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We have studied the effect of the current density 共J兲 and etching time in the formation of porous poly-SiGe 共pp-SiGe兲 layers, with
Ge fractions in the 0 to 0.55 range, by electrochemical etching. The starting material was unintentionally doped polycrystalline
SiGe thin films, deposited in amorphous state by low-pressure chemical vapor deposition and subsequently crystallized. pp-Si
structures were found to be homogeneous at large scale and show nanocrystalline of around 5 nm for low J values. The pp-SiGe
structures show nonuniformities in their structure; the nanocrystal size is around 10 nm for low J and decreases for high J values
and increasing etching times, reaching values of 2-4 nm. The composition of the pp-SiGe films, for low to moderate J values,
shows a slight Ge enrichment. For high J values, in samples with x ⫽ 0.38, all the Si was etched and the composition of the
porous layer is pure Ge. This effect is not so strong for samples with high Ge fractions (x ⫽ 0.55). The dominant radiative
recombination mechanism is not excitonic; we associate it with recombination via defects in the crystalline structure of the porous
film or states at the interface nanocrystals/native SiO2 .
© 2004 The Electrochemical Society. 关DOI: 10.1149/1.1695531兴 All rights reserved.
Manuscript submitted October 31, 2003; revised manuscript received November 27, 2003. Available electronically April 7, 2004.
SiGe presents several advantages respect to Si, e.g., higher mo- interval. Shi et al.9 reported two luminescence peaks, at 198 K, one
bility, faster response, and shorter exciton lifetime with the corre- of them located at 1.72 eV associated with porous Si, and the other
sponding increase of the radiative recombination efficiency. In ad- one at 1.96 eV and associated with porous SiGe, those peaks look to
dition to the confinement effects due to the nanocrystals size, converge in one peak at 1.86 eV at room temperature. Radiative
tunable emission could also be expected from porous SiGe within a recombination of quantum-confined excitons, recombination via de-
large range of Ge atomic fractions, because the band gap of SiGe fects or dislocations in the crystal structure of the porous layer, and
changes by 0.22 eV between x ⫽ 0 and 0.8, and then drops abruptly also small units containing only a few Si atoms that are responsible
to the band gap of crystalline Ge. Porous SiGe with Ge fractions up for the light emission have been proposed as tentative source mecha-
to 0.41 共although most of the studies are done for Ge fractions up to nisms for the luminescence emission of porous Si.2-6,10 The PL spec-
0.2兲, have been reported to be formed by different processes 共elec- tral parameters were found in another work to be independent of the
trochemical and stain etching兲 on different types of starting materi- alloy composition, current density and etching time, which allowed
als, like multicrystalline bulk SiGe alloys,1 SiGe layers grown by the authors to exclude excitonic recombination as the origin of the
molecular beam epitaxy 共MBE兲2,3 or strain relaxed SiGe films de- luminescence.11 In porous Si, the band at 1.70-1.75 eV is attributed
posited in an standard Si-epitaxy horizontal tube reactor.4 In all to oxide-related radiative defects at the Si/SiOx interface.12 Also,
cases the SiGe layer was doped with boron in the 1017 to defects in the silicon oxide or at the Si/SiO2 interface have been
⬎1019 cm⫺3 range. The intensity of visible photoluminescence 共PL兲 pointed out as the origin of the luminescence in the red spectral
of porous SiGe formed by anodization of SiGe layers grown by range 共1.6-2.0 eV兲 of Si nanocrystallites embedded in SiO2 formed
solid state MBE 共SSMBE兲 and strain relaxed SiGe has been found by thermal oxidation of a polycrystalline silicon layer.13 As anodized
to be nearly as intense as that of porous Si per unit volume of porous Ge shows a peak at 1.17 eV and after thermal oxidation of
nanostructure.5,6 Also, PL intensity in porous SiGe has been reported the sample the peak shifts to 2.15 eV; this band is associated with
to significantly decrease with increasing Ge fraction for porous radiative recombination through localized states at or near the
samples formed by electrochemical or stain etching of epitaxial Ge-GeO2 interface.14 Also, the PL peaks at 2.1 eV found in the
SiGe layers.2,4 The method proposed in this work, low-pressure Ge-SiOx and Si-SiOx systems have been associated with oxide re-
chemical vapor deposition 共LPCVD兲, can be used to deposit amor- lated defects in silicon dioxide, such as the so-called E⬘ center.6
phous or polycrystalline thin SiGe films on large areas of different In this paper, we present a study of porous SiGe structures, start-
substrates like silicon, silicon oxide, metal or glass; therefore porous ing from unintentionally doped polycrystalline thin films obtained
poly-SiGe films can be formed on them using a simple and low-cost by solid phase crystallization of amorphous SiGe films deposited by
procedure compatible with well established semiconductor device LPCVD, formed by electrochemical etching. The Ge fractions in-
manufacturing technologies. In addition, it has been reported that vestigated range from x ⫽ 0 to x ⫽ 0.55. The morphology of the
porous poly-Si films have a smoother surface and a more uniform samples has been analyzed by atomic force microscopy 共AFM兲, the
microstructure than porous Si, properties which are advantageous composition of the porous layers and the nanocrystal size by mi-
for diverse applications of this material.7,8 These expectations make croraman spectroscopy, and the luminescence emission and its uni-
the fabrication of porous poly-SiGe for applications in integrated formity by microphotoluminescence spectroscopy.
