Professional Documents
Culture Documents
John B. Biggs
University of Hong Kong
Kevin F. eollis
University of Tasmania
57
58 BIGGS AND COLLlS
tial, and which is addressed by other contributors to this book in different ways:
Does the development of intelligence throw light on the nature of intelligence?
In the present chapter, we outline a theory of development that we believe
addresses this question.
nate their actions with the environment. In early childhood they learn to speak.
From around 6 years to adolescence they learn to use second order symbol
systems. From adolescence they learn to form theories about their world and how
it might be ordered otherwise.
• During such key periods of optimaJly complex learning, the performance s
of different children on particular tasks resemble each other more than the perfor-
mances of the same child at earlier or later periods.
• The activities from earlier to late key periods are increasingly abstracto
• There are cJear qualitative differences, or discontinuities, between the way
the same task is handled at various periods.
What is varying across such periods of optimal learning is cJearly not the
structure of aJl tasks handled within a stage, as suggested by the structure-
d' ensemble model, but the mode of representation on the contents learned. These
modes range from the most concrete, physical acts in infancy, through mental
images in early childhood, to symbolic representations in later childhood, and to
formal theories by late adolescence. These modes accrue from birth to maturity.
The more abstract ones, which develop at later ages, do not replace those operat-
ing earlier, in the sense that later developing structured wholes were said to
subsume irnmature ones, but to coexist with them. In other words, the latest
developing stages represent a current ceiling to abstraction, not the level that aJl
performances must conform to.
As to the number of stages, there is les s agreement. Case (1985) and Halford
(1982) postulate four, corresponding in timing but not in name to the sensori-
motor, preoperational, concrete, and formal stages of Piaget. Mounoud (1986)
and Fischer (1980) postulate three, effectively merging pre- and concrete opera-
tions, but Fischer preserves an open mind: "The number of levels beyond formal
operations is not yet cJear, but theory and research suggest at least one additional
level emerging at approximately 14 to 16 years" (Fischer & Silvern, 1985, p.
635).
preceding one, the topmost becoming the lowest unit at the next stage (Case,
1985; Fischer, 1980; Mounoud, 1986). Disagreement exists, however, on the
nature of the organization of the levels, their content specificity, and the level and
mechanism of generalization to the next stage.
We thus see a notable shift in the nature of stages and levels. Structural
complexity is no longer the discriminating characteristic of stage, but as one
important way of characterizing the growth of skill across levels within a devel-
opmental stage, the discriminandum of stage now becoming the level of abstrae-
tion of the mode that the contents of experience are represented.
l. Sensorimotor (from birth). The infant can only interact with the world in
the most concrete way: by giving a motor response to a sensory stimulus. Sen-
sorimotor learning becomes quite complex during the first year or so of life, but
its nature remains that of coordinating actions with each other and with the
environment. During infancy, the sensorimotor mode is the only one available for
learning. Sensorimotor learning leads to tacit knowledge, exemplified by skilled
gymnasts or sportspeople, who know by the "feel" during the execution of an act
when and how to adjust their performance. The distinction between this form of
knowledge and declarative knowledge is well illustrated with Gardner's (1985)
quotation of Isadora Duncan (a bodily-kinaesthetic prodigy) who, when asked to
explain the meaning of a particular dance, replied: "If I could tell you what it is,
I would not have danced it." (op. cit.; p. 225).
2. Ikonic (from around 18 months). If an action is to become more abstract it
must be represented in some way. Piaget (1950) defined thought as the inter-
nalization of action. The simplest way of internalizing an action is to imagine it,
by forming what Bruner (1964a, 1964b) referred to as an internal picture or
"ikon", This generalizes with the help of language (for which it is a necessary
prerequisite) after 18 months. Ikonic thought draws heavily on imagery and is
frequently affect laden. With such a mode as this for their most powerful tool for
5. MUL TIMODAL LEARNING & INTELLlGENT BEHAVIOR 63
age, but does not generalize to all thinking, and in some individuals may not
develop at all. The formal mode is the level of abstraction usually required in
undergraduate study, and so me evidence of formal thought in the proposed area
of study should be essential for admission to a university (Collis & Biggs, 1983).
