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Revised: 15 July 2020
| Accepted: 29 July 2020
DOI: 10.1111/ejn.14933
1
Semenov Institute of Chemical Physics,
Russian Academy of Sciences, Moscow,
Abstract
Russia Focal dystonia, by definition, affects a specific body part; however, it may have a
2
Moscow Institute of Physics and widespread neural substrate. We tested this hypothesis by examining the intrinsic
Technology, Moscow Region, Russia
behaviour and the neuronal properties that are modulated by changes in the physi-
3
N. N. Burdenko National Scientific and
ological behaviour of their connections, that is feedback dependence, of the isolated
Practical Center for Neurosurgery, Moscow,
Russia pallidal neurons. During deep brain stimulation surgery in 12 patients with isolated
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Department of Neurology, Pediatrics, and cervical dystonia (without hand involvement), we measured spontaneous as well as
Genetics, Emory University, Atlanta, GA, evoked single-unit properties in response to fist making (hand movement) or shoul-
USA
5
der shrug (neck movements). We measured the activity of isolated neurons that were
Departments of Neurology and Biomedical
Engineering, Case Western Reserve only sensitive to the neck movements, hand movement, or not responsive to hand
University, Cleveland, OH, USA or neck movements. The spontaneous firing behaviour, such as the instantaneous
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Neurological Institute, University firing rate and its regularity, was comparable in all three types of neurons. The neck
Hospitals, Cleveland, OH, USA
7
movement-sensitive neurons had prominent bursting behaviour in comparison with
Neurology Service, Louis Stokes
Cleveland VA Medical Center, Cleveland, the hand neurons. The feedback dependence of the neck movement-sensitive neu-
OH, USA rons was also significantly impaired when compared to hand movement-sensitive
neurons. Motor-evoked change in firing rate of neck movement-sensitive neurons
Correspondence
Alexey Sedov, PhD, Laboratory of Human rapidly declined; the decay time constant was much shorter compared to hand move-
Cell Neurophysiology, Semenov Institute of ment-sensitive neurons. These results suggest that in isolated cervical dystonia, at the
Chemical Physics, 119991, Kosygina str., 4,
resolution of single neurons, the deficits are much widespread, affecting the neurons
Moscow, Russia.
Email: alexeys.sedov@gmail.com that drive the neck movement as well as the hand movements. We speculate that clin-
ically discernable dystonia occurs when additional abnormality is added to baseline
Funding information
Russian Science Foundation, Grant/Award
dysfunctional network, and one source of such abnormality may involve feedback.
Number: 18-15-00009; Russian Foundation
for Basic Research, Grant/Award Number: KEYWORDS
20-015-00438; American Academy of dystonia, globus pallidus, human brain, microelectrodes, neuronal activity
Neurology; Dystonia Medical Research
Foundation; University Hospitals, Grant/
Award Number: U54 TR001456
Abbreviations: CD, cervical dystonia; EMG, electromyography; GPe, globus pallidus externum; GPi, globus pallidus internum.
© 2020 Federation of European Neuroscience Societies and John Wiley & Sons Ltd
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SEDOV et al.
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As the microelectrode was immersed in the brain, we found times and then averaged in perievent histogram. The data ac-
the external segment (GPe), which is characterized by aver- quisition was performed with Alpha-Omega multi-channel
aged firing rate 53 imp/s and bursty pattern. After that, we recording system (Alpharetta, GA, USA) during 2 simulta-
performed recording of background noise in the border be- neous electrode tracks.
tween GPe and GPi and finally found internal segment (GPi), The single-unit activity of each neuron and EMG sig-
which is characterized by the relatively higher firing rate (60 nals were saved on computer hard disk for offline anal-
imp/s) and more regular pattern. yses. The signals were first processed with Spike 2 (CED,
We performed analysis of perievent histograms and raster Cambridge, UK) and then analysed with NeuroExplorer (Nex
plots of single units and electromyography (EMG) of hand Technologies, USA). EMG signals were filtered from 16 to
and neck muscles to identify hand and neck-sensitive neurons. 300 Hz with notched 50 Hz and then rectified. Bandpass filter
We identified three types of pallidal neurons—those with se- in the range of 100–3,000 Hz was used to prepare neurogram
lective sensitivity to neck movements, those with selective that was then aligned for spike sorting. Amplitude thresh-
sensitivity to hand movements, and those with no sensitivity old (4β) was used to detect the spikes that were sorted by
to hand or neck movements. For each isolated neuron, we re- means of principal component analysis (PCA) on the basis of
corded spontaneous single-unit activity in the absence of vol- waveform parameters. Clustering of the spike trains was per-
untary muscle activation for 30 s. Subsequently, we measured formed by implementing spike density histograms (SDHs).
