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50. J. M. Baker, J. M. Smith, C. Strobeck, Bio- Dennis, Plant Physiol. 59, 1128 (1977). Genet. 54, 81 (1979); C. McNeill and S. K.
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51. R. P. Guries and F. T. Ledig, Heredity 40, 27 Biochem. 45, 77 (1974). 90. S. D. Tanksley and C. M. Rick, Theor. App!.
(1978). 71. P. D. Simcox and D. T. Dennis, Plant Physiol. Genet. 57, 161 (1980).
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Blake, Biochem. Genet. 17, 233 (1979). 72. C. Schnarrenberger, M. Tetour, M. Herbert, 92. R. Jefferies and L. D. Gottlieb, unpublished
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Snow, Am. J. Bot. 47, 124 (1960). (1978). Sci. 31, 283 (1978).
62. B. L. Turner, W. L. Ellison, R. M. King, ibid. 8i. C. Schnarrenberger, A. Oeser, N. Tolbert, 102. A. H. D. Brown, A. C. Matheson, K. G.
48, 216 (1961); B. L. Turner and D. Home, Arch. Biochem. Biophys. 154, 438 (1973). Eldridge, Aust. J. Bot. 23, 931 (1975).
Brittonia 16, 316 (1964). 82. M. J. Emes and M. W. Fowler, Planta 145, 287 103. A. M. Torres, Biochem. Genet. 14, 87 (1976).
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64. M. L. Roose and L. D. Gottlieb, Heredity 40, 245 (1971). 105. N. Ellstrand and D. Levin, ibid. 33, 534 (1979).
159 (1978). 84. G. Zimmermann, G. J. Kelly, E. Latzko, J. 106. L. D. Gottlieb, J. Ecol. 65, 127 (1977).
65. D. J. Crawford and E. B. Smith, Evolution, in Biol. Chem. 253, 5952 (1978). 107. I thank R. Higgins for valuable comments on
press. 85. W. T. Adams and R. J. Joly, J. Hered. 71, 33 the manuscript and the National Science Foun-
66. M. M. Rhoades, Am. Nat. 85, 105 (1951). (1980). dation for support of my research.

important role for Lamarckian and other


nonselectionist factors. Thus, as the 19th
century drew to a close, G. J. Romanes
and A. Weismann squared off in a termi-
nological battle for rights to the name
"Darwinian"-Romanes claiming it for
Darwinism and the Expansion of his eclectic pluralism, Weismann for his
strict selectionism (3).
Evolutionary Theory If we agree, as our century generally
has, that "Darwinism" should be re-
stricted to the world view encompassed
Stephen Jay Gould by the theory of natural selection itself,
the problem of definition is still not easi-
ly resolved. Darwinism must be more
Ben Sira, author of the apocryphal What Is Darwinism? than the bare bones of the mechanics:
book of Ecclesiasticus, paid homage to the principles of superfecundity and in-
the heroes of Israel in a noted passage Darwin often stated that his biological herited variation, and the deduction of
beginning, "let us now praise famous work had embodied two different goals natural selection therefrom. It must, fun-
men." He glorified great teachers above (1): to establish the fact of evolution, and damentally, make a claim for wide scope
all others, for their fame shall eclipse the to propose natural selection as its pri- and dominant frequency; natural selec-
immediate triumphs of kings and con- mary mechanism. "I had," he wrote, tion must represent the primary directing
querors. And he argued that the corpore- "two distinct objects in view; firstly to force of evolutionary change.
al death of teachers counts for nothing- show that species had not been separate- I believe that Darwinism, under these
indeed, it should be celebrated-since ly created, and secondly, that natural guidelines, can best be defined as em-
great ideas must live forever: "His name selection had been the chief agent of bodying two central claims and a variety
will be more glorious than a thousand change" (2). of peripheral and supporting statements
others, and if he dies, that will satisfy Although "Darwinism" has often more or less strongly tied to the central
him just as well." These sentiments ex- been equated with evolution itself in postulates; Darwinism is not a mathe-
press the compulsion we feel to com- popular literature, the term should be matical formula or a set of statements,
memorate the deaths of great thinkers; restricted to the body of thought allied deductively arranged.
for their ideas still direct us today. with Darwin's own theory of mecha- 1) The creativity of natural selection.
Charles Darwin died 100 years ago, on 19 nism, his second goal. This decision does Darwinians cannot simply claim that nat-
April 1882, but his name still causes not provide an unambiguous definition, ural selection operates since everyone,
fundamentalists to shudder and scien- if only because Darwin himself was a
tists to draw battle lines amidst their pluralist who granted pride of place to umTheof author is a professor of geology at the Muse-
Comparative Zoology, Harvard University,
accolades. natural selection, but also advocated an Cambridge, Massachusetts 02138.
380 0036-8075/82/0423-0380$01.00/0 Copyright © 1982 AAAS SCIENCE, VOL. 216, 23 APRIL 1982
including Paley and the natural theolo- ants must be linked to ancestors by a but. . . (13, p. 62). Darwin developed
gians, advocated selection as a device long chain of smoothly intermediate phe- his theory of natural selection by trans-
for removing unfit individuals at both notypes. Darwin's own gradualism pre- ferring the basic argument of Adam
extremes and preserving, intact and for- cedes his belief in natural selection and Smith's economics into nature (14): an
ever, the created type (4). The essence of has deeper roots (8); it dominated his ordered economy can best be achieved
Darwinism lies in a claim that natural world view and provided a central focus by letting individuals struggle for person-
selection is the primary directing force of for most other theories that he proposed, al profits, thereby permitting a natural
evolution, in that it creates fitter pheno- including the origin of coral atolls by sifting of the most competitive (laissez-
types by differentially preserving, gener- subsidence of central islands, and forma- faire); an ordered ecology is a transient
ation by generation, the best adapted tion of vegetable mold by earthworms balance established by successful com-
organisms from a pool of random vari- (9, 10). (ii) The adaptationist program. If petitors pursuing their own Darwinian
ants (5) that supply raw material only, selection becomes creative by superin- edge.
not direction itself. Natural selection is
a creator; it builds adaptation step by
step. Summary. The essence of Darwinism lies in the claim that natura! selection is a
Darwin's contemporaries understood creative force, and in the reductionist assertion that selection upon individual
that natural selection hinged on the argu- organisms is the locus of evolutionary change. Critiques of adaptationism and
ment for creativity. Natural selection gradualism call into'doubt the traditional consequences of the argument for creativity,
can only eliminate the unfit, his oppo- while a concept of hierarchy, with selection acting upon such higher-level "individ-
nents proclaimed; something else must uals" as demes and species, challenges the reductionist claim. An expanded
create the fit. Thus, the American Neo- hierarchical theory would not be Darwinism, as strictly defined, but it would capture, in
Lamarckian E. D. Cope wrote a book abstract form, the fundamental feature of Darwin's vision-direction of evolution by
with the sardonic title The Origin of the selection at each level.
