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Journal of Bionic Engineering

https://doi.org/10.1007/s42235-022-00169-1

REVIEW ARTICLE

Intelligent Knee Prostheses: A Systematic Review of Control Strategies


Linrong Li1,2,3 · Xiaoming Wang1,2,3 · Qiaoling Meng1,2,3 · Changlong Chen1,2,3 · Jie Sun1,2,3 · Hongliu Yu1,2,3 

Received: 1 November 2021 / Revised: 19 January 2022 / Accepted: 21 January 2022


© Jilin University 2022

Abstract
The intelligent knee prosthesis is capable of human-like bionic lower limb control through advanced control systems and
artificial intelligence algorithms that will potentially minimize gait limitations for above-knee amputees and facilitate their
reintegration into society. In this paper, we sum up the control strategies corresponding to the prevailing control objectives
(position and impedance) of the current intelligent knee prosthesis. Although these control strategies have been successfully
implemented and validated in relevant experiments, the existing deficiencies still fail to achieve optimal performance of the
controllers, which complicates the definition of a standard control method. Before a mature control system can be developed,
it is more important to realize the full potential for the control strategy, which requires upgrading and refining the relevant
key technologies based on the existing control methods. For this reason, we discuss potential areas for improvement of the
prosthetic control system based on the summarized control strategies, including intent recognition, sensor system, prosthetic
evaluation, and parameter optimization algorithms, providing future directions toward optimizing control strategies for the
next generation of intelligent knee prostheses.

Keywords  Intelligent knee prosthesis · Finite-state machine · Volitional control · Sensor system · Intent recognition ·
Parameter tuning

1 Introduction cylinders with springs to simulate the damping and stiffness


effects of human muscles and tendons, which are adjusted
The knee joint is flexed and extended in the sagittal plane online by a microcontroller to form a kinetic model that can
around the horizontal axis during daily walking in healthy approximate the human musculoskeletal system. As opposed
people, which requires the coordination of muscles, bones, to traditional manually adjustable damping type prostheses,
ligaments, and other parts. Above-knee amputations result the former allow for a greater range of walking speeds and
in inevitable distress for patients with a lack of function such environmental adaptation [5, 6].
as walking, and standing [1]. The prosthetic wear remains Although the variable damping prosthetic knee has dem-
the most straightforward way to facilitate the patient's social onstrated its clinical applicability and commercial feasibility,
integration and return to normal ambulatory function. Vari- the lower extremity prosthesis still lacks additional active
able damping prosthetic knees are currently in widespread work to mimic healthy human behavior during normal walk-
clinical use worldwide [2–4]. It uses hydraulic or pneumatic ing [7, 8]. Powered prostheses can help users perform vari-
ous movements with ease by providing them with positive
* Hongliu Yu work through devices such as motors or miniature mercury
yhl98@hotmail.com [9–15]. However, such prostheses are complex, as evidenced
by the redundancy of the humanoid motion mechanism and
1
Institute of Rehabilitation Engineering and Technology, the presence of external random disturbances that make
University of Shanghai for Science and Technology, No.
516, Jungong Road, Yangpu District, Shanghai 200093,
motion trajectories unpredictable, as well as by the demand-
China ing hardware design, such as actuation energy sources and
2
Shanghai Engineering Research Center of Assistive Devices,
high-performance controllers.
Shanghai 200093, China Hybrid passive-active (HPA) knee prostheses are
3
Key Laboratory of Neural-Functional Information
promising to address the lack of active power of variable
and Rehabilitation Engineering of the Ministry of Civil damping prostheses and the disadvantages of poor bionic
Affairs, Shanghai 200093, China

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Vol.:(0123456789)
L. Li et al.

performance of powered prostheses. Ideally, body posture technical discussions in Sect. 4. The discussion and results
data (e.g., angular velocity and torque) is used to deter- will be developed in Sect. 5.
mine whether the current gait phase requires dissipated
energy or net positive work [16] and then the appropriate
drive mode is selected. However, since the presence of 2 Method
hysteresis makes it difficult to switch modes during part of
the phase of the walking gait, most HPA knee prostheses 2.1 Search Method
use passive mode during walking on level ground, as well
as ascending stairs in the dynamic mode [17, 18]. There- In this paper, we implement a systematic review of control
fore, for a more competitive HPA knee prosthesis, better strategies for intelligent knee prostheses by combining two
mode-shift responsiveness and better coupling of active strategies: literature search and reference to typical review
and passive unit mechanics are required. literature. The former conducted a literature search using
All types of prostheses, despite the essential differences three different databases (i.e., IEEE Xplore, PubMed.gov,
in actuator design, are undeniably blossoming in the direc- WEB OF SCIENCE) over the time frame of 2005 to the
tion of intelligent control. To the best of our knowledge, present. Synonymous words are connected by OR logic,
the control strategy plays a connecting role in the whole for example, “knee”, “lower limb”, “transfemoral”, and
prosthetic control system, it must respond correctly to the “extremity” as one category, and “intelligence”, “power”,
amputee's intentions and convert to the ideal output state of “control”, “active”, “artificial”, and “bionic” as another
the device [19]. In other words, despite the current advances important category of filter indicators. Each category of
in mechanical processing and actuator technology, fully synonyms will be connected to the main keyword "Prosthe*"
exploiting the performance of the control strategy will or "artificial limb" by AND logic. We further removed irrel-
allow patients to benefit maximally from the dynamic intel- evant or duplicate articles by AND NOT logic, paper titles,
ligent control of the prosthesis in their daily lives. Today, reading abstracts, etc. The second strategy was to browse the
comprehensive reviews of the intelligent prosthetic knees review articles related to intelligent knee prostheses in the
have been carried out by many researchers. Some research- last few years [19–28], to retrace the literature cited in the
ers have focused on providing an overview of the entire articles, and to continue the new search with them as cited
prosthetic system to provide a comprehensive assessment objects to achieve a gaps checking of the first strategy. The
of the opportunities and challenges of prosthetic develop- final 65 available articles will be included in this review.
ment [19–21], while these articles provide a well-rounded
summary of prosthetics, the focus is not on how to go about 2.2 Classification Method
improving the performance of the control strategy. Farina
et al. discuss the latest technologies in the field of bionic To the best of our knowledge, the current control objectives
devices, with an outlook on the design, manufacture and of intelligent lower limb prostheses are mainly trajectory
testing of the next generation of clinical prosthetic systems, tracking and impedance torque control [21] (Fig. 1). Tra-
the starting point of the article being from a clinical perspec- jectory tracking defines the positional trajectory extracted
tive rather than a control strategy [22]. On the other hand, from an able-bodied person or residual limb motion as a
many researchers have reviewed control strategies for intel- continuous function of time [11, 29, 30], from which the
ligent prostheses, yet future developments for key technolo- desired prosthetic trajectory is mapped in the form of a look-
gies are rarely mentioned [23–25]. Several researchers have up table [31] or online acquisition [29], which was one of
discussed key techniques for prosthetic control, but only for the earliest controllers used for powered prostheses. The
volitional control [26–28]. It thus appears that an overview trajectory tracking approach can control the prosthesis to
of key technologies for the control strategy of intelligent achieve the position results we expect; however, the premise
knee prostheses is still lacking. is that the joints need to output high impedance, which is
In this paper, we are dedicated to discussing the state- incompatible with the characteristics of human gait. Toward
of-the-art control strategies available and, in contrast to the ideal joint impedance control, generating torque trajectories
above review, we also discuss related technologies that have instead of position trajectories is widely used. This strategy
had a profound impact on these control strategies. The aim uses segmentation functions to model each joint as a virtual
of this paper is to provide future directions for improving the spring–damper system to approximate the torque in each
control performance of prosthetic devices. The structure of phase of the complete gait cycle versus the joint angle and
the paper is as follows. In Sect. 2, we present a brief clas- can provide a functional gait that is representative of nor-
sification of the existing control strategies, and the details of mal gait biomechanics [15]. In other words, the resultant
the working principles are outlined in Sect. 3. To provide a movement of each prosthetic joint is due to a combination of
better idea of future developments, we present the relevant user input and prosthetic input, rather than high impedance

