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Abstract— Flapping-wing robotic insects require actuators model. The design of the power electronics applicable to
with high power densities at centimeter to micrometer scales. the various types of actuators is discussed, including the
Due to the low weight budget, the selection and design of realization of several compact high-voltage power supplies.
the actuation mechanism needs to be considered in parallel
with the design of the power electronics required to drive II. D ESIGN S PACE AND A PPROACH
it. This paper explores the design space of flapping-wing
microrobots weighing 1g and under by determining mechanical The subsystems of a flapping-wing MAV will be repre-
requirements for the actuation mechanism, analyzing potential sented with the following abstractions: power source, power
actuation technologies, and discussing the design and realization and drive electronics, an actuation mechanism, mechani-
of the required power electronics. Promising combinations of cal transmission and structural elements, and aerodynamic
actuators and power circuits are identified and used to estimate
microrobot performance.
components. Each stage can be described in terms of mass
Index Terms— microrobots, MAV, actuator, power electronics (m), power output (P ), and efficiency (η), as shown in the
block diagram in Fig. 1. The goal is to select and size the
components of each stage to deliver sufficient power Pout
I. I NTRODUCTION from the wings to permit flight.
Flapping-wing micro air vehicles (MAVs) are centimeter-
scale flying robots with potential applications in search- mb me ma mm
and-rescue, exploration, and reconnaissance. These robotic Power
Pb Power
Pe= ȘePb Pa= ȘaPe Mechanical and Pout= ȘmPa
Actuator aerodynamic
platforms frequently take design cues from flying insects source electronics
components
in an attempt to achieve a similar maneuverability, effi- Șe Șa Șm
ciency, and hovering ability. Several prototypes of insect-
sized flapping-wing MAVs have shown promise, including
Fig. 1. Block diagram of MAV (adapted from [3]).
the Micromechanical Flying Insect [1] and the Harvard
Microrobotic Fly [2]. When the parameters listed in Fig. 1 are known, it is
One of the main challenges in MAV design is the selection possible to determine the flight time of the robot using:
of an actuation scheme that can provide sufficient power for
autonomous flight. When the characteristic dimension of the Eb ηe ηa ηm
tf = , (1)
robot falls below 1mm, conventional actuators, such as elec- Pout
tromagnetic motors, begin to see a considerable reduction in where Eb is the energy capacity of the battery.
efficiency and power density due to an increased dominance This paper attempts a top-down approach that uses the
of surface effects [3]. A number of alternative methods, value of Pout to determine successively the requirements
such as piezoelectric [1] or thermal [4] actuators, have been for the aerodynamic and mechanical components (Section
suggested for small-scale flying robots. In addition to vary- III), the actuation mechanism (Section IV), and the power
ing mechanical capabilities, these actuation techniques have electronics (Section V), with the remaining mass devoted to
diverse electrical requirements, including wide variations the power source.