Fittest (6), and Charles Lyell complained
to Darwin that he could understand how
selection might operate like two mem- tending, generation by generation, the As a primary consequence, this focus
bers of the "Hindoo triad"-Vishnu the continuous incorporation of favorable upon individual organisms leads to re-
preserver and Siva the destroyer-but variation into altered forms, then evolu- ductionism, not to ultimate atoms and
not like Brahma the creator (7). tionary change must be fundamentally molecules of course, but of higher-order,
The claim for creativity has important adaptive. If evolution were saltational, or macroevolutionary, processes to the
consequences and prerequisites that also or driven by internally generated biases accumulated struggles of individuals.
become part of the Darwinian corpus. in the direction of variation, adaptation Extrapolationism is the other side of the
Most prominently, three constraints are would not be a necessary attribute of same coin-the claim that natural selec-
imposed on the nature of genetic varia- evolutionary change. tion within local populations is the
tion (or at least the evolutionarily signifi- The argument for creativity rests on source of all important evolutionary
cant portion of it). (i) It must be copious relative frequency, not exclusivity. Oth- change.
since selection makes nothing directly er factors must regulate some cases of
and requires a large pool of raw material. evolutionary change-randomness as a
(ii) It must be small in scope. If new direct source of modification, not only of Darwinism and the Modern Synthesis
species characteristically arise all at raw material, for example. The Darwin-
once, then the fit are formed by the ian strategy does not deny other factors, Although Darwin succeeded in his first
process of variation itself, and natural but attempts to circumscribe their do- goal, and lies in Westminster Abbey for
selection only plays the negative role of main to few and unimportant cases. his success in establishing the fact of
executioner for the unfit. True saltation- 2) Selection operates through the dif- evolution, his theory of natural selection
ist theories have always been considered ferential reprodudtive success of individ- did not triumph as an orthodoxy until
anti-Darwinian on this basis. (iii) It must ual organisms (the "struggle for exis- long after his death. The Mendelian com-
be undirected. If new environments can tence" in Darwin's terminology). Selec- ponent to the modem', or Neo-Darwinian,
elicit heritable, adaptive variation, then tion is an interaction among individuals; theory only developed in our century.
creativity lies in the process of variation, there are no higher-order laws in nature, Moreover, and ironically, the first Men-
and selection only eliminates the unfit. no statements about the "good" of spe- delians emphasized macromutations and
Lamarckism is an anti-Darwinian theory cies or ecosystems. If species survive were non-Darwinians on the issue of
because it advocates directed variation; longer, or if ecosystems appear to dis- creativity as discussed above.
organisms perceive felt needs, adapt play harmony and balance, these fea- The Darwinian resurgence began in
their bodies accordingly, and pass these tures arise as a by-product of selection earnest in the 1930's, but did not crystal-
modifications directly to offspring. among individuals for reproductive suc- lize until the 1950's. At the last Darwin-
Two additional postulates, generally cess. ian centennial, in 1959 (both the 100th
considered part and parcel of the Dar- Although evolutionists, including anniversary of the Origin of Species and
winian world view, are intimately related many who call themselves Darwinians, the 150th of Darwin's birth), celebrations
to the claim for creativity, but are not have often muddled this point (11), it is a throughout the world lauded the "mod-
absolute prerequisites or necessary de- central feature of Darwin's logic (12). It ern synthesis" as Darwinism finally tri-
ductive consequences: (i) Gradualism. If underlies all his colorful visual imagery umphant (15).
creativity resides in a step-by-step pro- including the metaphor of the wedge (13, Julian Huxley, who coined the term
cess of selection from a pool of random p. 67), or the true struggle that underlies (16), defined the "modern synthesis" as
variants, then evolutionary change must an appearance of harmony: "we behqld an integration of the disparate parts of
be dominantly continuous and descend- the face of nature bright with gladness," biology about a Darwinian core (17).
23 APRIL 1982 381
Synthesis occurred at two levels: (i) The Mayr's definition of the synthesis, of- sense, "the modern synthesis, as an ex-
Mendelian research program merged fered without rebuttal at a conference of clusive proposition, has broken down on
with Darwinian traditions of natural his- historians and architects of the theory, both of its fundamental claims" (28).
tory, as Mendelians recognized the im- reflects this crystallized version: However, I believe that a restructured
portance of micromutations and their The term "evolutionary synthesis" was intro- evolutionary theory will embody the es-
correspondence with Darwinian varia- duced by Julian Huxley ... to designate the sence of the Darwinian argument in a
tion, and as population genetics supplied general acceptance of two conclusions: gradu- more abstract, and hierarchically ex-
a quantitative mechanics for evolution- al evolution can be explained in terms of small tended form. The modern synthesis is
ary change. (ii) The traditional disci- genetic changes ("mutations") and recombi- incomplete, not incorrect.
nation, and the ordering of this genetic varia-
plines of natural history, systematics, tion by natural selection; and the observed
paleontology, morphology, and classical evolutionary phenomena, particularly macro-
botany, for example (18), were integrat- evolutionary processes and speciation, can be Critique of Creativity: Gradualism
ed within the Darwinian core, or at least explained in a manner that is consistent with
the known genetic mechanisms (23).