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Intelligent Knee Prostheses: A Systematic Review of Control Strategies

3 Control Strategy
Trajectory
tracking 3.1 Strategies for Trajectory Tracking

High 3.1.1 Echo Control


impedance
Echo control was one of the first solutions to be applied
to powered prostheses [93, 94]. This approach is relatively
simple to implement, whereby the position trajectory on the
healthy side is recorded by sensors and the trajectory is then
Impedance reproduced on the prosthetic side with a time delay [95].
control Although some researchers have used sensors to capture the
kinematic trajectory on the healthy side and implement the
Variable control in the prototype [33, 34], the inevitable wearing of
impedance additional sensors on the healthy side would still be mentally
taxing for the patient. In general, echo control allows for
good trajectory tracking control but also has many disadvan-
Fig. 1  Classification and impedance characteristics of control targets tages, notably (1) it has a half-step delay and patients must
for lower limb prostheses spend time adapting to this rhythm [93], (2) almost all lower
limb movements in amputees need to start with the healthy
leg [34], and (3) the control scheme relies heavily on the
control generated by the prosthetic input alone [32]. As regularity of the steady-state gait period, which further leads
shown in Table 1, we classify the existing outstanding con- to reduced flexibility of the prosthesis [33, 35].
trol strategies according to the ideal control objectives of the
lower limb prosthesis, i.e., joint trajectory and joint imped- 3.1.2 Complementary Limb Motion Estimation
ance torque. In particular, the first subset of layers includes
replay methods, continuous control approach, finite-state CLME was initially developed and successfully tested in
approach, and volitional control methods. A more detailed the field of rehabilitation robotics [96, 97]. Vallery et al.
description of these control strategies will be developed in performed an experimental evaluation [97] and applied
Sect. 3. this control strategy to control a knee joint prosthesis [30].
Unlike echo control, CLME measures the kinematic data of
the residual limb rather than the sound leg and then regresses
these data to obtain a mapping function that performs
a deduction of the intended action of the impaired limb,
which means that CLME can respond to the controller with
very little or no delay. The control strategy can be explained
by the physiological movement phenomena of the human
body, as the person exhibits strong inter-joint coordination

Table 1  Classification of Control targets Control strategy References


prosthetic control strategies
corresponding to different Trajectory tracking Replay approach Echo control [33–35]
control targets
Complementary limb motion estima- [30, 36, 37]
tion (CLME)
Classifier-based trajectory tracking [17, 38–41]
Continuous approach Virtual constraint control [13, 42–53]
Joint impedance torque Finite-state approach Finite-state impedance control (FIC) [9, 11, 12, 14,
15, 29, 31, 32,
54–78]
Volitional control Volitional-FSM control [79–86]
Direct mapping of torque [10, 87–89]
Neuromuscular model control [90–92]

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L. Li et al.