5. Postformal (from about 20 years). As noted earlier, there is some debate
about the existence of a post formal stage. Certainly, lifespan psychologists de-
scribe qualitative improvements in cognition well into adulthood, in the affective
and social domains (e.g., Erikson, 1959; Jung, 1956; Levinson et al., 1978), in
purely cognitive processes (Knox, 1977; Schaie, 1979), and in the metacognitive
aspects of thinking (Biggs, 1987; Demetriou & Efklides, 1985; Lawrence,
Dodds, & Volet, 1983). Thus if formal thought is usually the maximum level of
abstraction required at undergraduate level and in professional practice, ques-
tioning the conventional bounds of theory and practice, and establishing new
ones, is presumably what constitutes postformal thinking. Postformal thought
may be seen in high level innovations in many fields. Many of the prodigious
performance s in music, mathematics, literature and the arts noted by Gardner
(1985) seem to be of this kind. Educationally, it is institutionalized in postgradu-
ate study, and in basic research. Demetriou and Efklides (1985) operationally
define post formal thought with tests requiring the respondent to operate in novel
systems, and, in a metacognition test, to report on their processing while solving
novel problems. They found, as did Commons, Richards, and Kuhn (1982), that
postformal thought defined in this way was rare even amongst university stu-
dents. Nevertheless, some kind of post formal thinking is required in original
research, and its absence may explain the difficulty some hitherto high achieving
undergraduates have in coming to terms with the requirements of research higher
degrees (Collis & Biggs, 1983).
These five modes of representation thus open out progressively abstract pos-
sibilities by means of which people may conduct their learning. The next ques-
tion is that of growth within stages, the ordering of levels of response within a
mode.
In the progression from incompetence to expertise, learners display a con-
sistent sequence, or learning cycle, that is generalizable to a large variety oftasks
and particularly school-based tasks (Biggs & Collis, 1982). This sequence refers
to a saccadic and hierarchical increase in the structural complexity of their
responses, whatever the mode that the learning is expressed in. This hierarchy
can tell us how far learning has progressed towards expertise, with reference to
any particular mode, and may therefore be used to classify the outcomes of
learning within any given mode. We call this hierarchical system the SOW
Taxonomy, SOW being an acronym for "structure of the observed learning
5. MUL TIMODAL LEARNING & INTELLlGENT BEHAVIOR 65
TABLE 5.1
Modes and Levels in the SOLO Taxonomy
Next Extended abstract lb. leamer now generalizes \he structure lo take in new
and more abstract features, representing a new and higher mode of operation.
Targel 4 Relational. The leamer now integrates the parts wilb each other, so that \he
whole has a coherenl structure and meaning.
3 Multistructuml. The leamer picks up more and more relevant or correcl
features, but does not Intégrate Ibem.
2 Unistructursl. The leamer focuses on the relevanl domain, and picks up one
aspecl lo work with.
Previous Prestructursl. The task is engagaed, but \he leamer is distracted or misled by
an irrelevanl aspecl belonging lo a previous stage or mode.
Concrete-Symbolic R The heat turns the water into steam and it evaporates off,
remaining invisible but in the atmosphere (15 years).
M The Ilame makes the steam come and the water goes
(9 years).
Ikonic R The steam causes the water to disappear (7 years old). This
does not happen at Out house. There's still water in the pan
because my mum makes the tea with it (8 years).
M You put he pan on top of the flame and the water goes.
Theoretical
Formal TheoreticaJ
concrete-
Declarative
Symbolic
Ikanic Intuitive
Sensorio Tacil
Motor
o 11/2 6 16 21
FJG. 5.1. Modes, Jearning eyeJes and forms of knowJedge [see text for
explanatlonl,
66
5. MUL TIMODAL LEARNING & INTELLlGENT BEHAVIOR 67
Modes typieally appear at the ages indicated on the abseissa. The modes
themselves aeeumulate as indieated on the ordinate, remaining as potential media
for leaming throughout life. The leaming eycJe progresses from unistruetural
(U), through multistruetural (M), to relational (R) within eaeh mode, the exten-
sion from relational to extended abstraet beeoming unistruetural in the next
mode. At the right, are the nature of the eontents leamed within eaeh mode, and
the form of knowledge most associated with a particular mode.The four lines,
(a), (b), (e) and (d), eaeh represents an important aspeet of intelligent behavior:
The course of optimal development. The diagonal line (a) represents the
eourse of development as it is usually studied by developmental psyehologists.
Part of the eourse runs within a stage, and henee indieates levels of substages, but
the interest is on what happens aeross stages, and specifieally on the maximum
degree of abstraetion that can be sueeessfully handled by a group or individual at
any given age, both within and aeross tasks. This optimal growth is slow and
spontaneous, and quite probably physiologically linked.
The key here is the extended abstraet transition from relational in one mode to
unistruetural in the next. The following faetors appear to be involved:
(a) Physical maturation. A neeessary but not sufficient eondition for the
development of higher order thinking is almost eertainly physiological (Fiseher &
Bullock, 1984; Mounoud, 1985); Case (1985) in fact suggests that the mechanism
may be the progressive mylenisation of the nervous system.
