectly damage DNA and other effective in June 2012, broad spectrum sunscreens
important intracellular structures. Without timely with SPF >15 can display the claim “if used as
and accurate repair of this damage, mutations in directed with other sun protection measures, (sun-
the genome and cellular machinery of epidermal screens) decrease the risk of skin cancer and early
cells accumulate, leading to the development of skin aging caused by the sun” on their labels.
both nonmelanoma and melanoma cancers.
Photoaging is a chronic process, developing over
a period of years to decades, and is characterized Obtaining adequate photoprotection
clinically by rhytides, dyspigmentation, telang- with sunscreens
iectases, and keratoses (6).
At the cellular and molecular level, UVR induces
Technical considerations
the activation of matrix metalloproteinases, which
degrade collagen and epidermal keratin filaments Over the past two decades, sunscreen technology
and facilitate the deposition of abnormal elastin has made enormous strides to achieve superior
(7–25). Together, the alteration and breakdown of UV protection and provide an improved sensory
these proteins results in rhytid formation in the profile. Whereas early sunscreens provided low
overlying epidermis (8,26,27). Furthermore, UVR UVB protection and virtually no UVA protec-
exposure stimulates the production of alpha mel- tion, modern sunscreens now incorporate novel
anocyte stimulating hormone by keratinocytes UV filters, UV boosters, and photostabilizers that
via a p53-mediated pathway (28). On a long-term provide considerable protection against both UVA
basis, chronic UV exposure induces irregular pig- (320–400 nm) and UVB (290–320 nm) radiation.
mentation, resulting in permanently uneven tone In terms of UV protection, the major area of
characterized by the development of lentigines and progress has been the extension of coverage to the
ephelides. long UVA-I (340–400 nm) range. Among the 17 UV
Frequent and proper use of sunscreens has filters currently approved by the FDA (Table 1),
shown to prevent skin aging (25,29–31) and reduce only two of these filters, avobenzone and zinc oxide
the risk of actinic keratoses (32–34), nonmelanoma (ZnO), can absorb long UVA-I radiation. Avoben-
(35,36), and melanoma (37) skin cancers. In terms zone is inherently photo unstable, with an activity
of photoaging prevention, solar elastosis is dimin- level that degrades by 50% after 1 hour of UV expo-
ished in skin protected by sunscreen (31). In fact, sure. Furthermore, when avobenzone is combined
sunscreen has been shown to protect against with octinoxate, a common UVB filter, the degra-
dermal degradation of procollagen and elastin dation of both compounds is accelerated. Thus,

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Burnett et al.

Table 1. Sunscreen filters currently approved under the 2011 FDA monograph
Maximum Peak absorption UV action
Sunscreen filter concentration l (nm) spectrum
Inorganic filters 25%
Titanium dioxide UVB, UVAb
Zinc oxide UVB, UVAb
Organic filters
UVA filters
Benzophenones
Oxybenzone (benzophenone-3) 6% 288, 325 UVB, UVA II
Sulisobenzone (benzophenone-4) 10% 366 UVB, UVA II
Dioxybenzone (benzophenone-8) 3% 352 UVB, UVA II
Dibenzoylmethanes
Avobenzone (butyl methoxydibenzoylmethane, 3% 360 UVA I
Parsol 1789)
Anthralates
Meradimate (menthyl anthranilate) 5% 340 UVA II
Camphors
Ecamsulea (terephthalylidene dicamphor 10% 345 UVB, UVA
sulfonic acid, Mexoryl SX [L’Oreal, Paris, France])
UVB filters
Aminobenzoates (PABA derivatives)
PABA (para-aminobenzoic acid) 15% 283 UVB
Padimate-O (octyl dimethyl PABA) 8% 311 UVB
Cinnamates
Cinoxate (2-ethoxyethyl p-methoxycinnamate) 3% 289 UVB
Octinoxate (octyl methoxycinnamates (OMC)) 7.5% 311 UVB
Salicylates
Octisalate (octyl salicylate) 5% 307 UVB
Homosalate (homomenthyl salicylate) 15% 306 UVB
Trolamine salicylate (triethanolamine salicylate) 12% UVB
Others
Octocrylene 10% 303 UVB, UVA II
Ensulizole (phenylbenzimidazole sulfonic acid) 4% 310 UVB
Adapted from Wang and Lim (JAAD, 2011 Oct: 65 (4): 863–869).
a
Only allowed as a component of certain sunscreen formulations approved under a new drug application.
b
UV absorption spectrum varies by particle size.