while moving, and this intrinsic link can be discovered in continuous phasers to produce a stable walking speed. The
the representation of a mapping function [98]. However, thigh phase angle strongly parameterizes the user's ipsilat-
the fact that CLME faces a more complex hardware system eral leg joint pattern during non-smooth walking, so that the
than other control strategies is the main reason that limits its same phase variables can be used to define periodic virtual
development in the field of prosthetics. constraints for any speed/slope condition, allowing multiple
amputee subjects to walk with the same fixed control gains
3.1.3 Classifier‑Based Invariant Trajectory Tracking Control under these conditions [49]. Virtual constraint control shows
great potential for clinical benefit, but there is still a need to
Following an invariant trajectory requires setting a corre- prove compatibility and applicability across multiple activ-
sponding trajectory for each detected movement pattern, ity modes.
triggered by the recognition result of the classifier. For
example, Mendez et al., propose a heuristic algorithm-based
trajectory following control for swing phase, where mul- 3.2 Strategies for Joint Impedance Torque
tiple pre-set swing trajectories are switched by threshold
determination. When crossing an obstacle, subjects would 3.2.1 Finite‑State Impedance Control
hold the residual limb longer and minimum-jerk program-
ming switched the swing trajectory to the appropriate knee To achieve more precise, human-compatible control of pros-
flexion angle, thereby increasing foot clearance across the theses, intelligent bionic devices must make constant con-
obstacle [40]. Gao et al. used electroencephalogram (EEG) trol decisions during movement. This is undoubtedly a huge
signals processed using the discrete wavelet transform, and challenge since our gait is a highly complex behavior [100].
the extracted time–frequency domain features were used Therefore, researchers often use FSM to divide the gait
as input to a support vector machine to classify the user's cycle into several states. The identification and switching
hypothetical movement intentions, with the prosthetic limb rules between these discrete states is an important aspect, as
executing the corresponding gait trajectory generated by the energy is generated and transferred to the user at the appro-
encoded ground reaction force based on the classification priate equilibrium point during the transition of the phase
results [41]. Classifier-based trajectory tracking control must by means of a virtual spring-damping system and remains
be programmed with specific trajectories for each activity passive for the rest of the time [101]. In this way, the ideal
that the user may perform. In addition, intent recognition joint torque for each gait phase can be approximated by the
algorithms are at a premium, either heuristic rule based or output of a segmented impedance function. The process of
machine learning algorithms that ideally operate with 100% FIC is shown in Fig. 2. During ambulation, the control pro-
online accuracy; otherwise, they can lead to gait distortions cess of the prosthesis determines the current control model
and even cause the user to fall. based on gait events, while the identification of gait events
and the switching of the control model rely on feedback from
3.1.4 Virtual Constraint Control multiple sensors. Please note that the impedance function is
not a fixed functional equation and that different step phases
The virtual constraint control method uses the effective tra- require the setting of appropriate impedance parameters. A
jectory of a monotonic phase variable defined by the kin- typical impedance framework is shown in Eq. (1):
ematic parameters of the lower limb as a virtual constraint,
(1)
( )
which represents a continuous gait phase enforced by the 𝜏m = km 𝜃 − 𝜃em + bm w,
drive of the device during walking to achieve a uniform gait
where 𝜏 is the joint torque, k is the stiffness coefficient, 𝜃 is
similar to that of an able-bodied person [44]. Gregg et al.
the joint angle, 𝜃e is the equilibrium position, b is the damp-
obtained an effective shape based on the trajectory of the
ing coefficient and 𝜔 is the angular velocity of the joint. m
center of pressure and the position of the ground reaction
represents the gait phase, and the corresponding impedance
force under the foot (mapped to the reference frame of the
parameters are km , 𝜃em and bm . This impedance law is widely
movement on the standing leg) [43–46]. However, in Ref.
used; for example, Sup et al. [54] divided the gait cycle into
[44], only the standing phase of a gait cycle used virtual
a stance phase, where the stance phase is provided with a
constraints, while the swing phase used an FSM, which may
high stiffness by an impedance function to prevent excessive
result in a delayed or discontinuous switch from the stand-
flexion, and a swing phase that acts as a damper to assist in
ing phase to the swing phase [99]. Gregg et al. [13] have
the flexion of the prosthesis. The same impedance control
recently used the discrete Fourier transform to parameterize
law is used to control the powered knee and ankle prosthesis,
the phase angle of the residual thigh with a periodic virtual
except that the FSM consists of five walking states for more
constraint that continuously defines the joint kinematics
precise control [56, 58].
required for gait, unifying the entire gait cycle and allowing

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Intelligent Knee Prostheses: A Systematic Review of Control Strategies

Fig. 2  FIC realizes conversion


from high-level intent to low-
level motor control High-level control

Switch rules

1 2 3 4 5

Knee angle (deg)


Biological sensors

Gait phase (m)

Impedance laws
Mechanical sensors

Low-level control

Table 2  FIC law used in Ref. [14] behavior of the knee, consistent with the net work and stand-
State Control law Gait phase
ing flexion angle produced by the biological knee joint.
In general, FIC has been popularly applied in various
1 𝜏 = b𝜃̇ Stance research teams and has achieved considerable control results
2 𝜏 = k(𝜃 − 𝜃k ) + (b1 (𝜃 − 𝜃b )2 + b2 )𝜃̇ Early swing flexion [9, 11, 14, 15, 29, 31, 54–76], yet refinements on this con-
3 𝜏 = b1 (𝜃 − 𝜃b )2 + b2 𝜃̇ Late swing flexion trol strategy have not stopped until now. The first step is
( )

4 𝜏 = k(𝜃 − 𝜃k ) + b𝜃̇ Early swing extension to further improve the adaptability of the controller, which
5 𝜏 = (b1 (𝜃 − 𝜃b )2 + b2 )𝜃̇ Late swing extension requires the design of controllers other than for level walking
(e.g., ascending and descending stairs), and the parameters
of the PD gain and switching rules must be adjusted for both
The impedance control law can likewise be expressed different users and different activities at each gait period
by Eq. (2): to achieve the best possible control. However, more task
)3 controllers imply more parameter tuning, which not only
(2) costs the clinician hours for different patients [74], but also
(
𝜏m = k1m (𝜃 − 𝜃em ) + k2m 𝜃 − 𝜃em + bm w.
the curse of dimensionality caused by multi-dimensional
The joint torque 𝜏m in each gait can be described by a parameters can degrade the performance of the classifier. In
combination of linear and cubic stiffness terms and linear addition, although Liu et al. suggested the use of transition
damping, where k1m and k2m characterize the linear and rules based on Dempster–Shafer theory (DST), which gener-
cubic stiffnesses corresponding to the gait phase and the ated higher accuracy in state transition times [12], it remains
other parameters are consistent with those described in a challenge to precisely determine the relative times within
Eq. (1). This impedance control law was used in a four- the gait cycle and achieve accurate, seamless, and smooth
phase FSM by Sup et  al., and was able to provide the mode switching [100, 102, 103].
required joint torque to produce a near-normal gait [15,
70]. 3.2.2 Volitional Impedance Control
As opposed to changing the impedance parameters of a
separate impedance control law to output torque in different Volitional-FSM Control Unlike the previously mentioned
steps, Rouse et al. [14] designed for each state an individual classifier-based invariant trajectory tracking control, in this
impedance law (Table 2), and experimental results on ampu- approach, machine learning as a core component of high-
tee patients showed biomechanically accurate torque-angle level control enables classification of user motion intent

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L. Li et al.