optoelectronics a very attractive research field, that has not received
up to now a so great deal of attention as porous Si. Experimental
The origin of visible luminescence emitted by porous SiGe re- The original unintentionally doped SiGe layers, 240 nm thick,
mains a matter of controversy. Previous work on porous SiGe using were deposited in amorphous state by LPCVD at 450°C and subse-
different kinds of starting material and preparation conditions report quently annealed in vacuum at 625°C until their complete crystalli-
on the existence of a luminescence peak in the 1.65-2.1 eV energy zation. More experimental details on the deposition process are
available elsewhere.15 The Ge fractions of the polycrystalline layers
were determined by X-ray diffraction 共XRD兲, they were in the range
z
E-mail: tomas@etsit.upm.es of x ⫽ 0-0.55. The sheet resistance of the polycrystalline layers,
Journal of The Electrochemical Society, 151 共5兲 C326-C332 共2004兲 C327
lightly p-type, ranges from 1010 ⍀/ for pure Si to 3.5 • 102 ⍀/䊐
for SiGe with x ⫽ 0.55. The lateral grain diameter is around 1000
nm for x ⫽ 0 and below 300 nm for SiGe with x ⫽ 0.55, as deter-
mined from transmission electron microscopy 共TEM兲 measure-
ments. The grains exhibit 共111兲 preferred orientation for x ⫽ 0
which progressively disappears as the Ge fraction increases, in such
a way that the films with x ⬎ 0.3 are almost randomly oriented
polycrystals. A detailed study of the film properties can be found
elsewhere.16 The porous SiGe nanocrystals were formed by electro-
chemical etching of the poly-SiGe films. The wafers were coated
with an aluminum layer on their back side. To form a low resistance
ohmic contact, they were annealed at 450°C for 30 min in forming
gas. The wafers were cut into 1 ⫻ 1 cm2 pieces which were
mounted into a sample holder with an exposed area to the electro-
chemical etching solution of 0.64 cm2 . The electrolyte consisted of
a 2:1 HF 共48 wt %兲: ethanol 共98 wt %兲 mixture. The samples were
electrochemically etched under illumination from a 100 W halogen
lamp using current densities in the 10-80 mA/cm2 range. Etching
times of several minutes, similar to those reported in the literature
共usually in ranging from 3 to 60 min兲 produce the peeling and even
the complete etching of the our polycrystalline thin films. To avoid
this, we have kept the total transferred charge below 800 mA
• s/cm2 for all the anodization processes. Thus, the etching times
ranged from 6 to 25 s. Finally, the samples were rinsed in ethanol
and stored in vacuum to minimize the oxidation of the layers due to
prolonged air exposure. No subsequent treatments of any kind were
carried out in the as-anodized samples. The samples were analyzed
by the different techniques trying to minimize the time elapsed after
they were extracted from their vacuum storage, to reduce the effects
of ambient oxidation on the porous structures.
Atomic force microscopy 共AFM兲 measurements were carried out
to determine the sample structure and roughness using a Topometrix Figure 1. 3D 1 m2 scanned area AFM images of porous samples obtained
TFM 2010 Discoverer instrument. The microscope was operated in from polycrystalline layers of 共a兲 x ⫽ 0 and 共b兲 x ⫽ 0.38 by anodization at
contact mode using a Si3 N4 tip and interaction forces ca. 0.02 nN. 10 mA/cm2 for 20 s. The scanned area is the same in both cases, thus allow-
Photoluminescence was measured in the scanning mode at room ing direct comparison between the structures.
temperature, under the excitation of the 488 nm line of an Ar⫹ laser.
