Professional Documents
Culture Documents
Kevin Lane
Abstract
Archaeological research in the Andes has emphasized agriculture to the detriment of all other modes
of production. A marked bias towards research on the coast, where crop farming predominates, and
prejudices arising from the prevailing agro-centric perspective has given rise to a wealth of
information concerning agricultural adaptations to this vertical environment. This paper seeks to
redress the balance by investigating the precocious nature of agro-pastoralist traditions in the north-
central highlands of Peru (AD 1000–1570).
I challenge current ideas concerning the mainstay of subsistence in the Prehispanic high Andes
that essentially emphasize farming to the detriment of other modes of production. Rather, I argue
for a rich tableau of closely articulated groups of agro-pastoral and mixed farming communities
ensconced in the kichwa, suni and puna areas of the cordillera. In these mixed communities the
archaeological evidence suggests that it is the camelid herders who controlled and exercised power
over the mixed farming communities with a concomitant specialization and intensification of the
pastoralist economy.
Keywords
Then she began looking about, and noticed that what could be seen from the old room
was quite common and uninteresting, but that all the rest was as different as possible.
(Alice through the Looking Glass, Lewis Carroll, 1871)
Introduction
Developing the theme of agro-pastoralism in the Prehispanic Andes, this paper is divided
into three parts. An initial section addresses the thorny issue of what is meant by
Defining agro-pastoralism
Agro-pastoralism is a much disputed term (see Bonavia 1996; Flores Ochoa 1968; Rabey
1989) surrounded by controversy. Nevertheless, agro-pastoralism should not be viewed
simply as herding with a bit of farming conducted alongside. I define agro-pastoralism as
a diversified form of pastoralism that integrates farming, and it is this process of
integration of agriculture and the level at which it occurs that shape the individual agro-
pastoralist community. Therefore agro-pastoralism does not exist as a single, standard
mode of production; rather, there are many agro-pastoralisms graded according to degree
of agricultural or pastoralist practice in a given community. Nevertheless all these forms
of agro-pastoralism share a commonality, in that it is a way of life organized around
herding.
To characterize this way of life based around herding fully, it is necessary to
return to accepted definitions of pastoralism. Pastoralism itself is a contested term,
initially regarded as inherent in societies that do not practise farming, owning only
animals and living a nomadic lifestyle (Goldschmidt 1965; Khazanov 1984; Krader
1959). This prerequisite of nomadism has been used in the Andes, by Franklin (1982)
and Rabey (1989) among others, to discount the existence of pastoralism in these
highlands.
Yet a propensity to nomadism is not the only consideration relevant here. Salzman
(2004) shows that sedentism or nomadism are not dominant factors in assessing
Through the looking glass 495
Pastoral society is almost never exclusively pastoral. Almost every population heavily
involved in raising livestock on natural pasture is also seriously engaged in other
productive activities. . . . To the degree that they are producing for their own
consumption, pastoralists will have multi-resource or mixed economies.
(Salzman 2004: 139)
Andean agro-pastoralism
transitional zone who owned animals, known as mixed farmers, and the neighbouring
pastoralists who cultivated crops, known as agro-pastoralists.
The case study considered here is located in the Pamparomas District of the Cordillera Negra
of the north-central highlands of Peru (Fig. 1). Since the demographic collapse of the
sixteenth and seventeenth century this region has been relatively depopulated. This means
that the archaeology is still largely intact. The prehistoric settlements, corrals and other types
of sites that dot the area are visible on the surface and were therefore easy to survey.
The area selected for extensive survey, with special attention paid to the region lying
above 3500m, is a landscape characterized by steep vertical gradients, small highland
plains and short narrow ravines fed by fast, seasonally active, high-energy streams. The
local ecology has consistently been described as marginal and challenging (Custred 1977;
Orlove 1982). Yet studies in the past few decades have reinterpreted this tundra ecotone as
representing a unique floral and faunal biomass that has permitted human adaptations to
high montane environments for the last 12,000 years, with camelid domestication and
pastoralism as a viable economic system since 3500–4000 BC (see Aldenderfer 1998;
Browman 1984; Flannery et al. 1989; Flores Ochoa 1968, 1977; Kuznar 1995).
This area was specifically selected as the northernmost large, uninterrupted expanse
of alpine-tundra pasture, known generically as puna in the South American literature
(Pulgar Vidal 1946; Tosi 1960). These highland herding expanses are particularly
favoured by South America’s domesticated camelids, the llama (Lama glama) and alpaca
(L. pacos), as well as their wild relatives, the guanaco (L. guanicöe) and vicuña (Vicugna
vicugna).
