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Dr.

Iván Vargas Blanco


Científico Coordinador
Introduction

Introduction

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Topics of this Course

Content Goals
Unid 1. Introduction Unid 1.

1. Occurrence of plasmas in 1. To Know the different plasmas


that occur in nature.
nature and in the universe. 2. To Define the concept of
2. Definition of plasma. plasma.
3. Understanding of the concept
3. Concept of temperature. of temperature and its use in
4. Debye shielding. plasmas.
4. To Explain the shielding of
5. The plasma parameter. Deybe
6. Criteria for a plasma. 5. To Distinguish the criteria that
define a plasma.
7. Applications of plasmas. 6. To Know the applications of
plasma.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


What is Plasma?
Plasma
– Collection of charged particles that move freely.
– The density of positive and negative charged particles
is always the same (quasi-neutral).

➢ Partial or totally ionized gas.


Gaseous state Heating Plasma

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


What is Plasma?

•“Fourth state of matter”

•“Ionized at gas
high
temperature capable of
conducting electric currents”

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma and the states of matter

Solid Liquid Gas Plasma

http://www.balticnet-plasmatec.org/plasma-technology/
http://www.pyrogenesis.com/
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Universe is made of Plasma
• On earth, we are living in an exotic world:
solid state even liquids and neutral gas
• Ionized gases occurs in a huge parameter range

Plasma state is the common one


99% of the universe’s known matter is in plasma state!
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
What is Plasma?

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


An Example

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Where Can We Find Plasma?

• 99 % of the universe is in
Plasma state.

• Lightning is an example of
natural plasma.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Most Representative Plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma is the source of
Charged species:
Electrons, ions

UV radiation

Reactive species
Radicals

Plasma
Visible Light

Other electromagnetic fields: Heat radiation


Stationary, HF, MW

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept
Small Scale
= mass = velocity = kinetic energy

The temperature is a measure


of the average translational Objects in thermal
kinetic energy of the gas equilibrium have the same
particles. temperature.
The temperature is a scalar quantity.

(magnitude, not direction)
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Plasma, Definitions and Classification

Thermal and non-thermal Plasmas


Non-thermal Thermal

Ions and neutral particles at a Electrons and heavy particles at


much lower temperature, while the same temperature and in
electrons are much "hotter“. thermal equilibrium.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Ionization
Electron released

Energy needed = ionization energy

Ionization Energies of the First Twenty Elements

Ionization Energy (v)

Atomic Number

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Degree of Ionization

Absorption of an
Emission of a photon of visible light ultraviolet photon by the
by the phosphorus atom. phosphorus atom

Tube inside
Phosphor coated

Free electron
An electron collides
Electrode
with a mercury
atom causing the
electron to rise to a The electron returns
higher energy level to its original orbit
emitting an
ultraviolet photon

Convention of Atoms
Mercury Atom
Glass tube filled Excited Mercury Atom
with mercury vapor Phosphorus Atom
Exited Phosphorus Atom
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Degree of Ionization
The Saha equation, which tells us the amount of ionization
to be expected in a gas in thermal equilibrium:

Weakly ionized plasmas:

Fully ionized plasmas:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Degree of Ionization
The Saha equation, which tells us the amount of ionization
to be expected in a gas in thermal equilibrium:

For ordinary air at room temperature, we may take:




• (for nitrogen)

when , the fractional ionization


predicted by Eq. [1-1] is ridiculously low:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Ionization Processes in a Plasma

Electron-impact ionization Radiative ionization

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Recombination Processes in a Plasma

Three-body recombination Radiative recombination

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Charge-exchange process in which an energetic ion takes an
electron from a cold neutral, thereby becoming an energetic neutral

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


What is Plasma?

A plasma is a quasi-neutral ionized gas which


shows collective behavior.

Consists of Negatively charged electrons,


positively (neg.) charged ions, (neutral atoms or
molecules).

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Brief History of Plasma Physics

The British English chemist and


physicist, Sir William Crooke (1832-
1919), first described a "fourth state of
matter", which he called "radiant
matter", in a lecture delivered to the
British Association in Sheffield on Friday
22 August 1879, "Crookes already
realized in 1879 that that matter of a
discharged gas behaved unlike a
regular gas“.

“The phenomena in these exhausted


tubes reveal to physical science a new
world, a world where matter may exist in
a fourth state…”, Sir William Crooke
(1832-1919).
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Brief History of Plasma Physics
Irvine Langmuir (1881-957).
https://en.wikipedia.org/wiki/Irving_Langmuir
The term plasma (Greek: plasma) was introduced by
Irvine Langmuir (1928).

plasma = moldable substance

Langmuir worked in the 1920s with mercury arc


plasmas which filled the whole glass chamber.
Coworkers: Compton, Tonks, Mott-Smith, Jones, Child,
and Taylor

Mercury arc plasma


www.tigercom.dsl.pipex.com

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Brief History of Plasma Physics

Hannes Olof Gösta Alfvén


(30 May 1908 – 2 April 1995)
https://en.wikipedia.org/wiki/Hannes

▪ Hannes Alfven is widely known, as a father of the plasma


magnetohydrodynamics.

▪ He described the class of MHD waves now known as Alfvén waves.

▪ He developed theories regarding the nature of the galactic magnetic field and
space plasmas.

▪ Prof. Alfven received a Nobel Prize in Physics in 1970 for “fundamental work and
discoveries in magnetohydrodynamics.” Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Brief History of Plasma Physics
• Energy source for astrophysical plasmas is fusion energy of stars
(Eddington, Rutherford, Atkinson, Houtermans, 1919).
• Until 1950s hot plasmas ( ) existed in astrophysics only.
• Convenient to express temperatures in terms of thermal energy.
sun in x-ray light
FusEdWeb.Ilnl.gov/CPEP/
• Stars red
giants white
dwarfs
• Interstellar
medium

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Extragalactic jets

Extensions of 105 light years


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Disk galaxies with magnetized spirals

Rotate to hundreds of kms-1

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Neutron Stars
Supernova Explosion Neutron Star

Small nuclei of 10 km in size with 1.5 solar masses

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Interstellar Medium in Galaxies
particles per m3 and very hot

Fuente: Wikipedia

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Interstellar Medium in Galaxies
particles per m3 and very hot

Highly magnetized medium with shear movements that compress,


stretch and twist the magnetic field into a highly collisional and highly
conductive plasma.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Intergalactic medium between
galaxies and galaxy clusters

Plasma heats up to temperatures of 105 K to 107 K


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Range of Astrophysical Plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Plasma Environment of our Sun-Earth system

Photograph by Mayela López, newspaper La Nación.