(b) RelationaL LeveL responding in the previous mode. In all his work on
concept development, Piaget never once reported the emergenee of a new stage
from the middle of the previous one. Indeed his frequent reporting of vacillatory
transitional responses emphasizes how erueial immediately prior competence is.
Likewise, from quite a different background, the novice-expert studies strongly
imply high competenee with the given before generalizing to new domains.
Thus, both evidenee and logie would suggest that a prerequisite to the shift into a
new mode, via the extended abstraet response, would be relationallevel respond-
ing in that same topic in the previous mode. Like the question of physiologieal
maturation, however, this would have to be a neeessary rather than a sufficient
eondition for a ehange in mode.
68 BIGGS ANO COLLlS
- (e) Availability of working memory. Several writers have emphasized the role
ofworking memory in development (e.g., Case, 1985, Halford, 1982). Ifwork-
ing memory is of fixed capacity, the information to noise ratio improves with use
from level to level up to multistructural, information becoming better organized
frorn rnultistructural to relational. Any increase after relational, however, re-
quires a change in the basis of organization, in other words a modal shift. This
description, however, simply provides a background for (b) mentioned earlier:
working memory itself does not explain why this change of base occurs, only that
it occurs.
~ (d) Social support. Several writers refer to social support as a factor in
hastening development (Fischer & Bullock, 1984; Vygotsky, 1978/1934). It was
the latter who observed that children may at firstonly accomplish some tasks in
collaboration with supportive adults, or with older children, but are later able to
pursue those tasks unaided. The "zone of proximal development" refers to that
area bridging the socially and the psychologically possible. When a child is
within that zone, appropriate social support from parent or teacher may enable
the child to operate at a higher level than without such support. Interaction with
other people seems to hasten developmental growth, in particular in the form of
"scaffolded" mental states (Fischer & Bullock, 1984) .
..- (e) Confrontation witñ a problem. When an individual is presented with a
problem that creates an "optimal" mismatch between what is known and what is
needed to be known, that person becomes involved in a cognitively complex way
that is motivated intrinsicaIly (Hunt, 1961). White (1959) argues that such moti-
vated mismatches occur at times that are significant developmentaIly. This is
perhaps another way of saying that sufficient prior knowledge, and confrontation
with a problem that requires us to use and reorganize that knowledge, are both
necessary for a modal shift that permits extended abstract responding.
Change in mode thus cannot easily be ascribed to any one particular factor.
After the stage has been set physiologically, further development seems to de-
pend on the confluence of severa! factors, incIuding social support, prior knowl-
edge base and associaled expertise, and confrontation with particular problems
that are cognitively involving.
The course 01 learning within a mode. Une (b) represents the simplest case
of leaming, the leaming cycIe that occurs from U to M to R within a mode. The
original work with the SOLO Taxonomy (Biggs & CoIlis, 1982) described the
course of such leaming in particular topics within the secondary school currícu-
lum, with reference to the concrete-symbolic mode.
The first and purest case of unimodal leaming is sensorimotor leaming in
infancy. We have argued that ultimately this leads to tacit knowledge of sen-
sorimotor skills, sometimes of an extremely high order of complexity, obviously
beyond that of which infants responding at the relational level are capable of
5. MULTIMODAL LEARNING & INTELLlGENT BEHAVIOR 69
performing. The questions is: What lies beyond relational if we remain within the
same mode? Is the response of an adult gymnast just a "better" relational
response than an infant's or is it qualitatively ditIerent? We suggest later that the
latter is the case: That such qualitative ditIerences in performance, apparently
homogeneous modally speaking, are not in fact unimodal, in that adults draw on
higher order modes in order to augment their performance in lower order modes.
Figure 5.1 highlights an important educational issue raised here. Schooling
centers on the concrete-symbolic mode, and as discussed in the introduction to
this chapter, much of the content taught in school is decontextualized, abstract,
impersonal, and almost by definition, not within the student's direct experience.
Nevertheless, it may be seen from Fig. 5.1 that concrete-symbolic mode evolves
from sensorimotor and ikonic foundations, so that any topic raised at the con-
crete-symbolic stage has an "ancestry" in the earlier modes. The problem with
direct instruction is that it may short circuit this existing experiential hierarchy,
substituting a network of concepts and propositions that are self-referential, and
that coexist within the concrete-symbolic mode itself. There is a depressing
amount óf evidence showing that students compartmentalize their schooled
knowledge from their experience. Marton and Ramsden (1988) cite examples of
students who correctly describe, with detailed.diagrams, what photosynthesis is,
but who are unable to see the ditIerence between how plants and animals obtain
food. Gunstone and White (1981) describe several experimental demonstrations
with first year physics students, showing that although they pass examinations in
a post-Newtonian world, they are stillliving existentially in an Aristotelean one.