Another important factor in the choice of this area is that the region represents the
intersection between the Andean alpine tundra known as puna and what is characterized as
páramo, a more humid, cold, high-altitude grassland that commences in northern Peru and
continues further northwards up into Colombia and Venezuela. This means that the area is
relatively wet; this greater incidence of rainfall, coupled with the local geology, means that
the area has a larger relative number of natural lakes. The prevalence of lakes, especially
across the unglaciated Cordillera Negra, underlies the development of extensive hydraulic
architecture. These features range from the ubiquitous canals and terraces to less commonly
documented water dams and reservoirs. Uniquely, these highlands have also yielded
substantial evidence for the construction of silt dams and reservoirs, technologies that I argue
were used primarily for the purposes of herding, rather than for agriculture (Lane 2005).
The total area surveyed, c. 70km2, covers the headwaters of two tributaries of the
coastal Nepeña River, the Chaclancayo River in the northern valley and the Loco River to
the south. I concentrate in this article on the Chorrillos side-valley, a tributary of the
Chaclancayo River.
This is the first time that this particular area has been subjected to archaeological
investigation; indeed, few studies of this region exist and none have investigated high-
elevation features (but see Crispı́n Balta 2002; Lau 2001 for other recent studies in the
adjacent highlands).
Running roughly north east to south west for some 4.25km2 and located above the
modern community of Chorrillos this side valley winds sinuously from a height of 4900m
until its juncture with the Chaclancayo River at 3500m. Survey results indicate water was
managed on a trans-ravine scale whereby dams and reservoirs interlinked in series acted as
‘storage tanks’ for the areas of agro-pastoralism. The valley preserves a large part of its
Prehispanic water-management system in a good state of preservation which makes
inferences on the available evidence that much richer.
The valley includes water dams situated at the upper reaches of the ravine to silt
and water reservoirs at the lower juncture where they appear in close proximity to ancient
agricultural terracing (Cho 8a) and small herder households, or estancias, with associated
corrals as well as medium-sized settlements. Counting the two medium-sized settlements,
Yurakpecho (Cho 3A) and Kunka (Cho 11), plus their outliers, together the area
incorporates 188 households and a total minimum population of 779 people for the valley
during the Late Intermediate Period (AD 900–1480) (see Lane 2005).
The valley-long hydrological system commences at the water dam of Orconcocha
(Cho 6) at 4660m2, actually two dams in sequence, which together account for a lake
surface area of 35,000m2 (Plate 1, Plate 2 and Fig. 2). A sluice and stream connects
Orconcocha with the Yanacocha Lake (Cho 1) at 4550m (Plate 3), a water dam with a lake
surface area of 55,468m2 and an estimated basin volume of 554,680m2 (Freisem 1998).
Through the looking glass 499
Plate 1 Orconcocha Lake (Cho 6) located at 4660m, viewed from the north east.
Plate 2 Lower dam of Orconcocha (Cho 6A) before cascade down to Yanacocha (Cho 1).
Figure 2 Aerial photograph and map of the Chorrillos Valley, showing the pacarina of Cerro Rico
(5006m) in the top right-hand corner.
interpreted as a silt catchment dam, which has created a bofedal of 53,125m2 in area. From
here the stream threads for the next 1.75km through a series of small, verdant fields or
pampas – Patoparinan, Putacayoc and Kaucayoc – until it reaches the Chaclancayo
watershed.
These pampas are broken by the well-preserved remains of short horseshoe-shaped silt
reservoirs among the upper pampas and enclosed water reservoirs in the lower lying areas,
especially the terraced zone (see Fig. 4, which details the four topmost sectors of this area,
corresponding to Cho 7 in Fig. 2). In total over eighty such structures have been counted
Through the looking glass 501
Plate 3 The dammed lake of Yanacocha (Cho 1) viewed from the north west.
in this zone, intentionally positioned either to divert water and silt in the creation of small
bofedales, as in the case of the former, or for the storage of water, as in the case of the
latter feeder channels. The proximity of the abandoned terraces of Llanapaccha (Cho 8B)
substantiates this last hypothesis. The silt reservoir area comprises 150,000m2 of potential
pasture, while the terraced area encompasses 170,000m2 of land that stretches down to
3650m. This is where the modern village of Chorrillos has its main agricultural fields or
charkas, which were possibly cultivated in antiquity. Evidence for this comes from an
Early Intermediate Period Recuay stone-cist offering found by Don Santiago Granados in
his fields just below the terraced area.