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The dynamic Sun

The Sun, like all stars, is


a dynamic star, always
active, always changing.
The more we learn about
it, the more we learn
about all stars.

Play: EITmain.mov
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Where the action is
• Nuclear fusion occurs in the
Sun’s core.

• Hydrogen atoms combine to


form helium and release huge
amounts of energy, radiation
and light.

• It takes over 10,000 years for


the light to get to the Sun’s
surface.

• The temperature there is


about 15 million degrees C.
The Sun vibrates from material moving inside of it and we have translated
those sensed vibrations into sound. With QuickTime, play Sun_sound.aif
loud to hear it hum. Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Structure of the Sun

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Structure of the Sun

Fuente: Priest E.-Magnetohydrodynamics of the Sun-Cambridge University Press (2014)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Structure of the Sun

Characteristics of the Sun


Mass,
Radius
Pressure (Center) 1 283 millions atm
Temperature (Center)
(Surface)
(Corona)
(Prominences)

Luminosity
Magnetic Field (Polar)
(prominences)
(sun spots)
Plasma density (corona)
(prominences)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Energy Source of Stars
1H
1 + 1H1 → 1H2 + 1e0

1H
2 + 1H1 → 2He3 +

2He
3 + 2He3 → 2He4 + 1H1 +1H1

Sun Cycles

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Sunspot
A sunspot is a kind of whirlpool controlled by intense magnetic forces
where hot gases from inside the Sun are blocked from reaching the surface.
Therefore they are cooler than the rest of the Sun and appear darker.
Sunspots

The Sun as seen here


rotates about every 27 days.

Play: Spinning.mov
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Sunspot

The average sunspot is about the size of Earth, though the largest
can be 20 times the size of Earth.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Solar Rotation
The Sun rotates every 27 days or so. This causes magnetic field lines to
become twisted and stretched to the breaking point. These eventually
break and reconnect, creating heat, intense active regions, and solar
blasts of charged particles.

Play: dynamo.mov
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Active Sun

Coronal loops filled with hot plasma that emits in


the soft X-rays regime. Observed at 17.1 nm
wavelength by the Transition Region and
Coronel Explorer (TRACE) satellite. (courtesy
NASA/TRACE).

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Different Solar Rotation
It must be noted that since the Sun is made of a gaseous plasma and is
not a solid body, it does not rotate at the same speed at all places.
Specifically, near the poles the surface rotates in around 35 days, but
near its equator the Sun rotates about every 25 days. This is called
differential rotation. This process leads to stretching and stressing of the
Sun’s magnetic field, which does cause solar storms.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Sunspots from down under

• Sunspots are magnetic


structures that emerge from
beneath the surface.

• The white lines represent


magnetic field lines.

• When the lines tangle and


break apart, they are the
creators of solar storms

Play: Spotsform.mov

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Solar Flares
• Flares are quick, intense but
smaller explosions than
CMEs.

• They appear as bright


flashes sometimes followed
by a burst of high energy
particles that can travel at
half the speed of light. Large
flares can occur several
times a year when the Sun is
near its peak activity.

• The “snow” in the clip is


radiation from the storm
hitting the spacecraft. (Green tint has been added)
Play: Flare.mov
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Solar Flares

Development of a solar flare in the Sweet-Parker model.


a) The dipolar field of a coronal loop connects to the interplanetary magnetic field.
b) By reconnection of antiparallel field lines the stress of the field is released.
c, d) The relaxing magnetic field accelerates the trapped plasma.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Coronal Mass Ejections (CMEs)

• CMEs are large solar storms


that can blast out a cloud of
billions of tons of particles at
over two million km per hour.
Smaller ones can occur
almost any day.

• The clouds reach Earth’s


orbit in 1 to 3 days but only a
few of them actually head
our way.

Play: CMEstorm.mov
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Coronal Mass Ejections (CMEs)

Coronal mass ejection of February 27, 2000 as observed by the LASCO


instrument aboard the SOHO satellite. (courtesy NASA/SOHO).

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Coronal Mass Ejections (CMEs)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Solar Wind on Earth

Play: BarMag4.mov
We live in the atmosphere of the Sun, basking in its light and warmth, protected
by our magnetic shield, the magnetosphere (green lines in the clip). We are also
struck constantly by the flow of its solar wind.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Solar Wind on Earth
The Sun is also the source of radiation and storms that we call.
SPACE WEATHER!

Play: Bursts.mov
Credit: the SolarMax IMAX film
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Solar Wind on Earth

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Solar Wind

Experimental evidence of the existence of the solar wind was given by


Konstantin Gringauz (1918–1993), who had designed the hemispherical
retarding-potential ion detectors aboard the Soviet moon probes Luna 1
and Luna 2, which were both launched in 1959.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Solar Wind

http://www.issibern.ch/teams/EUV*Irr/heliosphere.jpg

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Solar Wind

Properties of the high-latitude solar wind converted to conditions at 1 AU

Quantity Fast SW Slow SW

773
Proton density
Proton temperature
Electron temperature

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

In 1958-1959 between and Altitude, James van Allen

Between 13 000 and 65 000 km altitude

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Van Allen radiation belts


The outer belt mainly contains energetic The inner belt is filled with protons
electrons of energy, protons, of and electrons of
alpha particles and O++ ions. hundreds of energy.

https://upload.wikimedia.org/wikipedia/commons/thumb/0/02/Van_Allen_radiat
http://www.met.reading.ac.uk/~spate/pictures/radbelt_1.jpg
ion_belt.svg/338px-Van_Allen_radiation_belt.s vg.png

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Particles excite the oxygen and nitrogen atoms in the atmosphere, giving off green and brown
light from oxygen and blue and purple light from nitrogen.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Earth’s Magnetosphere and Ionosphere

https://www.universetoday.com/wp- https://briankoberlein.com/wp-
content/uploads/2013/08/Ovation-JUly-15-580x517.jpg content/uploads/SWPC_Aurora_Map_N.png