rendered consistent with it. At issue is not the general idea that
The initial works of the synthesis, par-
This definition restates the two central natural selection can act as a creative
ticularly Dobzhansky's first (1937) edi-claims of Darwinism discussed in the last force; the basic argument, in principle, is
tion of Genetics and the Origin of Spe- section: Mayr's first conclusion, with its a sound one. Primary doubts center on
cies, were not firmly Darwinian (as de- emphasis on gradualism, small genetic the subsidiary claims-gradualism and
fined above), and did not assert a domi-change, and natural selection, represents the adaptationist program. If most evolu-
nant frequency for natural selection. the argument for creativity; while the tionary changes, particularly large-scale
They were more concerned with demon- second embodies the claim for reduc- trends, include major nonadaptive com-
strating that large-scale phenomena of tion. I have been challenged for erecting ponents as primary directing or channel-
evolution are consistent with the princi-
a straw man in citing this definition of the ing features, and if they proceed more in
ples of genetics, whether Darwinian or synthesis (24), but it was framed by a an episodic than a smoothly continuous
not; and they therefore, for example, man who is both an architect and the fashion, then we inhabit a different world
granted greater prominence to genetic leading historian of the theory, and it is from the one Darwin envisaged.
drift than later editions of the same surely an accurate statement of what I Critiques of gradualist thought pro-
works would allow. was taught as a graduate student in the ceed on different levels and have differ-
Throughout the late 1940's and 1950's,
mid-1960's. Moreover, these very words ent import, but none are fundamentally
however, the synthesis hardened about have been identified as the "broad ver- opposed to natural selection. They are
its Darwinian core. Analysis of text- sion" of the synthesis (as opposed to a therefore not directed against the heart
books and, particularly, the comparison more partisan and restrictive stance) by of Darwinian theory, but against a funda-
of first with later editions of the founding
White (25), a leading evolutionist and mental subsidiary aspect of Darwin's
documents, demonstrates the emergence scholar who lived through it all. own world view-one that he consistent-
of natural selection and adaptation as The modern synthesis has sometimes ly conflated with natural selection, as in
preeminent factors of evolution. Thus, been so broadly construed, usually by the following famous passage: "If it
for example, G. G. Simpson redefined defenders who wish to see it as fully could be demonstrated that any complex
"quantum evolution" in 1953 as a limit-adequate to meet and encornpass current organ existed, which could not possibly
ing rate for adaptive phyletic transforma-
critiques, that it loses all meaning by have been formed by numerous, succes-
tion, not, as he had in 1944, as a higher-
including everything. If, as Stebbins and sive, slight modifications, my theory
order analog of genetic drift, with a truly
Ayala claim, "'selectionist' and 'neu- would absolutely break down" (29).
inadaptive phase between stabilized end tralist' views of molecular evolution are At the levels of microevolution and
points (19). Dobzhansky removed chap- competing hypotheses within the frame- speciation, the extreme saltationist claim
ters and reduced emphasis upon rapid work of the synthetic theory of evolu- that new species arise all at once, fully
modification and random components to tion" (26), then what serious views are formed, by a fortunate macromutation
evolutionary change (20). David Lack excluded? King and Jukes, authors of would be anti-Darwinian, but no serious
reassessed his work on Darwin's finches the neutralist theory, named it "non- thinker now advances such a view, and
and decided that minor differences Darwinian evolution" in the title of their neither did Richard Goldschmidt (30),
among species are adaptive after all (21).
famous paper (27). Stebbins and Ayala the last major scholar to whom such an
His preface to the 1960 reissue of his have tried to win an argument by redefi- opinion is often attributed. Legitimate
monograph features the following state- nition. The essence of the modern syn- claims range from the saltational origin
ment (22): thesis must be its Darwinian core. If of key features by developmental shifts
This text was completed in 1944 and
most evolutionary change is neutral, the of dissociable segments of ontogeny (31)
... views on species-formation have ad- synthesis is severely compromised. to the origin of reproductive isolation
vanced. In particular, it was generally be- (speciation) by major and rapidly incor-
lieved when I wrote the book that, in animals, porated genetic changes that precede the
nearly all of the differences between subspe- What Is Happening to Darwinism acquisition of adaptive, phenotypic dif-
cies of the same species, and between closely ferences (32).
related species in the same genus, were with-
out adaptive significance.... Sixteen years Current critics of Darwinism and the Are such styles of evolution anti-Dar-
later, it is generally believed that all, or modern synthesis are proposing a good winian? What can one say except "yes
almost all, subspecific and specific differences deal more than a comfortable extension and no." They do not deny a creative
are adaptive.... Hence it now seems proba- of the theory, but much less than a role to natural selection, but neither do
ble that at least most of the seemingly non-
adaptive differences in Darwin's finches revolution. In my partisan view, neither they embody the constant superintend-
would, if more were known, prove to be of Darwinism's two central themes will ing of each event, or the step-by-step
adaptive. survive in their strict formulation; in that construction of each major feature, that
382 SCIENCE, VOL. 216
traditional views about natural selection stant change (with structure as a mere Both arguments have their Darwinian
have advocated. If new Bauplane often incarnation of the moment), or is struc- versions. First, if the channels are set by
arise in an adaptive cascade following ture primary and constraining, with past adaptations, then selection remains
the saltational origin of a key feature, change as a "difficult" phenomenon, preeminent, for all major structures are
then part of the process is sequential and usually accomplished rapidly when a sta- either expressions of immediate selec-
adaptive, and therefore Darwinian; but ble structure is stressed beyond its buff- tion, or channeled by a phylogenetic
the initial step is not, since selection ering capacity to resist and absorb. It heritage of previous selection. Darwin
does not play a creative role in building would be hard to deny that the Darwin- struggled mightily with this problem. Ul-
the key feature. If reproductive isolation ian tradition, including the modem syn- timately, in a neglected passage that I
often precedes adaptation, then a major thesis, favored the first view while regard as one of the most crucial para-
aspect of speciation is Darwinian (for the "punctuationalist" thought in general, graphs in the Origin of Species (37), he
new species will not prosper unless it including such aspects of classical mor- resolved his doubts, and used this argu-
builds distinctive adaptations in the se- phology as D'Arcy Thompson's theory ment to uphold the great British tradition
quential mode), but its initiation, includ- of form (35), prefers the second. of adaptationism. Second, if coopted
ing the defining feature of reproductive structures initially arose as adaptations
isolation, is not. for another function, then they too are
At the macroevolutionary level of Critique of Creativity: Adaptation products of selection, albeit in a regime
trends, the theory of punctuated equilib- not recorded by their current usage. We
riumn (33) proposes that established spe- The primary critiques of adaptation call this phenomenon preadaptation; as
cies generally do not change substantial- have arisen from molecular data, partic- the primary solution to Mivart's taunt
ly in phenotype over a lifetime that may ularly from the approximately even tick- (38) about "the incipient stages of useful
encompass many million years (stasis), ing of the molecular clock, and the argu- structures," it is a central theme of or-
and that most evolutionary change is ment that natural populations generally thodox Darwinism.
