S.K. Gupta’, Makarand G. Khare’, John D. Celentano?
' Director Projects, Mumbai Metro Rail Corporation Ltd. (MMRC), India,
Subodh.Gupta@mmrel.com
2 Associate Director, AECOM, makarand.Khare@aecom.com
? Technical Director, AECOM, John.Celentano@aecom.com
ABSTRACT
This paper discusses the challenges in design and construction of the complete
underground Mumbai Metro Line 3 in the city centre of Mumbai, which is the
financial capital of India and home to about 22 million people. The Mumbai
Metro Line 3, which is a 33.5 kilometre fully underground corridor, is presently
under construction. The project scope includes 33.5 kilometre of twin tube
tunnelling by tunnel boring machines (TBM). The hydrogeological conditions of
Mumbai, challenges posed by tunnelling under existing buildings and its impact
on choice of TBM types adopted in the project are described. The design
approval process for TBM selection and design features of each TBM type are
discussed
Key Words: Mumbai, Hydrogeology, TBM Tunnels, Design, Construction
1. INTRODUCTION
India is undergoing rapid urbanization with projected urban population of about
473 million by 2021 and 820 million by 2051. The rapid urbanization has led to
a high growth in the number of vehicles leading to traffic congestions, higher
air pollution, associated health risks, and higher number of road accidents
leading to loss of life, Therefore it is necessary to plan the urban transport
along a sustainable path to support the desired economic growth, protect the
environment and to improve the quality of life.
This paper discusses the challenges in design and construction of bored
tunnels for fully underground Mumbai Metro Line 3 (MML-3) through the city
centre of Mumbai, which is the financial capital of India and home to about 22
million people.
The alignment is passing underneath very congested areas including heritage
precincts of Mumbai City, therefore safety during tunnel construction and the
induced ground movements from tunnelling works have to be strictly monitored
and controlled during execution
The choice of tunnel boring machines (TBM) to suit the hydrogeological
conditions anticipated along the alignment is critical for the success of the
project. Factors governing the choice of TBM such as type, grade and strength
of rock, possibilities of mixed ground conditions and water inflows are discussed.
2. PROJECT OVERVIEW
The existing public transport of Mumbai is under extreme pressure. The metro master
plan has been prepared to provide rail based mass transit facility to people residing
in the areas not connected by existing Suburban Rail System and to enable them to
reach the stations within the walking distance of 0.5 km to 1 km, with proper interchangefacilities. A network of metro corridors of about 150 kilometres is being implemented in
a phased manner, Mumbai Metro Rail Corporation (MMRC) is constructing the MML-
3, which is a 33.5 kilometre fully underground corridor. The Figure 1 shows MML-3
alignment plan. The project scope includes 33.5 kilometre of twin tube tunnels by
TBM, 19 Cut and Cover Stations, 7 Stations — including cross passages and cross
overs to be constructed by using NATM.
‘The MML-3 Civil Worksis divided into seven packages, keeping in view the size and cost,
of each package, construction programme, construction methodology, and availabilty
of TBM works sites. The contracts include the installation of station architectural
finishes, building services, and station signage. The details of the underground civil
works packages are summarized in Table 1.
Table 1. Underground stations and tunnels contract description
Package No. | Limits Length (K.M.)
UGC-01 Cuffe Parade to CST 4.20
UGC-02 CST to Mumbai Central 4.05
UGC-03 Mumbai Central to Worli 5.06
UGC-04 Worli to Dharavi 6.08
UGC-05 Dharavi to Santacruz 4.94
UGC-06 Santacruz to CSIA 4.45
UGC-07 CSIA to SEEPZ 4.16
3. MUMBAI GEOLOGY
Seven islands of Mumbai of the West Coast of India were merged into one landmass
by means of multiple land reclamation projects in 18th and 20th century as illustrated
in Figure 1
The ground investigations show strata of soft ground (predominantly silty, clayey sand,
clay of medium to high plasticity and boulders) followed by Deccan trap formation.
The thickness of soft ground varies from about 1m to 14m. The Deccan traps were
formed about 65 million years ago as a result of various subaqueous lava flows
showing a distinct westerly dips. The major volcanic rocks are basalt, breccia, and
tuff, Intertrappean sedimentary rocks such as shale are also found which indicate a
long period of quiescence in volcanic activity (Sethna, 1999). The ground water table is
shallow and rises close to ground level during monsoon.
