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International Journal of Cosmetic Science, 2010, 32, 304–312 doi: 10.1111/j.1468-2494.2010.00604.

Superior effect of isostearyl isostearate on


improvement in stratum corneum water permeability
barrier function as examined by the plastic occlusion
stress test

G. Pennick*, S. Harrison*, D. Jones* and A.V. Rawlings 


*Croda Consumer Care Europe, Goole, East Yorkshire, U.K. and  AVR Consulting Ltd, Northwich, Cheshire, U.K.

Received 2 February 2010, Accepted 23 April 2010

Keywords: barrier, ceramides, isostearyl isostearate, orthorhombic, stratum corneum

transport rates we showed that the isostearyl


Synopsis
esters were not occlusive like petrolatum. As the
Dry skin is a major dermatological problem and effects of ISIS were not because of what would be
consumer research indicates that although current considered as true occlusion, we propose that the
moisturizers are effective they are not completely differences in the SC water permeability barrier
meeting consumer expectation. Several technologi- properties from use of ISIS to the other ingredients
cal approaches have been taken but influencing tested are because of its reported effects on SC lipid
stratum corneum (SC) lipid phase behaviour as a phase behaviour. Further studies probably using
novel water permeability barrier-enhancing and spectroscopic approaches, however, will be needed
moisturizing mechanism has only been started to to specifically test this hypothesis in vivo.
be investigated recently. Both the long periodicity
SC lipid lamellar phase and the orthorhombic lipid
packing state have been proposed to define optimal Introduction
SC water permeability barrier properties. Several Dry skin is a very common cosmetic problem and
lipophillic moisturizers have been tested for their recent surveys in Japan, America and France have
ability to modify SC lipid lateral packing namely shown that as much as 40% of the population per-
glyceryl monoisostearate (GMIS), isopropyl isostea- ceive themselves to have a dry skin problem [1].
rate (IPIS) and isostearyl isostearate (ISIS) of Equally, Matts et al. [2] have reported that dry
which IPIS and ISIS are reported to induce the body skin is the number one unmet skincare need
orthorhombic phase. Despite the improvements in in the U.S.A., U.K., Germany and China. In terms
the lateral packing of SC lipids, these ingredients of consumer habits to alleviate the condition Ertel
have been shown not to improve transepidermal et al. [3] have reported that at least 85% of con-
water loss. However, using a novel skin surface sumers in the U.S.A. apply a body moisturizer and
water loss method we have observed for the first more than half apply it once per day. However,
time significant improvements in SC water perme- there are differences in use conditions around the
ability barrier function for ISIS compared with world. For instance, Fotoh et al. [4] reported that
IPIS, GMIS and petrolatum. However, using syn- Caucasians largely apply moisturizers for pleasure
thetic membranes and measuring water vapour whereas subjects with darker skin do this out of
necessity to combat skin dryness. In fact in that
Correspondence: Graham Pennick, Croda Consumer Care
Europe, Cowick Hall Snaith, Goole East Yorkshire, DN14
study greater than 92% of subjects with a mixed
9AA, U.K. Tel.: +44 (0) 1405 860551; fax: +44 racial background, compared with only 16% of
(0)1405 861767; e-mail: graham.pennick@croda.com Caucasians, applied a moisturizer daily. Clearly,

ª 2010 Croda Europe Ltd. Journal compilation


304 ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
Superior effect of isostearyl isostearate G. Pennick et al.