concentrated in geologically instanta- maintain too much genetic variation to But both arguments also have non-
neous events of branching speciation. explain by natural selection, even when Darwinian versions, not widely appreci-
These geological instants, resolvable (34) selection acts to preserve variation as in, ated but potentially fundamental. First,
in favorable stratigraphic circumstances for eixample, heterozygote advantage many features of organic architecture
(so that the theory can be tested for its and frequency-dependent selection. To and developmental pathways have never
proposed punctuations as well as for its these phenomena, Darwinians have a been adaptations to anything .but arose
evident periods of stasis), represent response that is, in one sense, fully justi- as by-products or incidental cons$,
amounts of microevolutionary time fully fied: Neutral genetic changes without quences of changes with a basis in selec-
consistent with orthodox views about phenotypic consequences are invisible to tion. Seilacher has suggested, for exam-
speciation. Indeed, Eldredge and I orig- Darwinian processes of selection upon ple, that the divaricate pattern of mollus-
inally proposed punctuated equilibrium organisms and therefore represent a le- can ornamentation may be nonadaptive
as the expected geological consequence gitimate process separate from the sub- in its essential design. In any case, it is
of Mayr's theory of peripatric specia- jects that Darwinism can treat. Still, certainly a channel for some fascinating
tion. The non-Darwinian implications of since issues in natural history are gener- subsidiary adaptations (39). Second,
punctuated equilibrium lie in its sugges- ally resolved by appeals to relative fre- many structures available for cooptation
tions for the explanation of evolutionary quency, the domain of Darwinism is re- did not arise as adaptations for some-
trends (see below), not in the tempo of stricted by these arguments. thing else (as the principle of preadapta-
individual speciation events. Although *But another general critique of the tion assumes) but were nonadaptive in
punctuated equilibrium is a theory for a adaptationist program has been reassert- their original construction. Evolutionary
higher level of evolutionary change, and ed within the Darwinian domain of phe- morphology now lacks a term for these
must therefore be agnostic with respect notypes (36). The theme is an old one, coopted structures, and unnamed phe-
to the role of natural selection in specia- and not unfamiliar to Darwinians. Dar- nomena are not easily conceptualized.
tion, the world that it proposes is quite win himself took it seriously, as did the Vrba and I suggest that they be called
different from that traditionally viewed early, pluralistic accounts of the modern exaptations (40), and present a range of
by paleontologists (and by Darwin him- synthesis. The later, "hard" version of potential examples from the genitalia of
self) as the proper geological extension the synthesis relegated it to unimpor- hyenas to redundant DNA.
of Darwinism. tance or lip service. The theme is two- Evolutionists admit, of course, that all
The "gradualist-punctuationalist de- pronged, both arguments asserting that selection yields by-products and inciden-
bate," the general label often applied to the current utility of a structure permits tal consequences, but we tend to think of
this disparate series of claims, may not no assumption that selection shaped it. these nonadaptations as a sort of evolu-
be directed at the heart of natural selec- First, the constraints of inherited form tionary frill, a set of small and incidental
tion, but it remains an important critique and developmental pathways may so modifications with no major conse-
of the Darwinian tradition. The world is channel any change that even though quences. I dispute this assessment and
not inhabited exclusively by fools, and selection induces motion down permit- claim that the pool of nonadaptations
when a subject arouses intense interest ted paths, the channel itself represents must be far greater in extent than the
and debate, as this one has, something the-primary determinant of evolutionary direct adaptations that engender them.
other than semantics is usually at stake. direction. Second, current utility permits This pool must act as a higher-level
In the largest sense, this debate is but no necessary conclusion about historical analog of genetic variation, as a pheno-
one small aspect of a broader discussion origin. Structures now indispensable for typic source of raw material for further
about the nature of change: Is our world survival may have arisen for other rea- evolution. Nonadaptations are not just
(to construct a ridiculously oversimpli- sons and been "coopted" by functional incidental allometric and pleiotropic
fied dichotomy) primarily one of con- shift for their new role. effects on other parts of the body,
23 APRIL 1982 383
but multifarious expressions potentially account of macroevolution, will be sup- is enough to invalidate the reductionism
within any adapted structure. No one planted by a hierarchical approach rec- of traditional Darwinism-for pattern and
doubts, for example, that the human ognizing legitimate Darwinian individ- style of evolution depend critically on
brain became large for a set of complex uals at several levels of a structural hier- the disposition of higher-level individ-
reasons related to selection. But, having archy, including genes, bodies, demes, uals, even when all selection occurs at
reached its unprecedented bulk, it could, species, and clades. the traditional level of organisms. Sewall
as a computer of some sophistication, The argument may begin with a claim Wright, for example, has often spoken of
perform in an unimagined range of ways that first appears to be merely semantic, "interdemic selection" in his shifting
bearing no relation to the selective rea- yet contains great utility and richness in balance theory (46), but he apparently
sons for initial enlargement. Most of implication, namely the conclusion ad- uses this phrase in a descriptive sense
human society may rest on these non- vanced by Ghiselin and later supported and believes that the mechanism of
adaptive consequences. How many hu- by Hull that species should be treated as change usually resides in selection
man institutions, for example, owe their individuals, not as classes (44). Most among individual organisms, as when, for
shape to that most terrible datum that species function as entities in nature, example, migrants from one deme
intelligence permitted us to grasp-the with coherence and stability. And they swamp another. Still, the fact of deme
fact of our personal mortality. display the primary characteristics of a structure itself-that is, the individua-
I do not claim that a new force of Darwinian actor; they vary within their tion of higher-level units within a spe-
evolutionary change has been discov- population (clade in this case), and they cies-is crucial to the operation of shift-
ered. Selection may supply all immediate exhibit differential rates of birth (specia- ing balance. Without division into
direction, but if highly constraining tion) and death (extinction). demes, and under panmixia, genetic drift
channels are built of nonadaptations, and Our language and culture include a could not operate as the major source of
if evolutionary versatility resides primar- prejudice for applying the concept of variation required by the theory.