Although substantial portion of construction is expected in rock strata, geological
surprises are expected. In the past various highway, railway, hydropower and water
tunnel projects have been completed in and around Mumbai in the Deccan trap rock
formation. Table 2 summarizes the anticipated rocks and possible construction issues.
Jain et. al (2011) have reported the following issues during the past TBM tunnel projects
under hydrogeological conditions of MumbaiHigh ingress of salt and sweet water from jointed basalts and flow contacts due to
proximity to Arabian Sea, Creeks and Mihi River,
High water inflows especially during monsoon periods,
\Water inflows can be expected o be saline giving high rate of corrosion to equipment,
Probing and pre-excavation (cher
control seepage.
Figure 1. History of Reclamation of Mumbai
Table 2. Geological conditions and construction issues
Geological Condition | Possible Construction Issues
Compact Basalt Higher degree of jointing, water bearing strata, rockall instability
Contact Boundary | Filling of clay at contact plane, weak rock mass at contact zone
between Basalt and
Breccia
Tul, Tuff Breccia Clay minerals in these rocks produce sticky muck and may jam cutters
affecting progress
Intertrappean Shale | Unstable due to their inherent softness which may be aggravated by their
(ergillaceous and closely spaced laminations, water seepage along bedding planes, rock fall
carbonaceous) due to softening in contact with water, swelling behaviour
The Tuff Breccia, Tuff and Amygdaloidal Basalt rocks are generally free of joints, stable
and impervious and present favourable conditions for construction4, TBM TUNNELS
The stations will be connected with twin TBM tunnels of 5.6m internal finished
diameter. In conjunction with the TBM tunnelling, precast segmental lining will be
used as the main permanent support for tunnels.
The choice of TBM to suit the hydrogeological conditions anticipated along the
alignment is critical for the success of the project. The type, grade and strength of
rock, possibilities of mixed ground conditions and water inflows govern the choice
of TBMs. In all 17 TBM are to be deployed to complete the 33.5 km of twin tunnels.
Table 3 summarizes the numbers and types of TBMs to be deployed for each
contract package.
The TBMs proposed for this project can be broadly divided in 3 categories.
+ Dual Mode Earth Pressure Balancing (EPB)
+ Slurry TBM
+ EPB
The anticipated average excavation rates range from 8 to 12 m/day. Past experience
of TBM tunnels in Deccan trap rocks of Mumbai indicate that cutter abrasion in
basalts and breccia may be less due to lower percentage of quartz and silica.
However, the clay minerals in tuff and tuff breccia can lead to jamming of cutters
and may affect the production cycle due to sticky property of muck (Jain et.al, 2016).
Table 3, Summary of TBM deployment
Civil Contract | Type of THM
Package
‘UGC-01 | 2New Robbins Dual Mode EPH
UGC-02 | 2 New Terratec Dual Mode EPa
UGC-03 | New and 1 Remanufactured Robbins NFM Slurry
UGC-04 | INew and 2 Refurbished (New Cutter head and stieids) Herrenknecht
UGC-05,
UGC-06
ucc-o7 | iNew and Refurbished STEC EP
3 New and 2 Refurbished Terratec Dual Mode
5. CHALLENGES IN TBM TUNNELLING
Some of the challenges which influenced the choice and design of TBMs are
discussed here,
5.1 Dilapidated, heritage and sensitive buildings and structures
The alignment is designed to follow the roads as far as possible, The southern
parts of city have many existing and under construction high rise buildings (with
more than 20 floors above ground) and roads are narrow. This requires site specific
studies to evaluate the mutual impact of buildings and metro structures during
planning and design phase. The multi-storey buildings over G+2 height founded on
shallow foundations and the heritage structures that are within influence zone are
considered critical for the design and construction. There are numerous buildings
classified in moderate to severe category of damage based on pre-constructionbuilding condition survey. In contract UGC-01 major portion of tunneling is to
be carried out near and beneath heritage precinct. The TBM machines and
construction methodology are prepared to ensure that serviceability and stability of
these buildings is not affected due to tunneling works. At two locations tunnels will
pass close proximity to existing flyovers which cater to thousands of commuters.
5.2 Mixed and varying geological conditions
Figure 2 illustrates typical cases of varying geological conditions revealed during
ground investigations.
