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BOHR International Journal of Social Science and Humanities Research

2022, Vol. 1, No. 1, pp. 60–65


https://doi.org/10.54646/bijsshr.010
www.bohrpub.com

Political Theory and Freedom of Choices


Antonio L. Rappa

Singapore University of Social Sciences, Singapore


E-mail: rappa@suss.edu.sg

Abstract. Can there be genuine freedom of choice? This paper takes into account competing versions of freedoms
and liberties from the Western tradition. There are competing accounts because of the variegated approaches to
understanding freedom. There are also various advantages and disadvantages to these varieties of conceptual
freedom. If it were possible to place these on a linear scale, there are choices that lie on the right-wing and, at
the other extreme, on the left-wing. These propagandist notions of freedom pose serious consequences for the actual
choices offered as well as the choices that are eventually made. The paper examines the key arguments made by the
most important philosophers of democracy and freedom in modernity. The paper questions whether anyone ought
to bother about freedom in the first place. The paper concludes with the major articulations of freedom from both
normative and positive political theory.
Keywords: Freedom and liberty, democracy, the Western tradition of political philosophy, Immanuel Kant, the
Enlightenment, John Rawls, authentic choice, inauthentic choice.

INTRODUCTION from a restricted or imposed set of options as a child, an


adult, or as a dying person. All these choices are limited
In the Western tradition,1 the problem of the “freedom of by a wide range of variables. After a long bibliographic
choice” has been treated in various conceptual arguments review of the literature on liberty, freedom, and choice, the
since at least the time of Aristotle. The Western tradition paper argues that the problem of freedom begins at the
involves classical Greek philosophers, such as Socrates, time of birth. Is it our genuine choice to be born? Do we
Plato, Aristotle, Euripides, and the ancient Roman poets, have a real choice to continue making choices? The choices
including Ovid and the other Olympian mythologists [27, that we have before us in life are not always real. Neither
131]. In the Greek censorship, myth of Callisto is differenti- are they always genuine. They may not be real because
ated from Ovid’s, where voice is power, and since Callisto we do not know the extent or meaning of the available
loses her voice, she hence loses her power. Diana exiles options, nor do we know if better options will emerge
Callisto to preserve her own sexuality, and Juno transforms later. The choices that we have before us also might not
Callisto into a bear to secure her as Jupiter’s wife. But be genuine or authentic. And as a result of the lack of any
Jupiter thinks nothing of Callisto and merely uses her to forthcoming authenticity, the choices we make might result
release his lustful urges. Ovid’s own experiences resonate in unintended consequences. This is to say nothing about
within the story of Philomela, who, having refused to be the impact of politics, religion, propaganda, subjectivity,
silenced even when her tongue was spliced, began writing science, or social expectations on (in)authentic choices that
instead. have received different theoretical treatments since the
This is why it is primarily through writing that ancient time of Hegel and Kant to Heidegger and Sartre [9, 12, 21,
and modern philosophers of freedom express their choices. 32, 34]. Why should anyone bother with freedom in the first
Concepts of the freedom of choice in modernity begin at place? It would seem that the weaponization of freedom
the point of individual birth. One can only select choices and liberty is the desire and outcome of ancient, medieval,
and modern warmongers. Nevertheless, this paper focuses
1 on the importance, or perhaps lack of, freedoms and liber-
Naturally, scholars such as Critchley and others have criticized the
notion of a Western philosophical tradition by raising the question of a ties in our lives. Political scientists in general and political
Black Socrates [7, 79–98]. theorists in particular must strive to take into account

