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DOI: 10.1111/ene.14803
ORIGINAL ARTICLE
Abstract
1
Department of Neurology, Medical
University of Innsbruck, Innsbruck, Austria
2 Background and purpose: To assess neurological manifestations and health-related qual-
Department of Internal Medicine II,
Medical University of Innsbruck, ity of life (QoL) 3 months after COVID-19.
Innsbruck, Austria
Methods: In this prospective, multicenter, observational cohort study we systematically
Correspondence evaluated neurological signs and diseases by detailed neurological examination and a pre-
Raimund Helbok, Department of
defined test battery assessing smelling disorders (16-item Sniffin Sticks test), cognitive
Neurology, Medical University of
Innsbruck, Anichstrasse 35, 6020 deficits (Montreal Cognitive Assessment), QoL (36-item Short Form), and mental health
Innsbruck, Austria.
(Hospital Anxiety and Depression Scale, Posttraumatic Stress Disorder Checklist–5)
Email: raimund.helbok@tirol-kliniken.at;
raimund.helbok@i-med.ac.at 3 months after disease onset.
Results: Of 135 consecutive COVID-19 patients, 31 (23%) required intensive care unit (ICU)
care (severe), 72 (53%) were admitted to the regular ward (moderate), and 32 (24%) under-
went outpatient care (mild) during acute disease. At the 3-month follow-up, 20 patients
(15%) presented with one or more neurological syndromes that were not evident before
COVID-19. These included polyneuro/myopathy (n = 17, 13%) with one patient presenting
with Guillain-Barré syndrome, mild encephalopathy (n = 2, 2%), parkinsonism (n = 1, 1%),
orthostatic hypotension (n = 1, 1%), and ischemic stroke (n = 1, 1%). Objective testing re-
vealed hyposmia/anosmia in 57/127 (45%) patients at the 3-month follow-up. Self-reported
hyposmia/anosmia was lower (17%) at 3 months, however, improved when compared to
the acute disease phase (44%; p < 0.001). At follow-up, cognitive deficits were apparent in
23%, and QoL was impaired in 31%. Assessment of mental health revealed symptoms of
depression, anxiety, and posttraumatic stress disorders in 11%, 25%, and 11%, respectively.
Conclusions: Despite recovery from the acute infection, neurological symptoms were
prevalent at the 3-month follow-up. Above all, smelling disorders were persistent in a
large proportion of patients.
KEYWORDS
COVID-19, neuro-COVID, neurologic manifestations, quality of life, SARS-CoV-2
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction
in any medium, provided the original work is properly cited and is not used for commercial purposes.
© 2021 The Authors. European Journal of Neurology published by John Wiley & Sons Ltd on behalf of European Academy of Neurology.
Severe disease requiring ICU Moderate severity, hospitalization, Mild severity, outpatient, Missing
All, n = 135 admission, n = 31, 23% non-ICU, n = 72, 53% n = 32, 24% p value* data
(Continues)
4 | RASS et al.
*χ 2 or Kruskal-Wallis tests were used to assess for differences across severity grades (severe, moderate, mild). A p value <0.05 signifies significantly different data distribution across severity groups.
0
0
1
0
0
1
0
Impairment was classified in patients scoring below 26/30 points.
The MoCA was not performed in patients with language barrier or
visual impairment (n = 11).
p value*
0.644
0.644
<0.001
<0.001
<0.001
0.493
···
Outcome instruments
1 (3)
2 (6)
···
11 (15)
results.
31 (100)
30 (97)
13 (42)
(Did you have a lot of energy?), 9g (Did you feel worn out?), and 9i
(Did you feel tired?) in the SF-36v2. Functional outcome was rated
according to the Glasgow Outcome Scale Extended (GOSE), an eight-
All, n = 135
point scale, and the seven-point modified Rankin Scale (mRS) score.
