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Abstract A method of estimating groundwater recharge, estimated by a long-term continuous simulation with a
based on water-balance components using the SWAT- distributed hydrologic modelling technique.
MODFLOW model (an integrated surface water-
groundwater model), is described. A multi-reservoir Keywords South Korea . SWAT-MODFLOW .
storage routing module is suggested instead of a single Recharge . Groundwater/surface-water relations .
storage routing module in SWAT; this represents a more Geographic information systems
realistic delay in the travel of water through the vadose
zone. By using this module, the parameter related to the
delay time can be optimized by checking the correlation Introduction
between simulated recharge and observed groundwater
levels. The final step of this procedure is to compare Accurate quantification of recharge rates is imperative to
simulated groundwater levels as well as the simulated the proper management and protection of valuable
watershed stream flow with the observed groundwater groundwater resources. Numerous methods have been
levels and watershed stream flow. This method is used to estimate recharge. These methods produce
applied to the Mihocheon watershed in South Korea estimates over various time and space scales and encom-
to estimate spatio-temporal groundwater recharge pass a wide range of complexity and expense (Healy and
distribution. The computed annual recharge rate is Cook 2002). Information on the different methods is
compared with the independently estimated recharge contained in references such as Simmers (1988, 1997),
rate using BFLOW. The hydrologic modelling results Sharma (1989), Lerner et al. (1990), Scanlon et al. (2002),
show that the annual average recharge rate should be and de Vries and Simmers (2002).
In water resource investigations, groundwater models
are used to simulate the flow of water in aquifers, and,
Received: 5 October 2008 / Accepted: 12 February 2010 when calibrated, may be used to simulate the long-term
Published online: 23 March 2010 behavior of an aquifer under various management
schemes. Without a good estimate of recharge and its
* Springer-Verlag 2010
spatio-temporal distribution, these models become unreli-
able. Thus, unless accurate recharge rates are provided, the
I.-M. Chung ()) : N.-W. Kim : J. Lee impacts of withdrawing groundwater from an aquifer
Korea Institute of Construction Technology, cannot be properly assessed, and the long-term behavior
2311 Daehwa-dong, Ilsan-gu, Goyang-si, Gyunggi-do 412-712, of an aquifer under various management schemes cannot
Republic of Korea
e-mail: imchung@kict.re.kr be reliably estimated (Sophocleous 2005).
Tel.: +82-31-9100334 The various methods of estimating groundwater
Fax: +82-31-9100251 recharge (outlined in the next section) based on hydro-
logic lumped parameter concepts has been limited to,
N. Kim
e-mail: nwkim@kict.re.kr effectively, their usage in groundwater planning and
management. As groundwater recharge rates show
J. Lee spatial-temporal variability due to climatic conditions, land
e-mail: ljw2961@kict.re.kr use, and hydrogeological heterogeneity, these methods
have limitations in dealing with these characteristics. To
M. Sophocleous overcome these limitations, a method of estimating
Kansas Geological Survey,
The University of Kansas, recharge is presented, based on water-balance components,
1930 Constant Ave, West Campus, Lawrence, KS 66047, USA using a recently-developed methodology linked to an
e-mail: marios@kgs.ku.edu integrated surface water-groundwater model (Chung et al.
Based on previous studies on various techniques for where Sy is the specific yield, h is the water-table height,
quantifying groundwater recharge (Scanlon et al. 2002; and t is time. The WTF method has been used in various
Sophocleous 2004), the three representative methods are studies (Rasmussen and Andreasen 1959; Gerhart 1986;
as follows. Sophocleous 1991; Hall and Risser 1993).
The attractiveness of the WTF method lies in its
simplicity and ease of use. The method, however, does
have its limitations as follows (Healy and Cook 2002):
Baseflow method
In watersheds with gaining streams, groundwater recharge 1. The method is best applied to shallow water tables that
can be estimated from stream hydrograph separation display sharp water-level rises and declines.
