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Lancet Neurol 2006; 5: 158–70 Brain atrophy has emerged as a clinically relevant component of disease progression in multiple sclerosis.
Department of Neurology, Progressive loss of brain tissue bulk can be detected in vivo in a sensitive and reproducible manner by MRI.
Cleveland Clinic Foundation, Clinical studies have shown that brain atrophy begins early in the disease course. The increasing amount of data
Cleveland, OH, USA
linking brain atrophy to clinical impairments suggest that irreversible tissue destruction is an important
(R A Bermel MD); and Center for
Neurological Imaging, Partners determinant of disease progression to a greater extent than can be explained by conventional lesion assessments.
Multiple Sclerosis Center, In this review, we will summarise the proposed mechanisms contributing to brain atrophy in patients with
Departments of Neurology and multiple sclerosis. We will critically discuss the wide range of MRI-based methods used to quantify regional and
Radiology, Brigham and
whole-brain-volume loss. Based on a review of current information, we will summarise the rate of atrophy among
Women’s Hospital, Harvard
Medical School, Boston, MA, phenotypes for multiple sclerosis, the clinical relevance of brain atrophy, and the effect of disease-modifying
USA (Rohit Bakshi MD) treatments on its progression.
Correspondence to:
Dr Rohit Bakshi, Brigham & Historical background Focal-tissue loss within overt white-matter lesions is
Women’s Hospital, Harvard
Brain-volume loss was reported as a component of probably a major contributor to brain atrophy due to loss
Medical School, 77 Avenue Louis
Pasteur, HIM 730 Boston, multiple sclerosis in early descriptions of the pathology. of myelin and axonal density.10,14 But is there a relation
MA 02115, USA In 1938, Robert Carswell discussed multiple sclerosis in between lesion load and brain atrophy, even remote to
rbakshi@bwh.harvard.edu an article on atrophy in his Atlas of Pathology.1 In 1963, lesion development? One group studied 29 patients with
German pathologist Eduard Rindfleisch reported focal a clinically isolated demyelinating syndrome over
atrophy of brain tissue in his description of the 14 years.15 Progression of T2-hyperintense lesion load in
perivascular nature of multiple sclerosis lesions.2 With the first 5 years after disease onset was the best predictor
advances in technology,3 structural neuroimaging of whole-brain atrophy 14 years later, suggesting that
provides increasingly sensitive methods of monitoring lesions partly contribute to the development of global
brain atrophy in vivo. In this review we will focus on atrophy. However, most studies examining the relation
brain atrophy, referring the readers to separate reviews between T2-hyperintense lesions and whole-brain
on atrophy of the optic nerve and spinal cord in multiple atrophy reported that lesion load accounts for at most
sclerosis.4–8 10% of the variance in atrophy in patients with
relapsing-remitting multiple sclerosis, and has limited
Pathogenesis predictive value for the subsequent development of
Although brain atrophy is probably an endpoint of atrophy.16–18 An increasing amount of data show that
irreversible tissue loss in multiple sclerosis, it is not whole-brain grey-matter volume is moderately
pathologically specific. The underlying mechanisms for correlated with lesion volume, suggesting that remote
brain atrophy are diverse and complex. Some proposed effects of white-matter lesions are partly responsible for
mechanisms are directly related to the multifocal grey-matter degeneration.16,19–23 However, this
inflammatory disease process, whereas others are association might not extend to atrophy in deep grey-
indirectly related to or are independent from traditional matter nuclei, in which atrophy is poorly related to such
measures of overt lesions.9 lesions.24
Gadolinium-enhancing lesions partly predict the
Overt lesions development of whole-brain atrophy in early relapsing-
Multiple sclerosis lesions are dynamic and progress remitting multiple sclerosis in some studies.14,25–33 One
through distinct stages on MRI scans. Lesions that are study26 reported that the number of enhancing lesions
enhanced with intravenous-gadolinium contrast on T1- was moderately correlated with ventricular enlargement
weighted images represent active areas of inflammation in 16 patients with relapsing-remitting multiple
and dysfunction of the blood–brain barrier.10,11 Most sclerosis. Three other studies of patients with similar
gadolinium-enhancing lesions become permanent characteristics lend support to this association.27–29 Two
hyperintense lesions on T2-weighted images and groups showed that ring-enhancing lesions might be
represent a range of pathological changes (eg, oedema, particularly predictive of brain atrophy.26,30 However,
gliosis, inflammation, demyelination, remyelination, results from two studies17,31 suggest that gadolinium-
and axonal loss). About half of gadolinium-enhancing enhancing lesions do not predict whole-brain atrophy.