8 (2–18)
30 (22)
67 (50)
25 (19)
10 (7)
1 (1)
1 (1)
Statistical analysis
Length of hospital stay, days
Treatment and hospital course
and standard deviations. All results are given for different dis-
ease severity groups defined by the management setting during
Anosmia
ized (moderate) patients not requiring ICU admission, and (iii) (se-
vere) COVID-19 patients admitted to the ICU. Based on the data
LONG-TERM NEUROLOGIC MANIFESTATIONS OF COVID-19 |
5
I G U R E 1 FNeurological diagnoses
before COVID-19 (red bars) and new-
onset diagnoses (blue bars) 3 months
after COVID-19 in 135 patients. CIP/CIM,
critical illness polyneuropathy/critical
illness myopathy
distribution (Kolmogorov-S mirnov test and Shapiro-W ilk test), ranging from 19 to 87 years, with a predominance of male patients
parametric or nonparametric tests were applied. We used the χ 2 (61%). Young female patients had a significantly milder disease
or Kruskal-Wallis test to assess for differences across severity course without necessitating hospital admission (p < 0.001; Table
grades. In the setting of a p value <0.05 indicating significantly S1). During the acute disease, 31 patients (23%) required ICU care
different data distribution across severity groups, we performed for invasive or noninvasive respiratory support, 72 patients (53%)
Bonferroni-corrected post hoc pairwise analyses using univari- were admitted to the normal ward, and 32 patients (24%) under-
ate generalized linear models (Table S1). To test for changes in went outpatient care. A total of 33 patients (24%) reported predi-
symptoms between the acute disease course and at 3 months, the agnosed neurological disorders evaluated by a neurologist before
McNemar test was used. Missing data were excluded from analysis COVID-19 (Table 1).
and indicated appropriately. We built a multivariate generalized
linear model to assess factors associated with fatigue 3 months
after COVID-19. We included preselected variables with a p < 0.1 Neurological diseases during the acute disease and
in univariate analysis (t test, Mann Whitney U, and χ 2 test) and 3 months after COVID-19
retained them if significant (p < 0.05). Preselected variables in-
cluded age (p = 0.983), sex (p = 0.425), risk categories (p = 0.003), Three months after COVID-19, neurological diseases not diagnosed
length of hospital days (p = 0.042), any neurological disease not before COVID-19 onset were found in 20 patients (15%) and oc-
diagnosed before COVID-19 (p = 0.007), polyneuro/myopa- curred more frequently in ICU patients in comparison to moder-
thy (p = 0.012), self-reported hyposmia (p = 0.616), SS-16 ≤ 12 ate and mild patients (p = 0.001). These included polyneuropathy/
(p = 0.046), PCL-5 > 32 (p = 0.031), HADS-A > 7 (p = 0.788), myopathy (13%), with one patient presenting with Guillain-Barré
HADS-D > 7 (p = 0.031), sleep disturbance (p < 0.001), forgetful- syndrome (1%), mild encephalopathy (2%), parkinsonism (1%), ortho-
ness (p = 0.212), and MoCA <26 (p = 0.356), all at the 3-m onth static hypotension with vasovagal syncope due to autonomic dys-
follow-up. A two-sided p value <0.05 was considered statistically regulation (1%), and ischemic stroke (1%; Figure 1). Polyneuropathy/
significant. All analyses were performed with SPSS (IBM SPSS myopathy including CIP/CIM had a higher predominance in the ICU
Statistics, Version 24.0; IBM, Armonk, NY, USA). cohort (p < 0.001), whereas there was no difference in other dis-
eases across severity groups. Polyneuropathy/myopathy was associ-
ated with ICU-related complications in 65% of patients, and specific
Data treatment was only applied in one patient with Guillain-Barré syn-
drome. None of the patients had convulsive seizures during the
The data that support the findings of this study are available acute disease or until follow-up. One patient with myasthenia gravis
from the corresponding author, upon reasonable request and by had aggravated symptoms during the acute phase and regained her
fulfilling data sharing regulations approved by the local ethics previous state at follow-up. Three additional patients had aggra-
committee. vated symptoms of preexisting symmetrical distal polyneuropathy
at follow-up. Details are given in Table 2.
Among patients admitted to the ICU, delirium was reported in
R E S U LT S 19/31 patients (61%), and 9/31 patients (29%) showed features of
encephalopathy of hypoxic (n = 2) or toxic (n = 7) etiology during
A total of 135 COVID-19 patients underwent a structured neu- the acute phase of the disease with improvement over time (1/31,
rological evaluation 102 (interquartile range [IQR], 91–110) days 3% at follow-up, p = 0.008). Of the ICU cohort, 8 patients (26%) had
after disease onset. The median age was 56 (IQR, 48–6 8) years residual symptoms of critical illness polyneuropathy/myopathy (CIP/
|
6 RASS et al.
CIM) 3 months after diagnosis as compared to 10/31 (30%) during signs were more common in the elderly; however, hyposmia was also
the acute phase (p = 0.500). Patients with CIP/CIM had a longer ICU- a prominent finding in younger patients.
stay compared with those without (28 days; IQR, 17–4 0 days vs. 15
days; IQR, 8–22 days; p = 0.001, respectively).