and switching of control models based on fused signals without a model, which can lead to inaccurate EMG and
from multiple sensors (Fig. 2). A corresponding impedance torque relationships [28]. The second is the need for online
method is used for each mode, and the transition of states is adjustment of the control gain by the adaptive controller
achieved through the FSM. For example, Ha et al. [80] col- [106].
lected surface EMG from the patient's residual hamstrings Neuromuscular model-based control To ameliorate the
and quadriceps, and given an impedance framework, the shortcomings of directly mapping torque using EMG sig-
subjects were able to accurately track positional commands nals, some studies have been conducted to model the torque-
in a virtual environment (non-weight bearing), showing generating muscles to further improve the robustness of the
the potential for controlling powered prostheses, even with control [107, 108]. Thatte et al. proposed a neuromuscular
ankle motion. This hypothesis was subsequently tested by model-based control method for prosthetic limbs [90]. The
Hargrove et al., where knee and ankle motion could be accu- model uses the seven Hill-type muscle–tendon units of the
rately decoded using EMG signals measured from residual human body (hip flexors, gluteus, hamstrings, vastus, gas-
muscle [81], which showed a strong potential for subject trocnemius, soleus, tibialis anterior), where the torque and
control of the ankle joint through real-time feedback from oscillation control generated by the muscles is converted
powered knee prostheses [79]. Hargrove et al. proposed a by the SEA controller into motor voltage and generate joint
targeted muscle reinnervation (TMR)-enhanced control torque in the seven-linked planar biped. Machine learning is
system, where the fusion of EMG signals and mechanical an alternative to creating a biological muscle model based
sensor data enables not only the system to correctly identify on a mathematical model (i.e., a 'Hill-type' muscle model)
walking patterns and generate corresponding knee and ankle [91]. This approach will effectively deal with the non-linear
torques, but also enables the user to safely switch movement relationship between EMG and kinematic and kinetic signals
patterns to cope with different terrains [82, 83]. The benefits [109]. Besides, the patient and the prosthesis are driven by
of Volitional-FSM control are, firstly, based on the fusion almost identical neuromuscular control, which facilitates the
of biological and mechanical sensor signals providing an response to unexpected situations such as tripping and then
appreciable recognition rate, and in addition the myoelectric reacting and continuing to walk, a response effect that can-
signals help with pattern prediction and early switching for not be achieved with impedance control. However, solving
intuitive prosthetic control. However, obtaining high-quality the forward dynamic calculations of such musculoskeletal
biosignals is difficult, which usually requires attaching the models can be time-consuming, thus hindering the real-time
sensor to the skin, and these electrical signals are usually control of robotic devices.
weak and susceptible to interference, not to mention the
looseness and vibration caused during walking.
Direct mapping joint torque It has been shown that the 4 Key Points to Enhance
EMG signal can be used to predict or decode the net torque
[104] and impedance [105] generated from the joint. Some The control strategies for intelligent knee prostheses have
researchers have experimented with direct EMG control been discussed above. Though there is currently no standard
under level-ground walking [10, 88] and stair ascent con- solution, they share the common aim of providing patients
ditions [87, 89]. In these control systems, the high-level with better walking function and helping them return to
controller contains feed-forward proportional myoelectric social life earlier. Before these control strategies can reach
signals and the low-level controller includes feedback for their full potential, the challenges associated with these sys-
kinematics or dynamics. For example, in Ref. [87], the sys- tems must be addressed. We have outlined potential areas
tem is an open-loop feedforward torque control model with of improvement based on the contents of Table 1, and the
only proportional myoelectric signals as feedforward signals. main criteria for inclusion are the outlook of the authors on
In the low-level controller, the author proposes a propor- their work as well as the description of shortcomings in the
tional myoelectric control law that outputs a desired joint article, and, additionally, the time frame was 2015 to the
torque based on the surface EMG signals and then the trans- present. The results are illustrated in Fig. 3, where a total of
fer function outputs the desired motor current. Using EMG 23 articles were selected (including 7 on replay approach, 4
signals to directly map joint torque has both advantages and on continuous approach, 7 on finite-state approach, and 5 on
disadvantages. The merit is that, although using the EMG volitional control) and potential upgrade targets (40 items)
signal as a proportional control input to obtain the desired were recorded. Note that some articles provided an outlook
joint impedance can be easily generated by other methods, on multiple areas, which means that the aggregated number
user feedback indicates that they have an increased sense of upgrade elements will be larger than the total number of
of control over the device [26], which suggests that sub- articles. After further sorting, we found that 40% of the arti-
jects can achieve good volitional control through training. cles show a keen interest in future enhancements to the sys-
Some points for improvement are, firstly, the direct mapping tem for intention recognition, including verification in more

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Intelligent Knee Prostheses: A Systematic Review of Control Strategies

Parameter
Sensor system
10% optimization
Reliability 18% Parameter tuning
[9], [33], [37], [78], [83], [9], [40], [69], [78]
[85], [86]
Sensory feedback Eigenvalue optimization
[83] [78]

7% Intent recognition
Others
Activities
Subjects
[13], [47], [48], [53], [68],
[40], [65], [90]
[78], [86]
Prosthetic 40% Mode transition
evaluation [39], [40], [48], [76]
Accommodation
[17], [40], [53], [71], 25% Accuracy
[37], [41], [78], [83], [85]
[77], [83], [84]
Anti-interference
Hardware platform
[78], [83], [84], [90]
[9], [17], [34], [53], [77], [86]

6 Intent recognition Sensor system Prosthetic evaluation Prosthetic evaluation Others Total
(16) (7) ( 10) (4) ( 3) (40)
Research directions
Number of Literature

0
Replay approach Continuous approach Finite-state approach Volitional control Total
(7) (4) ( 7) (5) (23)
Control approach