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

The CME that hit the Earth on October 30, 2003, expanded the
auroral zone, which (in Europe) usually has a southern
boundary inmid-Scandinavia at latitude, down to Lake
Constance near the German–Swiss border at latitude.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Low-Latitude Auroras During the Period 1859-1958

Date Low-Latitude Extend (deg) Reference


2 sept 1859 20 Kimball [1960]
24-25 Oct 1870 23 This work
4 Feb 1872 19 Silverman [2008b]
25 Sept 1909 30 Silverman [1995]
14 May 1921 30 Silverman and Cliver [2001]
25 Jan 1938 30 Cliver and Svalgaard [2004]
11 Feb 1958 28 Adem [1958]

Source: J. M. Vaquero, et al., The 1870 space


weather event: Geomagnetic and auroral
records, JOURNAL OF GEOPHYSICAL
RESEARCH, VOL. 113, A08230,
doi:10.1029/2007JA012943, 2008

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

In the , plasma is produced by photoionization of atomic


oxygen by extreme UV photons in the range.

The E-layer between 90 and altitude is formed by


photoionization of molecular oxygen by radiation in the
range, and by soft X-rays of .
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

The Earth’s Most atmosphere

Neutral atmosphere Altitude regime Ionized atmosphere Altitude regime.

Exosphere
Thermosphere
Mesosphere
Stratosphere
Troposphere

Maximum ionization density occurs in the -region of the ionosphere at about


altitude, where . With atmospheric density at
altitude being , the degree of ionization is ∼ .

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Natural Plasmas on Earth

• Northern Lights

• Natural plasmas cover


a wide parameter
range in temperature
and density.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Natural Plasmas on Earth
• Lightning

• Flames

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Natural Plasmas on Earth
Elves = Elves are
creatures of Nordic and
Germanic mythology.

The King Frey, Lord of


Elves of the light.

Halo = aureola
Sprite: The goblins are
fantastic mythological
creatures of humanoid form
but the size of a small child
that are present in the
folklore of many cultures.
Leprechaun, from Ireland.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Natural Plasmas on Earth

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Natural Plasmas on Earth
The first direct visual evidence was documented on July 6,
1989 by scientists at the University of Minnesota.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Natural Plasmas on Earth
On May 16th, 2016, Red Sprites while filming a cluster of supercell
thunderstorms off to my northeast. This alternate edit shows these sprites in
real time, and then replayed in slow motion at 1/10th the speed for easier
viewing. Camera used was a Sony A7S II with a Zeiss f1.4 lens wide open.
ISO of 32000/51000.

https://www.youtube.com/watch?v=E14OZ95hqGA
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Natural Plasmas on Earth
In September 2015, ESA astronaut Andreas Mogensen
captured the storm above India through the International
Space Station’s cupola windows. He witnessed red sprites
above the storm and blue jets stream upward.

https://www.youtube.com/watch?v=r50Un4LP TM4
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Physics of Lightning

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Dusty Plasmas

The sombrero galaxy , seen edge-on by the Hubble Space


Telescope, reveals huge amounts of dust in the galactic plane. (right). The
Whirlpool galaxy gives a face view that displays the dust distribution
in the spiral arms. (Courtesy NASA and Hubble Heritage Team).

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Dusty Plasmas

Dark radial “spokes” were


observed in Saturn’s
B-ring during the fly-by of
the Voyager 2 spacecraft.
These structures are
attributed to a collective
motion of electrically-
charged fine dust particles
(courtesy NASA/JPL-
Caltech)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Dusty Plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Dusty Plasmas

https://www.youtube.com/watch?v=nS2wKBVqDqw

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Dusty Plasmas

https://www.youtube.com/watch?v=15LVlo9-_bQ

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Ion-Ion Plasmas
A fullerene (also, fullerene) is a molecule composed of
carbon that can take on a geometric shape reminiscent of a
sphere, an ellipsoid, a tube (called a nanotube) or a ring.

Fullerenes have the


importance property
that they can be
charged positively
and negatively using
electrons in a wide
energy rage.

C60 = Fullerene

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Ion-Ion Plasmas

Magnet Coils
C C60 = Fullerene
Electron beam

Electron beam

Positive C+60 ions are produced by


electron-impact ionization [16–18],C60 + e−
OVEN
Negative
ions are produced by electron attachment,
.

Ion–ion plasmas find application in charge-


free semiconductor manufacturing, negative
ion sources, and the of the upper
atmosphere.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Laboratory Plasmas-cold plasmas ( )

• Investigation of plasmas started in the 18th century


-weakly ionized plasmas: flames, exploding wires (Leydan
jar, 1745)

• Gas discharges:
- not self-sustained discharge (cascading)
- glow discharges (100Pa, 100V, mA, ions at cathode
produce primary e-)
- sparks (higher density, E-field, radiation, transient, lightning)
- arcs (higher current (80 A), 10V, thermo emission, narrow
channel,1eV)

• Although these plasmas are cold, many technical


applications.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Laboratory Plasmas-cold plasmas ( )

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma-Based light Sources

eye-sensitivity curve

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Displays (≤ 1eV)

The filling gas in a plasma , . The cell


display is a mixture of neon and dimensions are on the order of
xenon with xenon delivering the and the plasma is excited
UV radiation. using a signal at

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Displays (≤ 1eV)
A discharge cell in a plasma display

The magnesium-oxide has the


unique property that one impinging
ion creates more than 30
secondary electrons that maintain
the discharge.

The electrodes on the front glass substrate The conducting electrode layers and the
are actually oriented at right angle to form MgO coating are transparent.
an address matrix in combination with the
bus electrode. Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Laboratory Plasmas-hot plasmas (> 1eV)

• Microwave plasmas (homogeneous, up to several ); substitute


discharges in technical applications.

• Plasma generated by lasers/ ion beams:


- laser/ion beam/x-rays for heating → compression → inertial fusion
- Short pulse laser ( ) onto matter; direct ionization.