lesions will ultimately persist as severe hypointensity on Overall, the relation between enhancing lesion volume
T1-weighted images (T1 black holes).11 These persistent and brain atrophy seems to disappear in later disease
lesions represent irreversible tissue destruction and stages.32 Even with near complete pharmacological
axon loss.10,12,13 suppression of gadolinium-enhancing lesions in
patients with secondary progressive multiple sclerosis, parenchymal loss in 42 patients with relapsing-remitting
brain atrophy continues to progress.33 multiple sclerosis.39 Another group, measuring whole-
The association between T1-black holes and brain brain N-acetyl aspartate and diffusivity, showed these
atrophy however, is unclear.14,17,34,35 One study34 recorded a markers (but not any lesion-load volumes) were
relation between T1-black holes and supratentorial brain associated with whole-brain atrophy.40 These studies
atrophy (r=0·48) in a cross-sectional study of patients provide evidence to show that in addition to overt lesion
with relapsing-remitting multiple sclerosis (n=55). formation, global dysfunction or degeneration of neurons
Results from our group supported this finding in 78 might be occuring, and perhaps preceding brain atrophy.
patients with multiple sclerosis (r=0·35),35 and we also
reported an association between subcortical atrophy and Alternative mechanisms
volume of T1-black holes.36 This finding contrasts with The absence of a strong association between lesion load
studies showing that the volume of T1-black holes at and brain atrophy suggests that other mechanisms
baseline does not predict the development of contribute to atrophy. There has been evidence of a
longitudinal whole-brain atrophy in relapsing-remitting genetic predisposition to brain atrophy or
multiple sclerosis.17 neurodegeneration in multiple sclerosis. Specifically,
Are multiple sclerosis lesions and brain atrophy linked, patients who carry the APOE 4 allele have up to five
or are they unique results of different pathological times greater annual rate of brain atrophy than do
processes? On the basis of the above results, there seems patients who do not have the allele.41 Patients with this
to be a partial link between lesions and brain atrophy. genotype are also at risk for developing persistent T1-
One key mechanism linking MRI lesion load to brain black holes.41 Brain atrophy has also been associated
atrophy is the remote effect of axonal injury on neuronal with damage in grey matter, as measured by T2
loss (Wallerian degeneration). A study of the pathology37 hypointensity of subcortical structures, and is thought to
has shown the abundance of transected axons in the brain represent pathological iron deposition18,42,43 (figure 1).
of patients with multiple sclerosis (more than 11 000 per
mm3 of lesional tissue). Wallerian degeneration can be Localisation of brain atrophy
detected at the earliest stage of multiple sclerosis (in Brain atrophy seems to be widespread in multiple
patients with a clinically isolated demyelinating sclerosis, affecting all brain regions, including all the
syndrome).38 However, the slight predictive value of cerebral lobes, the compact white-matter tracts,
lesion volumes suggests that other mechanisms might be brainstem, and cerebellum.44 Both grey-matter and
contributing to volume loss.14 There has been a recent white-matter compartments are affected. Several groups
effort to correlate diffuse damage in the normal- have assessed grey-matter versus white-matter volume
appearing brain tissue with brain atrophy. One group loss using various segmentation tools, and selective
used MR spectroscopy to quantify N-acetyl aspartate as a grey-matter atrophy has been documented in patients
marker of neuronal integrity and showed that decreased with a clinically isolated demyelinating syndrome or
whole-brain N-acetyl aspartate preceded global- relapsing-remitting multiple sclerosis.16,20,21,23,24,45–47
Patient A Patient B
Figure 1: Midthalamic T2-weighted axial images from two placebo patients at baseline
We did a post-hoc analysis of patients with MS from a 2-year clinical trial of interferon beta-1a (30g IM weekly) or placebo.18 We determined deep grey-matter T2
hypointensity, brain parenchymal fraction (BPF), and total T2-, gadolinium-enhancing-, and T1-lesion volumes. T2 hypointensity was chosen in regression modeling
as the best predictor of BPF change at the 1 year (R2=0·23, p=0·002) and 2 year (R2=0·33, p0·001) time points after accounting for all MRI variables. Mid-thalamic
T2-weighted axial images from two placebo patients at baseline are shown, relating visual to quantitative findings, showing a range of T2 intensity and BPF values.
