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Neurophenomenology

Phenomenology and Embodied Action


Michael Beaton • University of the Basque Country, Spain • mjsbeaton/at/gmail.com
> Context • The enactivist tradition, out of which neurophenomenology arose, rejects various internalisms – includ-
ing the representationalist and information-processing metaphors – but remains wedded to one further internalism:
the claim that the structure of perceptual experience is directly, constitutively linked only to internal, brain-based
dynamics. > Problem • I aim to reject this internalism and defend an alternative analysis. > Method • The paper pres-
ents a direct-realist, externalist, sensorimotor account of perceptual experience. It uses the concept of counterfactual
meaningful action to defend this view against various objections. > Results • This account of experience matches
certain first-person features of experience better than an internalist account could. It is fully tractable as “normal
science.” > Implications • The neuroscientific conception of brain function should change from that of internal repre-
sentation or modelling to that of enabling meaningful, embodied action in ways that constitutively involve the world.
Neurophenomenology should aim to match the structure of first-person experience with the structure of meaning-
ful agent-world interactions, not with that of brain dynamics. > Constructivist content • The sensorimotor approach
Philosophical Concepts in Neurophenomenology

shows us what external objects are, such that we may enact them, and what experience is, such that it may present us
with those enacted objects. > Key words • Neurophenomenology, perception, experience, sensorimotor contingency
theory, direct realism, externalism, qualia, counterfactuals.

Introduction There is one research programme in brain-based and sensorimotor view of ex-
particular within the broadly enactivist perience, and to argue that such a view has
Neurophenomenology, as named and camp that already points in the right direc- advantages when applied on both the mind
as practised, seeks to discover structural tion, towards understanding not merely that and the world sides of the “neuro”-phenom-
similarities between neural dynamics, as the world is constitutively involved in our enology equation.
disclosed via physical and mathematical experience, but also how. That programme
investigation, and experiential dynamics, as is the sensorimotor approach, as introduced
disclosed via the phenomenological meth- by Kevin O’Regan and Alva Noë (2001). I Phenomenology
od. It is the first half of this equation that hope that the broad outlines, and even most and introspection
this paper will question: the emphasis (in of the details, of the sensorimotor view as
name and in fact) on neural dynamics. This presented here will be standard. But when A key tactical problem for phenomenol-
emphasis on the neural (or certainly the it comes to the most externalist aspects of ogy in the cognitive sciences is that many
internal) as the correlate of first-person ex- what I say, I am not clear whether Noë and who are outside the phenomenological tra-
298 perience remains a largely undiscussed bias O’Regan would fully endorse them. I cer- dition tend to dismiss phenomenology as a
in most enactive cognitive science, despite tainly intend at least some of what I say in variant of introspectionism. In their excel-
enactivism’s rejection of other internalist this respect to be novel (at best rather hid- lent book reviewing phenomenology and its
metaphors such as information processing den and implicit in existing presentations of relation to the cognitive sciences, Gallagher
and internal representation. the sensorimotor theory). & Zahavi (2008: 20) observe that Metzinger
It certainly seems hard to imagine that Since this paper is aimed at a general (2003) describes phenomenology as “im-
my conscious experience now could depend audience, including some who may well possible” (Metzinger 2003: 83) and as not
constitutively on something other than what be suspicious of the very notion of phe- able to “provide a method of generating any
is happening inside me right now; even nomenology (especially as to its claimed further growth in knowledge” (Metzinger
more so when we consider forms of expe- distinctness from the failed introspection- 2003: 591). As Gallagher & Zahavi rightly
rience such as imagination (in which no ist paradigm of the late 19th and early 20th note, Metzinger dismisses phenomenology
physical object of perception could even be centuries), I will firstly say something brief as if it were a form of the failed introspec-
argued to be currently acting so as to influ- to address these worries. Then I will outline tionist programme for psychology initiated,
ence the ongoing experiential dynamics). neurophenomenology itself, defending the in the late 19th century, by James, Wundt
Despite this difficulty, I will argue that the claim that (as actually practised, and despite and others.
specifically neuro- aspect of the neuroph- its own claims to the contrary) it is essential- The agreed (if perhaps slightly oversim-
enomenological approach is a further legacy ly brain-focussed as regards the correlates of plified) problem with introspectionism was
of the internalist framework, one that can first-person experience. Thereafter, I will be that every laboratory came up with different
and should be rejected. in a position to explore and defend a non- results when they “looked inward.” As such,

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

it eventually came to seem empirically ob- reduction and epoché (Gallagher & Zahavi Neurophenomenology and
vious to many of those working within the 2008: chapter 2). But what are these pro- experience
psychological sciences in the United States cedures? It might seem that these must be
that there were no reliable, intersubjectively processes whereby the phenomenologist Neurophenomenology, as an explicit re-
verifiable data to be found using the intro- seeks to set aside the world and to focus search programme going under that name,
spective method. Indeed, the behaviourism only on experience itself (again, cf. Dennett was introduced by Varela (1996). As Varela
of the early and mid-20th century – the 1991: 44). This, I believe, is a crucial misun- describes it:
denial of any scientific reality whatsoever derstanding of phenomenology (though it
to internal mental life – arose precisely as
a reaction to this perceived failure (Watson
perhaps does describe what the introspec-
tionists were trying, and failing, to do).
“  my proposal is that disciplined first-person
accounts should be an integral element of the
1913).
Metzinger and others (e.g., Dennett
What alternative is there? As Gallagher
& Zahavi describe it, the Husserlian epoché
validation of [any] neurobiological proposal.
(Varela 1996: 344, original emphasis)

1991: 44) are expressing a reaction that is is not a process of setting aside the world,
all too common within mainstream Anglo- but rather of abandoning our habitual at- The first-person methods in question
Saxon cognitive science. These authors can- titude to the world. As such, and as they here are particularly those developed by the
not see how phenomenology can possibly clarify: European phenomenological school (e.g.,
be anything distinct from introspectionism: Husserl 1973; Heidegger 1962; Merleau-
the avowed aim of phenomenology is to ac-
cess first-person data methodically, but do
“  The only thing that is excluded as a result of the
epoché is a certain naïvety, the naïvety of simply
Ponty 1962). Of course, there are many more
recent developments. For a typical and very
we not already know, from bitter experience,
that such a research programme is doomed

taking the world for granted. (Gallagher & Za-
havi 2008: 23)
relevant example, see Vermersch (1994) and
Petitmengin (2006).
to failure? Varela explicitly makes clear, when de-
This, from a certain, and not unrea- In a similar vein, Merleau-Ponty writes: fining the term “neurophenomenology,”
sonable, point of view, is a genuinely hard that:
question. Introspectionism did fail to reach “  The best formulation of the reduction is prob-
consensus on many key issues (Schwitzgebel
2012: section 3). Arguably, one reason for
ably that given by Eugen Fink, Husserl’s assist-
ant, when he spoke of ‘wonder’ in the face of the
“ ‘neuro’ refers here to the entire array of sci-
entific correlates which are relevant in cognitive
this was that introspectionists were misled,
by their preferred theories, into finding what

world. (Merleau-Ponty 1962: xv) science. But to speak of a neuro-psycho-evolu-
tionary-phenomenology would be unduly cum-
they expected to find in their own minds
(cf. Dennett 1991: 67–68). But, by the same
And also, strikingly: ”
bersome. (Varela 1996: 330)

token, it seems very hard, perhaps impossi-


ble, to avoid having one’s own (implicit or
“  The most important lesson which the reduc-
tion teaches us is the impossibility of a complete
Of course, I cannot just ignore what
Varela says here. But I do wish to argue
explicit) theories colour (or even fully struc-
ture) all of one’s experience, be it introspec-

reduction. (Merleau-Ponty 1962: xv) that in practice, in most of neurophenom-
enology, including in Varela’s own work,
tive (Beaton 2009a) or exteroceptive. I take this to mean that you cannot com- the strong implicit assumption is that only
How, then, should we proceed? As we pletely stop taking the world for granted. internal neurological happenings will be 299
will see in the next section, Varela urges You cannot turn away from the world com- found to correlate directly with first-person
us to take a “disciplined” (Varela 1996) ap- pletely, towards your experience of it. Stated experience itself.
proach to first-person science. By this, he baldly, this is because your experience of the For instance, later in the same paper,
particularly means to reference the extend- world is a part of the world. More theoreti- Varela says:
ed, and carefully developed, body of work cally, we may well argue that this is because
in the phenomenological tradition (see Gal-
lagher & Zahavi 2008 for an overview). I
experience, in its very structure, entails
the existence of the world that it is about
“ Attention can be understood as one of the basic
mechanisms for consciousness … In recent years
would suggest that Varela also particularly (Putnam 1981: chapter 1; Martin 2006). studies of electrical recordings and … functional
means to contrast such work with the failed Thus, phenomenology, correctly under- brain imaging have led to the identification of
(and “undisciplined”) introspectionism. But stood, and in contrast to introspectionism, [three distinct] attentional networks [in the brain]
can phenomenology really do anything dif- does not suppose that we can or should turn … involving orienting to sensory stimulation,
ferently? Or is it doomed to lead itself astray our attention to some private, internal state activating patterns from memory, and maintain-
in the same way as introspectionism, only or process. Instead, it requires us to attend ing an alert state. … [E]xperiential distinctions
more slowly and carefully? more carefully to how the world is given to between these forms of attention [will] require
Even those of us without a very strong us. We will see below how such an approach detailed structural investigation of the varieties
background in phenomenology will be can work, as we look at various phenome- of ways in which attention is manifest in experi-
aware that phenomenologists talk about nological analyses, including Noë’s detailed ence. … [H]ow is one to investigate the neural
procedures such as the phenomenological analysis of the case of perspectival vision. mechanisms relevant to consciousness unless