good moisturization is key for optimal stratum cor- orthorhombic lattice in ceramide & cholesterol
neum (SC) functioning and for the relief of dry mixtures [15]. The orthorhombic packing together
skin. Dry skin treatments can therefore be traced with the presence of the LPP defines ultimate lipid
back to 3000BC [2]. Nevertheless, despite even barrier functionality. However, a transition to a
21st century cosmetic science the consumer less tightly packed hexagonal phase is reported to
research would suggest that we are still not com- occur towards the surface of the SC [16]. Lipids in
pletely meeting consumer needs for this condition. a hexagonal lateral packing state possess weaker
Several years ago one of the current authors [5] water permeability barrier characteristics than
summarized, from a current understanding of the those in an orthorhombic phase. This orthorhom-
compositional changes in dry skin, the aspects of bic to hexagonal phase transition can be induced
SC lipid biochemistry that need to be corrected. by sebum lipids and especially by shorter chain
One of these routes related to the use of long length fatty acids resulting in greater hexagonal
chain fatty acids. As long chain fatty acids are lipid phases in the upper layers of the SC [17]. The
reduced in SLS-induced dry skin and these lipids importance of the lateral packing of intercellular
are important for inducing an orthorhombic lat- lipids has become of interest over the last decade
eral packing state, the tightest possible barrier (see especially as higher levels of hexagonally packed
below), it was proposed that these need to be sup- lipids are found in the SC of subjects with atopic
plied to the skin to effectively correct barrier func- dermatitis compared with normal subjects [18].
tion. Nevertheless, these are expensive ingredients. Nonetheless, the orthomobically packed state is
Clearly the treatment of dry skin is complex and still present.
is probably one of the reasons why we still do not Recently, Joke Bouwstra and her teams have
fully meet consumer expectation. The work pre- been elucidating the effects of hydrophilic and
sented in this article focuses on the effects of isos- lipophillic moisturizing ingredients on the SC
tearyl esters on SC water permeability barrier [19–22]. Using cryo-scanning electron micros-
function as a new inexpensive technology which is copy they have been following the swelling char-
believed to be operating via its effects on influenc- acteristics of these different moisturizers on the
ing lipid phase behaviour. SC and from the effects of the lipophillic moistur-
Electron microscopy originally identified the izers examined, isostearyl isostearate (ISIS)
unusual lamellar packing of SC lipids [6] which behaved very much like petrolatum compared
was further refined in X-Ray diffraction studies with isopropyl isostearate (IPIS) and glyceryl mo-
[7]. Several models of the lipid packing states noisostearate (GMIS) [19]. However, addition of
have been proposed such as the stacked mono- ISIS & IPIS but not GMIS was later shown to
layer model [8], the domain mosaic model [9], increase the thermotropic stability of the ortho-
the single gel phase model [10], the armature rhombic lateral packing when added to equimo-
reinforcement model [11] and the ‘sandwich’ lipid lar ceramide: cholesterol: fatty acid mixtures
model proposed by Bouwstra et al. [12] This latter [21]. Conversely, all three lipids influenced the
model was proposed to take into account both lamellar packing states of the SC lipids to varying
the periodicity frequencies in lamellar packing degrees. Subtle changes in the peak height distri-
that had been observed, the long periodicity butions of the ‘‘2nd and 3rd order peak height
phase (LPP) and short periodicity phase (SPP), distributions of sprayed lipid/moisturizer mixtures
together with the presence of a fluid phase. The as examined by small angle X-ray diffraction
presence of the LPP is critical for permeability [22]. The SPP was not detectable. Moreover,
barrier function. analysis of immersed SC samples with the respec-
It has been known for a long time that the tive moisturizers revealed that only in the ISIS-
expected SC lipid lamellar phase is missing from treated SC was the 1st order peak of the LPP
the outer layers of the SC, even in healthy skin stronger. Clearly these changes in the lipid pack-
when examining tape strippings by electron ing states should have dramatic effects on SC
microscopy [13, 14] but other structural changes water permeability barrier function. However,
are now known to occur. The most tightly packed very surprisingly this was not observed in vivo as
lipid barrier is known as the orthorhombically measured by transepidermal water loss (TEWL)
packed state [7, 12]. The presence of long chain [20]. As greater amounts of the hexagonally
fatty acids is needed to induce the formation of the packed lipids are present in the outermost layers