(Meyboom 1961; Rorabaugh 1964; Rutledge 1997). The 2. Typically, recharge rates vary substantially within a
use of baseflow discharge to estimate recharge is based on basin, owing to differences in elevation, geology, land-
a water-budget approach, in which recharge is equated to surface slope, vegetation, and other factors.
discharge. Baseflow discharge, however, is not necessarily 3. The method cannot account for a steady rate of recharge.
directly equated to recharge because pumpage, evapo-
transpiration, and underflow to deep aquifers may also be
significant. Various approaches are used for hydrograph
separation, including digital filtering (Nathan and McMahon A new method of estimating recharge
1990; Arnold et al. 1995) and recession-curve displacement using a combined SWAT-MODFLOW model
methods (Rorabaugh 1964). The accuracy of the reported
recharge rates depends on the validity of the various A method is suggested, which represents spatial variability
assumptions. in the catchment in a far more intelligent manner than can
be achieved using lumped models, provided the nature of
the spatial variability is known. The key solution is to use
Lumped conceptual modelling an integrated surface water-groundwater model. SWAT-
To accurately model the hydrology of a catchment, a MODFLOW (Kim et al. 2004a, b, 2008) was selected,
detailed knowledge of the catchment physical character- which is briefly described in the following.
istics and processes is necessary. Often this is not feasible
and it is necessary to simplify parameters by lumping or
spatial averaging. This implies that in the catchment Overview of combined SWAT-MODFLOW
system, the inputs and responses can be represented SWAT (Arnold et al. 1993) is a widely used watershed runoff
mathematically using only the dimensions of depth and model which simplifies the channel routing and additional
time. This reduces the parameterization task to simply groundwater components from CREAMS (Knisel 1980) and
using one value for each parameter for the whole catch- SWRRB (William et al. 1985) for larger watersheds. SWAT
ment (Burke 1995). Also, the lumped models provide a can handle larger watersheds and their heterogeneities by
single recharge estimate for the entire catchment (Kite representing the effects of such heterogeneities statistically
1995). Therefore, lumped models are not well suited to by use of the concepts of hydrological response units
applications with real hydrological systems. For example, (HRUs), which are soil-vegetation land use spatial com-
a single average value for recharge or for a safe yield plexes (within a specified climatic regime) with a distinct
value for the whole catchment can be inappropriate hydrologic response (Sophocleous and Perkins 2000). The
because recharge varies so much spatially. More detailed ArcView-SWAT (AVSWAT) interface tool (Di Luzio et al.
information is essential for sound planning for the 2004a, b) is designed to generate model inputs from
conservation of groundwater supplies in a catchment. ArcView 3.x geographic information system (GIS) data
Therefore, a sensitive hydrological model is needed which layers and execute SWAT2000 within the same framework.
is capable of accommodating the spatial distribution of AVSWAT was incorporated within the US Environmental
surface characteristics. For such studies one must move Protection Agency (USEPA) Better Assessment Science
towards a more physically based distributed approach. Integrating Point and Nonpoint Sources (BASINS) software
Such a model, which closely represents the physics package version 3.0 (USEPA 2006a), which provides GIS
involved in the processes of catchment response, is utilities that support automatic data input for SWAT2000
inherently superior to a model that is lumped at the using ArcView (Di Luzio et al. 2001). Recently, ArcGIS
catchment scale (Beven 1985, 1989). based SWAT 2005 version has been released. Arnold et al.