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
such experiential counterparts can be sufficiently ing or entertaining a possible perceptual experi- object by mentally evoking and subjectively simu-

discriminated, recognized and trained? (Varela
1996: 341f)

ence of that object or scene. (Thompson 2007:
269)
lating a perceptual experience of that object.
(Thompson 2007: 297)

I provide this relatively full quote to em- This, too, seems hard to disagree with, This transition from talk of “enact-
phasize that when Varela says neural mecha- on at least some possible readings. Thomp- ing or entertaining” a possible experience
nisms, he means it: he supposes that it is the son elaborates this position by talking first (Thompson 2007: 269 & 279) to talk of
goings on in the brain that will directly cor- about visual perception (of actual, present “simulating or emulating” (ibid: 292ff) one
respond to the details of attention disclosed objects), and discussing, in informative and occurs without explicit comment. Indeed,
via phenomenology. subtle detail, the many ways in which visual after introducing these terms (firstly with
Equally, Varela’s (1999) analysis of time perception is phenomenologically unlike the caveat “tempting”) on the neurodynami-
consciousness (endorsed by Gallagher & Za- viewing a picture. Next, Thompson moves to cal side of the equation (ibid: 290f), Thomp-
havi) proposes that… the case of visual memory (introducing the son then uses them (without any caveat or
technical notion of re-presentation: of hav- explicit justification) on the phenomeno-
“ 
Philosophical Concepts in Neurophenomenology

[a neural] integration-relaxation process at the ing something before one’s mind but as not logical side of the equation in the rest of
1 scale level [i.e., at a 0.5 to 3 second timescale] present). Next, I suggest, Thompson makes a his discussion of imagery experience (e.g.,
corresponds to the living present, and is describ- mis-step. He says: Thompson 2007: 292, 295, 297 multiple
able in terms of the [Husserlian] protentional-re- times, 298–300). Surely this cannot be right?

81)

tentional structure. (Gallagher & Zahavi 2008:
“  A tempting way to link these ideas to mind
science would be to say that memory does not
Nothing in Thompson’s own phenomeno-
logical analysis seems to support the claim
involve ‘online’ sensory experience – sensory that imagery experience is like “simulating”
Once again, the assumption is that the experience appropriately constrained by current or “emulating” anything, any more than it
temporal structure of experience, as uncov- sensorimotor interaction with the environment – is like “viewing a picture.” Thompson talks
ered by Husserlian phenomenology, corre- but rather ‘offline,’ simulated or emulated sensory about re-presenting; he talks about the fact
sponds to some aspect of neural dynamics. experience … an internal process that models but that imagery experience is like visual expe-
See also Lloyd (2002) for another equally does not loop through peripheral sensory and rience in that we are related to the inten-
phenomenologically informed author mak-
ing similar background assumptions on the

motor systems (Grush 2004). (Thompson 2007:
290–291)
tional (i.e., apparent) object of the experi-
ence as if from some particular visual point
same topic. of view; he clarifies that in mental imagery
Of course (and perhaps this goes some Exactly how tempting does Thompson we nevertheless have a different intentional
way to explaining the second quote from find this proposal? Next he discusses visu- attitude as regards the existence of the inten-
Varela, above), all of these authors recog- alization (i.e., imagination), once again with tional object; and, moreover, that we do not
nise, and would be happy to emphasize if much genuinely deep phenomenological in- suppose that our imagery experience is con-
asked, that these neural dynamics are richly sight. But then he sums up: strained, as perceptual experience would be
intertwined with the dynamics of the whole by a real object. But none of this amounts to

300
agent’s embodied action over time. Still,
there seems to be no hint, in practice, that
“ We are now in a position to summarize the
main point of this phenomenological analysis of
saying that imagery experience is phenom-
enologically like emulating or simulating
the dynamical structure that corresponds to imagery experience: this analysis makes no men- “online” visual experience.
experience itself might lie anywhere other tion of phenomenal mental images, in the sense It seems that Thompson really does give
than in the brain. In contrast, I will argue be- of phenomenal pictures inspected by the mind’s in to temptation (albeit that his use of the
low that the true third-person correlates of eye. In visual imaging or visualizing, we do not word “tempting” indicates that he senses
experience are to be found in the dynamics inspect a phenomenal mental picture; instead something wrong around here). But why
of an agent’s embodied action. we mentally re-present an object by subjectively would one be so much as tempted to use
As a final example in this vein, consider simulating or emulating a perceptual experience these words as part of the phenomenologi-
Evan Thompson’s discussion of mental im-
agery (Thompson 2007: chapter 10). Thomp-

of that object. (Thompson 2007: 297) cal description of experience, especially af-
ter saying so much that is right? It seems
son’s main aim in that chapter is to argue that And furthermore: that the only possible answer can be that
image-like experience (for instance visual one wishes to connect the phenomenology
memory, imagination) is not (not even phe-
nomenologically) like viewing pictures. This
“ If the proposal [which someone offers] is that
a phenomenal mental image is simply a simu-
to the brain science (in this case to the in-
ternal emulation ideas of Grush and others).
seems laudable and correct. In fleshing out lated or emulated perceptual experience, then And indeed this is precisely how Thompson
the alternative, Thompson states that: the foregoing analysis can be taken to support puts it:
this proposal. … [A] phenomenal mental image
“ we do not experience mental pictures. Instead
we visualize an object or scene by mentally enact-
is not a phenomenal picture in the mind’s eye, …
it is, rather, the mental activity of re-presenting an
“ A neurophenomenological approach to im-
agery experience would … try to relate the ex-

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

periential structure of the visualizing act to the arguably, for some translucent objects). count of experience occurs below in the
dynamical structure of brain activity. It would … Which parts of an object I can see depend sections “Against some possible misread-
pursue a phenomenological analysis of the experi- on where I am, and where it is. Furthermore, ings” and “Qualia.”)
ential structure of visualizing, and use this analy- we find that objects look smaller when they We normally take all of this first-person
sis to guide investigation of the neurodynamics
(Thompson 2007: 302)
” are further away2 and also that nearer ob-
jects occlude further objects (in ways that
perspectival structure for granted. We just
see an apple. We do not think about what
are changeable and reversible, depending on it is to see it from here, to be able to move
This really is unambiguous. However, my, and their, movements). round it, and so on. But these further facts
I will suggest, Thompson’s own phenom- One of Noë’s favourite examples in this about my subjective experience of objects
enological analysis supports a much richer respect is the case of the plate, or penny (or “from here” are there to be found if I look
conclusion, which is that visual memory and any given round object), which can and for them. Note that when and if I attend in
visual imagination are themselves types of often does look elliptical “from here” (i.e., this way to how the world is given to me, I
relationship to the world. The phenomeno- from any view except face on). The proper do so not by looking inwards but by looking
logical structure of such experience, then, treatment of looks is not a simple thing again at the world.
would be a guide to the structure of our (Noë 2003), but in this case we can cer-
(objectively observable) relationship to the tainly say that the directions in space that From the third person
world. Can this work? Can imagery experi- I would have to trace out, in order to trace Now, these features of experience
ence of non-present (possibly non-existent) out the outline of the tilted plate, are (ob- (which are easily taken for granted, but
objects be some kind of relationship to the jectively) the same directions in space that which are there to be found via careful phe-
world? I will return to the issue of merely I would have to trace out in order to follow nomenological exploration) are not only
intentional objects after first offering an ex- the outline of an elliptically shaped object subjective features of the way things are for
ternalist (i.e., world-involving), sensorimo- viewed face on. me. They also correspond directly to objec-
tor account of the perceptual experience of According to the sensorimotor analysis tive, third-person features of what it is for
actual, present, veridically experienced ob- of experience (O’Regan & Noë 2001; Noë me (or any such agent) to successfully oc-
jects. 2004), my ability to know what shapes I cupy a three-dimensional world.
am looking at consists in my practical, en- An example that helps to clarify this
gaged mastery of these kinds of regularities. point comes from case studies that show
Perspectival experience Moreover, and more strongly, my practi- that some congenitally blind artists paint
cal, engaged “knowledge”3 that such move- using perspective (Kennedy & Juricevic
From the first person ments would trace the shapes of the objects 2002, 2006). At first, it seems that such
Let us take as our case study the exam- with which I am interacting (combined artists must be doing no more than using
ple of perspectival experience, initially from with practical, engaged “knowledge” that I a convention, presumably one that they
the first-person point of view. By perspecti- am picking up on these regularities in ways have learnt to copy, through touch, from
val experience, I mean here to refer specifi- that depend on my eyes), is a fundamental, the work of sighted artists. That is, it seems
cally to the sensory experience of inhabiting constitutive part of my visual experience of natural to assume that perspective cannot
a three-dimensional (or 3D) world as such their shape, according to the sensorimotor be something with which they have direct
(i.e., qua three-dimensional world, with a account. (Further discussion of elements acquaintance from their own experience. 301
practical, engaged sensitivity to the options that are relevant to a more complete ac- But this assumption is simply false, for per-
for movement that the three-dimensionality spective does exist when we reach out into
of the world brings).1 If we abandon the ha- the world by touch alone. Take the standard
2 |  This corresponds to the objective fact
bitual attitude in such a case – if we do not example of a receding railway track. The
that objects subtend a smaller visual angle as they
just take the world for granted – what do we become more distant. Of course in one sense, if
visual angle subtended by the nearby parts
find? Following Noë (2004: chapter 3), we we properly understand that an object is further
of such a track is large. The visual angle
can note at least the following features. First- away, then it does not look smaller at all: it does subtended by further and further parts gets
ly, we find that the world is always viewed not seem to be smaller. But it does look smaller in smaller and smaller, tending to zero. But
“from here,” from a vantage point. What the sense that it looks like a nearer, smaller object, equally, if a blind person encounters par-
I can see depends, in certain regular ways, in just the same way in which an obliquely viewed allel linear objects, then the angle between
on where I look from. We also find that we penny looks elliptical (see main text). the two reaching movements needed to en-
can never see all of an object at once (except, 3 | I use “knowledge” in scare quotes, be- counter the near parts of the two objects is
cause the abilities in question certainly are not large, and the angle between the two reach-
1 |  This fits fairly well with another standard full-blown propositional knowledge. On the other ing movements needed to encounter fur-
usage, according to which having “perspectival hand, they are not merely mechanical; they must ther parts is smaller. It is true that a blind
experience” refers to having experience from a be exercised in accord with the agent’s personal- person is not going to encounter a vanish-
particular point of view, in some perhaps more level norms (see the section “Against some pos- ing point by means of touch alone (that is,
metaphysical sense than that intended here. sible misreadings”). you presumably cannot physically reach far