the neuronal activity in response to voluntary movements of The analysis revealed parameters that were unique to the neu-
the hand or neck. The neck movement was elicited by asking ronal firing pattern (Myrov et al., 2019). We used hierarchical
patients (whose neck was secured in a stereotaxic surgical clustering approach using the Ward's method for merging the
frame) to shrug their shoulders, hence activating the trapezius branches for grouping spike trains into the patterns. We used
muscle. The hand movement was elicited by asking the sub- Jensen–Shannon divergence (JSD) as a distance metrics. The
jects to clench their fist, hence activating the finger flexors. Elbow method determined the optimal number of clusters.
We simultaneously measured EMG of the rostral sub-volume Burst detection was performed with the Poisson Surprise
of the contralateral trapezius and hand flexor muscles using (PS) algorithm (Cotterill et al., 2016). The PS algorithm as-
needle electrodes. The EMG electrodes were placed after sumes that baseline neural discharge follows a Poisson pro-
preparing the overlying skin with alcohol. The direction of cess. The PS statistic, defined as S = −log(p) where “p” is
the electrode needle was such that it remains parallel to the the probability of more or equal as “N” spikes occurring in
muscle fibre direction. Each test was repeated for up to 10 interval, was used to maximize the PS statistic with a surprise
SEDOV et al.
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maximization algorithm (Legendy & Salcman, 1985). We movement-sensitive neurons and compared it with those only
disregarded the bursts with PS lower than chosen thresh- responsive to hand movements, or neither sensitive to hand
old. Reliably detected bursts for each isolated neuron were or neck movements.
then implemented to determine parameters for the burst ac-
tivity such as burst per cent (ratio of spikes in burst to the
total number of spikes) and inter-burst intervals. For burst, 3.1 | Classification and distribution of
pause and tonic neurons, we also analysed instantaneous fir- neuronal subtypes
ing rate, coefficient of variance of interspike interval (ISI),
and asymmetry index (median ISI/mean ISI) quantifying the We analysed responses of 344 pallidal neurons (160 in GPe
skewness of irregularity in firing discharge. For variables that and 184 in GPi) in 12 CD patients (24 hemispheres): 51 neu-
conformed to a normal distribution (Shapiro–Wilk's W test, rons were responsive to neck movements, 38 were responsive
p > .05), we used one-way ANOVA for group comparisons. to hand movements, and 255 neither responded to neck nor to
Post hoc analysis was performed with Tukey HSD test. We hand movements (i.e. “non-responsive”). Further classifica-
used median and quartiles for spike train statistical analysis. tion of the neurons using unsupervised clustering revealed
Statistical analysis was performed using Matlab Statistics specific characteristic that further allowed their labelling as
toolbox (MathWorks, Natick, MA). burst, pause and tonic neurons (Figure 1a). The pause neurons
had recurrent periods of high-frequency discharges separated
by relatively long interval of silence sometimes lasting for
3 | R E S U LTS up to several seconds (Figure 1b). The burst neurons had the
periods of regular burst and pause activity (Figure 1c). The
The overarching goal of our study was to delineate the dif- tonic neurons were classified when the cell had continuous
ferences in the network physiology of the neurons that par- firing activity without intervals of silence (Figure 1d).
ticipate in movement of dystonic organ versus the body part The survey of different types of neuronal patterns in the
that is not clinically affected by dystonia in human patients. globus pallidus revealed that among neck movement-sen-
The specific hypothesis was that pallidal neurons respon- sitive cells the burst units were highest in proportion (67%
sive to clinically dystonic parts in CD, such as the neck, will in GPe; 87% in GPi) compared to tonic (9% in GPe, 6%
have comparable spontaneous properties as clinically non- in GPi) and pause (24% in GPe, 7% in GPi) neurons. The
dystonic parts, such as the hands. The feedback-dependent burst neurons were still more prominent among hand move-
neuronal activity, the behaviour that is modulated by the out- ment-sensitive cells, but their distribution was different com-
put of the motor plant, such as persistence in firing activity, pared to neck movement-sensitive group. Among GPe hand
will be more affected in neck -sensitive neurons compared movement-sensitive cells, 45% were burst neurons, 40%
to those sensitive to the hand movements. In patients with were tonic cells, and 15% were pause neurons. Among GPi
CD, we measured the single-unit activity of selectively neck hand-sensitive cells, 72% were burst cells, 17% were tonic
F I G U R E 1 Dendrogram (left panel) depicting clustering of spike train in three subtypes each with distinct neuronal firing characteristics—
such as tonic cell (top, right panel), burst neuron (middle, right panel) and pause neuron (bottom, right panel)
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cells, and 11% were pause cells. The distribution of GPi GPe and 1.1 (1.0–1.2) in GPi for hand movement sensitive
neurons in hand movement-sensitive group was comparable and 1.1 (0.9–1.3) in GPe and 1.0 (0.95–1.15) in GPi for
to the non-responsive neurons that were neither sensitive to non-sensitive cells. The differences in irregularity between
hand nor neck movement; 74% were burst, 14% were tonic, movement-sensitive neurons and non-sensitive neurons were
and 12% were pause cells. GPe neurons for this group were not statistically significant (ANOVA; p = .2).
