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Journal of Economic Literature 2018, 56(3), 1080–1101

https://doi.org/10.1257/jel.20171383

Mind the Gap: A Review of The Health


Gap: The Challenge of an Unequal
World by Sir Michael Marmot  †
Adriana Lleras-Muney*

The Health Gap documents the large and persistent health gaps that exist across and
within relatively rich countries today. Marmot argues that in developed countries,
poor health does not cause low incomes; rather, low socioeconomic status leads to poor
health, but not because of proximate factors like differential health care access, which
can explain only a small portion of these gaps. Therefore, to eliminate health gaps,
policy should focus on the deep causes of disease: poverty, education, and occupational
mobility, among others. While Marmot’s ethical arguments are quite compelling, his
recommendations are too strong given the current evidence. Policies need to be based
on a clearer understanding of why things work, when, and for whom. (JEL H51, I10,
I13, I15, I18, I28)

1.  Introduction in forty-one other countries.1 Although the


rankings vary from year-to-year and depend

M ichael Marmot’s The Health Gap: The


Challenge of an Unequal World is a
passionate and riveting account of the state
on the measures used, for many years now
the US population has been in significantly
worse health than populations elsewhere,
of health around the world, and of the large even substantially poorer ones (National
and persistent inequities that exist across and Research Council and Institute of Medicine
within relatively rich countries. Consider 2013).
the United States. According to 2016 esti- Within the United States, there are also
mates in the CIA World Factbook, US life substantial gaps in health and mortality
expectancy is 79.80, almost four years lower by socioeconomic status (SES). In 2000, a
person with some college education could
expect to live about seven years longer
* University of California, Los Angeles. I am grateful than someone with a high-school degree
to Todd Muney, Titus Galama, and particularly to Steven
Durlauf for excellent comments on earlier versions of this or less (Meara, Richards, and Cutler 2008;
essay. All errors are my own. Hummer and Hernandez 2013). But in 1980

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1 https://www.cia.gov/library/publications/the-world-
than that of Japan. In fact, it is lower than factbook/rankorder/2102rank.html.

1080
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1081

this gap was fewer than three years. This Marmot urges us to look at the “deep causes”
drastic increase does not appear to be driven of disease, which he identifies as SES.
by changes in composition or behavior Marmot then focuses attention on some
within education groups (Cutler et al. 2011). obvious culprits like poverty, education,
Similarly, Chetty et al. (2016) document that and occupation; and also brings attention
in 2014 the gap in life expectancy between to other less-frequently considered factors,
the richest 1 percent and poorest 1 per- such as ability to control one’s life, stress, and
cent of individuals was 14.6 and 10.0 years social capital. These factors have all been
for men and women, respectively. The gap shown to have large associations with health
is larger than a decade earlier and is grow- and mortality. Marmot goes on to provide
ing across cohorts (National Academies of specific policy recommendations, urging that
Sciences, Engineering, and Medicine 2015). we redistribute income (through tax policy),
These gaps are staggering. Life expectancy increase education and expand early child-
in the United States grew by about thirty hood programs, improve work conditions,
years (from around age forty-nine to age sev- enhance the social capital of communities,
enty-seven) in the entire twentieth century and improve preventive care.
(Centers for Disease Control and Prevention I will comment on a few selected aspects
2012), and only by fourteen years in the cen- of the book, and on the evidence that I know
tury before (Gartner et al. 2006). A gap of best through my own work. I first discuss the
ten or fifteen years is thus comparable to fifty arguments that I found most compelling and
to one hundred years of development. A sig- interesting—these concern Marmot’s discus-
nificant fraction of Americans are living lives sion of the ethical and practical considerations
so short, it might as well be the 1950s. surrounding health policy. I then comment on
The “health gap” is large and growing, not each of the specific policies that Marmot advo-
just in the United States but in many countries. cates. Here, I attempt to give a more nuanced
Yet the gaps are smaller in some populations, reading of the evidence regarding the possible
and they have changed drastically over time. effects of each policy—not all the proposed
This observation leads Marmot to investigate policies have equally good evidence to support
what conditions lead to poor and unequal them, and some should be more carefully con-
health within populations; and to ascertain the sidered. I end up with a discussion of Marmot’s
policies that have led to health improvements views on health and, in particular, his reading
and reductions in the health gap. of the empirical evidence—he interprets a
Marmot reviews the large body of work large body of evidence correlating health and
that has investigated the sources of health SES as mostly (or sometimes uniquely) con-
disparities, also known as the health gradient. sistent with a view that SES causes health. I
Marmot makes some very important observa- believe that causality goes both ways—that
tions. Only a small fraction of the gaps relates while SES does indeed impact health, health
to health care access, because most health also has a significant impact on SES, and that
care is remedial, and thus cannot explain why other factors affect both. I conclude with some
individuals get sick in the first place. Access reflections on directions for future work.
to good doctors and hospitals will lengthen
your life if you have a heart attack, but sim-
2.  Why Do We Tolerate Health Gaps and
ply not having a heart attack (or delaying its
Gaps in the Determinants of Health?
onset) will have a far greater impact on lon-
gevity. Given that these “­proximate factors” Marmot presents an insightful discussion
cannot explain the majority of the health gaps, of why countries and peoples tolerate gaps in
1082 Journal of Economic Literature, Vol. LVI (September 2018)