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
enough to get a good sense of that effect4). Against some possible so, then the states that Noë, O’Regan and I
But perspective also exists in the structure misreadings have chosen to describe as implicit knowl-
of auditory experience. Imagine two people edge would be, at least, intimately logically
near you, talking. It is easy to localise where At this point, I should head off some related to other different states: states of ex-
each of them is. But if they move further possible misreadings of what has just been plicit knowledge that (I have agreed) such
and further away, still talking, then the said. Perhaps the most central point I would agents certainly need not be in (and need
angle subtended at your location by their wish to make is that in saying that an agent not even be able to be in, given their mental
two voices gets smaller and smaller; it gets implicitly knows or understands the for- limits).
harder and harder to distinguish their two mal mathematics involved in interacting To ward off a different type of misun-
locations. This is not merely like a vanish- with 3D objects, I mean much the same as I derstanding, I am not claiming that every-
ing point. At a certain level of abstraction, might mean by saying that someone knows thing that there is to say about experience
dealing with angles and directions and ab- how to ride a bike. There is a lot that can be can be captured using complex mathemat-
stracting away from specific ways of being said explicitly, indeed mathematically (e.g., ics. Experience fundamentally involves
sensitive to them, this is the same phenom- Meijaard et al. 2007), about how riding a norms on the sensorimotor account (e.g.,
Philosophical Concepts in Neurophenomenology

enon, and it applies in all these sensory bike works. An agent who knows how to knowing what to do, doing it correctly).
modalities (vision, reaching and touching, ride a bike can do what is thereby described Thus any claim that the nature of experience
hearing). (and, no doubt, more) fluently and without can be fully captured mathematically would
It should be noted that this rich struc- explicit effort or thought. Nevertheless, and amount to an example of the naturalistic
ture is not just something that can be de- as I emphasized above, there is an incred- fallacy, at least according to a widespread
scribed approximately, in words. Perspec- ibly rich structure present in what the agent and compelling (if certainly not universal)
tive has a rich mathematical structure, therein implicitly knows how to do (wheth- conception of norms (Glüer & Wikforss
described by projective geometry (Stillwell er it is riding a bike or perceiving). Certain 2010: esp. section 4).
2005). Many of the basic mathematical rich, relevant truths about the structure of This conception of norms, with its re-
structures involved (such as homogeneous what the agent knows are revealed by the jection of bald naturalism (e.g., McDowell
coordinates and transformation matrices) appropriate mathematics. 1996: xx and Lecture IV), is a position that I
are familiar to those designing the graph- I realise that it will nevertheless strike would suggest that the sensorimotor theory
ics engines used in computer games and some as phenomenologically inapt to de- ought to adopt. I would also suggest that,
movie CGI (Blinn 1996; Foley et al. 1996). scribe such a fluently acting agent as in broadly, the sensorimotor theory (at least as
At a yet more abstract level, this same topic any sense understanding or knowing the presented by Noë) already does endorse this
can be studied algebraically in terms of the relevant mathematics. Here, I offer an ex- view. However, I should also acknowledge
properties of the projective linear group tremely brief defence of this way of speak- that the sensorimotor account requires ad-
(Semple & Kneebone 1952; Stillwell 2005). ing. Several thinkers (e.g., Shoemaker 1996; ditional work (which I do not present here)
Several other aspects of group theory are Hurley 1998) have argued that we have an at exactly this point, for the status of norms
also directly relevant to the structure of our implicit knowledge of self, simply in hav- and of the personal level within the theory is
action in 3D space, for instance the SO(3) ing mental states at all (and that we have not yet fully clarified. For instance, O’Regan
group abstractly captures the rotational this implicit knowledge in a sense that is seems happy to treat low-level sensorimotor
302 movements of 3D solid objects (Stillwell equally applicable to less advanced agents, abilities (e.g., keeping track of the changing
2008). say animals, which have a mental life, but outlines of 3D objects) as essentially sub-
But what exactly is the relevance of all which do not and cannot engage in explicit personal (O’Regan 2011). But this risks fail-
this mathematical structure to experience? reasoning about themselves). I would argue ing to explain the personal level correctly,
Am I (are Noë and O’Regan) saying that that the sensorimotor theory, in both my for (according to the non-reductive view
we have implicitly mastered all this highly and Noë and O’Regan’s presentations of it, of norms that I have just endorsed) it is
complex mathematics, simply in inhabit- talks about implicit knowledge of sensori- questionable whether it is possible to build
ing a 3D world as we do? Yes! The world we motor laws in very much an analogous way. meaning from “semantically innocent” ma-
inhabit – the world for us – is a massively Though I do not have space to develop the terials, a way of stating the problem that
complex affair that we take for granted, and details here, this line of thought may lead Noë (2004: 29) credits to Searle (1992).
rightly so: being the kind of creatures that to good reasons for describing such implicit Noë is sensitive to this issue, and no longer
we are necessarily entails fluently inhabit- fluency as knowledge. To develop the point endorses exactly what he originally said
ing such a complex world, much as being further, I would draw a very close anal- with O’Regan about it (Noë 2004: 228f.).
a small bird necessarily (and additionally) ogy with Shoemaker’s insightful discussion As I see it, the problem is that for lower-
entails navigating at speed through a com- (e.g., Shoemaker 1996) of the intimate logi- level sensorimotor abilities to play the role
plex maze of tree branches without a second cal relation between implicit and explicit required of them, it would seem that they
thought. self-knowledge. I would suggest that this have to be not fully personal and yet not
same kind of link exists between implicit fully mechanical. If they were already fully
4 |  Though cf. Froese et al. (2012). and explicit knowledge more generally. If personal, they would not be correctly suited