presented by 62% burst cells, 22% tonic cells and 16% pause In the subsequent analysis, we asked whether the skew-
cells. Figure 2 depicts the distribution of various pallidal cell ness in the irregularity of the neuronal discharge varies ac-
types. cording to the neuronal subtype (neck movement sensitive,
hand movement sensitive or non-sensitive). Asymmetry
index, the ratio of the median interspike interval to mean
3.2 | Intrinsic neuronal properties interspike interval, was measured for each neuron to quan-
tify the skewness of irregularity. A higher asymmetry index
In the subsequent analysis, we examined whether funda- suggests less skewness of irregular firing and thus more
mental intrinsic property, the instantaneous firing rate, of tonic pattern. The neck movement-sensitive neurons had
the neck movement-sensitive neurons differs compared to significantly lower asymmetry index (0.6 (0.51–0.68)) com-
those selectively responsive to hand movements. Figure 3a pared to both hand sensitive cells (0.7 (0.63–0.8), p = .017)
provides an overview. The firing rate of neck movement- and non-responsive cells (0.65 (0.60–0.73), p = .03) in
sensitive neurons in GPi was 63 (39–79) spikes/second, GPe. At the same time, there was no significant difference
while it was 57 (43–72) spikes/second in hand movement- between the asymmetry index of hand movement sensitive
sensitive cells and 62 (39–85) spikes/second in non-sensi- and non-responsive neurons (ANOVA, p = .09). At the
tive neurons. The firing rate of neck movement-sensitive same time, there were no significant differences between
neurons in GPe was 52 (43–71) spikes/second, while it the analysed group of cells in the GPi nucleus (ANOVA,
was 49 (41–72) spikes/second in hand movement-sensi- p = .15; Figure 3c.)
tive cells and 51 (33–70) spikes/second in non-sensitive Additional analysis measuring the bursting behaviour
neurons. All differences were not statistically significant among the neurons that are selectively responsive to neck
(ANOVA, p = .6). movements, hand movements and non-responsive focused on
Then, we measured differences in the firing irregularity burst and pause neurons. We computed burst spike per cent a
in neck movement sensitive versus hand movement sensitive measure of a portion of total spikes that confirms the burst.
or non-sensitive neurons; Figure 3b provides an overview of The burst spike per cent for neck movement-sensitive neurons
the firing rate coefficient of variance (CV). The CV of the was 29% (23%–39%) in GPe and 24% (18%–31%) in GPi,
neck movement-sensitive neuron was 1.1 (1.0–1.4) in GPe while it was 23% (13%–27%) in GPe and 23% (16%–32%)
and 1.08 (1.0–1.15) in GPi, while it was 0.95 (0.7–1.3) in in GPi for hand movement sensitive and 25% (16%–37%) in
F I G U R E 2 Pie chart depicting distributions of three subtypes of neuronal firing characteristics in GPe and GPi cells which were responsive to
head movements, hand movements and not responsive to head or neck
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F I G U R E 3 Box plot depicting the (a) firing rate (b) coefficient of variance, (c) asymmetry index, and (d) burst spike per cent for GPe and GPi
cells. Y-axis depicts the parametric values, and each box plot depicts cell type. Horizontal line in the centre of the box plot depicts median value,
dots depict individual data values, and whiskers depict range of analysed data
GPe and 24% (17%–31%) in GPi in non-sensitive neurons 3.3 | Feedback-dependent neuronal
(Figure 3d). The only significant difference was found be- properties
tween neck and hand movement-sensitive neurons in GPe
(ANOVA; Tukey, p = .02). We subsequently analysed feedback-dependent properties
In summary, in patients with isolated CD, the intrinsic of neck movement-sensitive neurons. The persistence of
behaviour such as spontaneous firing properties of pallidal neural activity in response to the given movement is one
neurons that are sensitive to neck movements (i.e. the neural of the critical characteristics of the feedback integrity.