60
Political Theory and Freedom of Choices 61

the historical evolution of Western theories of freedom the will was a necessary though not sufficient condition
while not remaining shackled by the same theories. For us for moral agency. Indeed, for Kant, “the property of the
theorists, freedom is always on our minds, or at least on will by which it is a law to itself independently of any
the backburner. property of the objects of volition” [8, 263]. This precept
As important as this may be, freedom and liberty are not influenced Kant’s belief in the democratic peace theory that
always at the forefront of every individual’s minds. he proposed.
Kantian scholars tend to agree that Kant’s democratic
LITERATURE REVIEW peace proposition is a situation where democratic states
are more amenable and cooperative with other democratic
Although we begin our review of the literature on freedom states than with nondemocratic ones. Democratic states
and choice with Edmund Burke, we could have alterna- behave differently when they deal with nondemocratic
tively begun with the works of Plato, Aristotle, St. Thomas states. Some scholars have gone to the extent of arguing
Aquinas, Thomas Hobbes, or Jean-Jacques Rosseau. Politi- that the democratic peace proposition is nothing but a
cal theory does not have to be a series of arguments made myth. Bruce Russet went to the other extreme, where he
from a sequence of chronologies often associated with the claimed that the world possesses a critical core of demo-
simplistic format used by historians. cratic states. However, the majority of Kantian scholars
Edmund Burke’s Reflections on the Revolution in France tend to agree with Kant’s notion of cooperative behav-
(1790) was against the irrationality of the French Rev- ior among democratic states. In other words, democratic
olution as well as the guillotining of Marie Antoinette. states tend not to go to war with other democratic states.
He saw the French revolutionaries as extremely unreason- However, some scholars—while not outrightly rejecting
able. But Burke sought to limit the political power of the Kant’s peace theory—argue that the inherent weaknesses
English monarchy but defended the throne of Louis XVI in democratic peace theory make it less useful than realism,
as he denounced the French revolution [14, 417]. He was which is superior to democratic peace theory as a predictor
devoted to the spirit of what he referred to as “rational of international outcomes [20, 7].
liberty,” a freedom that was designed to regulate itself. But Kant’s work is not just about democratic peace, and
Burke loved freedom but fought to limit the political power he does not claim to build a comprehensive theory of
of the State and Church. But he also believed in liberal peacefulness. The utilitarians, who believe in redistributive
constitutionalism—freedoms regulated and restricted by theories of justice, treat the punishment of criminals as
law. Burke supported “a manly, moral, regulated liberty.” the means of achieving the happiness of the majority of
He recognized the power of “self-interest” but emphasized citizens over the minority of citizens. Making more people
the importance of “self-restraint.” Overall, Burke was a happy is always the clarion call (albeit simplistic) of the
relatively strange liberal thinker. He embraced the Glo- utilitarians—such as James Mill, Jeremy Bentham, and
rious Revolution (1688) and approved of the American John Stuart Mill. The utilitarians and their supporters in
Revolution (1776) and the Polish Reform (1791), yet he the 20th century say that Kant is in fact a supporter of
opposed the French Revolution (1790). Therefore, we can redistributive justice when it comes to the punishment of
only conclude that Burke had both radical and revolution- criminals. This means that if the majority of people prefer
ary streaks [2, 11, 18, 22]. the death penalty by execution, it will be implemented. If
there is a majority of one that prefers the death penalty
to be execution after torture or execution by being shot
KANTIAN FREEDOM to death with a gatling gun, then so it will be. And if the
majority’s happiness is achieved by banning all forms of
Unlike the well-travelled Edmund Burke, Immanuel Kant capital punishment, then that is what will happen. For the
was quite a homebody. As one of the most important redistributivists, the punishment must fit the crime.
German Enlightenment era philosophers, Immanuel Kant While utilitarians draw from Kantian redistributivism
was born in Konigsberg in 1724 and spent most of his life or redistributive justice, other scholars draw from what is
in Eastern Prussia. This is an odd situation for someone known as retributive justice [17, 319]. The latter is asso-
who devoted his life to continental Western philosophy. Yet ciated with the work of St. Thomas Aquinas’ ideas on
he remains one of the giants of modern Western philos- punishment, which must always contain a moral deter-
ophy, nevertheless. Kant had different views of freedom, mination as well as a dereliction of the will. These two
not just one. According to Kant, “freedom is the freedom terms are inadequately covered by Koritansky. Therefore,
to act on subjectively contingent choices that reflect the under Catholic dogma, punishment must fit the willfully
divergent purposes of concrete individuals” [4, 560] or committed moral crime of sin. Spiritual or otherwise, the
“Willkür” which refers to a one-sided arbitrary decision notion of Kant’s redistributivism, on the one hand, and
(moral or otherwise) that is in fact similar to Hegel’s Aquinas’ moral punishment for the good, on the other
conception of de Willkür. For Kant, the autonomy of the hand, are two interesting streams of justice that cannot be
will was the supreme basis of morality; the autonomy of simply ignored.
62 Antonio L. Rappa