• Magnetically confined fusion plasmas.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Main Optical Power Beam Final


Amplifier Switch Amplifier Transport Optics

Injection Laser
System Target
Beam Transport Chamber

X rays from During the final Thermonuclear


the hohlraum part of the burns spreads
Laser beams
create a rocket- implosion, the rapidly through
Rapidly heat the
like blow off of fuel core the compressed
inside surface
capsule surface, reaches 100 fuel, yielding
of the hohlraum
compressing the times the many times the
inter-fuel portion density of lead input energy
of the capsule. and ignites at
100,000,000 C

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Inertial Confinement

Main Optical Power Beam Final


Amplifier Switch Amplifier Transport Optics

Injection Laser
System Target
Beam Transport Chamber

X rays from Thermonuclear


During the final
Laser beams the hohlraum burns spreads
create a rocket- part of the
Rapidly heat implosion, the fuel rapidly through the
the inside like blow off of compressed fuel,
core reaches 100
surface of the capsule surface, yielding many
compressing the times the density
hohlraum of lead and ignites times the input
inter-fuel portion energy
at 100,000,000 C
of the capsule.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Magnetic Confinement of Plasmas

Electric Magnetic
Force Force

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Magnetic Confinement
No Magnetic Field

With Magnetic Field

y
Magnetic Field line Electron
http://iter.rma.ac.be/en/img/MagneticConfinement.jpg

x
-

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Magnetic Confinement

Plasma

Toroidal Magnetic Field Magnetic Pole Field

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How to achieve Fusion on Earth?
Poloidal Field Magnet Toroidal Field Magnet Vacuum Chamber

Plasma
• Stable Configuration
• High

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How to achieve Fusion on Earth?

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How to achieve Fusion on Earth?

Radio Frequency Heating

Ohmic Heating

Neutral Beam Injection


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Necessary Devices
Tokamak Stellarator
Plasma

Toroidal Field Coil Plasma Currents Helical Coil

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Tokamak Concept

JET
Largest Radius
JET (Joint European Torus )
Toroidal Magnetic Field
CCFE, United Kingdom
Plasma Current
Pulse Length
Heating Power
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Tokamak Concept

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Spherical Tokamak Concept

NSTX-U MAST MEDUSA-CR


PPPL, Princeton, EE.UU CCFE, Reino Unido ITCR, Costa Rica

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Spherical Tokamak Concept

(a) 3D last magnetic closed surfaced, (b) Beam shaped cross section; of MEDUSA-CR.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Spherical Tokamaks Around the World

MEDUSA-CR

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


International Thermonuclear
Experimental Reactor

150 millions C
Plasma Temperature

500 MW Output power


Fusion energy

ITER
Cadarache, France

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


International Thermonuclear
Experimental Reactor

Parameter ITER

Time of Plasma
Burning
)
Q
P_Heating
Cost

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


International Thermonuclear
Experimental Reactor

Parameter ITER

Time of Plasma
Burning
)
Q
P_Heating Central solenoid Mante Module
Cost
Vacuum chamber

Toroidal Field Cryostat


Coil
Access Gates
Poloidal Field
Coil Diverter
Brackets

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Another Way…

Stellarator = Stella + Generator

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


A Little History…

In March, Lyman Spitzer Jr. proposes to the


US Atomic Energy Commission (AEC) the
construction of a magnetic device for plasma
to study controlled fusion.
Matterhorn project.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Stellarators Genealogy
Out of Work
Operating
Under construction
Planning

SCR-1

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Costa Rica ’s First Stellarator (SCR-1)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Costa Rica ’s First Stellarator (SCR-1)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Costa Rica ’s First Stellarator (SCR-1)

Microwave interferometer
Industrial battery bank Langmuir probe
ECH system
Acquisition modules

ECH system

Electrical current controller Gas injection system

Vacuum pumping system Vacuum vessel and coils


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Costa Rica ’s First Stellarator (SCR-1)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Stellarators Around the World

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X : the optimized
superconducting stellarator

Drift-optimized, stiff configuration by CW-operation by superconducting coils,


minimum Shafranov shift and cw-heating (startup: 10 MW ECRH),
minimum bootstrap current. cw-diagnostics and first wall

R = 5.5m, a= 0.5 m outer diameter: 16 m


Vplasma= 33 m3 (-> AUG: 14 m3)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Experiment under construction
at Greifswald branch of IPP

IPP Greifswald

Assembly stand:
non-planar and planar
superconducting coils
shifted over the plasma
vessel

Handling a modular coil at


the W7-X assembly hall

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X
Plasma

• Optimization,
• Various configurations possible:
= “its an experiment, not a reactor“

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X
In-vessel Components

• Divertor + first wall + diagnostics


for steady state !
• Avg. heatload 50 kw/m2
• Design, integration and test of in
vessel components mainly in
Garching
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Wendelstein 7-X
Plasma Vessel + cooled
superisolation
structure outside to
keep heat away from
superconductiong
coils.

• Complex shape
• Often narrow distance to plasma
“typical stellarator design problem“
• Prepared for bake-out
• Already on site.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X
Coil System

• He-cooled superconducting coils


(NiTi in Cu-matrix in Al jacket = cable)
50 non-planar
+ 20 planar (flexibility)
+ control coils
• Mechanical forces, movements,
must sustain quenches …

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X
Central Support structure

+ Superconductiong bus system (FZJ)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X

Outer Cryostat Vessel

• Vacuum tightness
• 299 ports (heating, cooling, diagnostics)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Wendelstein 7-X

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Progress and Challenges

Towards the Nuclear Fusion


Power Plant

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Isotopes of Hydrogen

Isotopic Forms.
An Atom contains protons and
neutrons. Isotopes differ from the
quantity of neutrons.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How to produce Tritium

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


What is Nuclear Fusion?
Alberto Einstein

Before

After
E= m·c2
c = 300.000.000 m/s
c2 = 90.000.000.000.000.000
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
What is Nuclear Fusion?

• Sustained fusion reactions require enough particles (density)


that are energetic enough (temperature) and collide often
enough (confinement time).

• The fusion triple product is the figure of merit:


nT

T ~ 100-200 million K
D & T is a plasma at these
N ~ 2-3x1020 ions/m3
temperatures
τ ~ 1-2 s

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


What is Nuclear Fusion?

Typical velocity of a 100 million ion:

Even with ,the ion would travel before


colliding with another.

The ITER tokamak has circumference.

