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To cite this article: Francesca Trojsi, Gabriella Santangelo, Giuseppina Caiazzo, Mattia Siciliano,
Teresa Ferrantino, Giovanni Piccirillo, Cinzia Femiano, Viviana Cristillo, Maria Rosaria Monsurrò,
Fabrizio Esposito & Gioacchino Tedeschi (2016): Neuropsychological assessment in different
King's clinical stages of amyotrophic lateral sclerosis, Amyotrophic Lateral Sclerosis and
Frontotemporal Degeneration, DOI: 10.3109/21678421.2016.1143513
Download by: [Orta Dogu Teknik Universitesi] Date: 01 March 2016, At: 04:09
Amyotrophic Lateral Sclerosis and Frontotemporal Degeneration, 2016; 1–7
RESEARCH ARTICLE
1
Department of Medical, Surgical, Neurological, Metabolic and Aging Sciences, Second University of Naples,
Naples, 2Department of Psychology, Second University of Naples, Caserta, and 3Department of Medicine and
Surgery, University of Salerno, Baronissi (Salerno), Italy
Abstract
Emerging evidence shows that cognitive deficits associated with frontal lobe dysfunction occur from early stages of
amyotrophic lateral sclerosis (ALS). We aimed to assess neuropsychological functioning at different stages of ALS to
further delineate the occurrence of cognitive impairment alongside the trajectory of ALS as defined by standard assessment
procedures. We investigated several cognitive domains in 74 ALS patients classified into four different clinical stages of
disease, according to a recently validated staging system for ALS (known as ‘King’s’ system), and evaluated and compared
the corresponding cognitive profiles. We found that data derived from global cognitive assessment and several executive
(i.e. Frontal Assessment Battery and Trail Making Test B-A) and long-term memory (i.e. memory prose) tests were
significantly different among the subsets of ALS patients, showing poorer performances with increasing clinical disability.
In conclusion, our preliminary results support the notion that mainly frontotemporal abilities may be impaired during the
ALS course and suggest that neuropsychological information could supplement the current clinical staging of patients.
However, ALS-specific multi-domain screening instruments, which allow to correct neuropsychological scores for physical
disability, should be validated in larger populations worldwide and routinely introduced in clinical practice.
Key words: Amyotrophic lateral sclerosis, cognitive impairment, clinical staging, neuropsychological assessment
Correspondence: G. Tedeschi, Second University of Naples, Department of Medical, Surgical, Neurological, Metabolic and Aging Sciences, Piazza
Miraglia 2, 80138 Naples, Italy, Fax: 39 0815665095. E-mail: gioacchino.tedeschi@unina2.it
interference of the answers of one test over the gender and site of onset were investigated using a
others (8). Patients’ oxygen saturation was mea- 2 test. The neuropsychological performances were
sured at the time of each examination using a pulse compared among the four groups by using Kruskal-
oximetry: none of patients showed oxygen satur- Wallis test and, then, a post hoc analysis by Mann-
ation592 mmHg. If the subject was too tired during Whitney U-test was performed for all possible group
testing, usually performed in the morning, a new pairs. To reduce type I error associated with multiple
session was scheduled to complete the battery comparisons, a correction according to Bonferroni
within two weeks after the first one. In some cases, criterion was applied to p-values (0.05/number of
initially collaborative patients declined to complete cognitive variables). Additionally, given the low
the battery because of severe fatigue, causing number of patients per group, post hoc power
missing entries in the final data (see Table II for analysis was performed by using the G*Power
the effective number of patients who executed each computer program (Faul & Erdfelder, Bonn
test). Of note, the four groups of ALS patients who University, Germany) to evaluate the statistical
performed all tests, including the timed tasks, were power for each group.
matched for ALSFRS-R bulbar (i.e. items 1–3) and
fine/gross motor (i.e. items 4–9) subscores (15).