sunscreens containing avobenzone must be stabi- is anticipated that approval of these filters will
lized with other molecules or UV filters. Among provide manufacturers with substantial options
these, octocrylene, a UVB filter, is widely used with which to formulate products providing supe-
in the United States for this purpose. Another rior UVA coverage.
combination of photostabilizers and UV filters, Aside from new filters and photostabilizers, the
comprised of octocrylene, oxybenzone, and dieth- vehicle compounds into which modern sunscreens
ylhexyl 2,6 naphthalate, has been shown to deliver are formulated have also boosted the UV protective
photostabilization at a level above 80%. This com- properties of these products. This is because ingre-
bination is patented by Neutrogena and trade- dients comprising the vehicle have decidedly syn-
marked as “Helioplex” (Neutrogena, Los Angeles, ergistic effects on the degree of UV protection
CA, USA). In addition to avobenzone and ZnO, tita- provided by the UV filters in the final formulation.
nium dioxide molecules (TiO2) with specific sizes In fact, the vehicle is equally if not more important
can also provide long range UVA protection. In the than the type and concentrations of the UV filters
United States, there are a number of new active utilized. This is because vehicles that dissolve and
filters (Table 2) awaiting approval from the FDA via disperse UV filters in a uniformed fashion can
the Time and Extent Application (TEA) process. All enhance overall UV protection. Excess UV filters
filters currently pending review via the TEA process from a poorly formulated product tend to accumu-
have met the specific requirements for approval. It late in the natural valleys of the skin, leaving poor

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Sunscreens: Obtaining adequate photoprotection

Table 2. UV filters currently undergoing review for approval by the FDA


Maximum Peak absorption UV action
Sunscreen filter concentration l (nm) spectrum
UVB & UVA filters
Terephthalylidene diacamphor sulfinic acid (ecamsule) 10% 345 UVB, UVA
Bis-ethylhexyloxyphenol methoxyphenyl triazine 10% 310, 343 UVB, UVA
(Tinosorb S [BASF, Ludwigshafen, Germany];
bemotrizinol)
Methylene-bis-benzotriazolyl tetramethylbutylphenol 10% 305, 360 UVB, UVA
(Tinosorb M; bisoctrizole)
UVB filters
Diethylhexyl butamido triazone (iscotrizinol) 3% 312 UVB
Methylbenzylidene camphor (enzacamene) 4% 300 UVB
Isoamyl methoxycinnamate (amiloxate) 10% 310 UVB
Ethylhexyl triazone (octyl triazone) 5% 314 UVB
Adapted from Wang and Lim (JAAD, 2011 Oct:65 (4): 863–869).