health and other outcomes. In great part, he clean water and sewer provision greatly
attributes our willingness to ­tolerate d
­ isparate decreased black–white gaps in mortality in
outcomes to a deep-rooted view that health the US South (Troesken 2004). Public health
is mostly determined by individual choices. interventions also have some interesting
For example, obesity is generally viewed to features—they tend to benefit the poor the
be the result of poor i­ndividual behavior. As most without distorting their behaviors (e.g.,
a result, the willingness of ­society to pay for they provide no disincentives to work).
obesity-related health expenses is low. Yet today’s approach to health improve-
Yet a large and substantial amount of ment focuses attention on individuals, their
research supports Marmot’s claim that agency, and their responsibility. Around the
“Health is not simply a matter of personal world, policy makers pursue deworming
responsibility.” The environment that indi- pills, iron supplementation, latrines, and
viduals live in (measured, e.g., by charac- other such individual-use technologies, often
teristics of one’s place of birth or place of through the price mechanism (Dupas 2014).
residence) is very predictive of their health, Efforts to fight malaria in Africa concentrate
their eventual longevity, and cause of death. on bed nets—yet in the United States and
Durkheim demonstrated 120 years ago that other countries, malaria was eradicated by
even something as seemingly personal as systematic DDT fumigation. Similarly, pol-
suicide can be predicted by geographic con- icy makers pursue the use of individual fil-
ditions. This notion has been thoroughly tration to improve water quality, though in
documented in the United States by the the West, cities implemented water chlori-
Dartmouth Atlas of Health Care, which maps nation and filtration systems and developed
disease and health care utilization for small sewer systems for the populations as a whole.
geographic areas in the United States (http:// In the United States today, health policy is
www.dartmouthatlas.org/). Many local con- focused on changing individual habits such
ditions (e.g., weather, air-quality, water, as eating, drinking, and exercising.
food, the level of other public goods) pre- This is not to say that we should abandon
dict health and mortality. And many of the efforts to educate individuals or provide
greatest improvements in health have been access to technologies, like bed nets, which
achieved at the local level though public reg- can improve individual well-being, particu-
ulation and investments in infrastructure. larly in settings where governmental capacity
Many infectious diseases, the greatest kill- for large public works is limited. The point is
ers at the beginning of the twentieth cen- that global “public health” approaches have
tury, were eradicated by the provision of had the largest impact at the lowest cost.
clean water and sewer systems (Cutler and Despite great past successes, we no longer
Miller 2005, Alsan and Goldin forthcoming). follow that approach. Although I know of no
Decreases in air pollution due to regulation, rigorous evaluation of this claim, Marmot’s
such as the Clean Air Acts in the United book convinced me that this distinction is
States and the United Kingdom, resulted worth paying more attention to, and that our
in significant reductions in mortality (Chay current policy focus might be misguided.
and Greenstone 2003). Malaria was eradi- A related point is that the focus on individ-
cated in many countries through fumigation ual behavior misses important phenomena.
(Bleakley 2010). Broadly stated, the environ- There are now several papers that suggest
ment has been made healthier. When such that there are important “peer effects” in eat-
policies were implemented, they benefited ing, drinking, smoking, exercise, and other
all, including those of low SES. For instance, health behaviors (Christakis and Fowler 2007;
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1083

2008). These behaviors are fundamentally 3.  Inclusive Approach


social, and while individual rationality and
choice play a role, it is foolish to ignore the Marmot argues for universality, and his
role of ­sorting and norms, and other inher- argument is persuasive. Marmot insists that
ently social forces. Individuals also face laws, health differences exist not just between the
health care and food prices, and other factors “haves” and the “have-nots,” but rather that
(e.g., weather) at the local level—a compre- there is a continuum, along which gradual
hensive view of health must consider environ- increases in status (e.g., education or income)
mental and other aggregate factors that affect are associated with gradual increases in health.
all individuals living in a particular area. So, The data clearly show this is true for education.
I agree with Marmot that “People’s ability to When presented with evidence that education
take personal responsibility is shaped by their and health correlate, many think this must
circumstances. People cannot take responsi- be entirely driven by education at the bot-
bility if they cannot control what happens to tom: learning to write and read must matter,
them.” but beyond that, why would education help?
Lastly, I appreciate Marmot’s discussion But indeed the data show (roughly) linear
of what it is that we should care about when increases in health with each additional year of
thinking about social outcomes, viz, the equal- school, without diminishing marginal returns
ity of outcomes, not just of opportunities. This (Cutler and Lleras-Muney 2008, Montez,
is, of course, a function of our perception of Hummer, and Hayward 2012). The marginal
the role of luck. If luck determined all out- health returns to income are also always pos-
comes, and individuals had no way to affect itive, albeit diminishing (Deaton 2010). So
these outcomes, then it would be easy to jus- Marmot argues we should help everyone.
tify redressing unequal outcomes. If effort and Current economic thinking, and common
virtue determined outcomes, then it would sense, would suggest that we want to tailor
be harder. In the United States, evidence programs to aid those who need them the
suggests that inequality is tolerated or even most—thus our typical “target the needy”
championed because of a misconception that approach. This gets us the biggest “bang for
there is high social mobility: that those who the buck.” Universal programs provide goods
make it are deserving, while those who don’t to many who are not in need of support (or less
are not. Data from the World Values Survey in need). Conventional wisdom has it that by
illustrate this: “60 percent of Americans ver- providing programs to everyone, we crowd out
sus 29 percent of Europeans believe that the the private market and simply substitute pri-
poor could become rich if they just tried hard vate provision with public provision. In other
enough; and a larger proportion of Europeans words, we waste money on people that need
than Americans believe that luck and connec- no help, lowering program success rates and
tions, rather than hard work, determine eco- increasing the cost of the program to tax pay-
nomic success” (Alesina and Angeletos 2005). ers. For example, health insurance expansions
Not surprisingly, support for social spending in the United States often make individuals
across countries is strongly correlated with the that already have health insurance eligible for
belief that one’s income is largely determined public i­nsurance. An estimated 20 to 50 per-
by luck (Alesina, Glaeser, and Sacerdote cent switch to public insurance, increas-
2001). Ironically, the United States has both ing the cost of the public program, but not
higher inequality and lower social mobility insurance rates for the population as a whole
than other western countries, as shown by the (Cutler and Gruber 1996, Gruber and Simon
so-called “Great Gatsby” curve (Corak 2013). 2008).
1084 Journal of Economic Literature, Vol. LVI (September 2018)

In many contexts, however, the evidence and Gahvari 2008). The logic is that if money
suggests that in our urge to exclude the is offered to the poor, everyone will claim to
unworthy, we actually exclude most of the be poor, but only those who are hungry will
individuals we want to reach. Again, health line up for free soup. But the disabled, those
insurance expansions in the United States working multiple jobs, and many other hun-
provide a case in point. Medicaid expan- gry individuals might actually miss the soup
sions (and many other public programs in the line.
United States) have infamously low take-up In addition to being potentially ineffective
rates among the targeted recipients.2 For in terms of reaching the intended population,
example, prior to the ACA only 10 percent provision of in-kind transfers is more expen-
of those made eligible for health insurance sive than simple cash transfers. The use of
through the Children’s Health Insurance targeting mechanisms is itself costly for the
Program enrolled (Gruber 2013). Moreover, government (administratively) and for indi-
Gruber and Simon (2008) report that efforts viduals by design, in that it imposes hassle
to limit crowd-out led to even lower take-up costs. It also generates deadweight losses
rates. In other words, Medicaid expansions because it imposes a particular consumption
enrolled too many individuals it did not target bundle. For example, Jacoby (1997) esti-
(errors of inclusion) and almost no individu- mates that a Jamaican program to provide
als that it targeted (errors of exclusion). This free lunch to children in school cost 400 to
suggests that the cost of targeting is high. provide but was only valued by recipients at
A related argument pertains to recent 158. All together, it is unclear that the bene-
efforts to give individuals in developing coun- fits of targeting outstrip its costs (directly or
tries access to innovations that might improve through in-kind provision).
their health, such as bed nets, nutritional sup- While I won’t suggest that all support
plements, or water chlorination filters. The programs need to be universal and that
claim is that free distribution results in waste: targeting is always wasteful, US programs
if households do not value free products, are too concerned with exclusion, and not
they will not use them and they will there- concerned enough with inclusion. The US
fore not benefit from them. Prices serve as welfare system as a whole transfers much
a screening device to identify those in need. less to its poor than do welfare systems in
But recent randomized trials suggest other- other rich countries. Although pretax pov-
wise. Cohen and Dupas (2010) show that in erty rates in the United States are not out
Kenya, cost sharing did not reduce waste, but of line with poverty rates in other countries,
it did reduce the number of people who got other countries have much higher trans-
the nets. Another recent randomized trial in fers and much lower post-transfer poverty.
Kenya to promote the use of water purify- In fact, child poverty rates in the United
ing technologies finds that “although errors States today exceed 20 percent—nearly the
of inclusion are low under cost sharing, cost highest in the developed world—and they
sharing g­enerates many errors of exclusion are only diminished by a few percentage
relative to free treatment” (Dupas et al. 2016). points through transfers. A recent study
Partly for targeting reasons, the United that carefully assesses the evolution of
States pursues a policy of in-kind help for post-transfer family incomes in the United
the poor, rather than cash transfers (Currie States concludes “government redistribu-
tion has offset only a small fraction of the
2 Although this is less true for recent Medicaid eligibility increase in pre-tax inequality. Even after
increases associated with the Affordable Care Act (ACA). taxes and transfers, there has been close to
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1085