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

to play their explanatory role in the theory, the creature does. As to how it does it, that ards laid out here (albeit failure that is per-
the role of partially constituting personal- well may fundamentally involve the world haps evolutionarily or psychologically un-
level, meaningful action. If they were fully as much as the head. derstandable, Kahneman, Slovic & Tversky
mechanical, on the other hand, they would On this same point, to say that a creature 1982). Such failure is not predicted by the
not be meaningful in the way that seems knows how to enact such complex behav- present theory, but nor is it contrary to it.
to be required if we are to preserve a non- iour is not to say that the creature requires This is because the account presented here is
reductive account of the personal level. Noë any representation of what it should do, held intended as analytic philosophy rather than
suggests that the problem can be finessed in its head or anywhere else.6 It is simply to as a (more typical) scientific hypothesis. It
by downplaying the personal/sub-personal say that it can do what it needs to do, as and is an analysis of what terms such as “per-
distinction (Noë 2004: 29–31), but I think when it needs to do it. This knowledge – this ception,” and “(solid, three-dimensional)
we must probably accept that this remains ability to act appropriately – may well also object” actually mean. That is, it is an ac-
a deep issue about which more needs to be be fundamentally world-involving. Cer- count of the way something has to (at least
said in order to fully clarify the sensorimo- tainly, recent work on the care of the elderly approximately) be, to count as a perceiver
tor view. For now, I think the most useful (see, e.g., Gitlin & Earland 2010) appears at all. Such points are familiar in the case
clarification that I can offer is the follow- to indicate that aspects of human knowl- of belief-desire analysis. Perfect rationality
ing. It would be a misunderstanding of the edge (of how to perform important daily is implausible (perhaps impossible). For all
sensorimotor view to suppose that one can tasks) are fundamentally world-involving that, we can only make sense of irrational-
characterise the relevant, low-level abilities in this way. Looked at this way, knowledge ity once we have an agent that is (broadly)
(i.e., sensitivity to directions in space, and may be no more in the head than action is. rational. In the same way, if the present ac-
so on), in the way required by the theory, Instead, knowledge can be seen as one key count is right, we can only make sense of
without essential reference to the norms of aspect of the exhibited, and counterfactual misperception once we have an agent that
the whole agent considered as a full-blown (for more on this, see the section “The role (broadly) perceives in the way described
subject. What counts as succeeding or fail- of counterfactuals” below), structure of a here. Equally, like typical analytic philoso-
ing with respect to the low-level abilities creature’s embedded, embodied, normative phy, the account claims that aspects of the
is fundamentally related to the norms and action. Alternatively, one could perhaps say, ways we use terms such as “perception” and
purposes of the whole agent. knowledge can be seen as a property of the “experience” can be more parsimoniously
Moving on, I hope it is reasonably clear creature’s “action-space,” meaning by this and consistently explained (for instance, in
that I am not claiming that we need any- to evoke a structured, abstract “space” of at the ways emphasized in the section “Cases
thing equivalent to a computer in our heads least potential actions. where brain dynamics cannot match ex-
in order to compute the mathematics that Against a final possible misunderstand- perience” below) using this approach than
describes the structure of our sensorimo- ing, and perhaps contrary to appearances, under some standard, opposing approach
tor abilities. It is now well-established that this account does not claim that our per- (in this case, the internalist conception of
there can be structure in a creature’s action5 ceptual systems must follow precisely these experience).
that depends fundamentally on the struc- mathematical rules for this theory of per- Moreover, like any good philosophy of
ture of the world as much as on the struc- ception to be correct. On the contrary, it is science (analytic or otherwise), the senso-
ture of the nervous system (cf. Beer 2003; to be expected that our perceptual systems, rimotor approach aims to say something
Izquierdo & Di Paolo 2005). Equally, the and our perceptually guided action, will of relevance to the working scientist. In 303
perspectival (and other) mathematics men- only approximate to these rules. Neverthe- this case, it aims to overthrow the conven-
tioned here does not describe what is going less, the account predicts that to the extent tional wisdom of the internalist approach
on in the creature’s head; it describes what that our perceptual systems do not follow to (conscious) experience, which supposes
these rules, this will count as misperception that phenomenal, first-person features of
5 |  “Behaviour” and “action” are also weasel
(misperception of the solidity and shape of experience must somehow correspond to
words in this context, each having, in actual use,
objects, for instance). Indeed, well-known internal features of brain states themselves,
variable implications of full-blown normativ- psychophysical results establish that faces considered apart from any relation to action.
ity. Here I mean the norm-governed “action” of (Valentine 1988) and other quotidian ob- In contradistinction, the sensorimotor the-
the agent (with the caveats given in the preced- jects (Palmer, Rosch & Chase 1981) are ory proposes that the study of perceptually
ing text), and not merely its rule-governed “be- much more easily recognised when seen guided behaviour, including the study of the
haviour.” However, that means I have cheated in in their canonical orientations. This failure ways in which such behaviour non-trivially
citing the evolutionary robotics references, since to perceive (or, in this case, failure to per- involves the body and world, is fundamental
these only unequivocally demonstrate that behav- ceive easily) is certainly a failure of a sort, as to understanding the nature of perceptual
iour (i.e., in the completely rule-governed sense) measured against the kind of abstract stand- experience itself, even in those cases of ex-
depends on the world as much as the body. Never- perience that do not involve occurrent in-
theless, I think these references strongly indicate 6 | At least, not in any sense that tries to teraction with the world. More strongly, but
that the norm-governed action of a physical crea- make “having the representation” separate from, also clarifying the final part of the previous
ture may be equally world-involving. and explanatory of, having the ability. claim, the sensorimotor approach proposes

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
that states of agents are only ever states of colour experience cannot be exhausted by Directness
experience in virtue of their (at least poten- what colour perception enables me to do? Firstly, and most obviously, experience
tial, see the section “The role of counter- However, O’Regan and co-workers have seems to be an encounter with the world
factuals” below) relation to action, and not shown that there is an incredibly rich struc- itself. As Merleau-Ponty puts it (and cf. the
at all in virtue of any other, purely internal ture to how coloured surfaces interact with Heidegger quote given earlier):
features. different colours of lighting and with the
human visual system. The sensorimotor ap-
proach would take it that our perception of
“  When we come back to phenomena we find,
as a basic layer of experience, … not sensations
Other aspects of colour constitutively involves our implicit …, but the features, the layout of a landscape or a
sensorimotor experience mastery of such regularities. An example
of the potential explanatory power of this

word (Merleau-Ponty 1962: 25)

The structure of perspectival sensory approach is provided by Philipona and But nothing in brain dynamics can be an
experience is a significant strand of the sen- O’Regan’s joint work on colour (Philipona encounter with (things in) the world itself.
sorimotor theory of experience. It helps to & O’Regan 2006, 2008). In this work they So if experience corresponds to the brain
Philosophical Concepts in Neurophenomenology

clarify what it is to occupy a world of 3D claim, with some plausibility, to have pro- dynamics, then experience cannot be the
objects. But, of course, it is not the only sen- vided a rigorous mathematical and psycho- encounter with the world that it seems to
sorimotor regularity present in our experi- physical framework, based on the assump- be. Of course, the standard view only claims
ence. As we have seen, the 3D perspectival tions of the sensorimotor theory, that offers that internal states represent the encounter,
aspects of the world can be present to differ- an (at least arguably) more parsimonious not that they are the encounter. But the aim
ent sensory modalities. On the other hand, and (testably) more numerically accurate of the present paper is to argue that there is
there are certainly aspects of the world that analysis of the unique, phenomenally non- available an alternative, scientifically tracta-
are specific to the sensory modalities. For mixed hues than has appeared in the exten- ble view of experience, according to which
instance: brightness and colour; timbre and sive previous work on the topic. veridical perceptual experience does not just
pitch; smell; taste; felt surface texture. In all represent the encounter with objects but in-
of these cases, phenomenologically, we just stead is the encounter with objects, just as it
have the world before us in the first instance. Cases where brain naïvely seems to be.
As Heidegger so aptly puts it: dynamics cannot match The standard, internalist view presents a
further problem. If experience corresponds
experience
“  We never … originally and really perceive a
throng of sensations, e.g., tones and noises, in the In the above, I have tried to shift the
directly only to brain dynamics, then it seems
that all we can ever be sure about are those
appearance of things … ; rather, we hear the storm emphasis from the normal neurophenom- brain dynamics themselves (under their ex-
whistling in the chimney, we hear the three-en- enological view, in which experience itself periential guise). We would be pushed back
gine aeroplane, we hear the Mercedes in immedi- is still understood as going on in the head to a standard, Cartesian-internalist view; for
ate distinction from the Volkswagen. Much closer (even whilst it is accepted that bodily and it is surely true that when we examine our
to us than any sensations are the things them- worldly dynamics play a crucial role in brain experience, by whatever method, we can at
selves. We hear the door slam in the house, and dynamics), to a more radical sensorimotor best find signs of whatever might lie outside
304 never hear acoustic sensations or mere sounds.
(Heidegger 1977: 136; quoted in Crane 2006)
” view, in which experience itself is found to
involve constitutively the (actual and availa-
it, rather than any such (putative) things
themselves. Thus, if experience itself does
ble) embodied, norm-governed actions that not involve the world, then we have to take
By showing us how to (at least par- a creature makes. it on trust (perhaps as some kind of infer-
tially) stop taking the world for granted, Once we start to see that such a view is ence to the best explanation, e.g., Jackson
phenomenology can help us to elucidate possible, we find that it has other attractive 1977) that the world really is the cause of our
the structure of sensory experience from features. In particular, there are at least two experience. All this, of course, is a standard
the first-person perspective. Equally, from key aspects of experience, which are per- Western view on the nature of experience.
the third-person perspective, it is possible fectly accessible given careful first-person But it is not the only possible view. Not just
to elucidate the sensorimotor structure of attention, that logically cannot be as they within phenomenology but even within
various experiences by elucidating what it phenomenologically seem to us to be, if ex- modern Western analytic philosophy, forms
is that we know how to do in having such perience depends solely on brain dynamics. of the alternative view, which I am defend-
experiences. Kevin O’Regan has done more An advantage of such a truly externalist view ing here, have been put forward by very
than perhaps anyone else to make progress of experience, then, is that there need be no well-known authors (for example, McDow-
on this latter project (e.g., Philipona, systematic error in such cases, no grand il- ell 1996; Martin 2006).
O’Regan & Nadal 2003; Bompas & O’Regan lusion (Noë 2002): when for us it is as if our If this alternative view is right, if the
2006; O’Regan 2011). Colour, for instance, experience has these world-involving fea- world really is a constitutive part of our ex-
is taken to be a hard test case for the sen- tures, it may be (and typically is) because it perience (and not just a constitutive part of
sorimotor view. Surely the structure of my really does. the causal story leading to our experience),