The trick: use magnetic fields

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Possible Reactions (On Earth)
1D
2 + 1D2 → 1T3 + 1H1 + 4.03 MeV

1D
2 + 1D2 → 2He3 + 0n1 + 3.27 MeV
➢➢➢ 1D
2 + 1T3 → 2He4 + 0n1 + 17.6 MeV 26000 kW·h /g D-T

1D
2 + 2He3 → 2He4 + 1H1 + 18.3 MeV
1H
1 + 5B11 → 32He4 + 8.7MeV

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


First Fusion Reaction on Earth

Bomb at Enewetak (Marshall islands), 1952.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Energy in the Laboratory

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Differences between Fusion and Fission

Core binding energy (MeV)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Comparison Between Reactions

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Energy Production Capacity

25 grams
All the
energy they
will need
Fusion throughout
their life

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Power Plant

250 trains
Carbon 100 wagons

2.500.000 Tons

10 supertankers
Petroleum
11.000.000 Barrels

One Wagon
Fission
28 Tons

Truck
Fusion
1000 Kgs.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Energy Options

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Advantages of this Energy Source
9. Reachable 10. The Future 1.Universal 2.Secure

8. Exciting 3. Enviromentally Friendly

7. Industrial Scale 6.Inagotable 5.Internacional 4. Serve the environment

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How do we achieve Fusion on Earth?

Too Good to be True

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How do we achieve Fusion on Earth?

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Coulomb Barrier

Long Range Electric Repulsive Forces Short Range Nuclear Forces

+ +

+ +
Deuterium Tritium

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Problem and Solution

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


How to Achieve Fusion Reactions

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Progress and Challenges

Towards the Nuclear Fusion


Power Plant

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Research is International

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Progress of Fusion Research
(atmosphere secs)

10 Burning
Plasma
Conditions
1
Performance
0.1 Extension

Proof
0.01 of Principle
Fusion Product

Concept
0.001 Exploration

1 10 100 1000
Central Ion Temperature
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Fusion Plant
Biological shield

First Wall Fertile Mantle

Li
Deuterium Helium
Non-radioactive ashes

Vacuum
Chamber Fuel
Processing
Lithium

Transmission
\ lines
Basic Fuels Steam generator Turbine
Electricity Generator

1D + 1T → 2He (3.6 MeV) + 0n (14 MeV)


2 3 4 1

Li 6 + n1 → He4 + T3 (+4.8 MeV)


3 0 2 1
3Li + 0n → 2He +1T + 0n (-2.87 MeV)
7 1 4 3 1
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Fusion Plant
Fuel
D: 115 ppm
In seawater; +
Chemical + + + +
extraction

D T He n

Li: abundant earth’s crust


7%
93%

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Plant

Fuel

•Deuterium from ocean:


• Lithium: from Sea Salts or Salt Mines.

Abundant and distributed throughout the planet.

1D + 1T → 2He (3.6 MeV) + 0n (14 MeV)


2 3 4 1

3Li + 0n → 2He + 1T (+4.8 MeV)


6 1 4 3

3Li + 0n → 2He +1T + 0n (-2.87 MeV)


7 1 4 3 1

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Plant
The “emissions”:

Helium: Innocuous for people and the


environment.
Minimum quantities (~1g / person / year)
Does not accumulate
Valuable for the industry

1D + 1T → 2He (3.6 MeV) + 0n (14 MeV)


2 3 4 1

3Li + 0n → 2He + 1T (+4.8 MeV)


6 1 4 3

3Li + 0n → 2He +1T + 0n (-2.87 MeV)


7 1 4 3 1

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Plant
Intrinsic Security
• The reaction is extinguished as soon as the
system leaves the “optimal point”
• Mínimum Tritium Storage.

1D + 1T → 2He (3.6 MeV) + 0n (14 MeV)


2 3 4 1

3Li + 0n → 2He + 1T (+4.8 MeV)


6 1 4 3

3Li + 0n → 2He +1T + 0n (-2.87 MeV)


7 1 4 3 1

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Fusion Startups
General Fusion

Investor Jeff Bezos (Amazon)


Tokamak energy

Investor Paul Allan

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Laboratory Plasmas- , diagram

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Maxwell´s and Lorentz force equations

And Maxwell’s equations:

Gauss Law for E Gauss law for B Faraday s Law Ampère- Maxwell
Equation

Electric Magnetic
Force Force

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Maxwell´s and Lorentz force equations

However, analyses of plasma effects are much more


complicated, for a number of reasons:

(1) Although the various movements of individual


particles are all governed by the electromagnetic
fields in which they move, these fields are themselves
often greatly modified by the presence and motion of
the particles.

(2) Atomic processes such as ionization, excitation,


recombination, and charge exchange come into play
and compete with one another in a complicated
manner, with complicated dependencies on particle
energies and densities.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Maxwell´s and Lorentz force equations

(3) The fact that charged particles move results in a


variety of transport phenomena arising from both
short and long-range Coulomb interactions between
various particles.

(4) The long-range Coulomb forces give rise to a


number of collective phenomena, including
electrostatic oscillations and instabilities.

(5) Most plasmas, and in particular hot plasmas, are


typically confined in a magnetic field, with which they
are strongly coupled.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Maxwell´s equations

Find trajectories from


Solving equations of motion The charge

current from trajectories


Find space charge and
Calculate force for next
Point on trajectories

Current density

Solve Maxwell’s equations

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Equations Governing Plasmas
The equations governing a plasma with freely mobile non relativistic particles are:

Initial
Initial
And
෍ Conditions
Boundary
Conditions:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Equations Governing Plasmas
The equations governing a plasma with freely mobile non relativistic particles are :

 For gaseous plasmas, and


 An equation relating to and , exists for each and every charged
particle.
 For known and and specified initial conditions, these motion
equations can be solved to determine the positions and velocities of every
particle.
 However, particle locations/motions lead to ρ/J, which in turn modify
and
 The charge/current densities are obtained from discrete charges by
averaging over a macroscopically small volume , which contains many
individual particles.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Equations Governing Plasmas
The equations governing a plasma with freely mobile non relativistic particles are:

 Such averaging is appropriate, since the electric and magnetic fields


in Maxwell’s Equations are also macroscopic fields, suitably averaged
over both space and time.
 The large number of charged particles in a plasma facilitates the use
of statistical techniques such as plasma kinetic theory. Often, the
kinetic approach retains more information than we want and a fluid
approach is better suited, in which only macroscopic variables
 (e.g., density, temperature, and pressure) are kept. The combination
of fluid theory with Maxwell’s equations forms the basis of the field of
magnetohydrodynamics (MHD).
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Hierarchy of Plasma Models