Patients unable to complete the battery were Results
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excluded from analyses, although such cases were Age, years of education, disease duration, gender,
retained in the dataset, following Machts et al. (7). BDI-II and IQ scores were not significantly different
Cognitive classification of patients was carried among the four groups of ALS patients. In contrast,
out as follows, according to Montuschi et al. (8): ALSFRS-R and UMN scores showed more abnor-
ALS with normal cognition (ALS-NC); ALS with mal scores in more advanced King’s stages of disease
executive cognitive impairment (ALS-ECI) (i.e. (Table I). Patients’ classification according to cog-
abnormal scores in two tests exploring the executive nitive status is reported in Figure 1. The post hoc
domain); ALS with non-executive cognitive impair- power analyses for each stratified group revealed a
ment (ALS-NECI) (i.e. abnormal scores in two tests statistical power value of 0.58 for stage 1; 0.67 for
exploring non-executive domains); ALS with stage 2; 0.60 for stage 3; and 0.69 for stage 4.
behavioural impairment (ALS-Bi) (i.e. predominant Comparing the four groups of patients, after
behavioural disturbances with or without abnormal Bonferroni correction (0.05/8 ¼ 0.006), Kruskal-
scores in only one executive test); ALS with non- Wallis test showed significant differences on ACE-R
classifiable cognitive impairment (ALS-NCCI) (i.e. [2(3): 16.110, p ¼ 0.001], memory prose test
abnormal scores in one executive and/or one non- [2(3): 13.850, p ¼ 0.003], FAB [2(3): 19.433, p ¼
executive domain with or without behavioural dys- 0.0001] and TMT B-A [2(3): 13.045, p ¼ 0.005].
functions). We compared neuropsychological scores Post hoc analysis, with Bonferroni correction
in all patient groups to reference normative data (see (i.e. 0.05/6 ¼ 0.008), showed that (Table II): 1) with
Supplementary information for more details on regard to general cognitive assessment (i.e. by ACE-
Italian reference normative data adopted and Table R), data collected in patients in stage 1 were
II for the number of patients who scored in the significantly different from those collected in
pathological range). In one patient with suspect patients in stages 3 and 4; 2) with regard to
comorbid bvFTD, a more comprehensive neuro- executive performances, data collected in patients
psychological (including copy and delayed recall in stage 1 were significantly different from those
trials of Rey-Osterrieth Complex Figure Test, spatial collected in patients in stage 2, 3 and 4 for FAB and
span and Frontal Behavioural Inventory) and from those collected in patients in stages 3 and 4 for
neuroimaging (including 18F-2-fluoro-2-deoxy-D- TMT B-A; 3) with regard to long-term memory,
glucose positron emission tomography) evaluation explored by memory prose, performances of
was performed, fulfilling the diagnostic criteria for patients in stage 1 were significantly different from
bvFTD (2). those of patients in stages 3 and 4 (Table II).
Differently from results derived from evaluation
Statistical analyses of executive and memory domains, investigation of
Clinical, demographic and neuropsychological data visuospatial abilities and neurobehavioural functions
were tested for normality using the Kolmogorov- did not show any significant between-groups differ-
Smirnov test, implemented in the Statistical toolbox ences in the comparison of the four King’s stages
of Matlab v2012a (The Mathworks Inc., Natick, (Table II).
MA, USA). The results of the test at a ¼ 0.05
indicated that neuropsychological scores were not
Discussion
normally distributed. The demographic variables,
found to be normally distributed, were compared Our cross-sectional study reports the first evidence
among the four groups using one-way analysis of that increasing cognitive deficits in ALS may be
variance (ANOVA). The categorical variables associated with the progressive clinical milestones of
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Table II. Neuropsychological data evaluated in the four groups of ALS patients: raw scores are mean (SD) (first line). For each test, the total number of patients examined (n) and, in brackets, the number of
those who scored under reference normative data are reported (second line). Significant differences between all possible group pairs (post-hoc analysis) are shown in bold.