zero growth for working-age adults in the has increased (Reardon and Bischoff 2011).
bottom 50 percent of the distribution since This has potentially i­mportant implications
1980” (Piketty, Saez, and Zucman 2016). for the provision of local public goods and
Our current targeting approach uses services (such as education and ­hospitals, or
strict cut-off rules: people are either poor clean water and parks) that might improve
and eligible for help, or they are not. But as health (Durlauf 1996). It also means that
Marmot notes, this distinction is arbitrary individuals are less aware of the plight of
and not supported by the data. Individuals those who are not in the immediate spheres,
right above and right below the federal pov- and possibly creates lower political consen-
erty line don’t look that different. This obser- sus on what policies are to be pursued.
vation has led to a large amount of empirical This line of reasoning suggests that achiev-
research that exploits these discontinuities ing Marmot’s objectives requires political
in treatment to establish causal treatment considerations. The population must first
effects using regression discontinuity hold the belief that the policies are desir-
designs. (For a review giving many examples able, not just because they are perceived as
of antipoverty programs evaluated this way, being effective, but because their perceived
see van der Klaauw 2008.) This discussion outcomes are seen to be fair. This requires
suggests that programs should be designed persuasion.
using “sliding scales” like the Earned Income
Tax, where the benefits are largest at the bot-
4. “We Know What to Do to Make a
tom and decrease progressively, rather than
Difference”
end abruptly. This design, in addition to serv-
ing a larger deserving population, also possi- Noting the large and unacceptable dif-
bly generates fewer disincentives. ferences in health and longevity, Marmot
Some have argued in favor of universal- prompts us to action. He claims that we know
ism because universal programs are more what to do to ameliorate these inequities. In
likely to be politically viable (Skocpol 1991). this section, I comment on his specific pro-
I don’t think this is clear, because even pro- posals, and suggest that, in fact, we do not
grams like Social Security, which almost all know. Or better put, the evidence on the
eventually have access to, are under constant causal effect these policy proposals will have
political pressure. Marmot’s view is different: on health is not as clear as Marmot leads us
policies need to be more inclusive because to believe. I focus my comments here on a
there are potential health benefits not just to few policies that I am familiar with (edu-
the poorest and least educated, but to almost cation, redistribution, early childhood, and
all individuals. neighborhoods) and ignore some important
But then one should ask why universal- ones (such as preventive health care).
ism came to be accepted in some countries
4.1 Education for All?
but not others. In the United States, racial
and ethnic considerations are important I have spent a significant portion of my
in thinking about redistribution. Alesina, academic career investigating the correla-
Baqir, and Easterly (1999) show that “vot- tion between education and health. My own
ers choose lower public goods when a sig- early research would support Marmot’s pol-
nificant fraction of tax revenues collected icy recommendation to invest more in educa-
on one ethnic group are used to provide tion. However, recent research has made me
public goods shared with other ethnic question my original findings, and led me to a
groups.” Residential segregation by income more nuanced view of the role of education.
1086 Journal of Economic Literature, Vol. LVI (September 2018)

In Lleras-Muney (2005), I asked if differ- example of a massive education reform that


ences in mortality by education levels were had no measurable impact on health.
causal by investigating whether those who Of course, we could also argue that the
were forced to go to school because of com- methodology of one or both of the studies
pulsory schooling laws lived longer lives as a is flawed. But a fair number of similar stud-
result. The design exploited changes in com- ies using compulsory schooling as a “natural
pulsory schooling that took place in the United experiment” have found a significant amount
States between 1915 and 1940. I found that of heterogeneity in the estimated impact
the effect of education on mortality, which of education on mortality.3 Even when the
this natural experiment measures, was large, effects are positive, there is heterogene-
and larger than the implied effect of educa- ity across groups—a common finding, for
tion measured by ordinary least squares, with instance, is that effects are larger for men
one more year of schooling resulting in more than they are for women.4
than one year of extra life. I went on to further Why would there be heterogeneity in the
investigate mechanisms to better understand effect of education? I have spent a lot of time
why education led to better health. reflecting on this question. The returns to
However, since the 2005 article appeared, schooling were at an all time low in the 1970s
many other papers have used similar designs (at least in the United States, see Goldin and
in other countries with much more mixed Katz 2008). So perhaps this explains why
results. In my view, the most convincing of more education did not translate into more
these efforts is the study by Clark and Royer health for the post–World War II cohorts in
(2013) of the effects of changes in compulsory the United Kingdom. In the United States at
schooling in the United Kingdom (Marmot’s the turn of the century, high-school educa-
home), which increased the school-leaving tion led to greater access to white-collar jobs,
age from fourteen to fifteen in 1947, and which are safer on average than blue-collar
then to sixteen in 1972. The authors found jobs or jobs in agriculture. But the difference
that the reform successfully increased the in the healthiness of occupations has proba-
average education of the population by bly declined over time, as work-safety reg-
0.46 and 0.3 years—a much larger increase ulations have been implemented. Another
than in the United States, in which years of possibility is that in Europe, the existence of
education increased by only 0.05 years (one universal health insurance and broad safety
more year of school for one in tweenty kids, nets diminishes the importance of education
compared to one more year for every other as a determinant of health. There are many
child in the 1947 UK case). Yet there was no other possible reasons, like differences in
significant difference in the mortality of the
affected UK cohorts thereafter.
The stark difference in the findings sug- 3 Albouy and Lequien (2009) find no effects in France;
gests that strong caution is needed when Meghir, Palme, and Simeonova (2012) find no effects in
Sweden; van Kippersluis, O’Donnell, and Doorslaer (2011)
promoting pro-education policies as a means find effects in the Netherlands, but they are smaller in
of improving health. Even if we could ratio- magnitude than in the United States. A recent study pool-
nalize the difference in the findings (for ing several European countries, by Gathmann, Jürges, and
Reinhold (2015), documents this heterogeneity as well.
instance, as stemming from the fact that in There are some important differences across studies. For
the United States only a few were affected instance, the timing of when effects are measured differs,
and they came disproportionately from the possibly explaining small effects in some studies. This mat-
ters because at younger ages mortality rates are low.
lower end of the distribution), the results 4 See Galama, Lleras-Muney, and Kippersluis (2018) for
from the British study provide a compelling a review.
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1087