Plasma Phenomena

Single Particle Distribution Boltzmann


Motion Function Equation

Moments of Boltzmann
Equation

Single Fluid
Multiple Fluids
(MHD)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters

Plasma Parameters

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept
Small Scale
= mass = velocity = kinetic energy

The temperature is a measure


of the average translational Objects in thermal
kinetic energy of the gas equilibrium have the same
particles. temperature.
෍ The temperature is a scalar quantity.
(magnitude, not direction)
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Number of molecules
The Temperature Concept

Number of molecules

Molecular speed/ Molecular speed/

http://wiki.chemprime.chemeddl.org/images/7/70/Distribution_of_Molecular_Speeds_in_H2.jpg

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept
Maxwell Speed Distribution


Most probable speed
Mean Speed
Root mean squared speed
Function

http://hyperphysics.phy-astr.gsu.edu/hbase/Kinetic/imgkin/mxspd.gif

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Number of Particles
The Temperature Concept

High-speed Tail

Speed
https://ase.tufts.edu/cosmos/pictures/stars/Fig3_3Maxwell_Distribution_of_Particle_Speeds.jpg

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

0 2 4 6 8 10
Particle Energy Particle Velocity

Boltzman distribution Maxwell-Boltzman distribution

The most probable distribution of these velocities is know as the


Maxwellian distribution.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

A Maxwellian velocity distribution.

Where is the number of particles per with velocity


between and , is the kinetic energy, and is
Boltzmann’s constant,

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

A Maxwellian velocity distribution


The density , or number of particles per , is given by

න න

The constant related to the density by:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

‫׬‬
‫׬‬
Defining:
Τ
and
We can write as:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

The integral in the numerator is integrable by parts:

Τ
Cancelling the integrals, we have:

Thus the average kinetic energy is

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept
It is easy to extend this result to three dimensions. Maxwell’s distribution
is then:

where,

The average kinetic energy is:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

We note that expression is symmetric in and , since a Maxwellian


distribution is isotropic. Consequently, each of the three terms in the
numerator is the same as the others. We need only to evaluate the first
term and multiply by three:

Using our previous result, we have,

The general result is that equals per degree of freedom.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

Thus the conversion factor is:

By plasma we mean that

In three dimensions.
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Temperature Concept
Using the conversion factor is

Thus, when we refer to a 0.5 eV plasma we mean that ,


or a plasma temperature of ,

Or an average energy (in three dimensions) of :

Thus a plasma at a temperature of has an average energy of


, and a plasma with average energy is at a
temperature of .

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

It should also be noted that by temperature we mean the quantity


sometimes called “kinetic temperature,” simply the state of energy
of the particles.

A high value of T does not necessarily mean a lot of heat, since


the latter also depends on heat capacity, determined also by the
number of particles. As an example, the electron kinetic
temperature inside a fluorescent lamp is but it does not
feel nearly as “hot” when one holds the tube while it is lit. The
reason is that the free-electron density inside the tube is much less
that the number of particles in a gas at atmospheric pressure, so
that the total amount of heat transferred to the walls by the impact of
electrons is low.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Temperature Concept

Magnetic
Confinement
Magnetic
Field
Nucleus

Intense
Energy
Beams

Electrons

A plasma can have several temperatures at the same time


No Magnetic Field With Magnetic Field

Electron
Magnetic
Field Line
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
The Temperature Concept

Magnetic
Confinement
Magnetic
Field
Nucleus

Intense
Energy
Beams

Electrons

https://www.researchgate.net/profile/O_Kaneko/pub
lication/282430929/figure/fig7/AS:392710012850178
@1470640771094/a-The-profile-of-ion-and-electron-
temperatures-and-electron-density-of-the-plasma-
with.png

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: Ionization

Energy of Bohrs ground state


is Plank’s Constant

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: Ionization
• We restrict to hydrogen (simple and widespread):
• Plasma is ionized gas minimum temperature
• For ionization: thermal energy has to be of the order ionization energy.

• Later shown:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: relativistic plasmas

• Relativistic plasmas: thermal electron energy becomes comparable


to energy related to electron rest mass.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

Fuente: Facebook
En un lugar del
cosmos
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Modern Nomenclature

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

Fuente: culturacientifica.com
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Plasma Parameters: degenerated plasmas

At absolute zero, fermions will fill up all A Maxwellian velocity


The Fermi-Dirac available energy states below a level
Distribution called the Fermi energy with one (and only distribution.
one) particle. They are constrained by the
Paul exclusion principle. At a higher
The probability that a particle
will have energy E temperatures, some are elevated to levels
the Fermi level.

See the Maxwell-


Boltzmann distribution
for a general The quantum
discussion of the difference which arises
For low temperatures, from the fact that the
exponential term. Those energy states below the Fermi particles are
energy have a probability of indistinguishable
essentially 1,and those above the Fermi
energy essentially zero

is Plank’s Constant
http://hyperphysics.phyastr.gsu.edu/hbase/quantum/imgqua/disfd3.gif

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

• Plasma is degenerated when quantum effects are important


• Electrons are fermions and follow the Fermi distribution
• For : Boltzmann statistic is correct.
Relativistic degenerate plasma
is Plank’s Constant

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

De Broglie wavelength
De Broglie wavelength is a wavelength, which is manifested in all the
particles in quantum mechanics, according to wave-particle duality,
and it determines the probability density of finding the object at a
given point of the configuration space.

Momentum of
a photon the de Broglie
Hypothesis

for photon for electron?


Wavelength-
Energy relation

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

The Wigner–Seitz radius

The Wigner–Seitz radius, named after Eugene Wigner and Frederick Seitz,
is the radius of a sphere whose volume is equal to the mean volume per
atom in a solid.
In a 3-D system with particles in a volume

Wigner–Seitz radius

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

Thermal de Broglie wavelength


In physics, the thermal de Broglie wavelength ( , sometimes also
denoted by is roughly the average de Broglie wavelength of particles in
an plasma at the specified temperature.

We can take the average interparticle spacing in the plasma to be


approximately where is the volume and is the number of
particles.

Degeneracy plasma

Non-degeneracy plasma
Plasma Parameters: degenerated plasmas

• in typical plasma are usually high.