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

then we are no longer left taking the world start to see types of things that I have never encounter new aspects of this richness as we
on trust. When everything occurs normally,7 noticed before. attend to it.
and when we take ourselves to know that The idea, here, is that the above consid- Therefore, the internalist view can per-
a table is right there, in front of us, on the erations should lead to a specific phenom- haps match the phenomenal richness of ex-
basis of our experience, we really do have enological claim about experience. Various perience if experience is not really as rich as
knowledge that is based on the table itself.8 strengths of claim are possible. The strong- it at first seems to be. If experience is rich,
Our perceptual experience (and hence our est claim is that experience is inexhaustibly but not inexhaustibly rich, then a certain
knowledge) constitutively involves the table, rich – that there is always more to be found. complex brain dynamics, caused by the
just as it seems to. If (perhaps for theoretical reasons) we find world, can be a good match for this. But if
that implausible, we might prefer to say we really take seriously what we find when
Richness that experience typically, or often, contains we stop taking the world for granted – that
A second, related, aspect of experience aspects, there to be found, that go beyond experience is inexhaustibly rich, because the
for which brain dynamics alone can never anything we might now have a name for or world is inexhaustibly rich – then no brain
be a successful match is its richness. Experi- might have thought about as such before. It dynamics can directly correspond to this en-
ence presents the world to me as transcend- is, and it should be, hard (in some sense, im- counter with worldly richness. However the
ing what I know. Experience outruns us, possible) to convey this richness in words. ongoing dynamics of our entire brain-body-
surprises us. There is always more to find. Examples (recalled or, preferably, lived world interaction can be this encounter with
To take an almost over-simplified example, through) are required. The bowl of salad richness.
consider the visual experience of a bowl of scarcely does the issue justice. But consider
salad in a restaurant. To start with, there’s car lights reflecting on a rainy road. Consid-
just a salad there. But if I look more care- er a bright, sunlit cornfield on a windy day. The role of counterfactuals
fully, I may see the particular leaves. If I look Or consider whatever view you now have,
more carefully again, I may see the veins on even if it is of a man-made, antiseptic of- Problems for direct and action-
the leaves and the whorls of their edges. I fice. Now, stop taking the world for granted, based analyses of experience
may start to see particular colours that I had and look again at what is there to be found. Despite the arguments above, there are
not noticed before. I can start to see the way You will find (I would suggest) that experi- various seemingly insuperable objections to
the light and shade interact with those col- ence always goes beyond what we expect, is any externalist, action-based analysis of per-
ours. If I look carefully enough, I will surely always capable of surprising us. This is the ception. Here, I outline three such problems
richness in question. and respond to them. I will argue that they
7 |  “[W]hen we are not misled” as McDowell This richness of experience has been can all be addressed by one particular, ad-
famously puts it (McDowell 1996: 9), and I very widely discussed in the debate over con- ditional, technical move, which is not often
much intend what I say here to echo (as best I can) ceptual versus nonconceptual content (Mc- made, but which seems to me entirely neces-
McDowell’s very insightful analysis of perceptual Dowell 1996; Peacocke 2001). However, I do sary in order to defend an externalist view of
experience. not wish to discuss the conceptualism/non- experience successfully.
8 |  Can this be right? I acknowledge that
conceptualism debate directly here but in- Firstly, we have a challenge (already
something else can play the role of the table (say,
stead to make another point. The internalist mentioned above at the end of the section
a very high tech virtual reality environment, if not
conception of experience seems committed “Neurophenomenology and experience”) 305
fully, then certainly well enough to deceive me).
to supposing that experience, conceived of that applies not just to action-based accounts
Consequently, I will seem to know that there is a
as occurring “in the head,” already contains of perception in general but also to direct ac-
table there, but the thing playing the constitutive
all this richness (at least in key cases, such as counts of perception in general. Part of the
role in my experience is not a table (it is some as-
looking whilst not moving). Thus, it would aim of the present paper has been to argue
pect of the dynamics of the virtual reality). In that
case, I am misled. Following McDowell, I believe
seem, the richness of the lettuce is somehow that the sensorimotor account can be un-
that to focus on this would be to miss the point;
copied into corresponding rich dynamics in derstood as a way of naturalising a certain,
the agreed fact that I can be misled should not be the brain. Then, on this view, our concep- I hope reasonable, form of direct realism
allowed to undermine the fact that there are other tual thought would be able to examine the (see especially the claims above, in the sub-
cases where my experience seems to, and does, di- richness of the lettuce because of these rich section on “Directness,” about the constitu-
rectly present me with the world itself. It should experiential dynamics, thereby finding what tive involvement of physical objects in our
be particularly noted that it is quite arguable that was already there to be found in the internal veridical perception of them). The problem
we cannot even discuss such error cases, qua error experience but was just not yet attended to. is that it may seem that neither type of view
cases, without presupposing a wide background However, according to the externalist can deal with those forms of sensory expe-
of normal, successful cases (cf. Davidson 1974; conception of experience that I am defend- rience that (seemingly) do not involve the
Putnam 1981: chapter 1; Martin 2006). The point, ing here, it is the salad itself that contains all world at all. I am referring to problematic
then, is that fully justified, true belief, extending this rich detail, and our experience – which cases such as hallucination and imagination;
all the way to the world, is both perfectly possible is the right type of skilful, involved interac- and especially, one might think, cases such
and quite normal. tion with the salad – is what enables us to as imagination of objects that do not exist at

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
all, such as unicorns, or even (alleged) cases regard to the first horn, work in minimal tion that we experience the affordances of
of imagination of objects that cannot exist at robotics demonstrates that the very same objects (Gibson 1979). As far as I can see,
all, such as square circles. state of the very same (type of) control- such a move is necessary in order to achieve
A second problem for action-based ler can be involved in two quite different a defensible externalism about experience.
views of perception, which is often (and fair- types of structured action if that controller In order to discuss the structure of avail-
ly) raised, is that such views seem incapable is embedded in two quite different worlds able action properly, we need to introduce
of dealing with the phenomenal experience (Izquierdo & Buhrmann 2008). Therefore, if the technical notion of the counterfactual.
of normal subjects who are not currently we are claiming that the structure of experi- However, I will argue below, this apparently
moving, and, a fortiori, with the experi- ence corresponds to the structure of avail- slightly abstruse philosophical notion refers
ence of subjects who cannot move, such as able meaningful action, it is no longer obvi- to no more than a necessary and common-
patients suffering from locked-in syndrome ous that changes only in the world cannot place part of normal science.
(Laureys 2005). relevantly change that structure. As regards A counterfactual is simply a statement
Finally, it is very difficult (coming from the second horn, I do not think the asser- about what would be the case if only some
a certain Western scientific background) to tion in question is unmotivated. Indeed, I state of affairs x obtained. The key feature
Philosophical Concepts in Neurophenomenology

so much as begin to understand how expe- have tried to motivate it above. I have tried of x, in such counterfactual claims, is that x
rience could possibly depend constitutively to argue that when we look at what we al- is, in at least some particulars, not the state
on anything beyond the brain. ready (i.e., more or less pre-theoretically) of affairs that actually does obtain (hence,
I will briefly say something about how mean by experience (including from the counterfactual). For instance, the follow-
one might respond to this last, more general first-person perspective), we find that this ing are all perfectly normal, justifiable and
worry, before returning to give a more de- corresponds much better to aspects of the justified (in easily imaginable circumstanc-
tailed response to the first two challenges. extended dynamics of meaningful action es) counterfactual claims: that glass would
In support of the claim (which I wish than to anything occurring just in the brain. break if I hit it with a hammer; I would be
to contest) that experience cannot possibly In particular, the discussion of phenomenal tired if I climbed all the steps in that build-
depend constitutively on anything beyond richness and directness aimed to show that ing; I would see the pillar if only that mir-
the brain, it may well be pointed out that the flow of experience can be better un- ror was not in the way, reflecting a different
changes in the brain generate changes in derstood, from both the first and the third pillar.
experience, and that changes in the world person, if we accept that veridical experi-
without changes in the brain apparently do ence constitutively involves the experienced Arguments from illusion,
not generate changes in experience. “There- objects. hallucination and imagination
fore,” it might be argued, experience must However, the arguments presented so What do counterfactuals have to do
“be in” (i.e., supervene on, correlate with far have concentrated mainly on interac- with the problematic types of experience
the state of, etc.) the brain. This certainly is tion with present, veridically perceived ob- mentioned above as the first challenge for
not a strict deduction, but I accept that it is a jects, and may appear to have problems in action-based views of experience? Con-
persuasive line of argument nonetheless, for other cases. So now consider again the case sider the case of hallucination, for instance
the widely accepted claim that experience is of the salad: if I choose to attend to a dif- a hallucination of a tomato. In this case, the
somehow “in” the brain entails these two ob- ferent detail, then I have indeed changed subject is either acting, or poised to act, as if
306 servations. Therefore any opposing theory, my brain state (or at least, my brain state there were a tomato in front of them when
of the type I am proposing here, seems to has changed); but I have also changed my there is not. Thus, for instance, they would
be caught on the horns of a dilemma. Either relation to the world. I am now poised to point out the directions in space of the out-
it entails that changes in experience can oc- take different actions, to respond to differ- line of the tomato if asked. Or, if they are in a
cur with no changes in the brain, in which ent aspects of the world. This is not just a less cerebral frame of mind, they might still
case it seems to be starkly false; or else, it philosophical point: psychophysical experi- act as if there were a tomato-shaped object
seems, it amounts to no more than the un- ments on covert attention do indeed show in front of them (with all the regularities for
motivated assertion that experience “just that subjects become poised to react differ- action that implies) when there is not. Note
does” constitutively involve (certain aspects ently when they attend to different parts of that counterfactuals are already in play,
of) the interaction between agent, body and the world, even whilst keeping their gaze even if a subject is actively responding to
world. But if all changes in experience do in fixated on one unchanging point and their their hallucination: they are responding as if
fact require a corresponding change in brain bodies effectively stationary (e.g., Carrasco what they hallucinate were the case, when,
dynamics, why not just accept that experi- & McElree 2001). by definition, it is not. But we can also deal
ence directly involves only brain dynamics, Given the relevance of what the subject with the case where a subject is having, but
which seem to be all and only what has to is poised to do, the suggestion offered in this not acting on, their hallucination. In that
change in order to change experience? penultimate section of the paper is that the case, the subject remains disposed to act is
In fact, it is not clear that either horn structure of experience corresponds to the if there were a tomato-shaped object there
of the dilemma can successfully pierce the structure of actual, and available, meaning- when there is not. The claim is that the at
defences of the sensorimotor position. With ful action. This fits with the Gibsonian no- least counterfactual tendency to such action