Kant’s three critiques are often seen to be his greatest second generation was made up of Jürgen Habermas and
contributions to Western political philosophy, especially in the less well-known Richard Bernstein.
ethical philosophy. These are the Critique of Pure Reason The third generation is believed to have included the
(1781, 1787), the Critique of Practical Reason (1788), and the former students of Habermas, including his main assistant,
Critique of the Power of Judgment (1790). Albrecht Wellmer, and others from the United States and
Kant wrote the Critique of toward the end of the Enlight- Germany, including but not limited to Andrew Feenberg,
enment era, which was already in a state of crisis as the Klaus Offe, Josef Früchtl, Hauke Brunkhorst, Klaus Gün-
philosophical paradigm began shifting toward Romanti- ther, Axel Honneth, Alessandro Ferrara, Cristina Lafont,
cism. On hindsight, we know that the Enlightenment was and Rainer Forst. However, the Frankfurt School has been
Western philosophy’s response to 16th and 17th century scrutinized by various scholars, including Chantal Mouffe
modern science (Copernicus, Galileo, Newton) and the and Douglas Kellner, Martin Jay, Zoltan Tar, and Tom
increasing faith in human reason that led to the criticism of Bottomore. Mouffe argued that discursive action was a
the traditional authority of the State and the Church. “Why large part of reaching consensus, leaving little political
should we need political or religious authorities to tell us space once cooperation was achieved; this was her basis
how to live or what to believe, if each of us has the capacity for indirectly criticizing the work of several first-generation
to figure these things out for ourselves?” asked Kant. critical theorists whose simplistic conceptual basis for
For Kant, freedom is derived from empirical observa- social inquiry was to increase the possibility of liberty
tions and thus from some kind of agent or agencies [26, by any means possible. Theodore Adorno’s criticism of
537–549]. But this course of treatment of Kantian freedom genuineness was a focus of Martin Jay’s critique of “taking
appears to be more about making a mountain out of a on the stigma of inauthenticity” [16, 15]. Jay went on to cite
molehill. Apart from the democratic peace theory, Kant Heidegger’s Being and Time as Theodore Adorno’s target
was similarly famous for his notion of the categorical in his critique of authenticity. Bottomore’s brilliant study
imperative. For example, if a murderer is looking for your took a controversial view of the Frankfurt School and its
friend who is hiding in your house and demands to know general neglect of history (a case that was similarly raised
where your friend is, you have to tell him the truth, even by Michel Foucault at different fora) while attempting to
if it might mean that your friend might be murdered. establish links with 1960s positivism and structuralism.
While you do not have the mens rea or the intention to kill Unlike many political philosophers, the Frankfurt School
your friend, telling the murderer where you friend is and remains alive and healthy but is not considered very influ-
knowing that she or he might be murdered makes you an ential any longer.
accessory to the murder of your friend. Thus, Kant said,
one must tell the truth to the point of death. This means
that even if you are accused of being an accessory to a HEIDEGGER AND ARENDT
crime, and proven guilty of it, you must still tell the truth
on pain of criminal punishment. Perhaps two theorists who lived around the time of the
Frankfurters and are sometimes associated with the Frank-
furters were Martin Heidegger and his student Hannah
CRITICAL THEORY Arendt. While Karl Jaspers at first supervised Arendt, it
was Heidegger who eventually made her his life’s project.
The Frankfurt School grew out of the Institute of Social Heidegger was said to have taught Arendt everything she
Research and led to the establishment of critical theory, knew about technology and its evils. Heidegger recog-
which compiled the works of several modern German nizes two classes of “Being” or Zuhandensein (deliberative
philosophers. The beginnings of this school are seen to be interpretation by appropriation of that which is ready-to-
around the time when the Weimer Republic was already use) and Vorhandensein (discursive appropriation of the
in a political mess. The critical theorists are marked by present-at-hand). Both classes are linked by the concept of
their joint efforts that approach neo-Marxism from various “-handensein” [6, 387–408].
angles. Critical theory is unique not because of its name Arendt went on to attain worldwide acclaim with her
or label but because it generally views the role of political brand of modern philosophy. She did not let her experi-
theory as part of a larger focus. The focus of critical theory ences of the past affect her own personal thinking. Arendt
has usually revolved around the need to free humanity was attempting to write a comprehensive thesis about the
from capitalist slavery, as posited by the first generation of psychology of the mind and the ways in which human
scholars. beings act and react. But she died long before it could even
Max Horkheimer (1895–1973), Theodor Adorno (1903– see fruition. One of her major weaknesses was her inability
1969), Herbert Marcuse (1898–1979), Walter Benjamin to groom successors among her many students (a stark
(1892–1940), Friedrich Pollock (1894–1970), Leo Lowenthal comparison with writers such as Habermas, for example).
(1900–1993), and Eric Fromm (1900–1980) are considered Unlike many other political theorists, such as Dorothy
members of the first generation of critical theorists. The H. B. Kwek and Antonio L. Rappa; and Jane Bennett and
Political Theory and Freedom of Choices 63