Fig. 3  Overview of potential areas for improvement based on the control strategies summarized in Table 1

activities scenarios, increasing the accuracy of the classifier, intent as well as the environmental terrain, which provides
natural switching of modes, and anti-interference capabil- a reference target for the ideal state of the prosthesis. As a
ity. 25% of the articles saw a need for future upgrades to the matter of fact, many researchers have developed classifiers
prosthetic evaluation and we encompassed accommodation capable of recognizing various terrains and have achieved
time and hardware platform. Views on improvements to sen- satisfactory results. For example, a typical use of a heuris-
sor system and parameter optimization occupy 18% and 10% tic rule algorithm as a classifier (high-level control) is the
of the references in Table 1, respectively, along with some CYBERLEGs series, with insoles and IMUs as decision
other research directions, but are not considered as the focus signals into the FSM, which consists of eight states: initia-
of this paper. References and specific classifications of these tion, termination, standing, walking, ascending, quiet sitting,
techniques are shown in Fig. 3, and detailed discussions are sitting down, and standing up. Experiments have shown a
developed in the following subsections. recognition success rate of over 94.8% for all states [64,
110]. Machine learning-based classifiers are now widely
4.1 Intent Recognition used in intelligent knee devices. Classifiers like artificial
neural network (ANN) [111], linear discriminant analysis
4.1.1 Activities and Accuracy (LDA) [79, 112], Gaussian mixture model (GMM) [113],
quadratic discriminant analysis (QDA) [80], and dynamic
Intent recognition is one of the paramount elements of Bayesian network (DBN) [82, 114–116] have achieved satis-
intelligent knee prostheses; it serves to recognize the user's factory recognition rates in the Vanderbilt series prostheses.

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The main recognition areas, however, are restricted to five instability in the user [125]. For example, misclassification
modes of level walking, stair ascending and descending, and between level walking and ramp ascent is actually not sig-
slope ascending and descending. Recently, deep learning nificantly felt by the patient, because the impedance settings
techniques have received attention in pattern recognition of the two are relatively close. Even in the case of false
for bionic devices. Research has shown that convolutional recognition, there are potential solutions to reduce the per-
neural network (CNN) can achieve high recognition rates in formance impact of the error on the user's gait as long as
a wide range of motion patterns [117, 118]. It can also be the error is detected within a certain time frame [126]. In
used for intent recognition based on machine vision, which other words, a clear criterion for the critical time window
relies more on the environmental information collected from for walking mode transitions seems to be more important for
the camera [119, 120]. achieving natural and seamless movement mode transitions,
In general, it will not be difficult to raise the accuracy of and it may require careful adaptation to different mechanical
classifiers by fusing EMG [121, 122] and mechanical sig- designs and individual user situations [124].
nals or bilateral lower limb neuromechanical signals [123]
to achieve sample diversity, to establish more complete 4.1.3 Anti‑interference
switching rules or training data. However, this is limited to
some specific motion patterns; although machine learning- Despite the increasing maturity of EMG signal-based pattern
based classifiers can be trained off-line continuously and recognition and intuitive control of prostheses, the presence
over time to improve classifier performance, they struggle, of multiple internal and external influences such as muscle
as do heuristics, to model or build rules for unpredictable fatigue [127], electrode displacement [128], and socket loos-
events. It may be necessary to rely on further development ening has greatly affected the performance of the system.
of volitional control to resolve the situation. Machine vision Having good resistance to interference is necessary to solve
classifiers based on deep learning will be promising, as their dilemma in commercial use and clinical trials. Many
reflected by the potential to handle some emergency situa- researchers have recently proposed solutions to address
tions and recognize more irregular activities while exerting these headaches, such as using a log-likelihood metric to
high accuracy, although this may require a large number of detect whether the EMG signal receives a perturbation and
samples for training. to determine whether the classifier uses separate mechanical
sensors or fused information to predict motion patterns [84],
4.1.2 Mode Transition or perhaps using an online adaptive algorithm to adapt to
changes in the input signal [85, 86]. These online adaptive
A critical issue that needs to be addressed to achieve comfort algorithms minimize the degree of interference signals to the
in facing multiple terrains like a normal person is an assur- extent possible, but the stability of the EMG signal-based
ance that the prosthesis can achieve a safe and seamless task pattern recognition system still requires a robust EMG signal
transition to the predicted pattern, which will affect the user's acquisition environment such as an adapted patient's socket
trust in the prosthetic device. For example, Varol et al. [113] and high-performance electrodes to fundamentally improve
proposed an activity switching controller based on a voting the system.
scheme, where the pattern switch occurs if more than 80%
of the classification results agree and the current activity pat- 4.2 Sensor System
tern is locked for a period of time after the switch. Although
the switching process is limited to a specific phase, experi- 4.2.1 Reliability
ments have shown that users do not feel a perceived delay.
Huang et al. [121] similarly achieved a high precision and The decision-making signals output by the control strategy
seamlessly and safely implemented task switching function; all need to be triggered based on feedback from the sensor
however, such a process is also switched at a specific critical system, which places strict requirements on the reliability
time. To investigate the effect of switching timing on control of the signals. Bernal-Torres et al. used an inertial measure-
performance, Zhang et al. [124] quantified performance and ment unit (IMU) to record the motion information of the
balance in activity transitions to provide important guid- healthy leg and was able to accurately playback no more
ance and criteria for determining mode switching times for than 2° of error in the prosthetic test platform [33]. Vallery
powered prostheses, and experimental results showed that et al. [30] used a goniometer–gyroscope device to measure
switching control modes too early or too late can interfere knee and hip flexion angles and velocities in both legs as
with the user's walking stability. input to a mapping function for trajectory supplementation
While sensor fusion techniques can help to reduce the of the residual limb, and gait evaluation showed promis-
error rate of intent recognition, it has been shown that not ing results. Furthermore, to identify information about
all misrecognition causes a subjective perception of walking gait phase, joint angle (potentiometer [10, 12, 32, 129] and