substrate that corresponds to a dystonic body part) was com- Specifically, appropriately calibrated feedback assures
parable to hand movement sensitive (i.e. neural substrate that persistent neural firing, while inappropriately calibrated
was corresponding to clinically non-dystonic body part) or feedback results in the exponential decay of the neural re-
non-responsive neurons. The only exception was that neck sponse. The persistence of neural firing is typically meas-
movement neurons had more prominent bursting behaviour ured with the decay time constant. Figure 4a depicts an
in GPe, and consistent with that fact, the measure of spike example of hand movement-sensitive response. The dis-
confirming bursts and overall irregularity in the firing was charge rate of this neuron increases with fist making the ac-
larger in these cells. tion of the hand, the response persists, and the decay time
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F I G U R E 4 Example of hand (a) and head (b) movement-sensitive neuron. Top panels depict neuronal firing raster and firing rates plotted on
y-axis and corresponding time on x-axis. The middle coloured plot and bottom line plot depict myographic activity. Myographic potential is plotted
on the y-axis while corresponding time is on the x-axis. Shaded zone is spontaneous firing, while open area is zone of evoked activity. Rightward
arrows depict start of muscle activation (fist making or shoulder shrug), while leftward arrows depict end of muscle activation (fist open or relaxing
neck). The difference in hand and head sensitive neuron is the rate at which neural firing decays, and it is much faster decay in head sensitive
neuron
4 | DISCUSSION
Abnormal twisting and turning of the body part with or with-
out superimposed oscillations is a characteristic feature of
dystonia. In focal dystonia, such as CD, these features are
F I G U R E 5 Box plot depicting the decay time constant of head localized to the affected organ, that is the neck; however,
and hand movement sensitive GPe and GPi neurons. Y-axis depicts the the movements of the other body parts, such as hand, is
parametric values, and each box plot depicts cell type. Square symbol frequently reported to be abnormal (Marinelli et al., 2011;
in the centre of the box plot depicts median value, whiskers the range Nowak et al., 2013; Pelosin et al., 2009; Shaikh et al., 2008;
of analysed data, and the length of the box depicts interquartile interval de Vries et al., 2007, 2008). Such deficits, frequently called
“pre-dystonic phase,” represent central disorganization; the
deficits are found at various levels. Peripherally, at the level
constant in this case is 2.2 s (the area between grey shaded of the motor plant, the electromyography reveals abnormal
zones in Figure 4a). This phenomenon contrasts with head muscle activation of the non-dystonic body parts (de Vries
movement-sensitive neuron where the activation of trape- et al., 2007). Compared to healthy controls, the CD patients
zius increased neural response, but the activity exponen- have relatively reduced activation of bilateral parietal, left
tially decayed with the time constant of 0.7 s despite the premotor and cingulate cortex during imagined hand move-
subjects are instructed to keep their shoulder shrugged (the ments. In the same patients, the activation of hand muscles,
area between grey-shaded zone in Figure 4b). despite the clinical absence of hand dystonia, results in im-
This behaviour was consistently discovered in 51 neck paired activation of ipsilateral putamen, insula, and cingulate
movement and 38 hand movement-sensitive neurons. The cortex (de Vries et al., 2008). Central disorganization results
SEDOV et al.
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in abnormal kinematic properties of clinically “normal” hand Persistence in neural response is thought to depend upon
movements; deficits are present in the form of the curved and fidelity of the neuronal feedback. Such feedback is critical in
irregular trajectory of the movements and the increased area motor systems where the pulse of signal responsible for the
of movement path (Marinelli et al., 2011; Nowak et al., 2013; movement is converted to the steady-state discharge repre-
Pelosin et al., 2009). Relatively reduced activation pattern senting the steady position (Sedov et al., 2017; Shaikh, Wong,
in response to imagined hand movements in those who do Zee, & Jinnah, 2013; Shaikh, Zee, Crawford, & Jinnah, 2016).