in driving voltages and currents. It is therefore necessary
to consider MAV actuator selection and power electronics III. A ERODYNAMIC AND M ECHANICAL C OMPONENTS
design as a single problem. During hover, the actuators must provide a minimum
This paper explores the design space of flapping-wing energy at the desired flapping frequency. Actuator force and
MAVs weighing 1g and under – consisting of the aerody- deflection are determined by the transmission mechanics, the
namic and mechanical components, the actuator, the power geometry of the wings, and their flapping kinematics. For
electronics, and the power source of the robot – in order to example, to support a given weight, a vehicle could flap
identify promising combinations of actuation schemes and smaller wings at high frequency, or larger wings at a lower
their associated power electronics. Actuators are evaluated frequency. In general, flapping slower with larger wings will,
in terms of the weight and power requirements of several aerodynamically, be more power efficient. However, if an
MAV configurations, determined using an aerodynamic wing actuator has a higher power density at higher frequencies,
then the increased power required to flap at that higher
The authors are with the School of Engineering and Applied Sci-
ences, Harvard University, Cambridge, MA 02138, USA (contact e-mail: frequency could be offset by the increased energy available,
michaelk@seas.harvard.edu) due to the additional battery weight that can be carried. The
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large size of the design space for the actuators, wing shapes,
and kinematics puts a treatment of optimal vehicle design 1E+3
780
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TABLE II
ACTUATOR C ATEGORIES
presented here exhibit considerable nonlinearity in their Figures 3-5 were produced using the simplified actuator
properties, making it difficult to find accurate closed-form so- models by iterating over reasonable geometries and driving
lutions. Our analysis makes many simplifying assumptions, conditions. The geometric constraints and operating regimes
such as linear elastic behavior, in order to gain a general were chosen by considering maximum MAV size, as deter-
understanding of the performance and scaling characteristics mined by the wingspan in Section III, the physical limits of
of the actuators. These first-order models allow us to perform the materials involved, and the limitations of expected man-
a system-level optimization to determine the appropriate ufacturing processes. Fig. 3 shows the force-displacement
actuator morphology and geometry for a target MAV. space of the selected actuators, Fig. 4 shows the work output
vs. the maximum operating frequency, and Fig. 5 shows
the power density vs. the approximate actuator mass. Each
graph also shows the range of requirements for the plotted
quantities as determined by the MAV configurations listed in
Table I.
Due to an insufficient work output, electrostatic actuators
are not a viable option for MAVs in the weight categories
considered in this paper. However, their high operating fre-
quency and power density suggests potential for microgram-
scale robots, as well as robots with lower energy require-
ments when combined with stepping or ratcheting mech-
anisms [17]. Thermal and shape memory alloy actuators,
which meet the requirements for force and displacement,
are hampered by the low operating frequencies associated
with the heating and cooling of the active material (although
operating frequencies scale favorably with the reduction of
Fig. 3. Blocked force vs. maximum deflection of selected actuators.
actuator size, due to a rapid decrease in actuator volume).
Fig. 4. Work output vs. maximum frequency of selected actuators. Fig. 5. Power density vs. mass of selected actuators.
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TABLE III
ACTUATOR M ODELS
Actuator Comb Drive [9] Parallel Plate [14] Thermal Expansion [15] Thermal Bimaterial Cantilever [11]
Geometry
Free-end N εtV 2 εLwV 2 g 3L2 (∆α)(Th −Tl )AB 2 (B+1)
min 2gk
,L −x min 2g 2 k
,3 Lα(Th − Tl ) t1 ((AB+1)(AB 3 +1)+3AB(B+1)2 )
deflection
Blocked N εtV 2 εLwV 2 E 1 t2
1 (∆α)(Th −Tl )(B+1)
2g 2
Etwα(Th − Tl )
force 2g 2B(AB+1)L
Maximum pk pk 2h(Lw+wt+Lt) Th −Ta 2h1 Th −Ta
, 2h2
1 1
−1 −1
frequency 2π M 2π M ρcLtw
ln Tl −Ta
min ρ1 c1 t1 ρ2 c2 t2
ln Tl −Ta
L - Comb finger length L - Length of plates L - Length (direction of expansion) Subscripts 1 and 2 refer to the two
w - Comb finger width w - Width of plates w - Width materials.