Fig. 1 Schematic diagram of integrated SWAT-MODFLOW. Modified from Kim et al. (2008)
(2000) performed an estimation of groundwater recharge in The conventional groundwater flow modelers that use
the Upper Mississippi basin, USA, with SWAT. MODFLOW (McDonald and Harbaugh 1988) have not
Sophocleous et al. (1997, 1999) have previously pre- given much attention to the accuracy of the recharge rates
sented an interface between SWAT and MODFLOW called required in the input data. Consequently, there has been
SWATMOD, which is capable of simulating the flow of uncertainty in the simulated results. In order to overcome
surface-water, groundwater, and stream-aquifer interactions this limitation, an interface which exchanges character-
on a continuous basis. Perkins and Sophocleous (1999) istics between the cells in MODFLOW and the hydrologic
describe drought impact analyses using this system. This response units (HRUs) of SWAT was developed (Kim et al.
system was modified to become a two-way coupling system 2004a, b, 2008). The methodology of translating the HRU
and was used by Sophocleous and Perkins (2000) to recharge characteristics to the MODFLOW cell values is
investigate irrigation effects on streamflow and groundwater well described by Kim et al. (2008).
levels in the lower Republican River watershed in north Although SWAT itself has its own groundwater module,
central Kansas, USA. Conan et al. (2003) applied coupled it is a lumped model that cannot reflect a distributed concept.
modeling of SWAT with MODFLOW to the Coet-Dan To replace this as MODFLOW, the SWAT code should be
watershed in Brittany, France. Menking et al. (2003) divided into two parts around the groundwater module. This
studied the combined SWAT runoff results with previous means that the computed recharge from SWAT would be
estimates of groundwater flow (Shafike and Flanigan input to MODFLOW. For this purpose, a division is made
1999). Galbiati et al. (2006) presented the application of between the computation parts of the lower soil zone and the
the watershed scale model SWAT, linked with MODFLOW, saturated aquifer. On the other hand, MODFLOW computes
to the Bonello coastal basin in northern Italy. Kim et al. the groundwater level and exchange rate between the river
(2008) presented a fully integrated SWAT-MODFLOW and aquifer; then any subsequent groundwater discharge in
model which is capable of describing distributed recharge the small watershed would be sent to SWAT for water budget
and evapotranspiration as shown in Fig. 1. computation. MODFLOW’s cell based river-aquifer
exchange rate along the river in a small watershed is When using SWAT, groundwater recharge rates of the
transferred to SWAT’s groundwater discharge on a sub- HRU within a subbasin do not contain spatial information.
watershed base. Cell based water tables are averaged with An HRU spatial distribution map is made by overlaying
the same HRUs and transferred. Namely, SWAT and MOD- the soil map and the land use map in order to distribute the
FLOW are divided into two components: the input compo- recharge values of the HRU to the cells in MODFLOW by
nent and the computation component. The purpose of this using the RCH package. For this purpose, the HRU
division is to include MODFLOW in the groundwater number is used as the zoning number in the Basic package
module of SWAT. This process is shown in Fig. 2. of MODFLOW (*.bas file). HRU distribution maps are
The SWAT subroutine ‘gwmod’ is associated with the used to assign the recharge values of HRU from SWAT to
groundwater flow, which is computed based on the each cell as the average area values of the cell. Figure 3
recharge from each HRU in SWAT. Because MODFLOW shows a schematic diagram of a groundwater recharge
does not have any division of subbasins or HRUs, an computation in SWAT-MODFLOW.
alternative method is required in order to use the HRU- River–aquifer interaction can also be simulated using
based groundwater recharge in SWAT as input for MOD- the River package in MODFLOW. The major input data
FLOW. Therefore, SWAT is split before and after the used in the experiment conducted in the MODFLOW
gwmod subroutine. Because the gwmod subroutine is River package were the row and column of cells for the
called by SWAT for each time step (one day), gwmod is river, the river stage, the conductance of the riverbed and
not easily disassembled into two parts, such as input and the riverbed elevation. Among these variables, river stage
computation. Therefore, the original gwmod was restruc- and conductance of the riverbed are read directly from
tured, so that the variables calculated before calling the SWAT. The user is able to modify these. The sum total of the
gwmod subroutine could be used after calling the gwmod
subroutine. This modification makes the exchange of
variables possible (Kim et al. 2008).