F. Trojsi et al.
ACE: Addenbrooke’s Cognitive Examination-Revised; FAB: Frontal Assessment Battery; FrSBe: Frontal Systems Behaviour; RCPM: Raven’s Colored Progressive Matrices.
Cognitive functioning in ALS stages 5
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Figure 1. Patients’ classification according to cognitive status: percentages of the different cognitive profiles in the four King’s stages of
ALS. ALS-Bi: ALS with behavioural impairment; ALS-ECI: ALS with executive cognitive impairment; ALS-NC: ALS with normal
cognition; ALS-NCCI: ALS with non-classifiable cognitive impairment; ALS-NECI: ALS with non-executive cognitive impairment;
bvFTD: behavioural variant FTD.
disease, as defined according to the King’s clinical decline, but more slowly, although patients with
staging system (13). Specifically, in all King’s stages bulbar-onset ALS had a relatively greater cognitive
examined, we separated cognitive profiles of ALS impairment over time than subjects with spinal-
patients by type and explored the main cognitive onset phenotypes. More recently, Elamin et al. (11)
domains for possible different neuropsychological showed that evidence of executive dysfunctions at
and behavioural patterns. We found that cognitive the ALS onset may be associated with significantly
impairment was primarily related to frontotemporal faster motor decline, particularly in the bulbar sites.
degeneration in all King’s stages, with poorer Against this background, the results of our cross-
performances in clinical phenotypes characterized sectional analysis more clearly suggest that cognitive
by a wider disability. However, the limits of current impairment, especially when involving executive
standard assessment procedures, that are not able to functions, could be observed upon presentation of
account for physical disability during disease course, the early milestones of disease and could increase
are also to be discussed. with involvement of more body sites. However,
Our results are in line with previous cross- Lakerveld et al. (22) did not show any significant
sectional (4–8) and longitudinal (9–12) studies as cognitive alteration in a small cohort of patients with
we confirm a prominent decline of executive and late stage ALS, although in this study the ‘severely
language performances in ALS patients, which is physically impaired’ status corresponded to at least
more strikingly in bulbar (8) and pseudobulbar (4) 15–30 months since diagnosis or first symptoms of
phenotypes. However, we were not able to verify in disease and presence of tetraparesis/tetraplegia.
which measure different regions of disease onset Among the cognitive tests administered, in our
may be associated with different cognitive profiles in sample the ACE-R battery (18) allowed to ade-
the four groups of patients, due to the fact that quately differentiate the four King’s stages exam-
patients with bulbar onset were less numerous than ined, detecting more impaired global performances
those with spinal onset (Table I). Moreover, in the in the highest ones. However, the reliability of this
absence of longitudinal data, we were not able to finding may be questioned by the fact that the ACE-
confirm previous longitudinal results that identified R battery has some intrinsic limitations in the
a progressive impairment of cognitive domains examination of ALS patients. Although ACE-R
attributed to frontal and temporal lobes (9–12), has been shown to be useful for standard screening
especially in patients with bulbar onset. In particu- of dementia by health care professionals within the
lar, Schreiber et al. (10) showed that cognitive clinic, in ALS patients with severe physical disability
deficits did not progress in synchrony with motor (i.e. affecting bulbar site or upper limbs or both),
6 F. Trojsi et al.
this battery could magnify decrements in cognitive disease, thus corroborating previous findings that
performances, due to physical obstacles experienced memory functions may also be increasingly affected
by these patients in the performance of some items in the ALS course, albeit only to some extent in the
(1). In this regard, our analysis did not allow to context of comorbid executive dysfunctions, which
assess how and in which measure ACE-R may may significantly impact recognition and, then,
account for cognitive impairment in the presence of encoding abilities (31). This is also supported in
motor disability in different stages of ALS. our population by the coexisting abnormalities of
Furthermore, the choice of this non-ALS-specific both FAB and memory prose test when comparing
tool was determined by the current lack of other one to three or four groups (7,32).