the quality of schooling, more extensively supports Marmot’s conclusions that there is
discussed elsewhere (see, e.g., Cutler and strong evidence of a large and causal effect of
Lleras-Muney 2014.) income. In Cutler, Deaton, and Lleras-Muney
Another set of studies looking at the ques- (2006) we give an overview of the many exam-
tion of whether more education leads to b ­ etter ples of this contradictory evidence. At the
health uses twins: identical twins share identi- aggregate level, booms are associated with
cal genetic endowments, so within-twin com- higher, not lower, mortality. In Cutler, Huang,
parisons hold these initial conditions fixed. and Lleras-Muney (2016) we provide some
There is much written about how to interpret evidence that pollution and alcohol consump-
the results from these studies, and about their tion increase substantially in good times, pos-
external validity. But interestingly, the find- sibly explaining the puzzling findings. At the
ings also vary—some of the studies find no individual level, a number of studies find that,
effect of education on health (Behrman et al. in the short term, income transfers can be
2011, Amin, Behrman, and Spector 2013) and detrimental to health and increase mortality.
some find that more education leads to better That’s the finding of Snyder and Evans (2006),
health and lower mortality (Lundborg 2013; who study the effects of changes in pension
Lundborg, Lyttkens, and Nystedt 2012). income resulting from administrative mis-
The devil is in the details. That is, even if takes. They find that mortality was greater for
we accept that education can matter, it does those who received greater benefits. Smith
not matter all the time, and not all policies (2005) and others (Adams et al. 2003), using
that raise educational attainment will yield panel data, have found only weak correlations
the expected health benefits or should be between increases in incomes and subse-
implemented. Education is costly for indi- quent health improvements among adults in
viduals and their families, and to taxpayers, the short run. In the short term, income does
so blanket increases in education might not not substantially affect health, and might even
be cost effective. harm it for some.
It is considerably harder to establish how
4.2 Income Transfers?
persistently high levels of income affect
Richer countries have higher life expec- health over the long run. Work by Lindahl
tancies and richer individuals live longer (2005) exploiting lottery winnings does sug-
lives. Like education, GDP and income at gest there is a large positive improvement in
a point in time are both strong correlates of adult health that comes from larger incomes,
mortality, across populations and individuals. but other work exploiting bequests finds very
Income increases tend to have a stronger small effects (Meer, Miller, and Rosen 2003).
“protective” effect for those who are initially More research on the causal effect of perma-
poor. Significantly, wealth and income gaps nent income is needed.
in the United States today are the largest One might expect that income would
they’ve been in one hundred years (Piketty have its strongest effect on children. My
2014): if wealth and income cause longevity, own recent work addresses this question.
then rich and poor will have substantially We looked at the effects of childhood trans-
different longevity. Marmot proposes more fers, and the results support Marmot’s pro-
redistribution of income to reduce the health posal to help poor families. In Aizer et al.
gap between rich and poor. (2016) we collected individual-level records
The relationship between income and of thousands of women who applied for the
health has been the subject of a great deal “Mother’s Pension” (MP) program, which
of controversy. And not all the evidence provided cash to poor women with children
1088 Journal of Economic Literature, Vol. LVI (September 2018)

whose husbands had died, were in prison, or guaranteed income faced large marginal
had abandoned them. It operated between income tax rates: if they worked and made
1911 and 1935, after which it became Aid more money, the government would send a
to Dependent Children. The transfers smaller check. This resulted in lower labor
increased family income by an estimated force participation among the beneficiaries,
30 percent and lasted for about three years. and as a result the actual increase in family
We followed 16,000 boys whose mothers income was small.
applied for the pension until they died. Boys Other evidence suggests that income
whose mothers received the pension lived transfers can work. Other “quasi-income”
about 1.5 years longer, had about 0.3 years transfers like food stamps targeted to poor
more of school, and about 10 percent higher households appear to lead to better health
incomes as adults, compared to boys whose (Hoynes, Schanzenbach, and Almond 2016).
mothers applied but were denied. This is Another policy that seems to work to help
strong support for Marmot’s recommenda- poor working-age families is to increase
tion of income redistribution. wages, possibly through the tax code, with
But it’s far too simple a conclusion. Other programs like the Earned Income Tax Credit
studies provide equally compelling evidence (EITC). Marmot correctly points out that,
that in some settings, more resources do not despite popular perceptions, the majority
improve children’s lot in life. Bleakley and of the poor today in the United States are,
Ferrie (2016) document that land lotteries in fact, employed. However their wages and
that distributed land to white males in the earnings are low, and have not increased over
1850s in the state of Georgia had no effect on time. A recent review of the EITC reports
their children’s lifetime outcomes, measured that it helps lift millions of working families
by literacy, education, income, and wealth. out of poverty, and appears to increase adult
Nor did the land distribution affect their and child health as well as child education
grandchildren, despite the fact that this was a (Nichols and Rothstein 2016). However
large wealth transfer. A recent study by Price the EITC does not help the unemployed or
and Song (2016) follows the recipients of the those out of the labor force. It conditions
famous Gary Income Maintenance experi- money on employment.
ments, which took place in the United States Evidence on the effect of conditional cash
in the 1950s. In this randomized experiment, transfers (CCTs) across countries in the
poor households were randomly assigned to developing world shows great heterogeneity
different income-guarantee levels: the gov- as well. CCT programs appear to increase
ernment would top off the families’ income school attendance and health care use in
to make sure they were above the poverty the short run, not surprisingly since these
level. Yet again, the children of those bene- behaviors are required for the cash to be
fiting from the programs did no better than transferred. But evidence of their effect on
the children of those who did not. They do “final outcomes” is much less uniform. Based
not appear to have lived longer. on studies across several countries, many of
Why are the results so different? The MP which are from randomized interventions,
program targeted the poorest households Fiszbein and Schady (2009), in their review
(single mom with young children under conclude,
fourteen), whereas almost the entire popu-
CCTs appear to have had a modest impact on
lation of Georgia was eligible to win the land years of schooling completed by adults; they
lotteries. In the Gary Income Maintenance reduced the incidence of low child height for
case studied by Price, those who received age only in some countries and only among
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1089