ESO re ie Tale SO tL eee ee nee Cela
Stal, Brecc,
Figure 2. Illustration of varying geological conditions
5.3 Tunnelling beneath railway lines
‘At two locations the MML-3 tunnels cross existing railway lines. These railway
lines are considered as the lifelines of Mumbai and carry millions of passengers
every day. Tunnelling below railway tracks requires stringent control on volume
loss and ground movement such that maximum permissible total movement shall
not be greater than 15 millimetres, angular distortion to rail tracks shall be limited
to an absolute maximum of 1:2000 longitudinally, and 1 in 2500 transversely as
measured across any one single track set.5.4 Tunnelling below river
Tunnels are also required to be bored through poor geological conditions below
Mithi river. The geological conditions are illustrated in Figure 3 below indicates
tunnels are likely to be constructed in Grade V breccia rock with high risk of water
ingress.
Figure 3. Geological conditions for tunneling under Mihi river
6. TBM DESIGN APPROVAL PROCESS
Due to the diversity and complexity of the hydrogeological conditions and the
sensitive nature of tunnelling under heavily congested Mumbai city which included
a number of areas comprising of high rise buildings, heritage and religious sites,
dilapidated buildings the TBM design approval process was established shortly
after contract award. This was paramount and subsequently was the key in
ensuring the correct choice of TBM along the full alignment and obviously critical
for the successful delivery of the tunnels
The seven contractors adopted this approach and resulted in five different TBM
manufacturers supplying 17 TBMs as described in Table 3 .
The final choice of TBMs adopted 3 different excavation methods including Slurry
TBM, EPB TBM and Dual Mode or Crossover TBMSs.
6.1 Initial review of TBM design
Following initial geotechnical and hydrogeological investigations which formed part
of the tender documents, the chosen alignment and the envisaged difficulties of
TBM mining beneath Mumbai, it was considered prudent and beneficial to engage
in early discussions with contractors and their chosen TBM suppliers. These
early discussions were found beneficial and brought an integrated approach and
collaboration to the TBM design development processes. The following basic
requirements of TBM design were established and adopted across all contractors
and TBM suppliers, namely+ Geometric parameters including alignment, excavation diameter, segmental
lining preliminary design including ring width, minimum radius of curvature along
the alignment.
Geotechnical and hydrogeological parameters including height of water table,
rock types, specific gravity, cohesion, angle of friction, elasticity and permeability
of the materials to be mined. At this early stage design only Tender Geotechnical
Reports were available but these were deemed sufficient in detail to commence
the TBM design process.
Furthermore it was agreed by all parties, namely Contractors and TBM suppliers
that a reality check during each stage of design development would be performed
following the availability of Contractor's own additional geotechnical investigation
reports including both Geotechnical Factual and Interpretive reports. This led to
the development of the outline design and choice of excavation method
Assessment of key mechanical requirements of the TBM such as total thrust
pressure, torque requirements, cutter head design layout, number and size
of disks cutters, scrapers buckets and their respective spacing, geometrical
configuration of thrust pads, annular grouting pressures and the like.
Critical natural obstructions such as rivers, railway lines, high rise buildings,
critical and religious structures, overburden and availability of land at each
launching shaft.
Other design loads such as geostatical, gantry thrust and main bearing loads,
dead loads, storage and erection loads and the like
Geomettical and spatial requirements for TBM transportation through congested
and constrained roads in Mumbai
These fundamental TBM design requirements were discussed during initial design
meetings with each contractor and manufacturer and were universally adopted
for each tunnel section along the whole 33.4Km of the tunnel alignment. These
meetings resulted in the outline or preferred choice of TBM whereby allowing
consultants, contractors and manufacturers to proceed in developing the outline
design for the TBM of choice,
Cutterhead design, thrust and torque requirement are fundamental and critical
requirement for the successful operation of the TBMs. The design layout of the
cutterheads varied considerably between manufacturers and TBM types. Following
the initial design meetings, outline design for cutterhead was developed for each
TBM type, however this was based on the limited geotechnical data available at
the time.
Once the outline cutterhead design was completed, manufacturers used additional
geotechnical data obtained from contractor's own additional investigations to
validate the cutterhead design and develop thrust and torque requirements. These
were submitted and subsequently approved in principle by the consultant. This
approval in principle triggered the next process to develop the detailed design for
the TBMs. In all, 9 different cutterhead designs, with varied excavation methodology,
thrust and torque requirements were put forward by the 5 manufacturers, These
included cutter head designs for mixed ground and hard rock conditions.