ª 2010 Croda Europe Ltd. Journal compilation


ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
International Journal of Cosmetic Science, 32, 304–312 305
Superior effect of isostearyl isostearate G. Pennick et al.

of the SC compared with its inner layers and to WVTRðg m2 h1 Þ ¼ water loss (g)ðW0  W3 Þ=
demonstrate the benefits of purported orthorhom-
area of membraneðm2 Þ  time (h)
bic lipid inducing agents, we decided to use a dif-
ferent approach by using the plastic occlusion
stress test (POST) [23]. In POST, the SC is
Clinical Studies
hydrated under a plastic chamber (or any occlu-
sive device) ideally for 24 h to give the best dis- Subjects
criminative power. When the occlusion is Studies were approved by the Croda Safety and
removed, the excess water evaporates which has Regulatory group. All studies complied with the
been called skin surface water loss (SSWL). POST Guidelines for Medical Experiments in non-patient
gives information on SC hydration, integrity of human volunteers published by the Association of
barrier function especially in the outer layers of the British Pharmaceutical Industry (ABPI) and
the SC and SC water-holding capacity. In its sim- the World Medical Association’s Declaration of
plest use the area under the curve for SSWL is Helsinki (2000) concerning biomedical research
computed for a defined time on returning to involving human subjects. Each subject received
basal TEWL levels. Naturally, if the barrier is written informed consent and a copy of the ingre-
more robust less water will evaporate from the dient list. The subjects were instructed not to use
skin surface during the SSWL evaporative phase. any cosmetic products on their forearms for
Thus, emollients that are capable of inducing the 2 weeks prior to and for the entire study duration.
hexagonal to orthorhombic phase transition in
the outer layers of the SC will produce a lower SSWL measurements
SC SSWL. Equally, to demonstrate that the esters SSWL measurements were made using a modified
used were not traditional occlusive agents we procedure of Beradesca and Maibach [23]. Each
determined their water vapour transmission rate study was performed on both male and female
(WVTR) using in vitro standard methods [24]. Caucasian subjects and one Asian male subject.
Test areas were marked using a template for
12 mm Finn chambers (Bio-diagnostics, Worces-
Materials and methods
ter, U.K.) after which the panellists were acclima-
tized for 20 min in a humidity and temperature
In vitro methods
controlled room (50%RH ± 5% and 20C ± 1C).
WVTR measurements Following acclimatization, basal measurements of
WVTR was measured using a similar approach to TEWL were taken for all test sites using the Aqua
Rawlings et al. [24]. Testing was carried out in a Flux (Biox Ltd, London, U.K.). Neat ingredients
controlled humidity room, 50%RH ± 5% and (petrolatum, GMIS, IPIS, ISIS) were applied at
20C ± 1C. A uniform film (5 · 6 cm) of test either 0.25 mg cm)2, 0.5 mg cm)2, 1.0 mg cm)2
ingredient was drawn down onto a section or 2.0 mg cm)2 using a pipette (Finnpipette P.C.R
(8 · 6 cm) of Vitro-Skin (IMS Inc., Portland ME, 0.5–25 lL, Thermo Labsystems, Vantaa, Finland)
U.S.A.) using a draw down bar (Sheen bird type and massaged into the defined area using a finger
applicator) with a 200 micron gap size and cott. We assumed that a similar amount of residue
impression bed (Sheen Instruments Ltd., Surrey, was present on the finger cott for all emollients.
England). To insure a uniform film thickness Twenty four hours following neat oil application
between test ingredients, each section of Vitro-Skin an occlusive patch was applied to each of the test
was weighed before and after application of the sites, including the untreated control site, for
film, average film deposition weight was 24 h. The patch was then removed and any visible
5.48 mg cm)2 ± 0.21. The Vitro-Skin was then surface water dapped away using a clean dry tis-
attached to a WVTR chamber containing 5 mL of sue. TEWL measurements were taken every 2 s
water and allowed to equilibrate for 1 h prior to following maximum TEWL. Routinely this was for
testing. The WVTR was then determined gravimet- 300 s although the first experiment was conducted
rically using a five point balance (AB135-S Met- over 30 min. Taking the baseline values of each
tler-Toledo Ltd., Leicester, England) by weighing at panellist into account the area under the curve
the beginning of the experiment (Wo) and after (AUC) was calculated between the points of maxi-
3 h (W3). mal TEWL to 300 s i.e. only the SSWL, the