t - Comb thickness g - Gap between t - Thickness L - Cantilever length
g - Gap between fingers plates w - Cantilever width
Definitions N - Number of fingers t - Cantilever thickness
x - Finger overlap A = E1 /E2 , B = t1 /t2
V - Applied voltage E - Young’s modulus h - Convective heat transfer coefficient
ε - Permittivity of medium ρ - Density α - Thermal expansion coefficient
M - Mass of moving comb/plate c - Specific heat Th - Maximum actuation temperature
k - Spring constant of suspension Ta - Ambient temperature Tl - Minimum actuation temperature
Actuator Piezoelectric Bimorph [10] Piezoelectric Unimorph [10]
Geometry
Geometry
Free-end Eεr πr 2 3εr L2 AB 2 (B+1) εLV 2
min εr L,
deflection k ta ((AB+1)(AB 3 +1)+3AB(B+1)2 ) 2Et2
Blocked Ea t2
a εr (B+1) εwV 2
Eεr πr 2 2B(AB+1)L
force 2t
q
Maximum 2h
Th −Ta
−1 2ha
Th −Ta
−1 1 E
ln ln 2π L2 ρ
frequency ρcr Tl −Ta ρa ca ta Tl −Ta
L - Length Subscripts a and s refer to the SMA layer and the L - Length (direction of expansion)
r - Radius support layer, respectively. w - Width
k - Spring constant of L - Cantilever length w - Cantilever width t - Thickness
Definitions restoring spring t - Thickness A = Ea /Es , B = ta /ts E - Young’s modulus
h - Convective heat transfer coefficient c - Specific heat ρ - Density ρ - Density
E - Young’s modulus Th - Maximum actuation temperature ε - Permittivity of material
Ta - Ambient temperature Tl - Minimum actuation temperature
Therefore, these actuators are best suited to (a) MAVs with in literature [12], [13], [18], listed in Table II, are used to
lower wing flapping frequencies, and (b) MAVs that are estimate efficiency.
sufficiently small as to allow the frequency scaling effect to In order to reduce the actuator-electronics design space
become significant. Finally, the most suitable performance is to manageable proportions, the maximum dimensions of an
expected from the piezoelectric and the dielectric elastomer actuator intended for a given MAV are restricted by the
actuator categories, which should be able to meet the actua- wingspans listed in Table I. Additionally the mass of flight
tion requirements of several MAV configurations. muscle as a percentage of body mass of biological insects
Actuator efficiency is strongly dependent on the exact is used as a guideline for the weight budget of the actuator.
actuator implementation, and therefore it is difficult to model This quantity is in the range of 12-65%, with a midrange
accurately, particularly for the complex heat loss processes value of 40% selected for this analysis [19].
of temperature-activated materials. Common values found Based on these restrictions, specific geometries were se-
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TABLE IV
A PPROXIMATE ACTUATOR D IMENSIONS AND E LECTRICAL R EQUIREMENTS
lected from the body of actuators able to meet the mechanical A. Current-mode Actuators
requirements of certain MAV configurations. Table IV lists
the weights and maximum dimensions associated with these This category of actuators relies on high currents to
geometries, as well as the average voltage and currents raise the temperature of the active material through resistive
required to drive them (a 3.7V single-cell lithium polymer heating. In many cases, the voltage delivered to the actuator
voltage source is assumed as a starting point for thermal can be lower than the battery voltage. Occasionally, a higher
and SMA actuators, although other operating voltages are voltage may be used (for example, to run sufficient current
also possible). Electronic circuits that may be used to fulfill through a resistive heating element without using an active
these requirements are discussed in the next section. current source).
One of the simplest ways to convert the battery voltage
to the required level is to use the well-known buck or boost
V. P OWER S OURCE AND P OWER E LECTRONICS switching converters. Within a moderate voltage gain range
of 0.1 to 10, which is expected to satisfy the requirements
Promising microrobotic power sources include conven- of most current-mode actuators, switching converters can
tional chemical batteries, supercapacitors [20], fuel cells achieve efficiencies of over 90%. High-frequency monolithic
[21], and solar cells [22]. At present, conventional batteries switching regulators are available from many semiconductor
are the only technology available commercially that is ap- manufacturers in lightweight packaging, bringing the total
propriate for MAV sizes discussed here. The highest power weight of the converter to under 30mg (for example, using
densities in such batteries are achieved by lithium polymer the LM2733 part from National Semiconductor with a 2.2µH
chemistry. Fig. 6 shows the power density and energy storage inductor).