The modern community of Chorrillos has access to around 6400ha of land, which includes
the lands up the Chorrillos valley as well as the cultivation slopes that exists on both sides
of the Chaclancayo River. It is conceivable that at the very least this core area was
similarly controlled from the settlements at Yurakpecho (Cho 3A) and Kunka (Cho 11) as
they form a continuous stretch of land. It is also possible that the area of Pukio above the
modern town of Pamparomás was linked to this valley given the canal that existed between
the Chorrillos Valley and Pukio. Yet, since this area has not been extensively surveyed, it
will be discounted for the purposes of this case study.
Taking the latest report on land-use in the Ancash highlands (INRENA 2000) and
extrapolating these results to the Chorrillos Valley it is possible to obtain a good idea of
how land is divided in this area (see Table 1). Currently in the areas considered exclusively
502 Kevin Lane
Table 1 Table showing modern land use of the Chorrillos Valley, from INRENA (2000)
Type of land use Altitude (m) % of sample Chorrillos Valley (6,400 ha.)
for pasture, that is the area above 3900m, there are 2400 ha of unimproved pastureland
and 30.72ha of bofedal-type vegetation. Using the ratio for unimproved and improved
pasture to domesticated animals suggested by CEDEP (1996a, 1996b, 1996c, 1996d,
1997a, 1997b) and Browman (1990)2 results in a maximum figure of 5500 herd animals for
the whole valley.
The main area of settlement in the valley is located along the ridge of the Yurakpecho-
Shunak massif with a smaller hamlet, Kunka (Cho 11), located alongside the lower
terraced area of Llanapaccha (Cho 8). The numbers of households located above and
below 3900m are 145 and forty-three respectively. The prevalence of settlement above the
elevation of productive cultivation supports the idea of agro-pastoral communities in the
area if it is supposed that communities tend to settle towards their primary production
zones, as suggested by Mayer (1985, 2002).
504 Kevin Lane
forty-six animals per family unit. This compares well with the average herd sizes of
between fifteen and thirty-five animals from the Ayacucho region recorded ethnographi-
cally by Flannery et al. (1989), and the estimates of Lupaca herds, undertaken by Murra
(1965), at between two and 100 animals per household. These figures pertain to an area
traditionally associated with camelid herding in the past. The fact that they are equalled
for the north-central Andes shows that agro-pastoralism was as important as farming for
this area, with stock sizes approaching the totals calculated for the most productive
herding areas of the Andes.
Nor is this pattern unique to this valley: previous calculations for the Huinchos Valley
adjacent to the Inka site of Intiaurán (Co 2A) and the silt dam of Collpacocha (Co 1)
yielded an estimate of 5175 animals (Lane 2000). The total for the Huinchos Valley does
not include the areas on the suni-puna that, similar to those in the Chorrillos Valley, were
probably cultivated for fodder or laid fallow for use by animals. Replication of this system
of pasture improvement is also to be expected from the Rico Valley, which has evidence
of silt terracing, such as in the Chorrillos Valley, stretching over more than 4km.
In between these major valleys are a series of smaller ravines, or quebradas, such as those
of Tunagringo and Takshakunauran, with seasonal streams that provide for smaller areas
of improved pasture. The Tunagringo Ravine commences at the Pampa de Sanigana, an
important area of natural bofedal claimed by the modern communities of Cajabamba Alta,
Putaca and Chorrillos.
The accumulated evidence from the region indicates a pattern of agro-pastoral
adaptations at ease with the use and management of complex hydrological technology
geared towards the maximization of the herding potential of the area.
Conclusion
This case study serves to demonstrate that agro-pastoralism in the past has to be viewed as
beyond the fringe activity to which it has been marginalized in the present. The re-
evaluation of the use of the suni ecozone for herding shows that human decisions can have
a significant impact on the form of land use irrespective of prevailing ecological
conditions. Similarly, the later ‘colonization’ by farming of this area and the subsequent
abandonment of the puna reflect a changing political ecology that emphasizes the reduced
villages and agrocentrism of the colonial and republican periods.