Patient A (left) had relative baseline T2 hypointensity and atrophy, with marked atrophy progression. Patient B (right) had higher baseline T2 intensity and BPF
values, with no atrophy progression. Thus, grey matter T2-hypointensity predicts the progression of brain atrophy in patients with early relapsing-remitting multiple
sclerosis. This predictive effect is seen as early as the first year. We hypothesise that brain atrophy may involve iron deposition as a mediator of neurotoxicity or as a
disease epiphenomenon. Reproduced with permission from the American Medical Association.18
Figure 5: Progressive brain atrophy in a 41-year-old man with RRMS imaged at baseline and 4 years later
Non-contrast T1-weighted images show progressive enlargement of the ventricles and subarachnoid spaces consistent with diffuse brain volume loss. Top row is at
baseline, bottom row is at 4 year follow-up. Reproduced with permission from the American Society for Experimental NeuroTherapeutics.11
with three-dimensional measures. Figure 6 shows statistical parametric mapping (figure 7),23,64,67,82,83
examples of two-dimensional measures. template-driven segmentation,84 and brain boundry shift
integral.79 The advantages of registration-based methods
Quantitative three-dimensional measures are that they are sensitive to longitudinal changes and
Quantitative measures of whole-brain atrophy, acquired (because they are mostly automated) need little operator
by automated or semiautomated methods,64 have input and time. The main disadvantage is the need for
become the most powerful methods for assessing additional steps in image processing.
patients with multiple sclerosis over time because of Thus, there are a multitude of techniques now
their reproducibility, sensitivity, and potential to capture available to measure brain atrophy. However, the main
global disease effects.65,66 limitation of the use of brain atrophy in clinical trials is
Segmentation-based techniques include separation of that different measures can produce conflicting results.
intracranial contents into parenchymal and non- Differing results might be valid,85 but as a result of the
parenchymal classes, thereby arriving at an expression low specificity of brain atrophy, techniques can quantify
of what proportion of space is occupied by brain tissue at different physiological observations.
any given time. The most popular terminology for this
“proportional method” is brain parenchymal fraction Atrophy and disease course
(BPF) (figures 4 and 7).17,35,64,67,68 Other examples of Clinically isolated syndrome
techniques which use segmentation-based methods There is increasing evidence that brain atrophy is not
include 3DVIEWNIX,69 SIENAX,70, index of brain restricted to the later progressive stages, but begins in
atrophy,71 whole brain ratio,72 brain to intracranial cavity the earliest stages of multiple sclerosis.6 In patients with
ratio,73 brain to intracranial volume ratio,74 fuzzy clinically isolated demyelinating syndrome, whole-brain
connectedness,75 the Alfano method,76 MIDAS,77 and atrophy is detectable in those who go on to develop
ILAB4.78 Segmentation-based techniques can also multiple sclerosis.86,87 Patients who meet the
separately quantify the volume of grey matter, white international panel criteria for multiple sclerosis88 (but
matter, and cerebrospinal fluid compartments who have had only a single demyelinating event) had
(figure 7).23 The abnormal signal intensity of multiple detectable ventricular enlargement over the subsequent
sclerosis lesions presents a potential source of voxel year (median enlargement=0·3 cm3, n=27) compared
misclassification. Lesions in the white matter tend to be with those who do not meet the criteria (median
misclassified as grey matter,20 and misclassified volumes enlargement=0·05 cm3, n=28, p=0·03).77 In another
should be corrected to avoid confounding clinical study of patients with clinically isolated demyelinting
