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ABSTRACT: Starch foams were prepared from four types of potato starch
using two-step extrusion with an intermediate conditioning step at 53% relative
humidity in order to control the moisture content. The moisture content was the
driving force for the expansion during the second extrusion. The second
extrusion was performed with two different dies in order to achieve differences
in porosity of the materials. Glycerol in combination with water was used as
plasticizer for the starches. The rheological properties of the melts and the
moisture content of the starch materials prior to the expansion were determined.
The porosity of the expanded structures was characterized using environmental
scanning electron microscopy imaging and density measurements. The absorp-
tion capability of the starch-based foams was investigated using aqueous NaCl
solutions, and the water uptake of thin starch-based films from humid air was
also evaluated. Foams prepared from amylopectin potato starch were found to
exhibit the highest porosity, the lowest density, and the greatest absorption
capability, both from water and from humid air. Not only the density but also the
absorption capability was influenced by the porosity level.
INTRODUCTION
Materials
Compounding
Starch and glycerol were mixed by hand and then fed into a Buss
compounding extruder type Buss PR 46, Switzerland, diameter D ¼
46 mm and length L ¼ 11D. The purpose of this extrusion was to achieve
both gelatinization of starch and mixing of starch and glycerol. The
screw rotational speed was 24 rpm and the barrel and the die
temperatures were set to 908C. A circular die with a diameter of
2.5 mm was used. The extrudate was granulated with a Univex take-off
unit from Brabender OHG, Duisburg, Germany.
Conditioning
Melt Properties
The viscometer was also equipped with a rotating disc unit situated
below the exit of the capillary. The capillary had a diameter of 1 mm and
a length of 10 mm. Initially the disc had the same tangential velocity as
the extruded strand, 15 mm/s, and the velocity was then increased at a
rate of 0.63 mm/s2; the strand was extended and both the melt strength
as well as the elongation at break were recorded.
The structures of the foams extruded from the two different dies
were investigated with environmental scanning electron microscopy
(ESEM). Samples were cut with a scalpel. ESEM images were obtained
with a Philips XL 30 ESEM operated at 12 kV. Images were taken at
50 magnification at 0.9 Torr.
Water Absorption
Film Preparation
Thickness Measurements
Density
Table 1. Moisture content and melt properties of starch melts. Standard deviation
within parenthesis.
105
HO-NPS
PAP
NPS
O-NPS
104
Viscosity (Pa s)
103
102
100 101 102 103 104
Shear rate (1/s)
Figure 1. Viscosity vs shear rate for HO-NPS, O-NPS, PAP, and NPS at 1208C.
a more Newtownian behavior than the other materials. O-NPS had the
lowest n-value and thus displayed the strongest shear-thinning
behavior. The melt strength and the elongation at break at 1208C are
listed in Table 1. NPS had the highest melt strength of the four
materials, whereas the melt strengths of HO-NPS, PAP, and O-NPS
were all very similar. The elongation at break was significantly higher in
the case of HO-NPS, 350%, and NPS exhibited the lowest value, 150%.
The PAP and O-NPS melts exhibited a similar elongation at break which
was somewhat higher than that of NPS.
All the materials were expanded at the highest screw rotational speed
of the extruder, 150 rpm, for both the dies used. The mass flow and
the pressure drop over the circular die were recorded and are given in
Table 3. HO-NPS exhibited the highest mass flow, which is to some
extent in agreement with its lower viscosity, and lowest NPS. The
highest pressure drop over the circular die was observed with NPS, and
the pressure drop was about 50% lower with PAP, see Table 3. The
HO-NPS material showed a large expansion ratio directly after the die,
particularly with the circular die, but the cells created, collapsed before
solidification. The other materials did not display similar collapse
behavior. Thermoplastic starch solidifies as its temperature decreases
below its glass transition temperature, Tg and the cell structure is then
fixed (immobilized). It is likely that the lower melt viscosity of HO-NPS
at temperatures higher than Tg, see Figure 1, compared to the other
materials allows for a more pronounced collapse of the cell structure
before solidification and before the temperature decreased below Tg.
NPS had the highest density, 0.95 and 0.98 kg/dm3, regardless of
which die was used, whereas PAP displayed the lowest density in case of
foams prepared with both the slit die and the circular die, see Table 3.
The difference between the foams from the two dies was in general quite
large; foams prepared from the circular die had the lowest density and
the highest porosity. A comparison of the processing conditions and the
density of the foams reveal that a high porosity can be associated with a
low pressure drop. A corresponding conclusion is however not straight-
forward since different starch melts were used. The observation merely
illustrates the fact that the rheological properties (in shear and
ESEM
Figures 2–5 show ESEM images of four materials prepared with two
different dies. In Figure 2(a) and (b), micrographs of NPS-based
materials produced with the circular die and the slit die, respectively,
are shown. NPS yielded a rather compact structure as shown in
(a)
(b)
Figure 2. ESEM image of foamed NPS produced from: (a) the circular die and (b) the
slit die.
Figure 2(a) (circular die), with some large pores present. In the case of
the slit die, Figure 2(b), the material is mostly solid.