The three types of TBMs and its design features are discussed in the next section.7. CROSS OVER OR DUAL MODE TBM.
Cross over or dual mode TBMs, 7 in number will excavate approximately 15Km of
the 33.4 km dual running tunnels and will be supplied by manufacturers Robbins
and Terratec (2 numbers) and (5 numbers) respectively. Photograph of dual mode
TBM is shown in Figure 4.
Figure 4, Terratec dual mode TBM
Cross over or dual mode TBMs were the machine of choice along this section of
the alignment primarily because of the enhanced and more favourable geological
conditions allowing greater excavation rates to be obtained in open mode operation
with the use of belt conveyors instead of screw conveyor, the reduced risk associated
with less congested areas and the effectiveness of operations compared to other
TBM types.
Typical geology along the tunnel alignment is simplified and summarised in
Table below,Table 4. Dual mode TBM - Summary of geological conditions
‘Geological Deseription nconfined Compressive Strength (MPa)
Fresh Basalt with voleaic rock In whole face of the 35
tunnel, Basalt comprises inflings of sca ane zeoltes
Fresh Basalt and Voleanc Tuff isa
Mixed face with Volcanic Tuff, Fresh Basalt and Up to 125
Moderately weathered Breccia
[res grevish Basa I 00
7,1 Design features of the cross-over or dual mode TBM
With enhanced ground conditions over a greater distance along the alignment, the
design of the TBM still had to cater for the possibility of the following geological
conditions,
* Variations in ground type
+ Possibility of running ground and/or face collapse
+ Flowing and faulted ground
+ Possible water inflow
Based on these, and other mechanical properties obtained from the ground
investigations, Dual mode or Crossover Single Shield machine with special features
were considered appropriate as shown in Figure 4. These special features included
heavy duty main bearing and modified cutterhead structure to cater for hard rock
conditions, quick change over from open to close mode by changing from belt
conveyor to screw conveyors to cater for unexpected water conditions, inclusion
of high capacity heavy duty 17” disc cutters with an efficient method of cutter disc
change in-case of interventions during closed mode operation which would result
in the least amount of downtime.
Other special feature attributed to this type of TBM is the ability to “close off”
the machine should soft flowing ground, faulted ground or high water inflows
be encountered. The Dual mode or Cross over TBM is equipped with a screw
conveyor. This screw conveyor can be activated and prevent any material or water
from exiting the cutter chamber and entering into the machine. The system can
also operate in a “semi-EPB” mode, in which as the pressure in the cutterhead
chamber increases, the screw conveyor discharge gate is opened and material is,
discharged on the conveyor belt located on TBM backup system.
‘Additionally and in extreme conditions, once the muck chamber is sealed against
material or water inflows the probe/grout drill can be utilized to forward drill and
grout, for ground consolidation and to seal off the inflow of water or poor ground.
8. SLURRY TBM
Slurry machines will excavate approximately 3.6 Km of the twin bore running
tunnels and being supplied by NFM/Robbins Limited as shown in Figure 5. In total
2 slurry TBMs will be used to excavate the twin bore running tunnels.10
Figure 5. NFM Slurry TBM
‘Slurry machines were the machine of choice along this section of the alignment
primarily because of varied geological conditions, close proximity of the tunnel
alignment to heavily the congested areas and sensitive structures, condition of the
buildings and the abundant availability of land for the use of desilting plant adjacent
to the launching shaft.
Typical geology along the tunnel alignment is summarized in Table 5 below.
Table 5. Slurry TBM - summary of Geological Conditions
‘Geological Description Unconfined Compressive Strength (MPa)
Fresh Basalt with inflings of slice and reoltes 100
‘Mixed face conditions with Voleanic Breccia near the 70:90
crown while greyish Basalt in invert zone
‘Weathered Tuffaceous Breccia Uptoz0
Fresh Amygidloidal Basalt with Breccia Upto60,
‘Mixed face with Basalt and Breccia 20
‘Slightly weathered to Fresh Basalt 0
8.1 Design features of the slurry TBM
With poorer ground conditions along the alignment, the design of the TBM had to
cater for the following geological conditions,
+ Large variations in ground type over shorter distances which varied from hard
rock to soft soils
+ Possibility of running ground and/or face collapse under sensitive and congested
areas
+ Flowing and faulted ground along most of the alignment
+ Possible water inflowBased on foregoing and the geological data provided by the contractors additional
geotechnical investigations the following special features were considered
appropriate.