correlations.23 syndrome followed up over 3 years, the group that
Registration-based techniques are designed to follow developed multiple sclerosis during the study period
patients longitudinally over time.79 These methods align had detectable grey-matter atrophy, but no white-matter
two serial scans from a patient and find areas of signal- atrophy.16 In the placebo group of a randomised
intensity change after accounting for changes in head controlled trial of subcutaneous interferon beta-1a in
position or slice plane. The result is a number such as clinically isolated demyelinating syndrome,
percent brain volume change. Examples of such investigators measured a mean decrease in brain-
measures include SIENA,80 voxel-based morphometry,81 parenchymal volume of 1·68% over 2 years.89 In
Figure 7: Representative slices from a T1-weighted gradient echo series and obtained grey, white, and CSF tissue compartments after automated skull-
stripping and segmentation by SPM99 for a normal control (top row) and a patient with MS (bottom row)
Images from left to right are: raw T1-weighted image; white matter only (bright areas); grey matter only (bright areas); CSF only (bright areas) with background brain
parenchyma (inner dark areas). Note the misclassification of white-matter lesions that have been classified as grey matter. This procedure can be used to quantify the
volumes separately, or determine residual or proportion-based measures of normalised whole-brain atrophy. BPF=total parenchymal volume divided by total
intracranial volume. Applying this method we studied 41 patients with MS and 18 age and sex-matched healthy controls. We also measured lesion load (total T1-
hypointense and FLAIR hyperintense lesion volume), third ventricular width and bicaudate ratio. Disability was assessed by the EDSS and timed 25-foot walk. Patients
with MS had lower grey matter (3·9%, p=0·003) and total parenchymal volume (3·8%, p=0·003), but only a trend for lower white-matter volume (3·7%,
p=0·052) relative to normal controls. Grey-matter atrophy was most closely related to clinical status as compared to all other MRI measures (see figure 8 and table for
more information). Reproduced with permission from Academic Press.23
n Parenchymal Grey matter White matter Third ventricle Bicaudate T1 black hole FLAIR lesion
volume volume volume width ratio lesion volume volume
EDSS 40 0·34* 0·46† 0·06 0·20 0·32* 0·41† 0·34*
25-foot timed walk 35 0·45† 0·52† 0·20 0·43* 0·32 0·46† 0·38*
Disease duration 41 0·46† 0·44† 0·31 0·48† 0·44† 0·34* 0·32*
Third ventricle width 41 0·80§ 0·71§ 0·60§ .. 0·80‡ 0·50† 0·47†
Bicaudate ratio 41 0·75§ 0·66§ 0·56§ .. .. 0·56‡ 0·49†
T1 black hole lesion volume 41 0·45† 0·46† 0·27 .. .. .. 0·89‡
FLAIR lesion volume 41 0·39* 0·43† 0·18 .. .. .. ..
Partial correlations (df=n4) are based on whole-brain data and express associations after adjusting for intracranial volume and age. FLAIR=fluid-attenuated inversion-recovery and
ellipses. *p0·05 †p0·01 ‡p0·001 §p0·0001. Note that grey-matter atrophy correlates most highly with measures of physical disability (more so than lesion load or white-matter-
volume measures). Reproduced with permission Academic Press.23
Table: Correlations between MRI measures (atrophy and lesion loads) and physical disability in patients with multiple sclerosis
scans (30 min apart) on 30 patients with multiple patients with secondary-progressive multiple sclerosis
sclerosis and calculated their brain parenchymal but not in those with relapsing-remitting multiple
fraction. The authors reported that a change of brain sclerosis. This decrease peaked at about a 1% change 2
parenchymal fraction of 0·0056% carries 95% certainty weeks after the steroids were first given and only in part
that this measure has actually changed (given a standard resolved over 8 weeks in patients with secondary-
error of 0·0020%).126 Thus, brain parenchymal fraction is progressive multiple sclerosis.