ily in the nature and extent of nonadap- individual only to bodies, but any coher- We need not, however, confine our-
tive pools, then "internal" factors of ent entity that has a unique origin, suffi- selves to the simple fact of individuation
organic design are an equal partner with cient temporal stability, and a capacity as an argument against Darwinian reduc-
selection. We say that mutation is the for reproduction with change can serve tionism. For the strong claim that higher-
ultimate source of variation, yet we grant as an evolutionary agent. The actual level individuals act as units of selection
a fundamental role to recombination and hierarchy of our world is a contingent in their own right can often be made.
the evolution of sexuality-often as a fact of history, not a heuristic device or a Many evolutionary trends, for example,
prerequisite to multicellularity, the Cam- logical necessity. One can easily imagine are driven by differential frequency of
brian explosion and, ultimately, us. a world devoid of such hierarchy, and speciation (the analog of birth) rather
Likewise, selection may be the ultimate conferring the status of evolutionary in- than by differential extinction (the more
source of evolutionary change, but most dividual upon bodies alone. If genes usual style of selection by death). Fea-
actual events may owe more of their could not duplicate themselves and dis- tures that enhance the frequency of spe-
shape to its nonadaptive sequelae. perse among chromosomes, we might ciation are often properties of popula-
lack the legitimately independent level tions, not of individual organisms, for
that the "selfish DNA" hypothesis es- example, dependence of dispersal (and
Is Evolution a Product of Selection tablishes for some genes (45). If new resultant possibilities for isolation and
Among Individuals? species usually arose by the smooth speciation) on size and density of popu-
transformation of an entire ancestral spe- lations.
Although arguments for a multiplicity cies, and then changed continuously to- Unfortunately, the terminology of this
of units of selection have been advanced ward a descendant form, they would lack area is plagued with a central confusion
and widely discussed (41), evolutionists the stability and coherence required for (some, I regret to say, abetted by my
have generally held fast to the over- defining evolutionary individuals. The own previous writings). Terms like "in-
whelming predominance, if not exclusiv- theory of punctuated equilibrium allows terdemic selection" or "species selec-
ity, of organisms as the objects sorted by us to individuate species in both time and tion" (47) have been used in the purely
selection-Dawkins' (42) attempt at fur- space; this property (rather than the de- descriptive sense, when the sorting out
ther reduction to the gene itself notwith- bate about evolutionary tempo) may among higher-level individuals may arise
standing. How else can we explain the emerge as its primary contribution to solely from natural selection operating
vehement reaction of many evolutionists evolutionary theory. upon organisms. Such cases are ex-
to Wynne-Edwards' theory of group se- In itself, individuation does not guar- plained by Darwinian selection, although
lection for the maintenance of altruistic antee the strong claim for evolutionary they are irreducible to organisms alone.
traits (43), or the delight felt by so many agency: that the higher-level individual The same terms have been restricted to
when the same phenomena were ex- acts as a unit of selection in its own right. cases of higher-level individuals acting
plained, under the theory of kin selec- Species might be individuals, but their as units of selection. Such situations are
tion, as a result of individuals pursuing differential evolutionary success might non-Darwinian, and irreducible on this
their traditional Darwinian edge. I am still arise entirely from natural selection strong criterion. Since issues involving
not a supporter of Wynne-Edwards' par- acting upon their parts, that is, upon the locus of selection are so crucial in
ticular hypothesis, nor do I doubt the phenotypes of organisms. A trend to- evolutionary theory, I suggest that these
validity and importance of kin selection; ward increasing brain size, for example, terms only be used in the strong and
I merely point out that the vehemence might result from the greater longevity of restricted sense. Species selection, for
and delight convey deeper messages big-brained species. But big-brained spe- example, should connote an irreducibil-
about general attitudes. cies might prosper only because the or- ity to individual organisms (because
Nonetheless, I believe that the tradi- ganisms within them tend to prevail in populations are acting as units of se-
tional Darwinian focus on individual traditional competition. lection); it should not merely offer a
bodies, and the attendant reductionist But individuation of higher-level units convenient alternative description for
384 SCIENCE, VOL. 216
the effects of traditional selection upon comfortably within the domain of effec- capacity for subsequent adaptation. Will
organisms. tive species selection. Many features a peacock or an Irish elk survive when
The logic of species selection is sound, must come to prominence primarily the environment alters radically? Yet
and few evolutionists would now doubt through their fortuitous phyletic link fancy tails and big antlers do lead to
that it can occur in principle. The issue, with high speciation rates. Mammals more copulations in the short run of a
again and as always in natural history, is represent a lineage of therapsids that lifetime. Overspecialization is, I believe,
one of relative frequency; how often may have survived (while all others died) a central evolutionary phenomenon that
does species selection occur, and how as a result of small body sizes and noc- has failed to gain the attention it de-
important is it in the panoply of evolu- turnal habits. Was the secondary palate a serves because we7 have lacked a vocab-
tionary events. Fisher himself dismissed key to their success, or did it piggyback ulary to express what is really happen-
species selection because, relative to or- on the high speciation rates often noted ing: the negative interaction of species-
ganisms, species are so few in number (for other reasons) in small-bodied level disadvantage and individual-level
(within a clade) and so long in duration forms. Did mammals survive the Creta- advantage. How else can morphological
(48): ceous extinction, thereby inheriting the specialization be kept within bounds,
world from dinosaurs, as a result of their leaving a place for drab and persistent
The relative unimportance of this as an evolu- secondary palate, or did their small size creatures of the world. The general phe-
tionary factor would seem to follow decisively
from the small number of closely related again preserve them during an event that nomenon must also regulate much of
species which in fact do come into competi- differentially wiped out large creatures. human society, with many higher-level
tion, as compared to the number of individ- institutions compromised or destroyed
uals in the sam¢ species; and from the vastly by the legitimate demands of individuals
greater duration of the species compared to Evolutionary Pattern by
the individual. (high salaries of baseball stars, perhaps).