13
Intelligent Knee Prostheses: A Systematic Review of Control Strategies

encoder [11, 14]), torque (axial force sensors [11, 130], load a corresponding myoelectric signal is generated while the
sensors, and insoles [110]), position and velocity (Hall effect antagonist muscle stretches, producing afferent feedback
sensors [11, 62]) are also widely used as control variables for that is transmitted through its motor nerve [145]. Recent
FIC of active knee prostheses with satisfactory results. Not studies applying the AMI technique to transtibial amputees
surprisingly, the mechanical sensors demonstrated substan- and transfemoral amputees have shown that establishing
tial reliability in multiple control strategy tests, albeit mostly interfaces to reconnect severed agonist–antagonist relation-
done in a laboratory setting. Unlike mechanical sensors, the ships will potentially enhance prosthetic controllability and
electrodes are usually used to collect surface EMG signals sensory feedback [145, 146]. Another method is to stimu-
from the muscle groups on the side of the residual limb and late sciatic nerves by implanting sensors that evoke sensa-
are located on the wall of the socket. However, obtaining tion in the phantom legs and feet. The kinematic or kinetic
robust surface EMG signals is still difficult, since it has more information collected by the external sensors is coded in the
variability and noise than mechanical sensor data. One first controller and converted into parameters for neural stimu-
solution is to provide a stable myoelectric acquisition envi- lation. These parameters drive the activity of the sciatic
ronment for the electrode sensors. The requirement for the nerve implant, which is ultimately felt by the patient via
socket is to minimize its movement relative to the bottom neural transmission [147]. For example, in recent studies
residual muscle of the patient, maintaining good contact where patients were implanted with transversal intraneural
between the electrode and the skin [131]. The second solu- multichannel electrodes (TIMEs), experiments showed that
tion is to design adaptive filtering for feature values that sensor-induced sensory feedback led to improved confidence
are susceptible to variation due to external influences [132], in the prosthesis [148], mobility [147], and finer pressure
which effectively reduces non-smooth artifacts and improves perception [149] through integration with the prosthesis. In
the robustness of the system. Another solution is to use addition, flat interface nerve electrodes (FINEs) have been
higher-performance electrode sensors such as high-density shown to be successful in lower extremity sensory feed-
EMG systems and implantable electrodes [133–135]. These back recovery applications, where people implanted with
sensors are implanted on the surface of human muscles and FINEs are more perceptive of some spatially extended areas,
provide a better quality of EMG signal than the electrodes indicating that users can perform better balance and motor
applied to the surface skin [136]. movements [150].
No doubt, the future of prosthetics will continue to delve
4.2.2 Sensory Feedback into the direction of sensory feedback, as it is about user sat-
isfaction with prosthetic technology. However, this process
Able-bodied people can autonomously adjust their gait to will certainly be accompanied by extensive clinical trials,
adapt to different environments based on visual, sensory, material improvements for long-term skin implant sensors
and other feedback [137]. Top-notch intelligent prostheses [151], computational models for designing neural interfaces
replace the patient's disabled motion sensory circuitry with [152], etc. More importantly, for this technology to move
sensors as decision signals, but the lack of sensory feedback toward widespread use or even commercial use, more health-
makes the patient less cognizant of the prosthesis [138, 139], care professionals are still needed to provide a training base
leading to significant safety concerns when driving a car, and psychological counseling for patients.
navigating uneven terrain, or climbing ladders [140]. Better
cognitive integration of the user’s limb with the prosthesis 4.3 Prosthetic Evaluation
will contribute to their confidence and satisfaction with the
prosthesis [141]. 4.3.1 Accommodation
In recent years, multi-faceted efforts have been made by
researchers to address the perceptual recovery of patients Prosthetic accommodation prior to prosthetic evaluation is a
with above-knee amputations. Restoring sensory feedback complex, but necessary process. In addition to the need for
out of the residual limb through non-invasive techniques is prosthetic experts to coordinate various aspects of the pros-
an easily achievable means, such as vibration [142, 143] thesis, such as control parameters and mechanical specifica-
and tactile stimulation [144]. This is not the best alterna- tions, to accommodate different users, it also requires the user
tive, because the difference in the location of the feedback to train under the guidance of a prosthetic expert to fit the
leads to a forced adaptation of the subjects to train. The use prosthesis. The accommodation modalities of prostheses are
of agonist–antagonist myoneural interface (AMI) to restore currently divided into wear training and virtual tracking train-
autonomic sensation in amputees is a promising clinical ing. Current evidence on the accommodation period required
surgical approach. The agonist–antagonist muscle relation- by different users is limited [153, 154], partly because different
ship is an afferent feedback modality for lower limb joint users have different physical conditions and their subjective
motion control, in which when the agonist muscle contracts, perceptions of the comfort of walking with the device on may

13
L. Li et al.

vary. On the other hand, the range of motion of the training using FIC, since multiple phase parameters need to be con-
varies, which leads to accommodation times ranging from figured for one walking cycle. Personalizing the device for
a few minutes [9, 14] to several hours for patients [39]. For different users in a manually tuned manner can take a lot of
virtual tracking training, primarily applied in experiments of labor time when the number of movement patterns increases
volitional control [80, 146, 155], the patient needs to complete and the continuous state of the device control can lead to a
the corresponding trajectory task according to the instructions high-dimensional curse. The most used approach is to reduce
in front of the display, which is usually a multiple and long- the number of parameters directly and indirectly by rede-
cycle process to achieve good performance requirements [80]. signing the controller model (define fewer states) [11] or by
In the future, it will be necessary to refine the evaluation index excluding unnecessary parameters [73] (Table 4). Although
of user accommodation time, while professional prosthesis the method described above alleviates the labor time of
experts develop training programs based on the user's own the prosthetist to a certain extent, it still requires manual
condition and clinical indicators [156]. Moreover, the appro- off-line tuning of parameters. Artificial intelligence-based
priate use of sensory feedback technology to improve the user's tuning methods such as cyber expert systems [158] and
trust and perception of the prosthesis will further raise the gradient descent have demonstrated the potential of online
efficiency of the control strategy evaluation of the prosthesis. tuning. However, the tuning performance of these systems
for high-dimensional impedance data needs to be evaluated.
4.3.2 Hardware Platform Huang et al. proposed an adaptive dynamic programming
(ADP) tuner to achieve automatic online adjustment of 12
The evaluation of control strategies for intelligent prostheses impedance parameters of the prosthetic knee [68]. This is
requires subjects to participate in extensive testing to gener- the first time that a reinforcement learning-based control-
ate convincing data. This is critical because the prosthetic ler has been used to personalize the control parameters of
manufacturer can tailor the control program based on the a prosthesis, owing to the ADP's ability to process high-
results of the evaluation. However, before testing control dimensional control variables and its superior handling of
strategies, researchers tend to dedicate substantial time to non-linear systems.
a hardware platform for the prosthesis, which is extremely Manual tuning approach is still an indispensable approach
inconvenient for the comparison and application of control at the current stage, as it requires the rehabilitation physician
strategies. Based on the results of the review in Fig. 3 that to set the initial parameters according to the user's physical
involves prostheses, we have expanded in Table 3, to better conditions. Building on this to optimize the control param-
illustrate where the current prosthetic hardware platforms eters by various algorithms or online tuning to promote per-
are problematic. In mechanical terms, the actuator should sonalized efficiency would be promising, although for now
have some bionic design to meet the biological character- it still relies on implementation in a laboratory environment.
istics of human joint motion, so that the user perceives that
this is not the result of motion produced by the prosthesis 4.4.2 Eigenvalue Optimization
alone [77]. From the electrical system, the dazzling array
of communication and power tethers will make it difficult To obtain a highly accurate pattern recognition system, a
for some prostheses to get out of the laboratory for testing large number of sensors were put into use; for example,
[9, 12, 13]. On top of that, a common phenomenon is that Spanias et al. fused EMG signals with mechanical sensors,
the prosthesis is overweight [9, 65, 77], which makes the involving a total of 22 sensors, of which 16 eigenvalues
prosthesis much less portable. Obviously, the wide variety were defined, which led to a system recognition accuracy
of hardware platforms for prosthetics is still not standard- of more than 96% [85]. However, wearing too many sen-
ized, thus creating performance gaps in control strategies. To sors will lead to user resistance, and the associated increase
reduce the duplication of work in the bottom hardware build in features can cause overfitting and reduce the classifica-
and allow researchers to focus on the control system chal- tion performance. That means it is worthwhile for research-
lenges, Azocar et al. proposed Open-source leg, a systematic ers to explore the trade-off between classifier performance
open-source platform that provides a complete reference for and system complexity. In other words, it is commendable
mechatronic design [76]. if a system has low complexity but can achieve high per-
formance. Chen et al. proposed a parameter optimization
4.4 Parameter Optimization strategy that avoids using the same parameters for all stages
and instead selects the best classification parameters for each
4.4.1 Parameter Tuning stage individually, which was shown to reduce the computa-
tional burden and improve the overall classification accuracy
High-performance smart prostheses have to deal with abun- [159]. Khademi et al. used different algorithms, respectively,
dant parameters during control, especially for prostheses Non-dominated Sorting Biogeography-Based Optimization