• Broglie wavelengths are much smaller than the mean inter
particle

is Plank’s constant

Electrons with have:


Inter-particle distance:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

The criterion of non-degeneracy plasma


We can express the influence of the quantum character of the particles also
using the ratio of the length scales of the thermal (de Broglie) wave
length of the particles

to their average distance (also called Wigner-Seitz-Radius)

The criterion of non-degeneracy for a particle species is then


given by

which is true if the de Broglie wave length is much less than the average
particle distance.
Plasma Parameters: degenerated plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: degenerated plasmas

and by relating this to the Broglie wavelength of an electron we get:

Where is planks constant and is the momentum of the particle with


temperature . From this we can find the temperature at which quantum
mechanics becomes necessary to accurately describe the electrons
behavior:

These three temperatures provide a set of conditions for bounding the


regime of classical plasmas we are interested in:
and
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Plasma Parameters: electrostatic energy

There is one other important energy to consider which is the ratio of the
thermal energy to the electrostatic energy. The electrostatic potential
energy of two charges and separated by a distance is given by:

Landau length

and thus a temperature


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Plasma Parameters: ideal plasmas

• The charged particles inside the plasma interact via the long-range Coulomb force
• In ideal plasmas the kinetic energy dominates over the electrostatic energy
• Average distance of particles:

: ideal plasma
: weakly non-ideal
: strongly non-ideal

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Parameters: ideal plasmas

• The charged particles inside the plasma interact via the long-range Coulomb force
• In ideal plasmas the kinetic energy dominates over the electrostatic energy
• Average distance of particles:

: ideal plasma
: weakly non-ideal
: strongly non-ideal
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Strongly coupled plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems
: ideal plasma
: weakly non-ideal
: strongly non-ideal

https://www.lanl.gov/projects/dense-plasma-theory/research/one-component-plasma.php

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems

0.2 Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems

1 Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems

25 Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems

50 Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Strongly coupled Coulomb systems

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology 150


Strongly coupled Coulomb systems

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology 175


Plasma Regimes
Nuclear Fusion Earth Environmental

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties

Basic Plasma Properties

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic plasma properties: Plasma Frequency

This oscillation is typically at a


rather high frequency,
quasineutrality is preserved
on a time-average basis

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic plasma properties: Plasma Frequency

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic plasma properties: Plasma Frequency

ර ර

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic plasma properties: Plasma Frequency

The solution of this equation is time-harmonic at a frequency

In other words

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma properties: Plasma Frequency

• Assume small excursion of electrons relative to ions


• Typical plasma , ,

• Electric field causes force onto charged particles:


• Electrons are accelerated, because of motion of ions can be
neglected
• We obtain the description of a harmonic oscillation:
• This results in the plasma frequency which depends only on the
density

For

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma oscillations and EM Waves

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Frequency - Consequences

• On the timescale electron in a plasma react to react to electric fields


(compensate them), in our example:

• Small deviations from lead to large

quasi-neutrality will be established quickly.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Plasma Frequency - Consequences

• So the plasma frequency has important influence on propagation of


electromagnetic waves in the plasma

• Without magnetic field transverse electro-magnetic waves with


cannot penetrate the plasma (electrons short-circuit )

• Example: reflection of visible light on metals:


silver or gold:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

The density variation is greater when the electron gas is cold than when
it is hot.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

∇∙ E= Gauss Law for

Poisson’s equation in one dimension is:

If the density far away is , we have:

In the presence of a potential energy , the electron distribution function is

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

Integrating over , setting , and noting that ,


we find:

Substituting for and , we have:

Taylor serie

1
Basic Plasma Properties: Debye Shielding

In the region where , we can expand the exponential in a Taylor


series:

rapidly there. Keeping only the linear terms, we have


Where stands for
, we can write
the solution, as

Defining,

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

Where stands for , we can write the solution, as

The quantity , called the Debye length, is a measure of the shielding


distance or thickness of the sheath:

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

in ºK =

in eV

We are now in a position to define «quasineutrality» Ejected Electron

Incident photon

Scattered photon

The dimension L of a physical system.


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Basic Plasma Properties: Debye Shielding
Example 1-1. Debye length and plasma frequency
Compute the Debye length for the plasma found in a typical plasma television
cell with the following parameters: , . The cell
dimensions are on the order of and the plasma is excited using a
signal at .

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

Example 1-1. Debye length and plasma frequency


Compute the Debye length for the plasma found in a typical plasma
television cell with the following parameters: , .
The cell dimensions are on the order of and the plasma is excited
using a signal at .

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Typical Plasma Parameters
Table 1. Typical parameters of naturally occurring and laboratory
plasmas
Length Particle Electron Magnetic
scale density temperature field
(m) (m-3) (eV) (T)
Interstellar gas 1
Solar wind 10
Van Allen belts
Earth's ionosphere
Solar corona
Gas discharges -
Process plasmas
Fusion experiment
Fusion reactor

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Typical Plasma Parameters

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Summary: Ideal Plasma

• Coulomb potential of plasma particles is shielded for

neutrality is valid for length scales

• There are many particles in the Debye sphere


on average the

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Plasma Parameter

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


The Plasma Parameter
Number of particles in a «Debye sphere»:

Τ ൗ

In addition to , «collective behavior» requires: ( in ºK)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Criteria for Plasmas
If is the frequency of typical plasma oscillations and is the mean
time between collisions with neutral atoms, we require for the
gas to behave like a plasma rather than a neutral gas.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Criteria for Plasmas
The three conditions a plasma must satisfy are therefore:

1)

2)

3)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature
• Originally Langmuir introduced the term plasma for ionized gases with
very small resulting charge (globally neutral).
• Today: generalized term for system with broken bound states
- free electrons in metals The redistribution of charge and the
screening of the inner regions of a metal
occur extremely quickly (typically ∼10−19 s)
as a result of the very high density of free
charges.
Negative electrons
- Positive metal ions
- - -
- - - +
- +-+ - - +
+ -
+
+ -
+
+
+
-- + +
+ + +- - +
- + ++ - + + - ++ + +
- - + -
-

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature
Electronic bands in solids
band allowed Electronic bands in solids
The electrons in atoms have
banned band
quantified energies, defined
by quantum numbers.