not have hand dystonia may putatively reflect impaired cen- We had demonstrated that such feedback-dependent conver-
tral processing of the internal representation (i.e. the inter- sion of pulse to step is impaired in subjects with dystonia;
nal model) of the movement to be performed. Abnormal the deficits were obvious in neck movement-sensitive neu-
activation of ipsilateral putamen, insula and cingular cortex rons in CD (Sedov et al., 2017; Sedov, Semenova, et al.,
in response to hand muscle activation further supports this 2019; Sedov, Usova, et al., 2019; Shaikh et al., 2013). Here,
theory. Our results supported these theories at the single-unit we found that the persistence in neural response measured
resolution. by decay time constant was also reduced in hand move-
In subjects with CD, without clinical evidence of hand ment-sensitive neurons in CD patients; however, it was still
dystonia or hand tremor, we examined whether the physiol- better compared to the neck movement-sensitive neurons in
ogy of neck movement-sensitive single neurons in GPe and the same patient. Such differences in time constants suggest
GPi the outflow nuclei of the basal ganglia depict distinct that the feedback-dependent ability to keep persistent neural
features compared to hand movement sensitive or non-re- discharge was affected in both hand and neck movement -sen-
sponsive (to hand or neck movement) neurons. The instan- sitive neurons, but impairment was much more severe in neck
taneous firing rate of the pallidal neurons responsive to neck movement-sensitive neurons.
movements was not significantly different compared to those Our results extend other physiological and imaging ev-
sensitive to hand movements or non-sensitive cells. The in- idence suggesting an abnormal background activity in the
stantaneous firing rate of the neck, hand and non-sensitive pallidal single neurons responsible for driving dystonic or
neurons was comparable to that reported in previous stud- non-dystonic body segments. We find comparable activity
ies (Starr et al., 2005; Vitek, 2002; Vitek et al., 1999, 2011). patterns in pallidal neurons that drive dystonia and non-dys-
The discharge rate was lower than that reported in non-hu- tonic body parts. The feedback-dependent neuronal activity
man primates (Sedov, Usova, et al., 2019; Starr et al., 2005; patterns are also abnormal in both cases, but the abnormality
Vitek et al., 2011). These results suggest that the neural firing is intensified the cells that are engaged in actively driving
rate of cells that participate in the neural network that drives clinically dystonic movements. Altogether, we speculate that
clinically “non-dystonic” body parts may not be normal. This in CD there is a generalized alteration in the pallidal physi-
observation is consistent with other physiological and imag- ology; however, the effects of such alteration are not robust
ing evidence suggestive of the “pre-dystonic” phase that is enough to account for clinical phenomenology in all body
subclinical for the development of overt dystonia. Irregularity parts. Clinically discernable dystonia occurs when the deficit
of the neuronal firing pattern is another characteristic fea- in source of the feedback is added intensifying overall net-
ture of dystonic neurons (Sedov, Usova, et al., 2019; Starr work dysfunction.
et al., 2005; Vitek et al., 2011). We found irregularity and
skewness in the irregularity in the neuronal discharge pattern ACKNOWLEDGEMENTS
in neck movement-sensitive neurons; such irregularity was The study was funded by the Russian Science Foundation
also seen in hand movement-sensitive neurons and those not (project 18-15-00009 to Sedov): MER data collection and
sensitive to neck or hand movements. In general scheme, we analysis. The study was partly supported by the Russian
did not find significant differences in the intrinsic neuronal Foundation for Basic Research (project 20-015-00438):
properties of the pallidal neurons that drive dystonic organ EMG analysis. This work was also supported by the
versus that are responsive to the movements of non-dystonic Career Development Grant from the American Academy
body segments. Although the trend of the distributions of the of Neurology (Shaikh), George C. Cotzias Memorial
values of asymmetry index and burst spike per cent in the Fellowship (Shaikh), Network Models in Dystonia grant
neck, hand and non-responsive neurons was comparable in from the Dystonia Medical Research Foundation (Shaikh),
GPi and GPe, the differences among three groups reached and philanthropic funds to the department of neurology at
statistical significance only in GPe. Such differences could University Hospitals (Shaikh) NIH U54 TR001456 (Jinnah).
be due to differences in the intrinsic membrane behaviour of The authors have no competing interest.
these nuclei and/or relatively limited sample size. The influ-
ence of pathological proprioception through the subthalamic AUTHOR CONTRIBUTIONS
nucleus may also in part underlie such change (Jaeger & Kita, AS conceived the study, collected and analysed the data, and
2011; Kita & Jaeger, 2017). wrote and edited the manuscript; SU, VP and AT collected
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and analysed the data and edited the manuscript; HAJ con- Jaeger, D., & Kita, H. (2011). Functional connectivity and integrative
ceived the study and edited the manuscript; AGS conceived properties of globus pallidus neurons. Neuroscience, 198, 44–53.
Jinnah, H. A., Neychev, V., & Hess, E. J. (2017). The anatomical
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