The circular die yielded an O-NPS material with both large pores and
solid material present (Figure 3(a)). Looking into the pores there was an
indication of pores being interconnected and judging from the shape of
the cell walls there was also a tendency for the cells to merge. The slit die
(Figure 3(b)) also yielded a porous O-NPS material but a comparison of
the Figure 3(a) and (b) reveals that the pores were somewhat smaller
(a)
(b)
Figure 3. ESEM image of foamed O-NPS produced from: (a) the circular die and (b) the
slit die.
(a)
(b)
Figure 4. ESEM image of foamed HO-NPS produced from: (a) the circular die and (b) the
slit die.
when the slit die was used, and the amount of solid material seemed
to be higher.
HO-NPS, shown in Figure 4(a) and (b), yielded partly porous struc-
tures but with the circular die the cells appeared to have collapsed to a
great extent. The low viscosity of HO-NPS could be a reason for the
collapse. The pores in the foam prepared with the slit die were smaller
than those obtained when the circular die was used.
Figure 5(a) and (b) shows the porous structure of PAP, which
exhibited the highest porosity, especially with the circular die. Pores of
(a)
(b)
Figure 5. ESEM image of foamed PAP produced from: (a) the circular die and (b) the
slit die.
different sizes were present and almost no solid material was visible.
In all the materials, the circular die produced foams of higher porosity
and larger pores.
It is not easy to identify any clear relation between the porosity (or
density) of the foamed starches and the rheological properties as
evaluated here. A high deformation resistance as indicated by the melt
strength and a lower elongation at break combined with a relatively high
shear viscosity does not however appear to be favorable. Intuitively, this
would apply to the growth phase of the cells. With regard to the stability
In Figures 6–9 the absorption behavior of the foams produced with the
two different dies are compared pair-wise. The absorption medium was
2.5
Absorbed amount (g/g)
2
Circular die
1.5
Slit die
1
0.5
0
0.5 1 5 30 60 Centrifuge
Immersion time (min)
5
Absorbed amount (g/g)
3 Circular die
2 Slit die
0
0.5 1 5 30 60 Centrifuge
Immersion time (min)
0.9% NaCl aqueous solution. For clarity, it should be pointed out that
the absorption test used here cannot distinguish between pore absor-
ption and absorption by the starch-based material itself. Both processes
occur simultaneously and probably also at a high rate (see the following
section on swelling of starch films.)
Figure 6 shows the water absorption behavior of NPS. The material
extruded through the slit die absorbed less at all times than that
extruded through the circular die. The porosity was low for NPS but it
was somewhat higher for material from the circular die, which may be a
reason for its higher absorptivity. The absorbed amount was quite
constant for immersion times from 30 s to 5 min, but at the longer
immersion times, 30 and 60 min, it increased. Since NPS yielded a rather
solid material, with hardly any pores, it is probable that the time
required to completely soak the sample was quite long. The increase in
4
Absorbed amount (g/g)
3
Circular die
2
Slit die
1
0
0.5 1 5 30 60 Centrifuge
Immersion time (min)
5
Absorbed amount (g/g)
3 Circular die
2 Slit die
0
0.5 1 5 30 60 Centrifuge
Immersion time (min)
porosity or pore structure will obviously also change the area of the
starch material exposed to water which in turn will affect the water
sorption capability.
Thickness (nm)
NPS/H2O NPS/H2O/Glycerol PAP/H2O PAP/H2O/Glycerol
Relative 2000 4000 2000 4000 2000 4000 2000 4000
humidity (%) rpm rpm rpm rpm rpm rpm rpm rpm
11 103 (2) 64 104 (5) 64 71 (1) 47 95 56
33 113 (3) 72 111 (6) 71 79 (1) 52 107 64
53 114 (3) 73 115 (6) 72 80 (1) 52 110 64
75 114 (3) 73 113 (6) 72 80 (1) 53 110 65
97 167 (7) 109 199 (11) 118 134 (2) 87 217 111
100 345 (45) 290 515 (45) 580 705 (15) 205 690 450
11 103 (2) 64 118 (2) 64 73 (1) 46 156 58
120
100
80 NPS
Swelling %
NPS/Glycerol
60
PAP
40 PAP/Glycerol
20
0
0 25 50 75 100
RH%
Figure 10. The swelling (in the thickness direction) of the spin-coated films when
increasing the relative humidity (RH).
CONCLUSIONS
The screw rotational speed is one important factor affecting the pressure
in the die of the extruder – higher the screw rotational speed higher the
pressure drop over the die. Thus the material blends were probably
expanded to the maximum extent under the available processing
conditions and with the equipment used. Foams prepared with the
circular die had a higher porosity for all materials, possibly due to a
larger pressure drop over this die. PAP foams displayed the lowest
density in foams prepared with both the circular and the slit dies. One
contributing reason for the higher expansion of PAP foams could be its
higher moisture content at the time of foaming. HO-NPS exhibited a
large expansion when extruded through the circular die, but the cells
collapsed to a large extent. The lower viscosity of HO-NPS could be a
reason for this behavior. Foams from the circular die generally displayed
a higher initial liquid absorption, probably because the higher pore
content permitted a faster transport of fluid into the material. PAP was
the material with the highest absorption capability, probably due to the
higher porosity of the material as well as the absorption characteristics
of the material as such.
ACKNOWLEDGMENTS
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