a sensitive measure and is an appealing method to serve By contrast, steroids might have a protective effect on
as a supportive outcome measure in clinical trials. brain atrophy in the long term in patients with multiple
The ability to pool results from different imaging sclerosis. In a phase II placebo-controlled study of
hardware is essential to help with multicentre clinical patients with relapsing-remitting multiple sclerosis,
trials. One group127 studied the effect of brain intravenous pulsed steroids reduced cerebral atrophy
parenchymal fraction acquired on different scanners over 5 years.133 Furthermore, the effect of one disease-
and different pulse sequences. They showed that this modifying therapy on brain atrophy measured in a
quantity can be accurately measured using a variety of clinical trial of patients with relapsing-remitting
MRI pulse sequences where there is a marked contrast multiple sclerosis seemed to be unaffected by steroid
between cerebrospinal fluid and brain parenchyma. Our dose near the time of MRI.134 Another study135 showed
group64 reported no effect of pulse sequences (spin echo that pulses of intravenous methylprednisolone injected
vs gradient echo) on the ability to accurately measure every 4–6 weeks did not accelerate (but rather slowed)
brain parenchymal fraction using both semiautomated the rate of brain atrophy in 11 patients with primary-
and automated methods; both protocols yielded robust progressive multiple sclerosis. In conclusion,
clinical correlations. Another group identified that good intravenous steroids seem to have a dual effect on brain
reproducibility of brain parenchymal fraction can be volume, but in the long term might protect against brain
achieved across scanners when using the same pulse atrophy in relapsing-remitting forms of the disease.
sequence at the same field strength.128
Effect of disease-modifying treatments
Reversible biological effects on brain volume Brain atrophy, because of its clinical relevance and
Another factor thought to confound brain volume ability to serve as a sensitive, reproducible quantitative
measures in multiple sclerosis is acute inflammation measure of irreversible tissue destruction, is now
and oedema in white matter that might transiently commonly used as a secondary therapeutic outcome
increase brain volume and offset decreases related to measure in clinical trials for multiple sclerosis.5,136
tissue destruction.16 Corticosteroids have been associated
with reduced brain volume in patients treated for Interferon beta-1a
neurological and non-neurological diseases.129 Proposed In the pivotal phase III trial of once-weekly intramuscular
mechanisms include steroid-induced protein catabolism interferon beta-1a,17 whole-brain atrophy (by brain
and reduction of water volume in the brain as a result of parenchymal fraction) was measured in patients with
decreased vascular permeability. Corticosteroids also relapsing-remitting multiple sclerosis randomised to
affect brain volume in patients with multiple sclerosis, interferon beta-1a and patients randomised to placebo.17
although the relation is complex. An acute effect of There was a 55% reduction in brain atrophy with
intravenous corticosteroids on brain volume has been interferon therapy in the second year of treatment
shown by several groups.130–132 One group132 looked at the (0·233% reduction in brain parenchymal fraction in
effects of a typical course of intravenous interferon beta-1a vs 0·521% in placebo), but no effect
methylprednisolone. The researchers identified a during the first year of treatment. In a larger study of
significant decrease in brain parenchymal fraction in patients who were treated with the same medication,
rates of decline in brain parenchymal fraction were “pseudoatrophy”, such as that due to treatment-related
0·686% in the first year, 0·377% in the second year, and resolution of brain oedema and inflammation.142
0·378% in the third year, again suggesting, delayed, but Whether interferon beta three times a week or every-
significant slowing of the rate of brain atrophy.137 other-day limits the rate of brain atrophy is unclear.