coverage on the elevations, or ridges. Uneven cov- tant. Although water-resistant polymers have been
erage results in poor photoprotection, yielding a designed, which hold the sunscreen formulation
low net effective SPF. In contrast, a well-formulated onto the skin surface, these ingredients can leave a
product can deliver UV filters evenly, providing a tacky or sticky feel to the product. To improve the
uniform coating to both the ridges and valleys. To tactile and sensory profiles of sunscreen products,
deliver consistently even coverage, additives and silicones, silicas, and other slipping agents are
film formers have been developed that ensure this added to reduce the unpleasant and sticky feeling.
goal is achieved with every application (38,39). The addition of polymeric surfactants, such as
Technical advancements that have improved the acrylate cross polymers, can also provide rapid
visual and sensory profiles of sunscreen are also of emulsion-breaking characteristics that allow to the
important note. Sunscreens incorporating the product to spread easily on the skin and improve
macro-sized inorganic filters TiO2 and ZnO have the overall textural profile after drying.
long been utilized by the sunscreen manufacturing
industry. However, TiO2 and ZnO molecules of a
sufficient size frequently extend into visible light
Regulatory considerations
range when applied, leaving an unacceptable
opaque white appearance on the skin. Because In the United States, sunscreen is regulated by the
these products are not cosmetically elegant, sun- FDA as an over-the-counter drug. In general, the
screens containing inorganic filters were not FDA’s range of power allows for the implementa-
widely accepted until recently. To overcome this tion of specific criteria and guidelines governing
visual drawback, modern sunscreens now use the use of: active ingredients, manufacturing stan-
nano-sized TiO2 and ZnO molecules, which are dards, testing procedures, claim substantiation,
manufactured as primary particles of a size on the and product labeling. As such, the impact of an
order of <100 nm. At this size, TiO2 and ZnO mol- FDA ruling can be profound, extending from the
ecules are no longer the short range of visible light, efficacy claims of a product to changing consumer
overcoming the undesired white appearance while behaviors. As discussed above, there are currently
providing superior UV protection. only 17 UV filters approved by the FDA for sale in
Aside from improvements in the visual profile the United States. In comparison with Europe, Asia,
of modern sunscreen products, technical break- and Australia, sunscreen manufacturers in the
throughs have also improved their sensory profiles. United States have significantly fewer UV filters at
Consumers often complain that most sunscreen their disposal. Approval of additional UV filters
products on the market are too greasy and oily. For under the TEA review process by the FDA will
example, octocrylene, a UVB filter also used as a provide US sunscreen manufacturers with a
photostabilizer for avobenzone, has an extremely broader range of choices and superior UV filters
oily texture. Compounding the texture issue is the that extend coverage into the UVA-I range. This
need for sunscreens designed for aquatic, sport, change has the potential to substantially improve
and outdoor activities to be water and sweat resis- the range of available sunscreen products.

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Burnett et al.

The ruling recently issued by the FDA regarding particular dosage forms, such as powder and spray,
the testing and labeling of UVA claims by sunscreen should be eliminated.
manufacturers is a long-awaited step toward stan-
dardizing and testing the photoprotective proper-
Consumer knowledge and behavior
ties of sunscreens sold within the United States. A
consideration
summary of this ruling has been well covered else-
where (1). Briefly, the new guidelines state that, in Despite advancing sunscreen technology and
order to be labeled as “broad spectrum,” a sun- favorable regulatory changes, knowledge and
screen must now have a critical wavelength (CW) behavior at the level of the individual consumer
of ⱖ370 nm. To meet this criterion, at least 90% of ultimately play the most important role in obt-
the total absorbance of the filter must fall below this aining adequate photoprotection. In fact, any
CW value when measured using UV wavelengths sunscreen incorporating the most technical
ranging in size from 290 to 400 nm. advancements would fail to provide adequate pho-
The FDA ruling also outlined specific labeling toprotection if not properly used, or not used at
requirements. Sunscreens that qualify to be classi- all. The behavioral barriers to proper sunscreen
fied as “broad spectrum” must display both “broad use and other photoprotective strategies are
spectrum” and “SPF” in the same color and font. closely related to the knowledge, motivation, and
The display must be either in the same line or oth- behavior patterns of the consumer. Despite
erwise adjacent to each other on the product label. decades of collective efforts from the medical com-
Sunscreens that pass the broad spectrum test and munity, government, and nonprofit agencies, more
with an SPF ⱖ15 may also display the following work is needed to change public behavior and
claim “if used as directed with other sun protection understanding. Studies have shown that approxi-
measures, (sunscreens) decrease the risk of skin mately half of children do not protect themselves
cancer and early skin aging caused by the sun.” adequately from solar radiation (42–49). This trend
These guidelines underscore the importance is especially true among younger adults, where a
that the FDA now places on photoprotection as a recent study showed that less than 40% of the sur-
public health benefit and is an important element veyed teenagers used sunscreen and 83% reported
in the ongoing process of developing superior sun- having at least one sunburn during the past
screens. Prior to this mandate, no regulatory stan- summer (50).
dards for the labeling of UVA protection existed. As Going forward, knowledge of the importance of
a result, manufacturers marketed products with photoprotection and the associated health benefits
claims of “broad spectrum” and/or UVA protec- should be emphasized. Behavior changes can be
tion, although the extent and degree of protection achieved through sustained campaigns emphasiz-
varied (40). In fact, Wang et al. have reported that ing the protective benefits against skin cancer and
very few sunscreens sold in the United States as skin aging. However, instead of relying exclusively
having “broad spectrum” or UVA coverage actually on a fear-based message (i.e., skin cancer), targeted
contain sufficient concentrations of UV filters, and marketing campaigns such as those emphasizing
in optimal combinations, to provide adequate appearance-based benefits (i.e., wrinkle preven-
UVA-I protection (41). tion) can work even better, especially among young
In summary, the recent FDA regulatory ruling and middle-aged women. In addition to focusing
has elevated the standards for sunscreens manu- on the protective benefits associated with sun-
factured in the United States. Furthermore, the screens use, attention should be directed to clari-
new labeling guidelines should facilitate sunscreen fying the concerns and controversies associated
selection by consumers by clarifying which prod- with their safety. Headlines in the popular press
ucts provide adequate UVA protection. Most have generated substantial concerns regarding the
importantly, the skin cancer and photoaging pre- hormonal effects associated with oxybenzone,
vention claims now allowed on sunscreens have photocarcinogenic potential of retinyl palmitate,
the potential to substantially alter consumer and phototoxicity of TiO2 and ZnO. The sensa-
behavior by encouraging use. A number of impor- tional, and often negative media coverage, calls
tant issues still await FDA ruling, indicating that into question the safety of sunscreens. This, in turn,
the impact of regulatory measures on photoprotec- deters consumers from using sunscreens and even
tion will continue to unfold. Specifically, pending reinforces unhealthy attitudes and behaviors
issues include: (i) whether new UV filters under toward sun exposure.
the TEA review will be approved; (ii) if SPF of However, many of the controversies regarding
sunscreens should be capped at 50+; and (iii) if the safety of sunscreens have been generated from