some populations; and they resulted in mod- training has modest, but possibly increas-
est improvements in cognitive development ing effects over time—though there is no
among very young children, but had no dis- evaluation examining impacts of any type
cernible effect on learning outcomes for chil-
dren who benefited from CCT programs while of i­ntervention beyond three years. There
they were of school age. is also no evidence on their health effects
(Barnow and Smith 2015).
These comparisons suggest that how the Whether temporary cash transfers are suf-
income is provided matters. There is indeed ficient to undo the negative effects of sus-
a great debate today about whether transfers tained unemployment early in ones’ career
to the poor should be conditional or uncon- is also unclear, though we find some support
ditional on a set of behaviors, such as chil- for this claim. (In Cutler, Huang, and Lleras-
dren’s school attendance or parental work; Muney 2016 we find that the negative health
or be given in cash or in kind. The evidence effects of graduating in bad times are smaller
also points to important differences in short- in countries with large transfers, though we
and long-term indicators of success. Overall cannot claim this is causal.) But I know of no
there is much to be learned about how to direct evidence showing that generous unem-
best design these programs. Just like for edu- ployment insurance tempers the health con-
cation, this evidence suggests caution—not sequences of unemployment. And individuals
all income redistribution programs work and graduating in bad times would not be eligible
they do not work equally well for everyone. for these protections, since they require prior
Since most individuals rely exclusively on employment as a condition for eligibility.
income from employment, Marmot is rightly Similarly difficult questions arise concern-
concerned with unemployment, which is par- ing displaced workers. There is evidence
ticularly high among youth. “I have described they suffer substantial income and health
this youth unemployment as a public health losses (Sullivan and von Wachter 2009).
time bomb.” There is indeed evidence that But in this case, it is even harder to point to
graduating in a recession leads to declines in potential interventions to help mature adults
employment and incomes that last for many whose skills have become obsolete—training
years (Oreopoulos, von Wachter, and Heisz programs appear to have smaller effects on
2012). And cohorts that graduate in reces- older workers, though they do seem to ben-
sions have much worse health and higher efit the long-term unemployed (Card, Kluve,
mortality later in life (Cutler, Huang, and and Weber 2015). Marmot proposes “poli-
Lleras-Muney 2016). cies that create jobs.” I think all economists
But how to help the young? Youth training wish they knew what these were.
programs have some benefits, but there is
4.3 Early Circumstances and
little consensus on the effectiveness of these
Neighborhoods?
programs, particularly over the long run. A
recent meta-analysis of 200 training pro- Marmot proposes expanding early child-
grams around the world by Card, Kluve, and hood interventions. There is high-quality
Weber (2015) suggests substantial heteroge- causal evidence to support the claim that
neity in their labor-market impacts: effects early childhood interventions boost life-
are small for youths and older workers. They time health. This evidence comes from
also differ by type of program: some pro- studying the long-term impacts of random-
grams, like direct government employment, ized programs, like the Perry School and
have negative effects; others, like job-find- the Abecederian programs that Heckman
ing assistance, have positive impacts. And has studied extensively (Heckman 2006,
1090 Journal of Economic Literature, Vol. LVI (September 2018)

Heckman et al. 2010). For instance, the is experimental evidence on the effects
Abecederian Program, an intervention that of moving to better neighborhoods from
gave disadvantaged children cognitive and the Moving to Opportunity intervention.
social stimulation between birth and age five, It ­targeted poor families and offered them
resulted in improved health in adulthood ­vouchers to move to richer neighborhoods.
(after age thirty) based on biometric data The effects on children were very mixed. Girls
(Campbell et al. 2014). Head Start, the appeared to benefit somewhat, while boys
modern equivalent of the Abecederian pro- did worse (Kling, Liebman, and Katz 2007).
gram, also appears to have long-term health Recent evidence reexamining the experiment
benefits, though this evidence comes from shows that the results depend heavily on the
observational studies (Deming 2009, Ludwig age of the children at the time of the move.
and Miller 2007). Lastly, evidence from ran- Children who move to a better location do
domized trials of monkeys in captivity also better in the long run. But adolescent boys do
provides strong support for large long-term not deal well with moving (Chetty et al. 2016).
health effects of adverse childhood circum- But of all of Marmot’s proposals, it is child-
stances (Conti et al. 2012). hood interventions affecting cognitive and
But here again, the details matter. social development that have the strongest
Interventions later in life, during school empirical support.
years, appear to have much smaller effects
4.4.  Rank and the Workplace
(Reynolds et al. 2011), though this might
depend on the type of intervention: Heller Marmot has a large body of work exam-
et al. (2017) find very large returns for ining the relationship between rank and
behavioral interventions among adolescent health among British civil servants known
boys from disadvantaged neighborhoods in as the Whitehall studies. This important and
Chicago. The benefits of Head Start vary influential research has tracked a large num-
substantially across children depending, for ber of individuals for over twenty-five years.
example, on the quality of alternative forms Using high-quality data it has found substan-
of care that children receive instead of Head tial correlations between rank (as measured
Start (Kline and Walters 2016). Program by occupation) and mortality later on. It has
effects also differ depending on the type of also tracked health and socioeconomic out-
services offered by providers and their qual- comes over a long period. Marmot interprets
ity (Walters 2015). For instance, a study by the evidence as providing strong support that
Baker, Gruber, and Milligan (2015) finds that low rank causes poor health.
the introduction of a universal day care pro- The theory that low rank causes low health
gram in Canada resulted in worse outcomes has extensive support coming from fasci-
for affected children, most likely because the nating animal studies. These studies docu-
expansion was done rapidly and the quality ment that lower-ranked animals (typically
of the care was not high. So when and who primates or rats who have clearly estab-
is targeted, as well as what exactly is given, lished social hierarchies) have higher levels
matters for the size of the effects. of stress-related hormones, such as corti-
A similarly cautious conclusion must be sol. Researchers also observe that low rank
drawn regarding neighborhood improve- is associated with low control over food,
ments. First, it is not clear how this is to mates, and physical safety—and unpredict-
be achieved. I know of no experimental able and uncontrollable events have been
evidence that has manipulated neighbor- shown experimentally to lead to elevated
hoods to improve social cohesion. But there stress hormones. And studies also show that
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1091