ª 2010 Croda Europe Ltd. Journal compilation


ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
306 International Journal of Cosmetic Science, 32, 304–312
Superior effect of isostearyl isostearate G. Pennick et al.

increase in TEWL over basal TEWL, was integrated


for the AUC measurements. SSWL was recorded
for 300 s to allow its recovery to basal TEWL lev-
els after which the AUC was calculated in Micro-
soft Excel.
A number of separate studies were undertaken
to examine the effects of the test ingredients. In the
initial study, 2 mg cm)2 of the test ingredients
(ISIS, IPIS, GMIS and petrolatum) was applied neat
and SSWL (AUC) measurements taken every 5 min
for 30 min. In subsequent studies SSWL (AUC)
measurements for the initial 300 s were used to
compare between test ingredients applied neat. Figure 1 Comparison of the effects of isostearyl isostea-
rate (ISIS), isopropyl isostearate (IPIS) and petrolatum
IPIS, petrolatum and ISIS applied at 2 mg cm)2
(PJ) on the water vapour transmission rate (WVTR)
were compared against a control (occlusive patch
across a synthetic membrane. Petrolatum was signifi-
only). Then a dose response comparison of ISIS to cantly superior in its occlusive properties than the isoste-
petrolatum was performed (0.5, 1.0 & 2.0 mg aryl esters (P < 0.01).
cm)2) and finally ISIS was compared to petrolatum
applied at 0.25 mg cm)2 over 3 days.
compared with ISIS and P < 0.001 compared with
petrolatum). IPIS appeared to be behaving similar
Statistical analysis
to petrolatum whereas ISIS was the better per-
All data were collected and processed in Microsoft forming emollient.
Excel 2003 before transferring to GraphPad prism Examining the early time course (300 s) of
for statistical analysis (5.00 for Windows, graph- SSWL on 11 subjects (seven men and four
Pad Software, San Diego, CA, U.S.A.). Data were women) it can be seen from Fig. 3 that IPIS actu-
checked for normality using the D’Agostino and ally offered no benefit over the control. Petrolatum
Pearson omnibus normality test; then ANOVA- was marginally but not significantly more effec-
tests with subsequent post-hoc comparisons were tive. ISIS was significantly superior to both treat-
made using the Bonferroni test. Statistical signifi- ments and the control site in reducing SSWL
cance was set at 95%. (P < 0.001 to petrolatum and P < 0.0001 to IPIS
and control). Furthermore, when comparing differ-
ent concentrations of ISIS and petrolatum (0.5,
Results
1.0 and 2.0 mg application of neat emollients) on
11 subjects (2 mg cm)2: six male Caucasians and
WVTR results
one Asian and four female Caucasians;
The WVTR gave an insight into the occlusive 1 mg cm)2: four male Caucasian and one Asian
properties of the test ingredients. As can be seen male and eight female Caucasians; 0.5 mg cm)2:
in Fig. 1 ISIS and IPIS both had significantly three male Caucasian and seven female Caucasian
higher WVTR values and were therefore less subjects) a very good dose response was observed
occlusive in comparison with petrolatum of increasing efficacy of ISIS to petrolatum (Fig. 4;
(P < 0.01). the delta values of SSWL were calculated between
the two ingredients). This difference was still
achieved using more realistic doses of the neat
SSWL results
ingredient applied over a 3 day period (Fig. 5; ISIS
A time course of SSWL was initially performed on better than petrolatum P < 0.05).
eight subjects (four men and four women) for
30 min comparing petrolatum, GMIS, IPIS, ISIS
Discussion
(Fig. 2). As can be seen most of the product dis-
crimination on SSWL occurred within the first Optimizing lipid structure/functionality is obvi-
300 s, but it was instantly clear that GMIS was ously a key route for moisturizing treatments and
the least effective emollient in this test (P < 0.03 improving barrier function [5, 25]. Previously, this

ª 2010 Croda Europe Ltd. Journal compilation


ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
International Journal of Cosmetic Science, 32, 304–312 307
Superior effect of isostearyl isostearate G. Pennick et al.