Cognition, mental health, QoL, and functional
outcome 3 months after COVID-19
Neurological signs and symptoms 3 months after
COVID-19 Cognitive deficits (MoCA) were found in 23% of patients (in severe
COVID-19 patients 29%, moderate 30%, mild 3%). QoL (SF-36v2)
A structured clinical examination revealed relevant neurologi- was impaired in 31% (28/90), with 6 patients having restrictions in
cal signs and symptoms in 82 patients (61%) at follow-up. Details the PCS, 16 in the MCS, and 6 in both scores. Thirty-four percent
are provided in Table 3. Hyposmia/anosmia was reported in 17% reported sleep disturbances 3 months after COVID-19. PTSD was
(23/135), which was less frequent compared to the acute phase of diagnosed in 11% of patients (11/98). Depressive and anxiety symp-
the disease (44%, p < 0.001). Using the SS-16 test, hyposmia/anos- toms were reported by 11% (11/98) and 25% (24/98) of patients,
mia was found in 45% of patients (57/127) at the 3-month follow- respectively (Table 4).
up. Self-reported headache was a prominent symptom during the Twenty-seven percent of patients suffered from persistent fa-
acute phase (29%), whereas only 5% of patients reported headache tigue 3 months after acute COVID-19. Fatigue was more frequent in
independent of prediagnosed headache syndromes at the 3-month patients with sleep disturbances (adjusted odds ratio [adjOR] = 6.39;
follow-up (p < 0.001). Fourteen patients (11%) complained about 95% confidence interval [CI], 2.63–15.53; p < 0.001) and in those
persistent myalgia 3 months after COVID-19. Most of them had a se- with new neurological diagnoses (adjOR = 5.71; 95% CI, 1.76–18.54;
vere clinical course requiring ICU admission during acute COVID-19. p = 0.004).
Other neurological signs and symptoms at 3 months included abnor- Overall, functional outcome was good with a median mRS of 1
mal reflex status (n = 31, 23%), positive frontal release signs (n = 20, (0–1) and GOSE of 8 (7–8).
15%), tremors (n = 13, 10%), muscle atrophy (n = 9, 7%), bradykinesia
(n = 7, 5%), limb paresis (n = 7, 5%), gait abnormality (n = 7, 5%), ab-
normal muscle tone (n = 6, 4%) or positive pyramidal signs (n = 2, DISCUSSION
2%). It is important to mention that tremors were preexisting in 3
patients, muscle atrophy in 2, limb paresis in 4, gait abnormality in In this prospective observational study of 135 COVID-19 patients,
3, spastic muscle tone in 2, and Babinski sign in 1 patient. Figure 2 we found neurological diseases unknown before COVID-19 in every
shows age-dependent prevalence rates for hyposmia, bradykinesia, sixth patient at the 3-month follow-up with a predominance in
tremors, and positive frontal release signs. In general, neurological ICU patients, including polyneuro/myopathy, mild encephalopathy,
TA B L E 3 Neurological signs and symptoms 3 months after COVID-19
Mild severity,
All, n = Severe disease requiring ICU admission Moderate severity, hospitalization, non-ICU outpatient Missing
135 n=31, 23% n=72, 53% n=32, 24% data P value*
(Continues)
8 | RASS et al.
P value*
<0.001
0.090
0.033
0.039
0.059
0.571
0.134
–
Missing
*The chi-square test was used to assess for differences across severity grades (severe, moderate, mild). A P value < 0.05 signifies significantly different data distribution across severity groups.
data
–
0
0
17
0
0
1
1
Mild severity,
outpatient
n=32, 24%
8 (28)
4 (13)
0 (0)
0 (0)
0 (0)
1 (3)
1 (3)
3 (9)
Moderate severity, hospitalization, non-ICU
2 (3)
3 (4)
1 (1)
1 (1)
12 (39)
4 (13)
4 (13)
1 (3)
Abbreviations: ICU, intensive care unit; SS-16, 16-item Sniffin’ Sticks test.
9 (7)
2 (2)
7 (5)
7 (5)
1 (1)
Babinski sign
Mental health
Posttraumatic stress disorder, PCL-5 > 32 11 (11) 4 (17) 6 (12) 1 (5) 37 0.427
Depression, HADS-D 11 (11) 3 (13) 7 (13) 1 (5) 37 0.569
Depression, HADS-D >7 8 (8) 1 (4) 6 (11) 1 (5) ··· ···
Depression, HADS-D >10 3 (3) 2 (8) 1 (2) 0 (0) ··· ···
Anxiety, HADS-A 24 (25) 5 (21) 13 (25) 6 (29) 37 0.834
LONG-TERM NEUROLOGIC MANIFESTATIONS OF COVID-19
Data are given as median (interquartile range) and count (%). Anxiety and depression (HADS-A , HADS-D) were scored as slightly increased when >7 and increased when >10.