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

is a central, constitutive part of the halluci- Lastly, on this topic, since the position to a subject that they are imagining a square
natory experience.9 being defended claims that hallucinating circle, and if perhaps it even seems to one of
There need be no specific, finite set of or imagining subjects are at least poised to us, as an observer, that such a subject is im-
behaviours that corresponds to this dispo- act as if they were encountering an actual agining a square circle, then this must be be-
sition, for we are talking about meaningful example of the object that their experience cause we do have at least some idea of what
norm-governed action, not mere meaning- only intentionally posits, there would seem would count as encountering a square circle.
less behaviour. Nevertheless the relevant, at to be a problem with experiences as of
least counterfactual actions (which form a non-existent objects, such as unicorns or The challenge posed by locked-in
part of the creature’s abstract “space of ac- ghosts. Let us take it that there are no uni- syndrome
tions,” as one might say) have objective (and corns or ghosts. As such, it would seem to It is by now quite well-known that vari-
objectively verifiable) structure, in this case, be impossible to act as if one were encoun- ous brain scanning (functional magnetic
the structure of interaction with a tomato- tering a unicorn or a ghost, for there is no resonance imaging, or “fMRI”) experiments
shaped object. such way to act. If there is no such way to have shown strong evidence of preserved
I need not, and do not, claim that the act, this counterfactual-act-based analysis higher mental function in some severely
action structure in hallucination is exactly of illusory experience must fail, it might be paralysed patients (Laureys 2005), including
like the action structure when encountering argued. However, I do not think this argu- some who had been previously diagnosed
a real object. This would be to negate the two ment works. It relies on the implicit premise as being in a persistent vegetative state (i.e.,
claims above, about the richness and direct- that if there are no such things as unicorns effectively with no preserved mind and no
ness of truly world-involving experience. and ghosts, then nothing can even count as hope of recovery). In a key experiment in
Nevertheless, to a hallucinating subject, ex- acting as if there were. But can this really be this vein (Monti et al. 2010), one such pa-
perience can seem (falsely, in this case) to right? Is it not rather, as Shoemaker puts it tient was voluntarily able to imagine one
have as much richness and directness as a at one point, that we can make little or no of two different actions, in order to answer
real interaction with the world. It can seem, sense of a subject’s hallucinating a ghost, “yes”/”no” questions. The two imagined ac-
falsely, to such a subject as if they have nor- unless “we at least have some idea of what tions were either moving around a house or
mal, non-hallucinatory, rich, direct access to would count as someone veridically per- playing tennis, mental tasks already known
the world; they can (be disposed to) act, in- ceiving … a ghost” (Shoemaker 1994: 26, to activate selectively two quite different,
correctly, as if there were such access. original emphasis)? For clearly, in point of distinctive brain regions in normal subjects
On the other hand, the structure of the fact, we do have some idea of what would (thus the differential responses were in prin-
action that a hallucinatory experience seems count as actually perceiving a ghost (to wit: ciple accessible by fMRI). The experimental
to make available may certainly be (in this transparency, passing through walls, moan- protocol (what to imagine, how to use it to
case, not merely seemingly) for the subject, ing; perhaps displaying a continuous men- answer questions) was verbally explained to
and for an observer, as if the subject were tal life with some deceased human or other the patient. The patient then (to judge by the
encountering the actual object – in relevant animal). We have this (perhaps only partial) convincing results presented) voluntarily
respects. For instance, this may be the case understanding of what would count, even and actively engaged in the task, producing
in respect of what actions they would take though we may well also believe that there coherent, consistent and correct responses
if they wanted to interact with the halluci- are no ghosts as such anywhere and never to the majority of the questions they were
nated object. This is important because this will be.10 asked. The questions were chosen such that 307
similarity can be quite enough to determine It might seem that the present position is the answers were not known to the experi-
that it is a tomato that is being hallucinated, still stuck on the case of impossible objects: menters until after the questions had been
without having to be enough to entail that imagining a square circle, say. But can we re- asked, and the fMRI data evaluated.
illusory experience is as richly structured ally imagine such things fully clearly? I agree From experiments such as these (and
as veridical experience. (Remember, it was that it may seem to me as if I am imagining also from earlier, purely behavioural evi-
suggested above that the true richness of such a thing fully clearly (as long as I am at dence, including first-person accounts –
an experience of an actual tomato consists least partially misled). But I think the cor- Bauby 1997) it is now widely recognised
precisely in its going beyond tomato-as-al- rect general move here must be the same as that a condition called locked-in syndrome
ready-understood to the always unexpected Shoemaker’s move just quoted: we can only exists. In this condition, patients have ex-
more.) really make sense of the idea of a subject tremely limited or even no voluntary con-
imagining a square circle to the extent that trol of movement (e.g., only the ability to
9 | On this interpretation, then, the senso- we have some idea of what would count as blink one eyelid), yet nevertheless retain, to
rimotor approach must reject the coherence of encountering a square circle. If it ever seems a greater or lesser degree, conscious aware-
cases such as super-Spartans (Putnam 1962), in ness of their environment and situation. The
which it is supposed that it is possible for agents 10 | Indeed, it would seem equally hard to condition may persist over extended periods
to be in pain without, even counterfactually, be- make any sense of the basic claim that there are no of months and years. Locked-in syndrome
ing disposed to show behaviours corresponding ghosts unless we have at least some idea of what (LIS) seems to present a direct challenge to
to dislike or avoidance of that sensation. would count as its being the case that there were. sensorimotor (and possibly other enactive)

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
views of experience. For instance, if perceiv- Another enactive response to the LIS ment for perceptual experience from the re-
ing a 3D object is knowing how to enact it issue (Kyselo 2012) has been to argue that quirement of knowing how to interact to the
(in the specific, externalist sense described even though many types of interaction are requirement of having once interacted.
above), then in exactly what sense (if any) lost in LIS, one key part of human iden- Several other points that Noë makes
does an LIS patient still know how to enact tity, namely social interaction, can still be about this issue seem quite correct but they
3D objects, given that they cannot enact preserved, whether this is via eye-blinks only go so far (Noë 2004: 12–14). Their
them? or, in more extreme cases, only by the use force seems to be to emphasize, in various
Before attempting to answer this ques- of brain-computer interfaces. I certainly do ways, how important it is to be able to in-
tion, I will briefly outline some alternative not wish to question the relevance of this teract knowledgeably with the world in
responses that I believe are not sufficient. response to the locked-in condition, but it order to see. Which returns us again to the
The sensorimotor view, as outlined above, is not directly relevant to a defence of the case of locked-in patients. The key claim of
claims that the structure of experience con- specifically sensorimotor view of percep- the sensorimotor theory is that being able
stitutively involves the at least counterfac- tion that I am endorsing here. It might fur- to perceive 3D objects (for instance; and
tual structure of perceptually-guided action. thermore be argued (Kyselo 2012) that cer- qua 3D objects) involves pre-reflectively
Philosophical Concepts in Neurophenomenology