100
90
ISIS
80 IPIS
GMIS Figure 2 Time course comparison
TEWL (g m–2 h–1)

70 PJ of transepidermal water loss (TEWL)


60 following plastic occlusion stress test
50 (POST) of glyceryl monoisostearate
40 (GMIS), isopropyl isostearate (IPIS),
30
isostearyl isostearate (ISIS) and pet-
rolatum (PJ) applied at 2 mg cm)2.
20
GMIS is significantly inferior to the
10
other emollients (P < 0.03 com-
0 pared with ISIS and P < 0.001
0 5 10 15 20 25 30
Time (min) compared with petrolatum).

Figure 4 Dose response comparison of skin surface


Figure 3 Comparison of skin surface water loss (SSWL)
water loss (SSWL) area under the curve (AUC) of isostea-
area under the curve (AUC) of isopropyl isostearate
ryl isostearate (ISIS) to petrolatum (PJ). Delta SSWL was
(IPIS), isostearyl isostearate (ISIS) and petrolatum (PJ)
calculated between the ISIS and petrolatum values. ISIS
applied at 2 mg cm)2. ISIS is significantly superior to
is significantly superior to petrolatum at all dose levels
petrolatum (P < 0.001) and IPIS and control
(0.5 mg cm)2, 1 mg cm)2 and 2 mg cm)2).
(P < 0.0001).

has been achieved through application of cera- cosmetic dry skin, but as examined by electron
mides [26, 27], pseudoceramides [28, 29] and microscopy clearly, abnormally packed lipids are
phospholipids [30] or their mixtures [31]. These present in the outer layers of the SC [13, 14]. It is
long chain lipids in cosmetic emulsions are more also known that in subjects with dry skin who
likely to remain on the surface of the SC and form have no LPP phase that they also have lowered
their own lamellar-ordered lipid state dictated by CER EOS and CER EOH levels [38].
their own chemistry rather than penetrate into Nevertheless, the packing of the lipids in the
the SC [32]. outer layers of the SC in subjects with even clini-
The importance of the lateral packing of inter- cally normal appearing skin appears to lack lamel-
cellular lipids has become of interest over the last lar order as judged from electron microscopy of
decade especially as the content of hexagonally tape strippings of the SC [13, 14] whereas other
packed lipids is higher in the SC of subjects with studies have shown an increased presence of hex-
atopic dermatitis compared with normal skin. agonally packed SC lipids in the surface layers of
Nonetheless, the orthorhombic phase is still pres- the SC in normal subjects [17, 18]. Most recently,
ent. Atopic subjects also have a reduced LPP phase Damien and Boncheva [39] have demonstrated
as a result of their lowered levels of CER EOS lino- that a direct correlation exists between orthorhom-
leate [33–37]. Nothing as yet is known of the lat- bical lipid phases and a lower TEWL in healthy
eral packing states of SC lipids in subjects with forearm skin. Presumably, less LPP also occurs in

ª 2010 Croda Europe Ltd. Journal compilation


ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
308 International Journal of Cosmetic Science, 32, 304–312
Superior effect of isostearyl isostearate G. Pennick et al.