Interaction Between Levels Some features may be enhanced by
But Fisher's argument rests on two positive interaction between levels.
hidden and questionable assumptions. (i) The hierarchical model, with its asser- Stenotopy in marine invertebrates, for
Mass selection can almost always be tion that selection works simultaneously example, seems to offer advantages at
effective in transforming entire popula- and differently upon individuals at a vari- both the individual level (when environ-
tions substantially in phenotype. The ety of levels, suggests a revised interpre- ments are stable) and at the species level
sheer number of organisms participating tation for many phenomena that have (boosting rates of speciation by brooding
in this efficient process would then puzzled people where they implicitly as- larvae and enhancing possibilities for
swamp any effect of selection among sumed causation by selection upon orga- isolation relative to eurytopic species
species. But if stasis be prevalent within nisms. In particular, it suggests that neg- with planktonic larvae). Why then do
established species, as the theory of ative interaction between levels might be eurytopic species still inhabit our
punctuated equilibrium asserts and as an important principle in maintaining sta- oceans? Suppression probably occurs at
paleontological experience affirms (over- bility or holding rates of change within the still higher level of clades, by the
whelmingly for marine invertebrates, at reasonable bounds. differential removal of stenotopic
least), then the mere existence of billions The "selfish DNA" hypothesis, for branches in major environmental up--
of individuals and millions of generations example, proposes that much middle- heavals that accompany frequent mass
guarantees no substantial role for direc- repetitive DNA exists within genomes extinctions in the geological record.
tional selection upon organisms. (ii) Spe- not because it provides Darwinian bene- If no negative effect from a higher
cies selection depends on direct competi- fits to phenotypes, but because genes level suppressed an advantageous lower-
tion among species. Fisher argues for can (in certain circumstances) act as level phenomenon, then it might sweep
differential death (extinction) as the units of selection. Genes that can dupli- through life. Sex in eukaryotic organisms
mechanism of species selection. I sus- cate themselves and move among chro- may owe its prominence to unsuppres-
pect, however, that differential frequen- mosomes will therefore accumulate sed positive interaction between levels.
cy of speciation (selection by birth) is a copies of themselves for their own Dar- The advantages of sex have inspired a
far more common and effective mode of winian reasons. But why does the pro- major debate among evolutionists during
species selection. It may occur without cess ever stop? The authors of the hy- the past decade. Most authors seek tradi-
direct competition between species, and pothesis (45) suggest that phenotypes tional explanation in terms of benefit to
can rapidly shift the average phenotype will eventually "notice" the redundant organisms (50), for example, better
within a clade in regimes of random copies when the energetic cost of pro- chance for survival of some offspring if
extinction. ducing them becomes high enough to all are not Xeroxed copies of an asexual
J. Maynard Smith (49) has raised an- entail negative selection at the level of parent, but the genetically variable prod-
other objection against species selection: organisms. Stability may represent a bal- ucts of two individuals. Some, however,
simply, that most features of organisms ance between positive selection at the propose a spread by species selection,
represent "things individual creatures gene level and the negative selection it for example, by vastly higher speciation
do." How, he asks, could one attribute eventually elicits at the organism level. rates in sexual creatures (51).
the secondary palate of mammals to spe- All evolutionary textbooks grant a The debate has often proceeded by
cies selection? But the origin of a feature paragraph or two to a phenomenon mutual dismissal, each side proclaiming
is one thing (and I would not dispute called "overspecialization," usually dis- its own answers correct. Perhaps both
traditional selection among organisms as missing it as a peculiar and peripheral are right, and sex predominates because
the probable mechanism for evolving a phenomenon. It records the irony that two levels interact positively and are not
secondary palate), and the spread of many creatures, by evolving highly com- suppressed at any higher level. No state-
features through larger clades is another. plex and ecologically constraining fea- ment is usually more dull and unenlight-
Macroevolution is fundamentally about tures for their immediate Darwinian ad- ening than the mediator's claim, "you're
the combination of features and their vantage, virtually guarantee the short both right." In this case, however, we
differential spread. These phenomena lie duration of their species by restricting its must adopt a different view of biological
23 APRIL 1982 385
organization itself to grasp the media- effectiveness of mutation pressure at the books are about evolution. Rather, they are all
about the methodology of historical science.
tor's wisdom-and the old solution, for level of organisms. Populations contain The establishment of evolution represents the
once, becomes interesting in its larger so many individuals that small biases in greatest triumph of the method.
2. C. Darwin, The Descent of Man (Murray, Lon-
implication. We live in a world with mutation rate can rarely establish a fea- don, ed. 2, 1889), p. 61.
reductionist traditions, and do not react ture if it is under selection at all. But the 3. G. J. Romanes, Darwin, and After Darwin
(Longmans, Green, London, 1900), pp. 1-36.
comfortably to notions of hierarchy. Hi- analog of mutation pressure at the spe- 4. Failure to recognize that all creationists accept-
erarchical theories permit us to retain the ed selection in this negative role led Eiseley to
cies level, directed speciation (direction- conclude falsely that Darwin had "borrowed"
value of traditional ideas, while adding al bias toward certain phenotypes in de- the principle of natural selection from his prede-
cessor E. Blyth [L. Eiseley, Darwin and the
substantially to them. They traffic in rived species), may be a powerful agent Mysterious Mr. X (Dutton, New York, 1979)].
accretion, not substitution. If we aban- of evolutionary trends (as a macroevolu- The Reverend William Paley's classic work Nat-
ural Theology, published in 1803, also contains
doned the "either-or" mentality that has tionary alternative to species selection). many references to selective elimination.
characterized arguments about units of Directed speciation can be effective 5. By "random" in this context, evolutionists
mean only that variation is not inherently direct-
selection, we would not only reduce (where mutation pressure is not) for two ed towards adaptation, not that all mutational
fruitless and often acrimonious debate, changes are equally likely. The word is unfortu-
reasons: first, because its effects are not nate, but the historical tradition too deep to
but we would also gain a deeper under- so easily swamped (given the restricted avoid.