Fig. 8 Distribution of hydraulic conductivity K in a the alluvial layer and b the bedrock layer, and aquifer thickness in c the alluvial layer
and d the bedrock layer
ð2Þ
Here, wrchrg,i is the amount of recharge entering the Data collection for SWAT-MODFLOW application
aquifer on a given day i, δgw is the delay time due to the The combined model is applied to the Mihocheon basin;
overlying geologic formations, and wseep,i is the total the basin area is about 1,868 km2. SWAT-MODFLOW
amount of water exiting the bottom of the soil profile. In requires inputs on weather, topography, soils, shallow
Eq. 2, δgw is the key factor in determining the temporal aquifer, land use and management, stream channels and
distribution of recharge as well as the delay time from the other hydrogeologic inputs. The ArcView interface (Di
soil profile to the shallow aquifer. Luzio et al. 2001) was used to automate the development
In this study, this conceptual model is extended to a of model input parameters. The study basin is divided into
multiple linear reservoir model (Chung et al. 2007) to 19 subbasins as shown in Fig. 7a. Daily precipitation at
represent a wide range of lag times from soil zone to the seven gauging stations which cover the entire basin
aquifer as shown in Fig. 6. I is the percolation from the (Fig. 7a) were obtained from the hydrologic database of
bottom of the soil layer to the first reservoir, Ki is the reservoir MLTM (Ministry of Land, Transport and Maritime
storage, Qi is the outflow from the ith reservoir, and Qn is the Affairs). Daily values of maximum and minimum temper-
recharge from the last reservoir to the water table. atures, solar radiation, wind speed, and relative humidity
Groundwater levels in the interest area close to the were collected from the KMA (Korea Meteorological
stream have dynamics similar to stream flow, whereas Administration) database. For the calibration and verifica-
levels further upslope respond to precipitation with a tion of the model, streamflow and groundwater data are
delay. To represent these features, it is necessary to essential. For this purpose, data from six stream gauging
account for time delay in the aquifer stations and ten national groundwater observation wells
recharge. The time
delay parameter D ¼ exp 1=dgw is adjusted until the
maximum correlation between the two time series of
simulated recharge and observed groundwater level is
obtained for specific groundwater observation wells. If an
estimated recharge time series shows good correlation with
groundwater level time series, the time delay parameter for
this case is selected as an optimal value. Thereafter, the
spatial and temporal distribution of groundwater recharge
can be quantified properly. Namely, two step calibrations are
performed. First, one compares the computed watershed
streamflow and groundwater level with the observed water-
shed streamflow and groundwater level. Then one checks the
time delay until the estimated recharge rate in a sub-
watershed would be compatible with the observed ground-
water level in that area. This process is repeated until two
calibration goals are achieved.
The final step of this procedure is to check that the
computed recharge rate shows overall good agreement with
the independently estimated annual mean groundwater
recharge rate. For this comparison, BFLOW was used,
which is a digital filtering technique (Nathan and McMahon
1990). This comparison is carried out under the assumption
that the long-term baseflow is approximately the same as the Fig. 9 Distribution of river cells in MODFLOW
Fig. 10 Calibration and validation of SWAT-MODFLOW. Simulated and observed streamflow for a the calibration period (2000–2001)
and b the validation period (2004)
Fig. 11 Comparison of simulated recharge rates and observed groundwater (GW) level according to various delay parameters (Jochiwon
observarion well)
The model was also validated by comparing simulated seen that the model provides good results. Especially, the
groundwater heads with observed ones as shown in Fig. 12. value of determination coefficient is quite high.
The measured groundwater level data from 196 wells was
used to compare with simulated groundwater levels. In order
to evaluate the goodness of estimation of the groundwater Water budget estimation
level, seven indices of statistics were used. Table 1 shows the The simulated results of the annual hydrological components
goodness of estimation calculated from the simulated and in the study watershed are described in Table 2. Results show
measured groundwater levels at observation wells. It can be that the mean annual runoff is 69% of the annual
Fig. 13 Simulated groundwater recharge rates for different months: a June, b July, c August, and d September