The laser beam was focused onto the sample surface using a micro-
scope objective. The emitted light was also collected by the objec-
tive lens and driven to the monochromator, where it was analyzed 共RMS兲 of up to 5 nm is found, and the vertical nanometric columns
and detected by a photomultiplier tube cooled by a Peltier stage. The seem to be not as well defined as they were for porous poly-Si. The
sample was mounted on a motorized X-Y stage. To obtain two di- etching rate appears to be nonuniform in the whole area, and some
mensional monochromatic maps, a narrow spectral window was se- depressions and voids are formed. The size of these structural fea-
lected in the monochromator and the sample was moved using the tures is in agreement with the grain size of the starting poly-SiGe
X-Y stage. Local spectra were also obtained at selected points of the films, which is around 300 nm for this composition, pointing to a
samples. The beam diameter on the sample surface is around 1 m. preferential etching at the grain boundaries. These results evidence
Microraman spectroscopy measurements were carried out with a that the final structure depends on the crystallographic quality of the
DILOR X-Y Raman spectrometer, exciting with the 514.5 nm line starting layers. Similar result has been reported for porous poly-Si.13
of an Ar⫹ laser. The beam size at the focus was slightly smaller than As-anodized samples with x ⫽ 0.55 show a cracked quasi-
1 m in diam. The detection was done with a liquid nitrogen refrig- continuous layer on their top that do not allow to reveal the porous
erated CCD multichannel detector. The Raman spectra were re- structure by AFM 共not shown兲. Wong et al. reported that a crystal-
corded in selected areas revealed by the PL maps in view to corre- line silica layer is grown on the top of the as-anodized porous
late luminescence and structure. poly-Si.8
Composition and nanocrystal size.—Micro-Raman measure-
Results and Discussion ments were carried out to establish a relation between the structure
Morphology.—After the electrochemical etching, the porous lay- and the electrochemical etching parameters. The Raman spectrum
ers presented a dark aspect to the naked eye, revealing the existence provides information about several aspects relevant to the porous
of a rough surface. The morphology of the porous layers was char- structures. In particular, composition, and crystal size can be
acterized by AFM. Square areas with 1 m side were scanned. For studied.18 The results reported by other authors about the effect of
samples with x ⫽ 0 and low anodization current density and time the forming process on the composition of the porous alloy layers
(10 mA/cm2 and 20 s兲 the surface was very homogeneous. The 3-D appear disperse, it has been reported that: the Ge fraction in the
AFM image of the scanned area shown in Fig. 1a reveals the for- alloy 共initially x ⫽ 0.5) decreases after the anodization at
mation of island-like structures around 55 nm wide and 6 nm high, 20 mA/cm2 for 10 min 共suggesting preferential etching of Ge兲,19 it is
which corresponds to the expected morphology of porous Si. More- maintained after anodization of epitaxial SiGe layers with Ge frac-
over, the morphology analysis leads to surface roughness values tions up to x ⫽ 0.2,5 and finally, that it increases after stain etching
共RMS兲 of 1.7 nm, in good agreement with previously reported data of the SiGe alloys with initial Ge fraction of x ⫽ 0.25.20
for porous silicon.17 Drastic morphological changes are observed in Raman spectra of a sample with x ⫽ 0 before and after etching
the samples based on the SiGe layers. For samples of x ⫽ 0.38 with a current density of 10 mA/cm2 for 20 s are shown in Fig. 2.
anodized with 10 mA/cm2 for 20 s 共see Fig. 1b兲, surface roughness For this low value of the current density, the porous poly-Si presents
C328 Journal of The Electrochemical Society, 151 共5兲 C326-C332 共2004兲
Figure 2. Raman spectra of a Si sample before 共a兲 and after 共b兲 etching the
original polycrystalline layer at 10 mA/cm2 for 20 s to form the porous
poly-Si sample. The distance between ticks in the vertical axis represents 500
counts.
Figure 5. Raman spectra of SiGe samples with x ⫽ 0.55 共a兲 before and 共b兲
after anodization at 20 mA/cm2 for 25 s or 共c兲 at 80 mA/cm2 for 9 s. The
distance between ticks in the vertical axis represents 100 counts. The spectra
have been shifted for a sake of clarity. Note the progressive down frequency
shift and the asymmetric broadening of the bands as the etching current
density increases.
Figure 9. Monochromatic 共1.87 eV兲 PL maps of porous samples obtained from layers of 共a兲 x ⫽ 0 and 共b兲 x ⫽ 0.55 by anodization at 10 mA/cm2 for 20 s.
For x ⫽ 0, the scanned area is 1.2 ⫻ 2.2 mm2 and the intensity scale ranges from 0 to 1.77 in arbitrary units. For x ⫽ 0.55, the scanned area is 3.0
⫻ 5.6 mm2 and the intensity scale ranges from 0 to 2.9 in arbitrary units.
Acknowledgment
This work was funded by Spanish government through C. I. C. y
T. project MAT2001-2446-C04-01.
Universidad Politécnica de Madrid assisted in meeting the publication
costs of this article.
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