13
Table 3  Overview of hardware platforms for different prostheses
Prosthesis Mechanical properties Electrical system H (mm) TM (g)
DU Transmission CT (Nm) SS Comm to EP PS BL
KJ AJ

Open-source leg [76] T-motor U8-16 Two-stage timing belt, 50 59 JE, ME, LS, IMU W O 17500 Ss ADJ 3900
four-link mechanism
Utah leg [39] Maxon EC 4pole A roller screw and a tim- 39 NA JE, ME, IMU, LS W O 8000 Ss & 40 floors ADJ 2600
ing belt transmission
TF 8 leg [69] T-motor U10-Plus Motor is directly inte- NA NA JE, ME, FS, CS, TS, W&T O 5500 Ss 443 3700
grated with the nut of IMU
the ball screw
Intelligent Knee Prostheses: A Systematic Review of Control Strategies

VU leg [11] KJ: Maxon EC-4, AJ: A three-stage belt and NA NA LS, IMU, JE, CS, HS, W O 1.5 h of CW ADJ 5000
Maxon 14pole chain speed reduction ME
transmission
SCSA knee [157] Hydraulic cylinder, A lead screw and gear 7.5 - IMU, LS, ME, AS T O 36,000 Ss or 6 h of CW 300 2200 (KJ)
Maxon EC-22 train
PR leg [9] ILM 85 × 26 motor 3 sun-planetary gears and 57.2 NA ME, TS, LS, OE, IMU T T or O 14,875 Ss 492 6090
3 ring-planetary gears
UTD leg [13] Maxon EC 4pole Belt and ball screw drive NA NA ME, FS, OE, IMU T T NA NA 4800
Ampro leg [65] MOOG BN23 Gear with pulley belt NA NA ME, LS T O NA ADJ 7500
CYBERLEGs Beata leg KJ: Maxon EC-i40, AJ: KJ: SEA with ball-screw 55 30.6 Pressure insoles, IMU, T T NA NA 6500
[77] Maxon EC-4pole mechanism, AJ: MAC- ME
CEPA
CSEA knee [14] Maxon EC 4pole Clutchable SEA with 40 – ME, LS, IMU W O 30,000 Ss or 40 km 285 (KJ) 2700 (KJ)
ball-screw mechanism (8.7 h)

ADJ, adjustable; AJ, ankle joint; AS, angle sensor; BL, battery life; Comm, communication; CS, current sensor; CT, continuous torque; CW, continuous walking; DU = drive unit; EP , external
peripherals; EU, execution unit; FS, force sensor; H, height; HS, Hall effect sensor; IP, installation position; JE, joint encoder; KJ, knee joint; LPB, lithium polymer battery; LS, load sensor; MAC-
CEPA, mechanically adjustable compliance and controllable equilibrium position actuator; ME, motor encoder; MP, microprocessor; MT, maximum torque; NA, not applicable; O, on-board;
OE, optical encoder; PS, power supply; SS, sensor system; S, step; T, Tethering; TS, torque sensor; TM, total mass; WV, working voltage

13

13
Table 4  Overview of parameter tuning methods for different prostheses
Prosthesis Parameters Tuning method Duration Evaluation criteria