capacity vs. the battery weight for several commercially Since the operating voltage is comparatively low, the drive
available Fullriver batteries discharged at 5C. This analysis signal for the actuators can be generated with a wide variety
assumes a single-cell lithium polymer battery with a capacity of integrated linear or switching amplifiers, or simple transis-
that scales linearly according to the trend of Fig. 6. In tor switching electronics. For the purposes of this analysis, a
reality, very small batteries will see a reduced capacity due to
increased packaging overhead. The projected battery storage
capacity is derated according to typical battery discharge 800 80
Capacity (mAh)
500 50
two categories. Thermal and shape memory actuators, which
require high currents but not overly high voltages to operate, 400 40
voltage to some required level, and a driving stage, which Weight (g)
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T1
Vin
Vin Rload
SW SW
Rload
buck or boost converter combined with a switching transistor For high voltage gains, this method has a much lower parts
driver is assumed, with an overall efficiency of 85%. Based count than the hybrid converter. However, the rectifier diode
on a survey of commercially available discrete components, a and output capacitor must be rated for the output voltage.
weight of 50mg, not including the circuit board, is estimated. Additionally, a custom transformer may be required, since
B. Voltage-mode Actuators no commercial parts under 2g could be identified.
This category of actuators requires high voltages, from 3) Piezoelectric Power Amplifier
tens to thousands of volts, in order to produce sufficient
electrostatic forces or high electric fields. Unlike current- Piezoelectric transformers (PTs) have a high voltage gain
mode actuators, where voltage gains are unlikely to exceed ratio and high power density (up to 40W/cm3 ) [25]. Due
10, voltage-mode actuators may necessitate voltage gains to their simple geometries, they scale better to small sizes
of up to several hundred. Due to losses in the inductor than magnetic transformers and hold potential for on-chip
and switching transistor, as well as a very high duty cycle, integration. Many geometries exist with the same basic
the conventional boost converter becomes impractical in operating principle - the “primary” side of the PT excites
these cases. Three alternative techniques are presented to mechanical oscillations in the piezoelectric material, while
achieve high voltages in a compact package: a boost con- the “secondary” side generates a voltage. PT geometries
verter/voltage multiplier hybrid, a boost converter combined suitable for step-up applications are described in [25].
with an autotransformer, and a power amplifier using a In order to obtain high voltage gain and efficiency, a PT
piezoelectric transformer. has to operate close to the mechanical resonance frequency,
where its electrical response can be approximated by the
1) Hybrid Voltage Multiplier equivalent circuit in Fig. 9(a). The gain of a PT is also highest
A hybrid circuit consisting of a conventional boost con- at low loads, making it a good candidate for the high-voltage,
verter cascaded with a switched-capacitor charge pump cir- low-current requirements of voltage-mode actuators. In order
cuit, as shown in Fig. 7, has been considered previously to reduce switching losses, as well as losses associated with
for piezoelectric microrobots [3] and electrostatic MEMS charging and discharging the input capacitance of the PT, a
devices [23]. Operating in a regime of high efficiency, the resonant driving stage is used [26].
boost converter stage provides a moderate boost to the Fig. 9(b) shows the Class “E” resonant topology, selected
input voltage, while its pulsed output naturally charges up here because it has a low number of additional components.
the capacitor ladder through the diodes. The charge pump The inductor is selected to resonate with the input capaci-
multiplies the boost converter’s output voltage, ideally by tance Cin of the PT at a frequency close to the mechanical
a factor equal to the number of charge pump stages. The resonance frequency. The resonance transfers energy to the
maximum output power is limited by the size of the charge PT from the inductor when the switch is off. The switch
pump capacitors and the maximum output power of the boost is turned on again as soon as the voltage across Cin rings
converter.
2) Boost Converter with Autotransformer
Cin L C R Cout
Replacing the inductor in the standard boost converter
with an autotransformer, as shown in Fig. 8, results in
a combination of the boost and flyback voltage converter 1:N
784
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TABLE V
VOLTAGE C ONVERTER C ONFIGURATIONS
0.8
0.7
High-power Low-power
Autotransformer
hybrid hybrid 0.6
Component
150mg 80mg 80mg
weight 0.5
Efficiency
Board area
1.5cm2 1.2cm2 0.5cm2 0.4
(two sides)
Linear Linear National 0.3
80mg hybrid, 150V
785
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TABLE VI
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