Abbreviations: GOSE, Glasgow Outcome Scale Extended; HADS-A , Hospital Anxiety and Depression Scale–Anxiety subscale; HADS-D, Hospital Anxiety and Depression Scale–Depression subscale;
MoCA, Montreal Cognitive Assessment; mRS, modified Rankin Scale; PCL-5, Posttraumatic Stress Disorder Checklist–5; SF-36, 36-item Short Form.
*χ 2 or Kruskal-Wallis tests were used to assess for differences across severity grades (severe, moderate, mild). A p value <0.05 signifies significantly different data distribution across severity groups.
|
9
|
10 RASS et al.
signal hyperintensities in the olfactory bulb and frontobasal corti- invasion, hypercoagulopathy, inflammation, and microcirculatory
cal areas in a patient suffering from hyposmia [29]. After recovery, injury may aggravate peripheral nerve injury in COVID-19 patients
signal alterations of cortical grey matter regions completely disap- [34]. The observed muscle atrophy in our patients is likely attribut-
peared, and the olfactory bulbs appeared thinner. Although care- able to immobilization, CIP/CIM, and compression neuropathy pre-
ful evaluation for publication bias is warranted, these findings may dominantly found in ICU patients.
support a direct virus-associated pathology of neuronal tissue in hu- Persistent myalgia 3 months after COVID-19 was reported by
mans. Besides the retrograde neuronal spread, the sensory organs of 11% of our patients, with a predominance in hospitalized patients,
smell may also be affected by excessive or uncontrolled production similar to previous reports [13]. Postulated underlying mechanisms
of immune cells and cytokines, a breakdown of the blood–brain bar- include a virus-triggered inflammatory response or direct muscle
rier, or microvascular damage [27]. toxicity [35]. The virus may infiltrate the muscle via the ACE-2 re-
Encephalopathy was reported in one third of ICU patients ceptor, which is expressed on skeletal muscles [36]. In turn, immune-
during acute disease stages, with only one of those patients hav- mediated mechanisms include muscle damage through T-cell
ing persistent features 3 months after disease onset. Frontal release expansion or proinflammatory cytokine and macrophage-mediated
signs were positive in 15% of our patients at follow-up, which are muscle fiber injury [37]. Immune-mediated toxicity of the virus has
unspecific but commonly found in patients with encephalopathy. been described in the setting of para- and postinfectious immune-
Encephalopathy and frontal signs were highly prevalent in another mediated diseases such as acute disseminated encephalomyelitis
cohort of 58 severe COVID-19 patients admitted to the hospital [38] or myelitis [39]. Similarly, the peripheral nervous system is af-
because of ARDS [2]. In all patients of this study who underwent fected by immune-mediated disease with Guillain-Barré syndrome
cerebral MRI because of unexplained encephalopathic features, or variants reported in patients after COVID-19 [40,41]. We report
bilateral frontotemporal hypoperfusion was noted [2]. Limited evi- 1 COVID-19 patient who developed Guillain-Barré syndrome and
dence suggests a direct virus-associated etiology of encephalopathy showed good recovery 3 months after disease onset [42].
in COVID-19 patients, and therefore, it is more likely that enceph- Impairment of QoL, anxiety and depressed mood, sleep disor-
alopathy occurs secondary due to inflammation or other systemic ders, and PTSD were found in a considerable number of patients.
effects including organ failure [30,31]. These manifestations have a substantial socioeconomic burden on
Cognitive deficits as assessed with the MoCA were frequent mental health. Close surveillance to ensure early detection of poten-
3 months after COVID-19 diagnosis, predominantly affecting hos- tially treatable conditions and the provision of targeted treatment
pitalized patients. Every second patient diagnosed with encepha- strategies including psychological support seems important in re-
lopathy during their ICU stay had cognitive deficits as compared to covered patients. It is worth mentioning that some neuropsychiatric
23% in the overall cohort. We cannot exclude that non-overt cogni- findings may be not associated with the disease itself but with the
tive deficits were undiagnosed before COVID-19 in these patients. overall social consequences related to the pandemic. Accordingly,
Interestingly, self-reported cognitive deficits (e.g., forgetfulness, also non–COVID-19 patients developed depression, anxiety, and
trouble in concentrating, difficulty in thinking) were equally re- PTSD symptoms during the pandemic [43]. The number of people
ported independent of severity groups (24%–26%), even in patients affected by these symptoms was found to have increased since
with mild disease (24%). Other groups recently reported that the es- onset of the pandemic, predominantly affecting young female pa-
timated prevalence for dementia after COVID-19 is higher during a tients with low incomes [44].