A large-scale randomised placebo-controlled Proposed mechanisms by which interferon might limit
prospective trial of once-weekly subcutaneous interferon brain atrophy include: increasing nerve growth factors;143
beta-1a showed a beneficial effect on whole-brain limiting immune-mediated destructive inflammation;144
atrophy after 2 years of treatment in patients with or by limiting toxic mechanisms such as pathological
clinically isolated demyelinating syndrome.89 The rate of iron deposition.18
brain-parenchymal volume decrease for patients on
placebo was 0·83% during the first year and 0·67% Glatiramer acetate
during the second year. Respective values for treated Trials of daily subcutaneous glatiramer acetate suggest
patients were 0·62% and 0·61%, with a treatment effect that it also limits brain atrophy. One group97 recorded a
seen after 2 years (p=0·0031). This is in contrast with a reduction in the amount of whole-brain volume loss
post-hoc analysis of the initial large phase III trial of the between 14 patients treated with glatiramer acetate and
same medication dosed at three times a week in patients 13 treated with placebo over 2 years (0·6% per year vs
with relapsing-remitting multiple sclerosis which 1·8% per year, p=0·0078). In a larger scale trial of
reported no effect of treatment on the loss of brain shorter duration, brain volume was measured in
volume (measured as whole brain ratio) over 2 years.72 113 patients treated with glatiramer acetate for
Another group100 did a post-hoc analysis of an open label, 18 months and 114 patients on placebo for the first
randomised dose comparison trial of subcutaneous 9 months (then switched to active treatment in the
interferon beta-1a (11 g vs 33 g subcutaneously three second 9 months) using a central seven-slice brain-
times per week) in 52 patients with relapsing-remitting atrophy absolute-volume measurement technique.28
multiple sclerosis, and showed that there was a Despite a reduction in inflammatory lesions there was
significant decline in brain volume in both groups no detecatble difference in brain-volume loss between
during the 2 years of the study, and no difference in groups. However, in a post-hoc analysis of the same
change in brain volume between doses. Two subset study with a more reproducible normalised whole-
analyses of 38 patients (with a mix of patients with brain volume measurement technique, the rate of brain
relapsing-remitting or secondary-progressive multiple atrophy was lower in the fully treated group in the last
sclerosis) in two trials138,139 showed no significant 9 months than in the placebo.65 Thus, glatiramer
treatment effect on upper cervical spinal cord area,140 but acetate might have a partial and delayed, but significant
a slowing in the rate of brain atrophy (measured as brain effect on limiting the rate of brain atrophy in relapsing-
parenchymal volume) over 18 months.98 Thus data are remitting multiple sclerosis.
conflicting for the effects of subcutaneous interferon
beta-1a on CNS atrophy. Conclusions
Data obtained over 3 years in an open-label study of Brain atrophy has emerged as a clinically relevant
interferon beta-1b in 30 patients with relapsing- component of the multiple sclerosis disease process.
remitting multiple sclerosis showed a significant but Progressive loss of brain tissue bulk can be identified
delayed reduction in the rate of cerebral atrophy.141 in-vivo in a sensitive and reproducible manner by MRI.
Brain volumes at baseline decreased by 1·35% during Brain atrophy begins early in the disease course. The
the first year of the study, then remained relatively increasing amount of data linking brain atrophy to
stable during the second (1·48% lower than at baseline) clinical impairments suggest that irreversible tissue
and third (1·68% lower than baseline) years. A trial of destruction is a major determinant of disease
interferon beta-1b in 95 patients with secondary- progression to a greater extent than can be explained by
progressive multiple sclerosis32 showed no significant conventional lesion assessments. Whole-brain atrophy
treatment effect overall on brain volumes; however, the is an appealing method to monitor patients for the
authors identified a significant effect in the subgroup of destructive aspects of the disease in clinical trials.
patients who had gadolinium-enhancing lesions at Measures of regional brain atrophy might be
study entry. particularly useful in helping to understand
When interferon beta is given once a week it seems to neuropsychological dysfunction or other specific
have a partial delayed beneficial effect on brain atrophy, clinical findings. Confounding factors must be
irrespective of formulation. The treatment effect is considered when assessing whether loss of brain
delayed by at least several months. This delay might volume directly indicates tissue atrophy. Although the
indicate the fact that the atrophy occurring in the first mechanisms that contribute to brain atrophy are
months is the culmination of a cascade of events that unclear, degenerative processes that underlie brain
began before the onset of therapy. Alternatively, the atrophy will hopefully provide novel therapeutic targets
ongoing loss of brain volume might be the result of to help patients.
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