when levels of stress-related hormones are ­ ractices such as Whitehall. Case and Paxson
p
repeatedly elevated, disease is more likely to (2009) and Elovainio et al. (2011) also find
ensue because of reduced immune function, that poor health in childhood predicts entry
among other possible mechanisms (Sapolsky rank in Whitehall II, independently of fam-
2004). ily SES.
More recent evidence comes from exper- Moreover individuals within Whitehall
iments with monkeys. Snyder-Mackler et al. advance in rank for some reason, possibly
(2016) experimentally manipulated the social related to their own socioeconomic condi-
rank of macaques in captivity and followed tions, education, family b­ ackground, and yes,
them for two years. Social rank in this study health. Indeed Case and Paxson (2009) find
predicts immune regulation and response that current health status (and family back-
to infection at the cellular level: immune ground) predicts increases in rank within
cells from lower-ranking members were less Whitehall. But current rank does not in fact
able to fight infectious disease in the lab. predict future health.5
Together, the studies provide a powerful and This evidence suggests caution. While the
compelling story as to why and how low rank results from Whitehall show compelling asso-
leads to poor health. ciations between rank and health, they are
But it is unclear to what extent one can insufficient to conclude that rank is the main
extrapolate these findings to human societ- causal mechanism at play because there is evi-
ies. Peer groups and rank are much harder to dence of selection. Marmot claims that rank
observe in large human societies. Individuals remains predictive of health later in life, even
belong to multiple groups and opt out of after controlling for education, and dismisses
groups where they have low rank. While the selection argument. But there is too
the Whitehall studies are quite powerful, much unexplained variation in health, even
Marmot nonetheless overreaches a bit in after controlling for the many factors in the
their interpretation. Whitehall study: the fact that education and
As with twin studies, the population other measureable factors reduce the appar-
under study in Whitehall is highly selected ent effect of rank suggests that unobservable
and many important environmental influ- factors could entirely nullify the effect.
ences are “controlled for.” This is very In Marmot’s defense, identifying the
good for some purposes: e.g., we can more causal effect of long-term conditions on
easily isolate other factors that matter. But health is a very difficult task. The effects
the external validity of the conclusions is of stress and rank are cumulative and only
questionable. The population that serves in emerge after sustained and repeated stress
Whitehall is not representative because indi- exposure (at least in animals). There is sub-
viduals self-select into the service. Whitehall stantially more and better causal evidence
is also a unique work environment. on the short-term effects of various factors.
Another limitation of these studies is We also have now substantial evidence of
that individuals start at a given rank within the causal long-term impact of shocks, like
the civil service—and this is not randomly in utero deprivation. But estimating the
determined or independent of one’s his- causal effect of factors that persist over many
tory. Case and Paxson (2011) find that those
from high SES families and in good health
5Elovainio et al.’s (2011) findings are somewhat differ-
enter at higher ranks. This is not surpris-
ent. They find that conditional on SES at entry, further
ing: education is a large predictor of rank at changes in health are mostly predicted by SES, rather than
entry in institutions with meritocratic hiring the converse.
1092 Journal of Economic Literature, Vol. LVI (September 2018)

years (e.g., “breathing bad air from birth to Of course, this is not surprising because
age eighteen”, “living in stressful or violent these goods are addictive and have no ade-
households or n ­ eighborhoods”, or “being in quate substitutes—individuals tend to con-
a bad job”) is much more difficult. Given the sume them regardless of price. This is the
strong association we observe, more research very reason why these goods have been
on the causal long-term effects of rank and taxed since time immemorial: they provide
permanent stress should be undertaken. a predictable source of revenue for the gov-
Other recent studies also suggest important ernment, unlike excise taxes on other goods.
effects of repeated exposure. For e­xample, So although sin taxes have some effect on
Case and Deaton (2017) document that since consumption, the effect is small. Thus, if
around 2000, the mortality rates of white we wish to use taxes to regulate unhealthy
adults in the United States, particularly those consumption, taxes must be set at very high
with low education, have been rising. More levels.
recent cohorts are getting sicker earlier in life, But taxes on these goods are regressive,
and they are “going downhill faster” (their particularly if consumers fail to adjust their
health is deteriorating faster with age). They consumption. Smoking rates are much
conclude that “The data are consistent with higher among poor and uneducated adults;
long-run processes influencing outcomes, only 10 percent of college graduates smoke,
rather than contemporaneous shocks affect- compared to 30 percent of high school drop-
ing health.” They do not identify the causes of outs. And 32 percent of those below the pov-
these long-run processes. Proving causality of erty line smoke, compared to 20 percent of
this type in humans is extremely challenging those above it (Centers for Disease Control
and an area where research is needed. and Prevention 2015). The same is true of
those consuming opioid pain killers illegally
4.5 Sin Taxes?
(Case and Deaton 2015). By increasing taxes
Throughout the book, Marmot champions on poor or uneducated consumers, we do
cigarette and alcohol taxes as both effective not necessarily induce them to stop con-
and desirable. In this respect he aligns with suming—we simply make them poorer. At
many economists. However, I disagree with the extreme (as in the case of some illegal
his enthusiasm on both factual and ethical drugs), high prices lead to crime and further
bases. social ills.
While there is evidence that excise taxes Consumption of these goods is highly
lower cigarette and alcohol consumption, social and subject to important social and
the effect is small. The demand for ciga- contextual influences. We eat and drink
rettes among adults is inelastic: Gallet and with friends and at parties; we smoke
List (2003) report that across 368 studies, when others are smoking; we use pain kill-
the median (short-run and long-run) elas- ers when situations are difficult to handle.
ticity of demand with respect to price is These observations, along with our improv-
roughly −0.4. Although the value varies ing understanding of how the brain works,
across studies and populations, most stud- lead to different conclusions as to how best
ies find it to be below one (with the excep- to address consumption of goods that have
tion of teens). The same is true for alcohol adverse consequences.
and illegal drugs, which also have inelastic As Fudenberg and Levine (2006) note,
demands. (The median price elasticity for “many sorts of decision problems should
alcohol across ninety-one studies was −0.5, be viewed as a game between a sequence
Gallet 2007.) of short-run impulse selves and a long-run
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1093