Two electrons, subject to the


band allowed same potential cannot have
the same quantum numbers
banned band

band allowed
Pauli Principle

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature

Metal Graphene Semiconductor Insulator


Energy

Overlapping electronic Electronic bands in the Electronic bands Electronic bands


bands. There is no shape of a symbol: the separated by an separated by an energy
energy gap. Electrons vertex of the upper cone energy gap small gap too large for
below the Fermi level meets that of the lower enough for electrons electrons to pass to the
can jump to the nearest one just at the Fermi to overcome and pass conduction band. An
unoccupied levels to level. There is no energy from the valence band electric current cannot
establish an electric gap. Electrons can easily to the conduction be established
current. A type of load pass from the lower to band. Two types of
carrier: electrons. the upper cone. Two charge carriers:
types of charge carriers: electrons and holes
electrons and holes.

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature
• Today: generalized term for system with broken bound states
- electron/p-hole pairs in semi-conductors.
P-type n-type
(a) electric field
photon
N-region
electron
light mobile
electric field

hole
(b)

electric field P-region


Time
(c)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature
Modern Nomenclature
Typical Characteristics of Various Plasmas
Laboratory gas Plasma in metal Plasma in Ionosphere
plasma semiconductor
Mobile negative charge electron electron electron electron

Mobile positive charge Ionized atom hole Ionized atom

Densities Τ Τ Τ

Mass carrier

Mass carrier

Magnetic field encountered


(T)
(Cyclotron frequency)

(Plasma frequency)

(Collision time)

*In solid state physics, a particle's effective mass (often denoted ) is the mass that it seems to have when responding to forces, or the mass that it
seems to have when interacting with other identical particles in a thermal distribution.
Modern Nomenclature - Quark gluon Plasma

Quark–gluon plasma (QGP) can


be created by heating matter
to a temperature of 175 MeV =
175 000 000 eV =
2 030 0001 000 000 K
2.03 billones K (in Spanish)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature - Quark gluon Plasma

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Modern Nomenclature - Quark gluon Plasma

• Today: generalized term for system with broken bound states


- quark gluon plasma
• In February 2000, the CERN laboratory has formally announced that it
views the collective evidence obtained from seven relativistic nuclear
collision experiments.

• We will stay with ionized gases!


Source: https://www.universetoday.com/59555/astronomy-without-a-
telescope-home-made-quark-gluon-soup/
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Ultra cold neutral plasma
Temperature (K)

Number Density (charged particles/


Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology
Ultra cold neutral plasma

Ultrafast electron cooling in an expanding ultracold plasma,


Tobias Kroker, et. al, Nature Communications, volume 12,
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology Article number: 596 (2021)
Ultra cold neutral plasma

A 10-ns laser pulse


tuned near the ionization
threshold creates the
plasma, which is typically
1 mm across and has a
density on the order of
1010 cm-3 for laser
cooled atoms and up to
1014 cm-3 for molecular
beams.

Source: Thomas C. Killian and Steven L. Rolston. Ultracold neutral plasmas. Physics
Today 63, 3, 46 (2010); doi: 10.1063/1.3366240
Ultra cold neutral plasma

1. A pulse of light gently ionizes or


removes
1. A pulsethe ofoutermost
light gentlyelectrons
ionizes or
(yellow)
removesfrom the
ultra cold
outermost
Neutral electrons
xenon
atoms
(yellow)
(purple)
from ultra cold Neutral xenon
atoms (purple)

3. As more electrons escape, the pull on


the3. As
remaining
more electrons
electrons
escape,
is the
stronger
pull on
(shown
the here
remaining
as a deeper
electrons
well). is stronger
2. The electrons out wardly diffuse. Some The(shown
plasmahere
temperature
as a deeperiswell).
around one
2.escape,
The electrons outoverall
leading to an wardlycharge
diffuse. Some
imbalance degree
The above
plasmaabsolute
temperature
zero. is around one
escape, leadingcharges
(more positive to an overall
than charge
negativeimbalance
charges). degree above absolute zero.
(more positive
The now charges
positive thanattract
ions negative
thecharges).
negative
The now positive
electrons, ionstoattract
forcing them swarm the negative
inwards.
electrons, forcing them to swarm inwards.
TheThe
plasma is located
plasma is locatedbetween
between two twometal grids.
metal grids.
Scientist
Scientistapply an oscillating
apply an oscillatingelectric fieldfield
electric to to
grid1. TheThe
grid1. electrons in the
electrons plasmas
in the plasmas respond
respondto the
to the
Phase Shifter electric field and begin to collectively oscillate.
electric field and begin to collectively oscillate.
ThisThis
oscillation induces
oscillation a current
induces in metal
a current grid grid
in metal 2. 2.
Using electrons shown here, the
Using electrons shown here, the scientist scientist can can
detect this small current. The
detect this small current. The measurementsmeasurements
Atten. Plasma here reveal howhow
reveal fast fast
expansion
expansion dramatically
dramatically changes
changes
To the resonant frequency and also how the
the resonant frequency and also how the electrons electrons
Amp Mixer Oscilloscope spatially arrange
spatially themselves
arrange themselvesin the
in plasma
the plasma

Circuit used to probe electron behavior Dr.


Dr. Iván
Iván Vargas-Blanco,
Vargas-Blanco, Costa
Costa Rica
Rica Institute
Institute of
ofTechnology
Technology
Thanks

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Earth’s Magnetosphere and Ionosphere

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

• Plasma is macroscopic neutral, but not microscopic!

• Each ion attracts electrons higher electron density around ion (and
vice versa)
screening of the Coulomb potential (Debye shielding).
• A single charged particle creates an electrostatic potential in the vacuum
which is described by the Poisson equation (spherical coordinates):

And we yield the Coulomb potential:

(allows for long distance interaction)

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

• Now plasma = many particles around our charged particle.


• Poisson equation still holds in the plasma, single charge q charge
density .

(assuming single charged ions)

• Assuming a thermodynamic equilibrium and many particles


equilibrium statistical mechanics.

with being the averaged density of the plasma

describes competition of electrostatic potential thermal energy!

• We are interested in ideal plasmas

Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology


Basic Plasma Properties: Debye Shielding

• Putting the approximation for into the Poisson equation:

• Solution Debye potential:

(Debye 1923, for electrolytes)

Debye length:

For Coulomb potential


strongly reduced
compared with Coulomb potential
Dr. Iván Vargas-Blanco, Costa Rica Institute of Technology

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