In contrast, most broadly enactive views tain purely internal, intentional transitions knowing how to interact fluently with such
take first-person, phenomenal experience should already be counted as actions. There things in certain characteristic ways (the
to correspond most directly to some inter- may well be a certain sense in which certain ways outlined above in the section on “Per-
nal property of those physical systems that internal transitions can be counted as ac- spectival experience”). But in what sense,
have it. Indeed, despite their label, enactive tions. But to count these directly as actions if any, can locked-in patients be said to
views typically follow Varela, Thompson & of the relevant type in the context of the is- have such knowledge, given that they can-
Rosch (1991) in taking certain key, internal- sues being considered in this paper would not enact it? As discussed just above, if we
ly-directed features of the dynamics of life be to lose track of the central role of actual, give an internalist analysis of such knowl-
(self-maintenance, autopoiesis) as key to external, meaningful, embodied action that edge, it threatens to destroy the externalist
a naturalist understanding of phenomenal the sensorimotor view emphasizes. character of the account being developed
experience. Nevertheless, all broadly enac- However, Noë’s own response to these here. But if we want to try to defend an ex-
tive views emphasize action (at some level issues would also seem unable to address ternalist account (specifically, the external-
or scale) as at least one important part of fully the worries raised here. For instance, ist sensorimotor account being developed
their story. Thus, there are existing enactiv- he observes that “strong empirical evidence here), then we are forced back to the origi-
ist responses to the challenge proposed by … suggests that some minimal amount of nal question: in what sense, if any, can such
locked-in syndrome. eye and body movement is necessary for paralysed subjects be said to have a current,
One such proposed response is to argue perceptual sensation” (Noë 2004: 13). Such ongoing, relational ability to perform these
that all mind is life, and that all life essential- evidence certainly exists (Rolfs 2009): our actions? The challenge posed by LIS to the
ly involves continual, ongoing movement, eyes do indeed need to be continually in sensorimotor theory consists, surely, in the
at some scale or other (Froese 2012). Per- micro-motion in order to see. But can this prima facie obvious truth of the claim that
haps the initial part of this line of thought requirement of minimal motion really be these experiencing subjects have no such
remains controversial, but the latter part fundamental? Is it simply unimaginable that abilities. If this apparently obvious truth
308 seems eminently supportable. At the micro- a non-micro-moving, artificial eye could is correct, the most central claim of the
level, cells are indeed continually active – lit- successfully replace our own eyes (for in- sensorimotor theory must be wrong or, at
erally in motion – in order to maintain life stance in some, perhaps quite near, future best, seriously changed in character: for the
(see, e.g., Kapanidis et al. 2006 or the videos scenario)? Or equally, do we really wish to ability to perceive could not then consist in
provided by the Harvard BioVisions web- be committed to claiming that any creature the possession of such abilities. However,
site11). Nevertheless, this observation seems with such non-moving eyes could never I will suggest, there remains an important
to be at the wrong level of explanation: how truly see? Or never truly see except whilst sense in which such patients do still pos-
can sets of micro-movements amount to the moving its head? This hardly seems a strong sess such abilities. Spelling out the relevant
kinds of things we have talked about above, line at which to defend the theory. sense requires the use of counterfactuals.
such as knowledge of how to move in 3D Noë also notes the importance of ac- There are third- and first-person aspects to
space? This is not to suggest that there is tive (not just passive) stimulation during the response thereby made available, to the
no answer to such a question, but rather to ontogenetic development (Noë 2004: 13). challenge to the sensorimotor theory posed
suggest that we remain in need of such an I have no wish to reject the importance of by LIS.
answer. If micro-movements on their own interaction with the real world, over both On the third-person side, the compelling
are not enough, we still need to understand ontogenetic and phylogenetic time, in order nature of the fMRI evidence about locked-in
what is. to explain how it is so much as possible that patients seems like strong evidence in favour
any creature might come to see. But if that is of internalism. It is brain scanning that re-
11 | Retrieved from http://biovisions.mcb. all that is required, now, in order to be able veals preserved, coherent, reason-respecting
harvard.edu/ on 24 May 2013. to see, this changes the theory’s key require- activity, and we find these brain scans to be

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

good evidence for preserved internal men- about what the patient would do, if only ton because it is not (per impossibile) under-
tal life. I fully agree that such data is very they could) are already determined by the going all the interactions that protons can
good evidence for preserved “internal” (i.e., actual state of the patient, even though they undergo, at once. Rather we identify some-
phenomenal, first-person) mental life, but I may only be realised counterfactually. This thing as a proton when and because we have
think it is far from clear that it is good evi- is why it is right to say that it is the patient good reason to believe that it would interact
dence (only) for an internalist view of expe- who still thinks, still has beliefs and desires, as a proton interacts. Often, but not always,
rience, because, I will argue, opposing theo- still wants, and knows, how to act. this good reason is that it has interacted in
ries (such as this externalist, sensorimotor Perhaps, then, this use of counterfac- the past as protons do interact. But another
one) can fit this data at least as well. tuals allows the sensorimotor theory to re- reason, for example, might be that we have
The externalist can and must appeal to spond to the challenge posed by locked-in just done an experiment that we have good
counterfactual action to make sense of all cases, at least as viewed “from the outside.” reason to believe produces protons.
this. In what sense does the locked-in pa- But does talk in terms of counterfactual ac- The same goes for everyday objects such
tient still know how to interact with the 3D tion shed any light on the first-person case as tables. It is true that you might be misled
world? In precisely the counterfactual sense of LIS patients themselves? I have certainly (as you might be about a proton or about the
outlined above. The patient still could inter- tried to make it plausible above (especially presence of a mind) and that what you think
act with the world if only x were the case, in the sections “Perspectival experience” is a table might not be a table. But usually,
where x is (at least partly) counterfactual. and “Cases where brain dynamics cannot you take things to be tables when and be-
For instance, if only they were provided with match experience”) that thinking about cause they are tables (i.e., things that afford
(and trained in the use of) a brain-computer the structure of experience in terms of the table-ish interactions). So also with protons.
interface device (which would allow them to structure of available, meaningful action And so also with subjective experience. It is
act once again on their knowledge and de- does indeed offer an excellent match for our already standard to accept that in belief-de-
sires); or, if only the localised, but crucially first-person phenomenology. Here, I pro- sire psychology, a belief is defined by its in-
important, damage to their brain stems were pose that once we have an understanding of teraction with other mental states, including
somehow repaired or reversed, allowing the sense in which the relevant actions are desires. Not, that is, just by the interactions
them to act once again. As such, the senso- available to the locked-in patient (to wit: ac- it does have, but also by the interactions it
rimotor theorist can and should maintain tually available, if only some genuinely pos- could, or might, have. For instance, an even-
that (at least counterfactual) action remains sible counterfactual were to obtain), then we tual upshot of a belief can be (but need not
a central, constitutive aspect of experi- can still argue that the first-person structure be) action. Equally, a possible (neither nec-
ence, even in the case of locked-in patients. of their experience directly corresponds to essary, in any individual case, nor sufficient,
Equally, I think, the sensorimotor theorist the objective structure of the actions they in any case) cause of beliefs is perceptual ex-
can maintain that the fMRI evidence men- would, might or could take, just as it does perience. Thus perceptual experience is an-
tioned above is good third-person evidence for us. other mental term in this same rich set, to be
of preserved mental life, precisely because understood in terms of its interaction with
it (rightly) gives us a strong sense of what Counterfactuals in everyday other mental states and with their at least
these patients would still do, if only they science counterfactual upshot in meaningful action.
could. It should be noted that this talk of coun- It should be emphasized again (cf. the
It might sound as if this defence threat- terfactuals is not special pleading, which sub-section on “Directness” above) that as 309
ens to descend into triviality. Surely even a might make an already implausible theory with protons, so with minds: our under-
fully vegetative patient could successfully even less plausible. Any such line of thought standing of actual cases of normal, non-
act again, if only their brain were replaced would be misplaced, for this type of coun- misled, non-prevented, perceptually guided
by a fully functioning new one or if only the terfactual reasoning is omnipresent in eve- action are a central, non-optional part of
extensive damage to their brain were some- ryday science. For instance, a physicist will this “at least counterfactual” action-based
how repaired or reversed. In response to this happily say that something is a proton in picture of experience.
objection, we can note that in the case of LIS, virtue of how it interacts with other things,
but not in the case of the full-blown persist- and will agree that anything else that would
ent vegetative state, it is the physical locked- interact in exactly the same way is also a Qualia
in patient, without any counterfactual addi- proton (essentially, by definition).12 We do
tions, who still knows how to act. How so? not refuse to categorise something as a pro- This paper has discussed sensory ex-
In the locked-in case only, what the patient perience, yet may seem to have neglected
wants to do (would do, if only they were 12 |  Matter and anti-matter, sometimes completely one key aspect of such experi-
enabled to) is up to them. More reductively, raised as a counter-example to this kind of view, ence, namely first-person phenomenal feels:
it is physically determined by their physical do not interact with things in exactly the same qualia, or “what it is like.” Noë and O’Regan
state, as it is now (i.e., as it is actually, not ways as each other, even though it is true that have, at different times, variously claimed
counterfactually). Thus the interesting parts (most of) the differences between them can only either that the sensorimotor theory does
of the relevant counterfactuals (i.e., the facts be defined relationally and indexically. provide a full account of phenomenal con-