Ampro leg [65] 28 WPs (24 IPs, 4 trigger THs), 28 RAP MT 6 TFAs, each 30–45 min (1) Comparison of kinematic and kinetic
(24 IPs, 4 trigger THs), 28 RDP (24 curves, (2) comfortable gait
IPs, 4 trigger THs)
PR leg [9] 28 WPs (4 phases, each contains 6 IPs, MT 8 subjects, each less than 30 min (1) Comparison of kinematic and kinetic
and a radian parameter) curves, (2) comfortable propulsion for
AB
VU leg (3rd Gen.) [11] 6 WPs (2 phases, each contains 3 IPs), Reduce gait phases that require MT of – (1) Comfortable gait, (2) achieve a biome-
push off trigger angle, push off strength parameters chanical movement curve for healthy gait
VU leg (2nd Gen.) [73] 140 parameters (5 modes, 6 IPs for 4 RP and propose a set of initial allocation First parameter tuning in 5 h or less Walk in comfort in five movement modes
states per mode and 20 transitions) parameters, MT
VU leg (1st Gen.) [32] 15 WPs (5 phases, each contains 3 IPs) MT through user feedback and visual – (1) Comfortable gait, (2) satisfy kinematic
inspection and kinetic trajectories
CSEA knee [14] 15 WPs (5 phases) An iterative approach based on three 6–8 min (1) Comparison of kinematic and kinetic
criteria curves, (2) clinical input from prosthetic
manufacturer, (3) comfortable gait
Open-source leg [76] 140 parameters (5 modes, 6 IPs for 4 RP and MT based on feedback from the 2–3 h (1) Tuning continues until a series of
states per mode and 20 transitions) prosthetist and patient clinical walking goals are achieved, (2)
prosthetist, therapists and participants
were satisfied with the performance of
prosthetics
NREL-A1 [68] 12 WPs (4 phases, each contains 3 IPs) OT by ADP controller 10 min or 300 GCs (1) Over 490 GCs, (2) at least three of the
first five tuning iterations of each phase
meet the tolerance criteria

ADP,  adaptive dynamic programming; GC, gait cycle; IP, impedance parameter; MT, manual tuning; OT, online tuning; RAP, ramp ascent parameter; RDP, ramp descent parameter; RP, reduce
parameters; SP, standing parameter; TH, threshold; WP, walking parameter
L. Li et al.
Intelligent Knee Prostheses: A Systematic Review of Control Strategies

(NSBBO) [78] and Gradient-based Multi-Objective Feature strategies involving myoelectric signal processing caused
Selection (GMOFS) [160], to eliminate irrelevant or redun- by external disturbances, which requires the development
dant features and measurement signals while maintaining of suitable adaptive algorithms.
performance, i.e., providing maximum performance and Mechanical sensors have proven their stability and reli-
minimum complexity for gait pattern recognition. These ability in several control strategies, such as echo control,
two frameworks have the potential to reduce the number of CLME, and FIC. However, few reliability evaluations have
parameter calibrations and clinical visits. been performed in an environment away from the labora-
tory, and future work may be needed to complement this
aspect. Volitional control based on surface EMG signals
5 Discussion from residual limbs has shown promising results in some
non-weight-bearing situations, but the performance in
In this paper, we summarize the control strategies corre- real-world applications frustrates users because the sen-
sponding to the current dominant control goals (position and sors are affected by external noise, position shifts, etc. that
impedance) of the intelligent knee robot. Although these weaken the performance of the control system. Therefore,
control strategies have been successfully implemented and to make users change their minds about volitional control,
validated in the relevant experiments, the existing defects the upgrade of the sensor system is the first step to be
still fail to deliver the best performance of the controller, taken. The recent use of invasive electrodes to produce
which makes it difficult to define a standard control method. neural stimulation on the user has shown great potential
To develop a full-fledged control system, we believe that it for control and sensory feedback effects, which is encour-
is necessary to upgrade and refine the associated key tech- aging for voluntary control. While we still have a long
nologies based on the existing control methods. We have way to go before the technology is widely available, it is
synthesized the future perspectives or research limitations exciting to see what a reliable sensor system with sensory
of the control strategies covered in Table 1, the results show feedback can do for the control system at that time.
that intent recognition and prosthetic evaluation are the key Almost all control strategies share the problems of
issues for all control strategy upgrades. The former should small sample size, long testing period, tedious operation,
provide an accurate, universal, naturally switching, inter- and poor repeatability during performance evaluation. In
ference-resistant ideal device state for the control strategy. the early stages of evaluation, relevant medical profes-
The latter should provide a high-performance, portable, and sionals should provide appropriate guidance and develop
customizable prosthetic hardware platform to ensure the an objective training program, and quantify the accom-
performance of the control strategy and provide hardware modation time of the prosthesis in the future to further
support for subsequent targeted improvements. Besides, the accelerate the user's proficiency and self-confidence in the
sensor system is a common object of concern in addition prosthesis. In addition, an integrated modular and func-
to the continuous approach, whereas the volitional control tional prosthetic hardware platform needs to be developed
expresses a stronger desire to upgrade the reliability and sen- to facilitate the testing of different subjects and the com-
sory feedback function of the sensor system (Fig. 3). Finally, parison of different control strategies, so as to improve
continuous parameter optimization would have considerable the efficiency of prosthetic performance evaluation and
benefits for clinical applications, but currently, it is mainly subsequent control fine-tuning. We have every reason to
the FIC that is doing the relevant work. believe that the continuous optimization of the prosthetic
As the functionality of the base activity continues to evaluation process will provide more targeted improve-
improve, more expansion modes will be supported by ments to the control strategy in the future.
prosthetics in the future. For some irregular activities that Tuning the impedance parameters is a key technique that
are difficult to establish rules or modeling training, deep must require attention for FIC. Although manual tuning by
learning-based machine vision classifiers may have a bet- experts takes a lot of labor time, it is necessary at this stage,
ter chance, although it puts a higher level of computational especially to set the initial impedance parameters. Online
performance on the controller. For both FIC and voli- update of control parameters based on user gait informa-
tional-FSM control, seamless, natural mode switching is tion through artificial intelligence technology to improve the
as important as recognition accuracy. The former requires efficiency of personalization will be an interesting research
a standard critical window time individually designed to direction for the future. Once the technology is available
suit the mechanical configuration or the user's own situa- out of the laboratory environment, it is believed that the
tion, while the latter can be achieved to a foolproof level enhancements to FIC will be tremendous. In addition, keep-
by increasing the amount of sample data, off-line learning ing high performance while reducing the input feature values
time, and techniques for information fusion. It is also nec- of classifiers is a worthwhile future direction, especially for
essary to alleviate the performance degradation of control multi-sensor fusion prosthetic systems.

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L. Li et al.

6 Conclusion 4. Kaufman, K. R., Bernhardt, K. A., & Symms, K. (2018). Func-


tional assessment and satisfaction of transfemoral amputees
with low mobility (FASTK2): A clinical trial of micropro-
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thesis using dempster-shafer based state transition rules. Jour-
National Natural Science Foundation of China (grant no. 62073224)
nal of Intelligent & Robotic Systems, 76, 461–474.
and National Key Research and Development Program of China (grant
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