ness of SC would not be sensitive enough to detect


improvements in SC barrier properties from
agents that are known to induce the hexagonal to
orthorhombic transition. As a result we chose to
use the SSWL approach taken by Rietschel [42]
and Wilson et al. [43] but using the POST method
[23, 41–47]. SSWL equals basal TEWL plus
additional water that is accumulated during occlu-
sion or after product application. Computing the
AUC allows a measure of the water handling
properties of the SC and naturally if less water is
lost then the water permeability barrier is more
Figure 5 Comparison of skin surface water loss (SSWL) robust.
area under the curve (AUC) of isostearyl isostearate When investigating the effects of moisturizers
(ISIS) and petrolatum (PJ) applied at 0.25 mg cm)2 over using the SSWL method, investigators generally
3 days. ISIS is significantly superior to petrolatum wipe of the ingredients/emulsions. We felt that this
(P < 0.05). could suffer from reproducibility issues as a result
of the differences in substantivity of the ingredients
the outer layers of the skin. Indeed, it is known being used (e.g. ISIS is more substantive to the SC
that hydrolysis of CER EOS linoleate, one of the than IPIS, unpublished results) and we chose to
most important lipids for forming the LPP, occurs use the non-wipe method of Watkinson et al. [48]
in the SC [40]. where a reduction of SSWL is observed if the
To date only long acylceramides are known to ingredient has occlusive or water permeability bar-
induce the LPP phase in native human SC lipids rier-enhancing properties.
[41]. However, in limited mixtures of synthetic Using this method we have clearly shown that
ceramides (CER EOS, NP, NS, AP) the addition of ISIS is superior in its water permeability barrier-
fatty acids are still needed to induce the LPP [41]. inducing properties compared with the other
Clearly, however, understanding the effects of isostearyl esters tested and it is in fact superior to
ingredients that can also influence the hexagonal- petrolatum. As we were able to demonstrate that
orthorhombic lipid phase transition could be a ISIS was not an occlusive like petrolatum in the
novel approach to moisturization. Indeed, Caussin WVTR studies, and only marginally more occlu-
et al. [19–22] have clearly demonstrated the effects sive than IPIS, ISIS must be improving SC water
of the interaction of lipophillic moisturizers on lipid permeability barrier properties by other means.
phase organization and SC moisturization ex vivo. The ex vivo studies conducted by others on these
However, in one small scale study on four subjects ingredients indicated that they have the capability
the authors found no effect on TEWL [20]. Never- of influencing SC lipid phases [20–22]. However,
theless, from this study one might question the rel- of GMIS, IPIS & ISIS only ISIS seems to possess
evance of changes the lateral packing states of the some moisturizing effects based upon ‘occlusivity’
SC and its water permeability characteristics. The i.e. only this ingredient seemed to increased SC
purpose of our study was to evaluate the effect of moisturization similar to petrolatum in the cryo-
the four lipophillic moisturizers tested in the Caus- scanning electron microscopy experiments [19].
sin et al. [19–22] studies on SC water permeability Equally, of the three isostearyl esters only ISIS had
barrier properties in the outermost layers of the SC an effect on both the hexagonal to orthorhombic
rather than the total SC by using the POST. Defin- transition and influenced the LPP, the latter being
ing their activities clinically may help to resolve on ex vivo SC [20, 21]. From these results we
the importance of the purported effects of these hypothesize that ISIS is modulating SC lipid phases
emollients ex vivo [19–22]. in vivo and delivering the improvement in SC
As in normal healthy SC, the hexagonally water permeability barrier function in the current
packed lipid phase is present in larger quantities in studies.
the outer layers of the SC [17, 18, 39] we felt that Wiechers and Barlow [49] had previously
conventional TEWL measurements that are an investigated many emollients, including the four
average of the barrier properties of the total thick- tested in these studies, for their effects on

ª 2010 Croda Europe Ltd. Journal compilation


ª 2010 Society of Cosmetic Scientists and the Société Française de Cosmétologie
International Journal of Cosmetic Science, 32, 304–312 309
Superior effect of isostearyl isostearate G. Pennick et al.

moisturization measured using a corneometer References


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310 International Journal of Cosmetic Science, 32, 304–312
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