patient self ,” a view most famously exposited behaviors are extremely difficult to establish,
in Kahneman’s (2011) book Thinking, Fast particularly because individuals select their
and Slow. The rational self responds to taxes friends (see Heckman 2010 for a review).
and prices. But the consumption of addic- But recent papers exploiting random assign-
tive goods in significantly driven by irratio- ment into groups do support their impor-
nal impulses. Thus, prices matter somewhat tance. Carrell, Hoekstra, and West (2011)
because the rational long-term decider in us show that fitness of one’s (randomly assigned)
has some say—but they matter only a little mates affect one’s fitness in the Air Force, as
because our impulsive self overrides these well as other outcomes. Most convincingly,
decisions in the short term. work by Centola and colleagues provides
It is therefore essential to understand what strong support for the notion that network
controls short-term impulses. As Berheim structure and the behavior of individuals in
and Rangel (2004) explain, what matters for the network have strong influences on health
kicking addiction is the removal of the cues behaviors. It documents that experimentally
in the environment that trigger consumption varied structure and composition of (online)
and recidivism. Most successful programs networks affects health behaviors (Centola
that deal with alcoholism and drug addiction 2011, Zhang et al. 2016).
require rehab: a drastic change in habits and But here I would cite Marmot himself,
social networks. They do not rely on informa- and others like Link and Phelan (1995),
tion provision or price changes. Most addicts to propose that in order to fight excessive
do, in fact, know addiction is bad, want to alcohol consumption, pain-killer abuse, ille-
stop consuming, but can’t, despite high gal drug abuse, and consumption of other
prices and steep social (and sometimes legal) bads, we must address circumstance. Case
consequences. Instead new social-support and Deaton (2015) characterize the recent
systems and changes in the environment are increase in suicides, liver-related and drug-
the cornerstone of successful programs like abuse-related deaths as “deaths of despair.”
Alcoholics Anonymous. It does not matter how one fights one spe-
The study of alcohol and cigarette con- cific vice. If individuals are in pain they will
sumption highlight limitations of the tradi- find other ways to assuage it. Lack of edu-
tional economics model of health production, cation, income, social connections, or poor
in the spirit of Grossman’s (1972) classic economic prospects surely do cause despair.
paper and Becker and Murphy’s (1988) sem- Taxing sin will not eliminate it.
inal rational addiction model. In addition to
assuming full rationality, this is a model of
5.  The Causes of Disease
individual decision making. Although prices,
information, income, and preferences mat- Marmot’s primary thesis is that low SES
ter, these factors typically explain only a causes disease. Poverty, lack of education,
small portion of observed differences in and/or lack of control make people vulner-
health behaviors. able to many diseases. And so if we lower
Social influences would seem to matter SES disparities, then health disparities
a lot and a long literature has established will disappear. Though Marmot interprets
strong correlations between friends and fam- the large literature documenting correla-
ily members in their behaviors at a point in tions between SES and disease as one-way
time (Durlauf and Young 2001). Moreover, relationships, there is ample evidence that
behaviors and peers evolve jointly (Christakis disease causes SES. Marmot claims this
and Fowler 2007, 2008). Peer effects in second channel is small or ignorable—but
1094 Journal of Economic Literature, Vol. LVI (September 2018)

that has not been demonstrated. Marmot is Giving money or education to individuals
more likely to be correct about the relative in these countries would not eliminate the
importance of SES as a contributor to total disease environment they face. Other pol-
health in the case of developed economies, icies, like malaria and worm eradication,
but even then his dismissal of the possibility might be more effective in reducing health
that health affects SES is not warranted. gaps. Similar arguments could be made, for
Disabilities cause poverty because they instance, about malnutrition—providing
affect individuals’ ability to study, work, and iron supplements or ionizing salt could be
earn a living—this was the main rationale for cheaper, better solutions.
the provision of disability insurance in western These counterexamples all come from
countries. According to the Social Security developing countries. But within devel-
Administration, in the United States today, oped countries is it really health that leads
one in four individuals become disabled to income? Marmot claims not, but his con-
before they retire.6 Similarly, the natural clusion is too simplistic. It is true that the
process of aging eventually leaves individu- eradication of most infectious disease and
als with impairments that make it impossi- the improvement of nutrition have likely
ble for them to provide for themselves, and lowered the chances that poor health in
leads to poverty in old age, at least for those childhood causes low SES in adulthood in
without accumulated wealth or families to rich countries. Evidence remains, however,
support them. In developing countries, the that unlucky health events are predictive
elderly have the highest poverty rates of any of lifetime socioeconomic outcomes in rich
group (Schwarz 2003), and old-age pensions countries. For example, in utero exposure
lower them substantially (Case and Deaton to the flu in Denmark results in lower adult
1998). Increases in the generosity of old-age earnings (Schwandt 2017). Many papers
pensions have substantially reduced elderly indeed find that unlucky events in utero have
poverty in the United States since the 1960s long-term effects in labor-market outcomes
(Englehardt and Gruber 2006). I see the (Almond and Currie 2011; Almond, Currie,
fact that disease and poverty increase with and Duque 2017).
age as evidence that poor health causes pov- Marmot might object that exposure to
erty. Marmot does support old-age pensions bad in utero events is likely tied to parental
strongly, but strangely does not consider the SES, so it is all about SES causing health.
case of the elderly as providing evidence that But this is not true. In Britain, Case, Fertig,
poor health leads to poverty. (Marmot asserts and Paxson (2005) find that “Controlling
that only economists think that health causes for parental income, education and social
SES: “if someone comes across the social class, children who experience poor health
gradient in health and assumes that health have significantly lower educational attain-
leads to socioeconomic position, rather than ment, poorer health, and lower social status
social circumstances lead to health, then he as adults.” Birthweight predicts adult health
is an economist.”) and earnings, even among identical twins,
Malaria, HIV, tuberculosis, and other dis- and regardless of parental SES (Barker
eases with large effects on individuals’ abil- 1995; Black, Devereux, and Salvanes 2007).
ity to study and work are still prevalent in Recent evidence on the effects of the Clean
many countries (Strauss and Thomas 1998). Air Act of 1970 in the United States finds
that those exposed in utero to greater pollu-
tion had lower labor-force participation and
6 https://www.ssa.gov/pubs/EN-05-10029.pdf. earnings at age thirty, compared to c­ hildren
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1095