validated batteries for multi-domain cognitive Alteration of visuospatial abilities and behav-
assessment. A more appropriate tool for cognitive ioural and depressive symptoms was not signifi-
screening in both research and clinical settings cantly different when comparing the four subsets of
might be represented by the Edinburgh Cognitive patients. In this regard, there is growing evidence
and Behavioural ALS Screen (ECAS) battery (24), that visuospatial abilities are less impaired than
although it is not still validated in populations other language and executive functions in ALS patients
than English and German ones (25,26), thus limit- (8), similarly to what was frequently described in
ing, at present, its implementation worldwide. patients affected by FTLD (1). Conversely, neuro-
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Assessment of executive functions in our popu- behavioural dysfunctions, that mainly consist of
lation confirmed previous evidence from clinic- and apathy, dysexecutive behaviours and disinhibition,
population-based studies revealing that mainly and have been linked to frontal impairment (33),
executive performances are impaired already have been observed in a substantial proportion of
during early stages of ALS (8,11,12). In particular, ALS patients. This has probably affected the
our between-group comparisons showed that FAB acceptance of (and compliance to) life-prolonging
and TMT B-A allowed to distinguish subsets of less therapies (34). In particular, for what concerns
disabled patients (i.e. in stage 1) from more disabled mood disturbances in ALS, several studies are not in
ones (i.e. in stages 3 and 4). However, the general favour of a potential association between depression
validity of these results is substantially reduced by and motor (6) or cognitive/behavioural (33) symp-
the sample bias introduced by the limited number of toms in ALS. However, more recently, Jones et al.
patients who agreed to perform the tests (see Table (35), who evaluated health utility and emotional
II). Despite this limit, our data seem to corroborate status, including depression and anxiety, in a popu-
previous histochemical (26) and neuroimaging lation of 214 ALS patients classified according to
(27,28) evidence on prominent frontal dysfunction King’s staging system, showed that both measures
described in different phenotypes of ALS. With worsened as ALS progressed. Probably, the dissimi-
regard to the application of FAB for assessing larity between these results and ours about mood
executive dysfunctions in ALS, our data unravelled changes across ALS course may be due to the
poor performances already at the initial stages, with different clinical measures used in the two studies
increasing decline during ALS progression, and (i.e. Hospital Anxiety and Depression Scale,
therefore seem to support the possible use of this adopted in the English population, versus BDI-II
cognitive battery as an early testing tool. Previous scale, used in our assessment) and the larger
evidence revealed that, from disease onset, FAB may number and multi-centre affiliation of the subjects
be helpful to identify ALS patients who need further examined by Jones et al.
neuropsychological investigation (29). However, in Limitations of our study pertain to the relatively
this test, the effect of bulbar and motor (dominant- small size of each subset of patients, the mono-
arm) dysfunctions may hinder patients in carrying centric affiliation of the population, and the cross-
out all the requested tasks. To limit the ALS-related sectional design of the work. We should also
speed effects on executive function assessment, it acknowledge the low statistical power of each
may be more informative to compute the difference stratified group. Moreover, clinic-based characteris-
or the ratio between part B and A of TMT (7,19,20) tic of the studied sample limits the validity of our
and, possibly, more convenient to evaluate ‘fluency results to the general ALS population. Other limi-
indices’ after correction of spoken or written verbal tations are linked to the neuropsychological protocol
fluency scores for speed of response (30). In this used, given that some ALS-specific tools were not
regard, another important limitation of our study is used because still not available in validated Italian
the lack of fluency indices, due to the fact that only versions (23,36), and to the intrinsic heterogeneity
TMT B-A scores between the four groups of of clinical phenotype within the same ALS subgroup
patients could be calculated. that could have increased the variability of cognitive
The investigation of non-executive domains in performance in some tests.
our population revealed that patients’ performances In summary, we observed that cognitive impair-
at memory prose test were significantly different ment may develop early in the ALS course with
when comparing the four groups of patients, and the prominent involvement of executive and memory
earlier versus the more advanced King’s stages of functions across the four King’s stages of disease.
Cognitive functioning in ALS stages 7
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