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Sunscreens: Obtaining adequate photoprotection

studies performed under settings that do not reflect sunburns to reducing the risk of skin cancer and
actual usage in humans. In the case of oxybenzone, slowing down the process of photoaging. Over the
for example, Wang et al. (51) calculated that it last several years, the armamentarium of sun-
would take more than 277 years of daily topical screen technology providing comprehensive pro-
application of a sunscreen containing oxybenzone tection against the detrimental effects of UVR
for a human to receive an equivalent amount of has been growing. Modern sunscreens now have
exposure as the rats used in the study (52). Further- powerful UV filters, enhanced photostability, and
more, the calculation was carried out under unre- improved sensory profiles. The recent FDA ruling
alistically conservative conditions in which the has set clear guidelines on the testing and labeling
authors did not take into account the excretion of of UVA protection. Despite these positive trends, it
oxybenzone in humans. In the case of retinyl palmi- is the individual consumer who will ultimately
tate, physicians have been prescribing various determine whether sunscreen use can provide
forms of retinoids for over 40 years to manage acne, them with adequate photoprotection. The benefits
psoriasis, and even skin cancer. To date, there is no of effective sunscreen products cannot be derived
published evidence indicating that topical retin- if they are used incorrectly. This sentiment is
oids increase the risk of photocarcinogenesis. shared by the FDA, which now recognizes the
Empowering the public with proper knowledge health benefits of sunscreen when used appropri-
regarding the safety and benefits of sunscreen ately and frequently. However, the available data
requires sustained effort. Even so, actual behavior indicate that a great deal of work remains to be
changes by the public may be slow to develop. accomplished before significant changes in con-
Often, prevention of skin cancer and photoaging do sumer behavior take hold. As such, efforts should
not resonate with teenagers or young adults. Among be focused on educating the public on the proper
this demographic group, skin cancer and photoag- use of sunscreens as well as encouraging the pri-
ing are far removed from the considerations of daily oritization of more effective photoprotective strat-
life. Instead, young adults are often unfortunately egies such as sun avoidance, seeking shade, and
interested in following beauty standards set by our wearing protective clothing.
society and culture such as having a tan.
Aside from misaligned motivational barriers,
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