6. E. D. Cope, The Origin of the Fittest (Appleton,
standing of nature's complexity through number of species within a clade) by New York, 1887).
the concept of hierarchy. differential extinction; second, because 7. L. G. Wilson, Ed., Sir Charles Lyell's Scientific
Journals on the Species Question (Yale Univ.
such phenomena as ontogenetic channel- Press, New Haven, Conn., 1970), p. 369.
ing in phyletic size increase suggest that 8. Darwin was convinced, for example, in part by
reading a theological work arguing that extreme
A Higher Darwinism? biases in the production of species may rapidity (as in the initial spread of Christianity)
indicated a divine hand, that gradual and contin-
be more prevalent than biases in the uous change was the mark of a natural process
What would a fully elaborated, hierar- genesis of mutations. [H. Gruber, Darwin on Man (Dutton, New
York, 1974)].
chically based evolutionary theory be Each level must be approached on its 9. C. Darwin, The Structure and Distribution of
called? It would neither be Darwinism, own, and appreciated for the special Coral Reefs (Smith, Elder, London, 1842).
10. __, The Formation of Vegetable Mould,
as usually understood, nor a smoothly emphasis it places upon common phe- Through the Action of Worms (Murray, Lon-
continuous extension of Darwinism, for nomena, but the selectionist style of ar- don, 1881).
11. The following works have done great service in
it violates directly the fundamental re- gument regulates all levels and the Dar- identifying and correcting this confusion: G. C.
ductionist tradition embodied in Dar- Williams, Adaptation and Natural Selection
winian vision is extended and gener- (Princeton Univ. Press, Princeton, N.J., 1966);
win's focus on organisms as units of alized, not defeated, even though Dar- J. Maynard Smith, The Evolution of Sex (Cam-
bridge Univ. Press, New York, 1978).
selection. winism, strictly constructed, may be 12. A persuasive case for Darwin's active interest in
Still, the hierarchical model does pro- superseded. This expansion may impose this subject and for his commitment to individ-
ual selection has been recently made by M.
pose that selection operates on appropri- a literal wisdom upon that famous last Ruse, Ann. Sci. 37, 615 (1980).
ate individuals at each level. Should the line of Origin of Species, "There is gran- 13. C. Darwin, On the Origin of Species (Murray,
London, 1859).
term "natural selection" be extended to deur in this view of life." 14. S. S. Schweber, J. Hist. Biol. 10, 229 (1977).
all levels above and below organisms; 15. S. Tax, Ed., Evolution After Darwin (Univ. of
Darwin, at the centenary of his death, Chicago Press, Chicago, 1960), vols. 1-3.
there is certainly nothing unnatural is more alive than ever. Let us continue 16. J. Huxley, Evolution, the Modern Synthesis
(Allen & Unwin, London, 1942).
about species selection. Some authors to praise famous men. 17. For example: "The opposing factions became
have extended the term (48), while oth- reconciled as the younger branches of biology
References and Notes achieved a synthesis with each other and with
ers, Slatkin for example (52), restrict the classical disciplines: and the reconciliation
1. I have argued (Nat. Hist. 91, 16 (April 1982)1 that converged upon a Darwinian center" (16, p. 25).
natural selection to its usual focus upon a third and larger theme captures the profound 18. E. Mayr, Systematics and the Origin of Species
individual organisms: "Species selection importance and intellectual power of Darwin's (Columbia Univ. Press, New York, 1942); G. G.
work in a more comprehensive way: his suc- Simpson, Tempo and Mode in Evolution (Co-
is analogous to natural selection acting cessful attempt to establish principles of reason- lumbia Univ. Press, New York, 1944); B.
on an asexual population" (52). ing for historical science. Each of his so-called Rensch, Neuere Probleme der Abstammungs-
"minor" works (treatises on orchids, worms, lehre (Enke, Stuttgart, 1947); G. L. Stebbins,
Terminological issues aside, the hier- climbing plants, coral reefs, barnacles, for ex- Variation and Evolution in Plants (Columbia
archically based theory would not be ample) exhibits both an explicit and a covert Univ. Press, New York, 1950).
theme-and the covert theme is a principle of 19. S. J. Gould, in The Evolutionary Synthesis, E.
Darwinism as traditionally conceived; it reasoning for the reconstruction of history. The Mayr and W. B. Provine, Eds. (Harvard Univ.
would be both a richer and a different principles can be arranged in order of decreasing Press, Cambridge, Mass., 1980), p. 153.
availability of information, but each addresses 20. S. J. Gould, Dobzhansky and the Modern Syn-
theory. But it would embody, in abstract the fundamental issue: how can history be scien- thesis, introduction to reprint of first (1937)
tific if we cannot directly observe a past pro- edition of Th. Dobzhansky, Genetics and the
form, the essence of Darwin's argument cess: (i) If we can observe present processes at Origin of Species (Columbia Univ. Press, New
expanded to work at each level. Each work, then we should accumulate and extrapo- York, 1982).
late their results to render the past. Darwin's 21. D. Lack, Darwin's Finches (Harper Torchbook
level generates variation among its indi- last book, on the formation of vegetable mold by Edition, New York, 1960).
viduals; evolution occurs at each level earthworms (1881), is also a treatise on this 22. This statement appears as the first paragraph in
aspect of uniformitarianism. (ii) If rates are too the preface to (21).
by a sorting out among individuals, with slow or scales too broad for direct observation,
then try to render the range of present results as
23. E. Mayr, in The Evolutionary Synthesis, E.
differential success of some and their Mayr and W. B. Provine, Eds. (Harvard Univ.
stages of a single historical process. Darwin's Press, Cambridge, Mass., 1980), p. 1.
progeny. The hierarchical theory would first book on a specific subject, the subsidence 24. S. Orzack, Paleobiology 7, 128 (1981).
theory of coral atolls (1842), is (in its covert 25. M. J. D. White, ibid., p. 287.
therefore represent a kind of "higher theme) a disquisition on this principle. (iii) When 26. G. L. Stebbins and F. J. Ayala, Science 213, 967
Darwinism," with the substance of a single objects must be analyzed, search for (1981).
imperfections that record constraints of inheri- 27. J. L. King and T. H. Jukes, ibid. 164, 788 (1969).
claim for reduction to organisms lost, but tance. Darwin's orchid book (1862), explicitly
28. S. J. Gould, Paleobiology 6, 119 (1980).
the domain of the abstract "selectionist" about fertilization by insects, argues that or-
chids are jury-rigged, rather than well built from 29. C. Darwin (13, p. 189). On the day before
style of argument extended. scratch, because structures that attract insects publication of the Origin of Species, T. H.
and stick pollen to them had to be built from Huxley wrote to Darwin (letter of 23 November
Moreover, selection will work differ- ordinary parts of ancestral flowers. Darwin used 1859): "You load yourself with an unnecessary
ently on the objects of diverse levels. all three principles to establish evolution as well: difficulty in adopting Natura non facit saltum so
(i) observed rates of change in artificial selec- unreservedly."