Crucially, it is the existence of so many hydrological features in close association –
dams, reservoirs, canals – that is the important aspect analysed in both the region and in
the individual valleys, such as that of Chorrillos. Throughout the ravines that lead into the
Chaclancayo Valley what is observed is integrated use of water and land, emphasizing a
hybrid economy that incorporates herding and farming across whole minor and major
drainages, a mixed economy that does not subscribe to the modern stark division of
herders and farmers along the limits of present cultivation (c. 3900m).
In the adjacent Loco Valley the picture is somewhat different. Here the topography does
not provide the same extent of area for pasture as the wider Chaclancayo Valley.
Nevertheless, the existence of old corrals and estancias located above 3700m, most of
them located close to water dams, such as Alalakmachay (Pc 11) and Estanque (Ti 1),
506 Kevin Lane
does hint at some degree of pastoral activity. Given the geographical characteristics of this
valley, V-shaped rather than U-shaped, it is likely that terrace farming formed an
important part of economic production in it and that the pastoral element in this
community was somewhat lower than in the larger Chaclancayo Valley.
In the north-central Andes, the political strength and economic power of Prehispanic
agro-pastoralist groups has been mentioned by ethnohistorians as far south as Canta in
the District of Lima (Rostworowski 1988) and has been partially studied for the
Huamachuco area (Topic and Topic 1983). What these new data suggest is that agro-
pastoralism was a crucial element of community life among the mixed farmer-herder
groups of the study region. That this is not an incident isolated to just the case study of
the Chorrillos Valley, but is repeated throughout the study area, suggests that agro-
pastoralism was probably important throughout the Cordillera Negra.
Importantly, this new examination of agro-pastoral groups places them at the centre of
power and decision making within mixed herder-farmer communities. The larger
populations are concentrated towards the highest parts of the cordilleras, implying
political and social control by agro-pastoral groups ensconced at those heights. These
communities controlled scarce water resources and dictated economic production, pushing
the pastoralist boundary downwards towards the suni area. The scattered nature of the
settlement pattern should not blind us to the fact that these herders built and maintained
large and intricate hydraulic systems that provided pasture and water in an otherwise
water-poor environment.
I suggest that hydrological systems are a medium from which to initiate an analysis of
community complexity. Moving away from the more extreme implications of Wittfogel’s
(1957) and Steward’s (1955) ideas about irrigation and civilization at the state level, their
work still reveals the importance held by water for the formation and reproduction of
communities. Although complex hydrological architecture does not preclude state
formation, it does involve significant communal organization and investment, as has been
revealed for both Balinese ‘water temples’ (Lansing 1987) and irrigation canals in
Mesoamerica (Hunt and Hunt 1976). Large, internally articulated and elaborate systems
of local hydrological architecture, such as the ones studied here, can act as a catalyst for
varied social dynamics such as community labour organization, localized religious practice
and the emergence of a distinct group of water overseers, much in the same line as the
modern water mayor, or varayoc, of the Cabanaconde community of the Colca Valley
(Gelles 2000).
Given that this was the case in the past, and that it involved primarily agro-pastoralist
communities, the role of herding within the Prehispanic Andes needs to be reassessed. It
becomes necessary to analyse Andean archaeology from the perspective of the potential
significance of agro-pastoral economic activity for adaptation, landscape and politics in
the past. It is impossible to consider the Andean highlands without reflecting on the role of
herding not as a marginal pursuit but rather as an integral element of Andean life. Neither
landscape nor society can be explained without recourse to the importance of herding
within the economy, a fact reinforced by Andean cosmology and myths recounting the
deeds of herder deities and communities (Dedenbach-Salazar Sáenz 1990). If we continue
to neglect pastoralism, we perpetuate agro-centric perspectives that ignore the puna, the
communities that settled it, and the herds that grazed it.
Through the looking glass 507
Acknowledgements
The fieldwork for this article was made possible by generous sponsorship from the
Wingate Trust, the Cambridge European Trust, Trinity Hall – Cambridge and ancillary
funds from the University of Cambridge. This study in the Cordillera Negra was
conducted under INC permit C/DGPA-0174-2002.
University of Manchester
Notes
1 Unless otherwise stated, the chronology used in this article is based on the periodization
as originally elucidated by Rowe (1962) and not on radiocarbon dates. For a more in-
depth discussion of the methodology behind the dating of the sites and material refer to
Lane (2005).
2 CEDEP (1996a, 1996b, 1996c, 1996d, 1997a, 1997b) has calculated 2.25 animals per
hectare of unimproved pasture, while Browman (1990) has calculated 3.25 animals per
hectare of improved pasture.
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