William Connolly, Arendt and Heidegger’s personal lives Republic, Alfred North Whitehead wrote that history (the
drew significantly more attention than their theoretical Western tradition, the Socratic Method) is nothing but a
work and political interests. series of footnotes to Plato. John Rawls was said to be the
Arendt’s relationship to Heidegger was marred by the most important philosophers since Plato. In his brilliant
Hollywoodization of their 4-year long love affair, the one treatise on A Theory of Justice (1971), Rawls explains how
between a man who desired to become the state philoso- a society of citizens who possess inalienable civil rights
pher during Nazi Germany and the other being one of can survive modernity. Rawls’ Theory of Political Liberal-
the most brilliant political theorists of late modernity who ism explores how power can be used democratically and
happened to be a beautiful Jewish woman as well. Refer- fairly within established democratic institutions. His Law of
ring to Arendt, Julia Kristeva wrote about the former’s Peoples involves his liberal foreign policy of creating a per-
psychic bisexuality. Kristeva was merely being mean. This manently peaceful international order. Rawls was clearly
was due to her inability to incorporate Arendt’s works into influenced by the idealism of Plato’s Republic, as well as
her own queerness. The reality was that Arendt’s politics Thomas Hobbes’ Leviathan (1651) and John Locke’s Letter
did transgress the boundaries of modern political theo- on Toleration (1689). He showed that the American-held
ries’ understanding of feminism in the 1970s and 1980s, value of rebelling against a rogue government was drawn
resulting in what came to be primarily antithetical diatribes from Locke’s Right to Revolution (1689). For Rawls, political
to feminist theory as a whole. Heidegger, however, drew power is always about the sovereignty of the people as
far less attention as he attempted to embrace and then a unity or a collective democratic body. Here we see the
escape Nazi influences. In spite of their ethnic difficulties, slight influence of Aristotle rather than Plato. And it led
Arendt would remain his loyal apologist for over two to some criticism by anti-Rawlsian scholars who did not
decades. Unlike the Frankfurters, the works of Heidegger believe it was possible to begin with Platonic assumptions
and Arendt have been overtaken by events that occurred in and end with Aristotelian conclusions.
the 21st century, even as many of their former students and Nevertheless, Rawls believed that in democratic states,
students’ students have attempted to keep their theories the sovereignty of the people was based on the reasonable
alive. expectation of legitimate government. Legitimate govern-
ment was indeed a challenge for most states within the
ROBERT DAHL democratic transition. This is what justifies the American
political culture of reasonable and legitimate government,
He was one of the most influential political theorists of “Since justification is addressed to others, it proceeds from
democracy and was once considered the father of Empiri- what is, or can be, held in common; and so, we begin from
cal Democratic Theory and Modern Political Analysis [25]. shared fundamental ideas implicit in the public political
Dahl was also Yale’s Sterling Professor of Political Sci- culture in the hope of developing from them a political
ence.2 Dahl believed in democratic constitutionalism. He conception that can gain free and reasoned agreement in
argued that the Bill of Rights (the first 14 amendments judgment (PL, 100–01).”
to the United States Constitution) guarantees individual Rawls’ seminal work on a Theory of Justice is premised
autonomy. This meant for him that one’s personal life on juridical approaches derived from jurisprudence and
decisions were outside the jurisdiction of the government. used to interpret the basic values and norms implicit in a
However, the citizen was required to participate in the given political culture. Without overtly simplifying Rawls’
creation of the public good to help determine social, theory, one has to understand his two basic principles
political, and economic outcomes. Dahl is perhaps most in his theory: The first principle argues that each citizen
known for his seminal work on polyarchy (as opposed must have an equal claim to basic civil liberties and that
to monarchy) where there were several paths to political these liberties must be available to all citizens. The second
sovereignty. This was presented in a life-long series of principle argues that while socio-economic inequalities are
works, including A Preface to Democratic Theory (1956), present in modern societies (as they have in the past); there
Who Governs? (1961), Pluralist Democracy in the United remain two conditions that have to be satisfied: (1) all
States (1967), and Democracy and Its Critics (1989). Dahl’s offices and positions in society must be open and exist
efforts resulted in several generations of students propa- under conditions of fairness of opportunity and (2) any
gating his political views. laws made in a genuine, authentic democracy (and just
society) must benefit or work toward benefiting the least-
advantaged citizens. This is also known as the difference
JOHN RAWLS’ THEORY OF JUSTICE principle. Rawls says that “all parts of society must have
about the same prospects of culture and achievement for
A contemporary of Dahl’s was the brilliant scholar, John those similarly motivated and endowed” (JF, p. 44). It is
Rawls. In the introduction to the 1979 edition of Plato’s here that we see how his theory evokes the importance of
redistributive justice as the main key to unlocking justice
2 Rappa was the student of Deane Neubauer in 1993/4 till 1996. as fairness in an authentic democratic political culture. His
64 Antonio L. Rappa

argument that any laws that are enacted must benefit the by the destructive force of post-modern political criticism
least well-off members of society has come under severe of the Grand Narratives associated with ancient, medieval,
scrutiny by many scholars and those opposed to Rawls’ and modern political theorists discussed in this paper.
philosophy. Part of the reason for their disaffection with
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