6-month follow-up period compared with patients after influenza or Fatigue was reported in 50% of ICU patients and in every fourth
other respiratory tract infections [32]. Further longitudinal studies patient with mild disease in our cohort. This is in line with previous
with detailed neuropsychological testing are necessary to evaluate studies reporting fatigue in 53% of hospitalized COVID-19 patients
whether cognitive deficits improve over time. 2 months after symptom onset [13] and in another study report-
Although several studies indicate the involvement of the CNS ing fatigue or muscle weakness in 63% (1038/1655) of survivors
and PNS after COVID-19, it remains unclear which patients are at 6 months after COVID-19 [45]. We found an association between
highest risk to develop relevant neurological manifestations. Our disturbed sleep and the diagnosis of a new-onset neurological dis-
data indicate that severely affected patients have higher rates of ease not diagnosed before COVID 19 and fatigue. Based on our data
persistent neurological features 3 months after disease onset as and previous publications, fatigue does not seem to be limited to
compared with patients with milder disease courses. severe cases.
The most prevailing finding involving the PNS were signs of CIP/ There are limitations to this study that should be discussed.
CIM seen in every third patient admitted to the ICU during the acute Firstly, our study design does not allow us to conclude causality
disease, which is comparable to patients admitted with ARDS [33]. between COVID-19 and the reported neurological symptoms and
Although symptoms alleviated in our cohort, 8 patients still exhib- diseases, and there is the possibility of a chance association. To
ited residual signs of CIP/CIM after 3 months. Sepsis and multiorgan minimize this bias, we carefully evaluated preexisting neurolog-
failure as seen in severely affected COVID-19 patients are well- ical disorders and found that every third patient had neurologic
established risk factors for CIP/CIM [12]. In addition, SARS-CoV- consultancy before COVID-19 onset. Similarly, we did not assess
2– associated endothelial cell activation together with direct viral baseline MoCA to quantify preexisting cognitive impairment. We
LONG-TERM NEUROLOGIC MANIFESTATIONS OF COVID-19 |
11
only recorded relevant clinical findings that were diagnosed by V.R. and R.H. wrote the manuscript. All authors contributed to and
a neurological consultancy during the acute disease or by phy- critically reviewed the final version of the manuscript.
sicians prior to disease onset. This is also important for parkin-
sonism, which may have been diagnosed by a proper neurological ORCID
examination before COVID-19. Secondly, neurological assessment Verena Rass https://orcid.org/0000-0002-4241-5891
3 months after disease onset may not sufficiently represent long- Ronny Beer https://orcid.org/0000-0002-4341-6845
term consequences of this disease. Therefore, several initiatives Mario Kofler https://orcid.org/0000-0002-3800-8417
call for a minimum 12-m onth follow-up [46]. Thirdly, underrepre- Anna Lindner https://orcid.org/0000-0003-0622-8033
sentation of COVID-19 patients with mild disease may have led to Philipp Mahlknecht https://orcid.org/0000-0003-0671-0516
a substantial bias in reported prevalence rates. Still, the strength Sabina Sahanic https://orcid.org/0000-0002-0583-9310
of our study lies in the inclusion of all severity grades ranging from Thomas Sonnweber https://orcid.org/0000-0002-5080-386X
mild disease to severe manifestations requiring ICU admission. Ivan Tancevski https://orcid.org/0000-0001-5116-8960
Our data should be interpreted in the context of a healthcare sys- Christoph Scherfler https://orcid.org/0000-0002-4885-5265
tem that never collapsed during the pandemic. Laura Zamarian https://orcid.org/0000-0002-1640-4179
Rosa Bellmann-Weiler https://orcid.org/0000-0002-5584-111X
Günter Weiss https://orcid.org/0000-0003-0709-2158
CO N C LU S I O N Atbin Djamshidian https://orcid.org/0000-0001-7174-6000
Stefan Kiechl https://orcid.org/0000-0002-9836-2514
In summary, despite recovery from acute infection, neurological ab- Klaus Seppi https://orcid.org/0000-0001-6503-1455
normalities were common at the 3-month follow-up. Although neu- Judith Loeffler-Ragg https://orcid.org/0000-0003-0873-7501
rological diseases were diagnosed in every sixth patient, smelling Raimund Helbok https://orcid.org/0000-0001-5682-0145
disorders were more prevalent (45%), even in COVID-19 patients re-
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