in the same counties after reductions are not from randomizations, but experi-
occurred (Isen, Rossin-Slater, and Walker mental animal studies support the conclu-
2017). Exposure to radiation fallout in utero sion that these factors have both short- and
results in lower education and adult earnings long-term consequences on a large number
(Almond, Edlund, and Palme 2009; Black, of outcomes (e.g., Morgan et al. 2011, Davis
Devereux, and Salvanes 2016)—exposure to et al. 2013). Moreover, exposure to toxins is
fall out depends on wind trajectory in these higher among those from low SES, and they
studies and is unlikely to depend on paren- would disproportionately benefit from tight-
tal SES. In fact, in the Black, Devereux, and ening environmental regulations. So greater
Salvanes study, more educated individuals regulation of pollutants is likely to maximize
were more likely to be exposed. Moving into health and incomes, and minimize SES
adulthood, Smith (1999) shows that income health gaps.
changes are not very predictive of health Obesity is another interesting case. Until
changes, but the onset of new illnesses result very recently, poverty was associated with
in lower labor-force participation and earn- undernutrition, stunting, and malnutrition,
ings. Negative health shocks strongly predict but today the poor are much more likely to
retirement and reduced labor-force partici- be obese. The exact reasons for the reversal
pation (Smith 1999, 2005; Case and Deaton of this relationship are not well understood.
2003). But obesity does lead to disability and often
It does not help Marmot’s ultimate aim limits work capacity and earnings. Obesity
to improve heath and minimize health gaps policy is a subject of extensive academic
(and other gaps in fundamental freedoms, and policy debate. But it’s not clear that
á la Amartya Sen) to advocate a simple SES- policies that give money to the poor would
to-disease view. That’s because many dis- be more (cost) effective than policies that
eases are not caused by SES and would be directly attempt to promote healthy eat-
best (most cost-effectively) cured by non- ing and exercise habits in school, at home,
SES interventions; and also because some and in other social spheres. And it might
diseases have large SES consequences, and turn out that obesity has other important
we would like to maximize both health and causes (in addition to excessive fat, sugar,
income (and minimize gaps in both). The or caloric consumption, or insufficient exer-
optimal policy is likely to vary over time and cise regimes). Recent evidence suggests that
place. low biodiversity of the intestinal flora is cor-
A couple of specific non-SES policies that related with obesity (Ley et al. 2006). In lab
Marmot does not highlight are worth men- experiments, modification of this flora leads
tioning. One is environmental regulation. As to obesity in rats (Ridaura et al. 2013). Why
mentioned already, pollution causes short- obese individuals have less biodiverse guts is
term disease and mortality, and lowers pro- not known, though it has been suggested it’s
ductivity in the workplace and performance caused by antibiotic use or the composition
in school, even at low levels of exposure. And of food. Regardless these patterns suggest
a few studies find long-term consequences of treatments for obesity, other than SES-based
exposure on cognition, education, incomes, policies, may be more effective.
and disease in adulthood. The same is true Focusing policy on eradicating the most
about exposure to radiation, lead, and other prevalent diseases, such as respiratory dis-
toxins found in the air and water (Currie eases and obesity, has some advantages over
2013; Aizer et al. 2016; and Almond, Currie, the SES-based policies Marmot advocates.
and Duque 2017). Of course these results First and foremost, this approach will receive
1096 Journal of Economic Literature, Vol. LVI (September 2018)

political and financial support, because even great predictors of health and mortality after
though these diseases disproportionately age forty. These health gaps are large and
affect the poor and uneducated, they also growing. In addition to compellingly doc-
affect the rich and the educated. Secondly umenting these health inequities, Marmot
this approach is inclusive in that it benefits urges us to address these health gaps, and to
many individuals, and it achieves Marmot’s adopt policies to redress them. He provides
goal to increase health and lower health gaps. ethical reasons for intervention, and makes
As mentioned before, clean water, salt ion- a compelling case for more, and more inclu-
ization, malaria eradication, and other blan- sive (universalist) policies. Although there is
ket anti-disease policies have increased life debate about what policies are best suited to
expectancy and lowered health gaps. Lastly a address these differences, the fact that lon-
disease-based approach forces researchers to gevity around the world increased so dramat-
examine the multiple levels and mechanisms ically in the last two centuries suggests we
through which disease emerges, from biolog- can improve health for all.
ical to social to economic. This yields better I do not fully agree with Marmot’s interpre-
insights as to how to fight disease. Increases tation of the evidence on the determinants of
in resources that are not accompanied by health. And I am much more cautious about
knowledge on how to avoid and treat disease interpreting the evidence on what works.
are unlikely to generate the greatest gains in But Marmot’s proposals are sensible: if I had
life expectancy. to gamble, based on current evidence, on
In summary, there is evidence that income how to address health and income gaps, his
and SES cause health; but there is also evi- policies (early childhood education, redistri-
dence of the converse. And there is also bution, employment, prevention) would be
evidence that other factors, which are rel- on my short list—in part because these pol-
atively independent of SES or individual icies are likely to have many potential gains,
characteristics, like the disease environment, in terms of income, health, and broader wel-
matter. There is no good decomposition of fare. But the relative costs and benefits of
the extent to which each of these three pos- each should be carefully considered against
sibilities account for the observed correla- alternatives.
tion between health and SES. Moreover, this The evidence so far most strongly supports
decomposition is likely to vary greatly across early education interventions, and possibly
contexts. Marmot’s position that SES is the income transfers through the tax code. But
only (or the main) determinant of health, and even in these cases, there is a lot of het-
the only explanation for the correlations we erogeneity in the effect of programs—this
observe in the data, is too simplistic. Health is true about almost all the interventions I
is a complex process with many determi- have reviewed. What drives heterogeneity in
nants—the best approaches to improve it are treatment effects? Can this heterogeneity be
likely to vary greatly depending on the dis- characterized, modeled, and used prospec-
ease and the broader context. tively to better design programs and better
target them? We need to make more careful
recommendations that are based on a clearer
6.  Moving Forward
understanding of why things work, when,
The evidence shows that there are indi- and for whom. As Deaton (2010) argues, “the
vidual socioeconomic markers (e.g., edu- analysis of projects needs to be refocused
cation at age twenty-five; entry rank in the toward the investigation of potentially gen-
workplace; and income at age forty) that are eralizable mechanisms that explain why and
Lleras-Muney: Mind the Gap: A Review of The Health Gap 1097

in what contexts projects can be expected to Low health and low wealth constitute a dou-
work.” ble deprivation. How exactly these facts are
Another important observation is that the linked is subject of debate. But it is clear that
effects of interventions can differ substan- this is not a situation we can ignore. In this, I
tially in the short and long term, often in sur- support Marmot’s call to arms.
prising and unpredictable ways. Today in rich
countries chronic diseases, occurring mostly References
among adults, are the main killers. SES and
Adams, Peter, Michael D. Hurd, Daniel McFadden,
other conditions measured relatively early Angela Merrill, and Tiago Ribeiro. 2003. “Healthy,
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to certain factors over many years is import- ras-Muney. 2016. “The Long-Run Impact of Cash
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Review 106 (4): 935–71.
fully felt for many years, also matter. The evi- Aizer, Anna, Janet Currie, Peter Simon, and Patrick
dence that Marmot presents, and evidence Vivier. 2016. “Do Low Levels of Blood Lead Reduce
from recent studies, suggests it is becoming Children’s Future Test Scores?” National Bureau of
Economic Research Working Paper 22558.
increasingly important to understand the Albouy, Valerie, and Laurent Lequien. 2009. “Does
long-term causal effects of persistent expo- Compulsory Education Lower Mortality?” Journal of
sure to various factors like stress and how Health Economics 28 (1): 155–68.
Alesina, Alberto, Edward Glaeser, and Bruce Sacer-
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about the effects of interventions, whose European-Style Welfare State?” Brookings Papers on
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Alesina, Alberto, and George-Marios Angeletos. 2005.
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political. Marmot does not spend much time Alesina, Alberto, Reza Baqir, and William Easterly.
1999. “Public Goods and Ethnic Divisions.” Quar-
considering why it is so difficult to maintain terly Journal of Economics 114 (4): 1243–84.
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