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
sciousness, including qualia (O’Regan & Noë barely mention. Perhaps some aspects Conclusion
Noë 2001: section 6), or else that something of emotion and valence could be said to
more is needed. Perhaps this is something fall under their heading “grabiness” (aka This paper starts by briefly reviewing
related to the unity inherent in life, accord- “alerting capacity”) (O’Regan, Myin & Noë phenomenology and arguing that it can
ing to Noë (2004: section 7.8), or something 2005, 2006) but certainly not all. I have ar- be defended against the charge that it is no
more along the lines of Metzinger’s self- gued elsewhere (Beaton 2009b) that these more than a variant of the failed, late 19th
model, according to O’Regan (2011). personal, affective and associative parts of century introspectionist programme. The
It does seem that what we mean by our mental lives are key elements in the full paper then reviews neurophenomenology,
“qualia” must be intimately related to the story about first-person, phenomenal expe- and argues, with the help of several exam-
nature of self-knowledge (Beaton 2009a). rience. In particular, they are the key to the ples, that this research programme – as
However, I would suggest that Metzinger’s naturalisation of terms such as “qualia.” Al- currently practised – shares one key as-
model of self-knowledge is too cognitivist though these aspects of experience are per- sumption in common with cognitivism and
to fit comfortably with the sensorimotor ac- sonal (thus subjective, in a certain sense), internalism: the assumption that the most
count as presented here. Shoemaker, on the they do not stray outside the full story about direct correlates of sensory experience are
Philosophical Concepts in Neurophenomenology

other hand, has offered a very deep analysis action for reasons.14 Emotion or affect, for to be found in the structure of brain activity.
of the relation between self-knowledge and instance, is certainly required in such a sto- The paper then proceeds to argue for
the ability to act for reasons (Shoemaker ry: you cannot have belief without desire, or an alternative, externalist view of sensory
1996). With the help of Shoemaker’s ac- action without motivation. experience. Based on Noë and O’Regan’s
count, it is possible to argue that the view of The overall claim, then, is that terms sensorimotor theory of perception, it is ar-
experience presented here already contains such as “phenomenal mind” and “subjec- gued that the structure of sensory experi-
first-person, phenomenal properties (Bea- tive experience” (and, indeed, terms such ence should be seen as constitutively involv-
ton 2009a, 2009b).13 Space precludes any de- as “belief,” “desire,” “knowledge,” “emo- ing the structure of the meaning-respecting
tailed analysis of this issue here, but a brief tion” – all personal-level mental terms) are action that is made available to a creature
account follows. not about brain dynamics; rather they are in, and directly by, its encounter with the
The claim is not that colour (to take the about the subject’s (at least counterfactual) world. The perspectival experience of occu-
standard example), as experienced, exists meaning-respecting, active relation to the pying a three-dimensional world is used as
purely in structure in the world (which we world. If we keep this normative dimension a case study from which to clarify and argue
must learn how to “enact,” i.e., behave ap- in mind, then (I am claiming in this brief for this view. It is suggested that the same
propriately towards). Nor is it that colour section and have argued in some detail in approach can be applied to all modalities of
exists purely in our minds and not really in Beaton 2009b) we may find qualia, or some- sensory experience.
the world at all (as many have claimed, cf. thing close enough to count, already present The sensorimotor approach claims that
Sellars 1956: §41). Rather, as we might ex- in this externalist, sensorimotor account of there is very rich, mathematical structure to
pect from the preceding lines of argument, experience. our experience; structure that we are nor-
it is that colour exists in our interaction with Note, in closing, that even if qualia exist mally oblivious to, in any explicit manner,
the world (see Thompson 1995 for extensive in the structure of norm-governed action, but structure that is nevertheless implicit
arguments towards a similar conclusion). this is not the whole story. We still need a in the phenomenology, and equally present
310 However, an important part of what we satisfactory, naturalistic, but not reductive, in the structure of our embodied action. It
bring to colour includes not just our know- account of the origin and nature of norma- should certainly not be supposed that eve-
ing what colour is (qua interactable element tive action itself. As Noë (2004: section 7.8) ry truth about experience can be captured
of the external order, i.e., those aspects that has indicated, it may be at this point that we mathematically, for experience is norm-
O’Regan has done much to elucidate, as we find the most natural connections between governed, not rule-governed. On a concep-
saw in the section on “Other aspects of sen- a sensorimotor account of perception and tion of norms that, I also suggest, the senso-
sorimotor experience” above), but also our other enactive views about the relationship rimotor theory should endorse, normative
caring about colour: having affective, va- between life and mind. facts cannot be reduced to rule-governed
lenced reactions towards it. We also bring a facts. Nevertheless there exists rich, phe-
long history of learnt association: red liter- nomenologically relevant, mathematically
ally is like something for me, for instance, tractable structure to our personal-level,
like spilled blood, or like burnt cinnabar. 14 | I would like to clarify that, in opposi- norm-respecting action in the world.
These personal reactions and associations tion to one important and well-known aspect of It is next argued that there are certain
are aspects of experience that O’Regan and McDowell’s work (as expressed, e.g., in McDowell phenomenologically apparent aspects of
1996: 114–123), I would endorse the thesis that it experience that must be a mismatch for
13 | To avoid confusion, I should clarify that is genuinely appropriate to talk about action for how experience really is, if experience cor-
I thereby end up disagreeing with several aspects reasons in the case of some animals and of human responds most directly to neural dynamics.
of what Shoemaker has, famously, said about infants, not just language-using human adults However, these same aspects of experience
qualia (e.g., Shoemaker 1982). (see, e.g., Hurley 2003). can be exactly how things are, if experience

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Phenomenology and Embodied Action Michael Beaton

{ Michael Beaton
Michael Beaton is a postdoctoral researcher on the European FP7 eSMCs project. His first degree
was in physics at the University of Oxford, his masters in artificial intelligence at the University
of Edinburgh and his PhD in the philosophy of cognitive science at the University of Sussex.

itself is extended and interactional, as ar- sensorimotor account of experience, such wards. Nevertheless, it is argued, we do need
gued here. In particular, it is argued that the that it applies equally to normal and locked- to abandon the last remaining internalism
apparent directness and richness of experi- in subjects. Furthermore, it is argued, illu- at the heart of the enactivist and dynamicist
ence can be exactly how things are, only ac- sion, hallucination and imagination are also views: the essentially internalist claim that
cording to an externalist view. According to best seen as at least counterfactual, action- experience itself corresponds most directly
such a view, experience literally (and sim- based relations to the world. For instance, to some aspect of internal dynamics. Typi-
ply) is an encounter with the world itself, in in imagining a tomato, we are acting (or are cal enactivist views clearly emphasize that
all its never-ending richness. It is the central at least disposed to act) as if there were a to- neural dynamics are richly intertwined with
advantage of the sensorimotor view of per- mato in front of us, when in fact there is not. the dynamics of body and world. Neverthe-
ception that it allows us to begin to spell out More precisely, we are at least disposed to less, as the examples at the beginning of this
in some detail, and in a scientifically tracta- enact relevant aspects of that characteristic, paper aimed to demonstrate, such views
ble manner, how this might be so. sensorimotor profile of action that is only remain wedded to the assumption that
Nevertheless, many readers will sup- truly available, in its full richness, when we subjective experience itself corresponds to
pose that all externalist and action-based are in interaction with a real tomato. some features of the internal dynamics, not
views of experience are doomed to failure. Finally, it may seem than any purely to features of the open interaction with the
In particular, it may be supposed, argu- action-based view of perception must lose world. We should abandon this last remain- 311
ments from illusion and hallucination show touch with certain intrinsically first-person ing internalism by adopting the sensorimo-
that experience cannot be a direct encoun- aspects of experience, such as qualia. This tor view of experience. We thereby discover
ter with the world. Moreover, cases such as paper can do no more than briefly refer the an account of experience that better unifies
locked-in syndrome are taken to demon- reader to earlier work in which it has been science and phenomenology.
strate that experience cannot fundamen- argued that qualia themselves (or some-
tally involve action. thing recognisably like them) can be found
Since these objections are often sup- already present within such an action-based Acknowledgements
posed to be indefeasible, this paper takes view of perception.
the time to spell out a response to such chal- The upshot of the above line of argu- I would like to give thanks for particu-
lenges based on the notion of counterfactu- ment is not that we should abandon neu- larly useful feedback to Thomas Greg Cor-
als (hypothetical situations that are, in some rophenomenology (except, perhaps, for its coran, Elena Cuffari, Hanne De Jaegher,
way, counter to how things actually are). It misleading label). On the contrary, much Ezequiel Di Paolo, Miriam Kyselo, Alex
is argued that the structure of experience of the present paper proceeds by means of Maye and Bryony Pierce, and to one thor-
corresponds to the structure of actual, and a mutually informative, two-way exchange ough (if far from thoroughly convinced)
available, meaningful action. We can use between the phenomenal first-person and anonymous reviewer.
counterfactuals to talk about the structure the scientific third-person perspectives, Completion of this work was funded
of available, but not necessarily taken, ac- exactly as advocated by proponents of neu- by the European FP7 eSMCs project, FP7-
tions and thus to spell out the details of the rophenomenology, from Varela (1996) on- ICT-2009–6 no: 270212.

http://www.univie.ac.at/constructivism/journal/8/3/298.beaton
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