The phenomena of one level have ana- tion, (ii) stages in the process of speciation 30. S. J. Gould, The Uses ofHeresy, introduction to
logs on others, but not identical opera- displayed by modern populations, and (iii) anal- the republication of the 1940 edition of R.
ysis of vestigial structures in various organisms. Goldschmidt, The Material Basis of Evolution
tion. For example, we usually deny the Thus, we should not claim that all Darwin's (Yale Univ. Press, New Haven, Conn., 1982).
386 SCIENCE, VOL. 216
31. P. Alberch, Am. Zool. 20, 653 (1980). being to its organic and inorganic conditions of don) 284, 601 (1980); L. E. Orgel and F. H. C.
32. M. J. D. White, Modes of Speciation (Freeman, life; or by having adapted them during long-past Crick, ibid., p. 604.
San Francisco, 1978); G. L. Bush, S. M. Case, periods of time.... Hence, in fact, the law of 46. S. Wright, Evolution and the Genetics of Popu-
A. C. Wilson, J. L. Patton, Proc. Natl. Acad. the Conditions of Existence is the higher law; as lations (Univ. of Chicago Press, Chicago, 1968-
Sci. U.S.A. 74, 3942 (1977). it includes, through the inheritance of former 1978), vols. 1-4.
33. N. Eldredge and S. J. Gould, in Models in adaptations, that of Unity of Type." 47. S. M. Stanley, Macroevolution (Freeman, San
Paleobiology, T. J. M. Schopf, Ed. (Freeman, 38. St. G. Mivart, On the Genesis of Species (Mac- Francisco, 1979); Proc. Natl. Acad. Sci. U.S.A.
Cooper, San Francisco, 1972), p. 82; S. J. Gould millan, London, 1871). 72, 646 (1975); also references in (33).
and N. Eldredge, Paleobiology 3, 115 (1977). 39. A. Seilacher, Lethaia 5, 325 (1972). 48. R. A. Fisher, The Genetical Theory of Natural
34. P. Williamson, Nature (London) 293, 437 (1981). 40. S. J. Gould and E. S. Vrba, Paleobiology, in Selection (Dover, ed. 2, New York, 1958), p. 50.
35. D'Arcy W. Thompson, On Growth and Form press. 49. J. Maynard Smith, personal communication.
(Cambridge Univ. Press, New York, 1942). 41. R. C. Lewontin, Annu. Rev. Ecol. Syst. 1, 1 50. G. C. Williams, Sex and Evolution (Monographs
36. S. J. Gould and R. C. Lewontin, Proc. R. Soc. (1970). in Population Biology, No. 8, Princeton Univ.
London Ser. B 205, 581 (1979); G. V. Lauder, 42. R. Dawkins, The Selfish Gene (Oxford Univ. Press, Princeton, N.J., 1975).
Paleobiology 7, 430 (1981). Press, New York, 1976). 51. S. M. Stanley, Science 190, 382 (1975).
37. It is the concluding comment of chapter 6, and 43. V. C. Wynne-Edwards, Animal Dispersion in 52. M. Slatkin, Paleobiology 7, 421 (1981).
reads, in part: "It is generally acknowledged Relation to Social Behavior (Oliver & Boyd, 53. I thank Ernst Mayr, Philip Kitcher, Montgom-
that all organic beings have been formed on two Edinburgh, 1962). ery Slatkin, and Steven Stanley for their most
great laws-Unity of Type, and the Conditions 44. M. Ghiselin, Syst. Zool. 23, 536 (1974); D. L. helpful comments. Malcolm Kottler kindly
of Existence.... Natural selection acts by ei- Hull, Annu. Rev. Ecol. Syst. 11, 311 (1980). pointed out to me the passage from David Lack
ther now adapting the varying parts of each 45. W. F. Doolittle and C. Sapienza, Nature (Lon- quoted in (21, 22).

AAAS-Newcomb Cleveland Prize


To Be Awarded for an Article or a Report Published in Science
The AAAS-Newcomb Cleveland Prize is awarded annual- Throughout the year, readers are invited to nominate
ly to the author of an outstanding paper published in Science papers appearing in the Reports or Articles sections. Nomi-
from August through July. This cormpetition year starts with nations must be typed, and the following information provid-
the 7 August 1981 issue of Science and ends with that of 30 ed: the title of the paper, issue in which it was published,
July 1982. The value of the prize is $5000; the winner also author's name, and a brief statement of justification for
receives a bronze medal. nomination. Nominations should be submitted to AAAS-
Reports and Articles that include original research data, Newcomb Cleveland Prize, AAAS, 1515 Massachusetts
theories, or syntheses and are fundamental contributions to Avenue, NW, Washington, D.C. 20005. Final selection will
basic knowledge or technical achievements of far-reaching rest with a panel of distinguished scientists appointed by the
consequence are eligible for consideration for the prize. The Board of Directors.
paper must be a first-time publication of the author's own The award will be presented at a session of the annual
work. Reference to pertinent earlier work by the author may meeting. In cases of multiple authorship, the prize will be
be included to give perspective. divided equally between or among the authors.
Deadline for nominations: postmarked 16 August 1982

Nomination Form
AAAS-Newcomb Cleveland Prize
AUTHOR:
TITLE: _

DATE PUBLISHED:
JUSTIFICATION:

23 APRIL 1982 387

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