+ Heavy duty main bearing and mixed ground cutterhead structure to cater for soft
and hard rock conditions.
+ Special design of the chamber allowing easy access during hyperbaric
interventions for quick change over of cutting tools especially when changeovers
are required beneath congested areas.
+ Inclusion of high capacity heavy duty 17" disc cutters and scrapers
+ Prevention of occurrence of sink holes beneath or adjacent to buildings by
inclusion of full peripheral grouting
+ Inclusion of a rock crusher
Some of the advantages that slurry methods include:
+ Reduced wear from the abrasivity while mining in hard rock of the excavated
material due to the beneficial effects of the cutters being permanently immersed
ina slurry and its associated lubricating effects.
+ Reduced possibility of ground settlement due to the positive face support
provided by slurry pressure independent of the machine advance especially in
‘congested areas with sensitive buildings
+ Better control of the ground and ground water pressures when excavating
through soft ground/rock interface zones
9. EPB TBM
EPB machines will excavate approximately 14.8 Km of the twin bore running tunnels,
In total 7 EPB TBMs will be used to excavate the twin bore running tunnels. Three
TTBMs being supplied by Herrenknecht and shown in Figure 6, two from Terratec
and two from Shanghai Tunnelling Engineering company.
EPB machines were chosen along these sections of the alignment primarily
because of largely varying geological conditions, surface features such as rivers
and railway tracks and the reduced cover to sensitive structures.
The contractors and TBM manufacturer concluded that the following geological
risk existed at various sections along the alignment,
Unstable face - weak rock mass (soillike) and water
‘¢ Material erosion at the face - weak material which can be washed out by water
flow or disintegrates in contact with water
¢ Weak joint filings which can be washed out by water flow leading to blocky failure
* Localized / Concentrated water inflow which may erode material in the weak
layers above resulting in sinkholes and volume loss
‘¢ Small block fall at the face resulting in local instability
"9.1 Design features of the EPB TBM
Based on the geological data provided by the contractors additional geotechnical
investigations the following special features were considered appropriate
+ Large opening ratio of between 28 and 35%
* Additional injection ports in the cutter head to enhance soil conditioning
* Closer spacing than normal for forward probing and ground enhancements
+ Bespoke cutter head design with closer spaced disk cutters, scrapers and
peripheral cutters to accommodate the large opening ratio.
Figure 6. Herrenknecht EPB TBM
1210. CONCLUSIONS
Due to the fast track approach in construction of Mumbai Metro line 3 project a
clearly defined and systematic approach was taken in the design development
and choice of the TBM to be used during tunnel excavation. Outline design of
the TBM were developed in parallel with other designs such as segmental lining,
appropriation of additional geotechnical information, construction methodology
and building condition surveys. Additionally, close collaboration between Client,
Contractor TBM Manufacturer and General Consultant combined with the iterative
design process contributed immensely to the successful delivery and launch of the
TBMSs. A unique approach but one which has proved successful. Other factors
such as development of detailed Factory and Site acceptance test methodology
ensured that all TBMs were tested before delivery and launch respectively.
Tunnelling operations has commenced and all initial indications seem to suggest
that they are performing satisfactorily with average excavation rates predicted to be
in the order of 20 to 25m per day for each TBM in varied and difficult ground and
operational conditions.
11. REFERENCES
Jain, P., Naithani, A. K. and Singh, T. N. (2011). Application of Tunnel Boring
Machine for the construction of Maroshi-Ruparel College Tunnel - Mumbai, India.
Journal of Engineering Geology, 37 (1-4), 151-159.
Jain, P., Naithani, A. K, and Singh, T. N. (2016). Estimation of the Performance of
the Tunnel Boring Machine (TBM) Using Uniaxial Compressive Strength and Rock
Mass Rating Classification (RMR) — A Case Study from the Deccan Traps, India. J.
Geol. Soc. India, 87, 145-152.
Sethna, S.F. (1999), Geology of Mumbai and surrounding areas and its position in
the Deccan volcanic stratigraphy, India. J. Geol. Soc. India, vol. 53, 359-365.
13
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