School learning is likely to become even more remote from reallife when the
language used for teaching is not the mother tongue, as in the case in many South
East Asian and African countries. This is understandable in polyglot societies.
Hong Kong, however, presents an interesting case of an essentially monoglot
society. The mother tongue for over 95% of the population is Cantonese, where,
after having been taught in Chinese throughout primary school, English becomes
the official language of instruction and of examination in most subjects through-
out secondary school. The great majority of students therefore use one language
for encoding and expressing classroom knowledge, and the mother tongue for all
forms of knowing and of experience.
When students perceive schoollearning as unrelated to their personal goals,
for whatever reason, they tend to adopt a "surface approach" to learning (Biggs,
1987; Marton & Saljo, 1976). Learning then becomes focused on the concrete
and literal aspects of the task, which are seen as discrete and unrelated to each
other, and rote memorization tends to become a major strategy for learning them.
The outcome of such an approach is a response that may be rich in detail, but is
structurally impoverished, being in SOLO terms usually no more than multistruc-
tural (Biggs, 1979, Van Rossum & Schenk, 1984; Watkins, 1983).
Unimodal learning thus seems to provide another way of looking at such
"pathologies" as surface learning, and to help understand what happens when,
70 BIGGS ANO COLLlS
for linguistic or other reasons, competence in the concrete symbolic and formal
modes may not be linked with their sensorimotor and ikonic precursors.
and various SOI..D levels within each mode. To Beveridge's own data, we have
added abbreviated examples obtained from secondary school students and con-
structed general statements that illustrate the higher concrete symbolic and for-
mallevels (see Table 5.2).
The responses in the ikonic mode refer to what was perceptually evident. The
unistructural response simply takes one dominant perceptual feature "the flame"
and makes that the explanation, whereas the corresponding unistructural re-
sponse in the concrete symbolic mode refers to a process (the wrong one, as it
happens). The multistructural response at the ikonic stage describes what was
done; it too omits reference to a process. The first relational response in the
ikonic mode weaves the event into a nicely observed personal anecdote, but that
is beside the paradigmatic point; the second seizes on the appropriate change of
state, steam, but transductively ascribes causality to the result, not the cause.
Concrete symbolic responses imply a process. The unistructural one is incor-
rect in this context; the multistructural one actually has the essential ingredients,
suggesting that steam has a part to play in the process, but falls short of specify-
ing that parto The relational explicitly refers to a change in state.
The formal responses are of an entirely different kind. The first was given by a
• Year 12 student, and the content transcends the tangible; we are here dealing with
theoretical constructs, physical laws, and unobservables. The multistructural
example illustrates at a macro level what a multistructural conception of physics
would be: this would be held by Year 12 and undergraduate students in the
process of acquiring a range of knowledge in theoretical physics, before they
have formed a comprehensive idea of the structure of the discipline, and thence
before they are "thinking like physicists" (Bruner, 1960177). The postformal
response is again at the macro level; postformal thought questions current con-
ventional wisdom, sees an inadequacy, develops an altemative hypothesis, and
designs a study to test the new hypothesis.
gamblers. Sixteen "experts," who predicted the winning horse in 93% of races,
were compared with "nonexperts," who only predicted 53% (which is still much
greater than chance would predict). There were no differences between experts and
nonexperts, or between the gamblers and the normal population, on IQ.
In arriving at their predictions, gamblers took account of 14 independent
variables, derived from the horses' past perfonnances, including jockey ability,
racetrack conditions, lifetimes earnings of horse, and so on. The major difference
between the experts and nonexperts, to cast the problem in a multiple regression
algorithm, was that the latter took into account important interactions between
these variables, whereas the nonexperts took account only of additive effects (but
still 14 of them!). The calculations frequently took 8 hours of intensive study, but
without the aid of calculating devices. In fact, it is quite unclear how these
enonnous "regression equations" were in fact calculated; certainly those carry-
ing them out could not explain how they did it. Equally, none used, or knew, the
appropriate statistical paradigms; paradigmatically parallel problems, with differ-
ent data from those actually in their experience or knowledge, could not be
solved. One can only conclude that their knowledge was derived intuitively, from
the ikonic mode.
CONCLUSIONS
satisfactory explanation. The problem here is that the explanation arising out of
the child's own experience is sufficiently compelling to preempt higher order
explanations, even when the individual is developmentally able to handle such
explanations.
Everyday displays o/ competence by adults. There is now an impressive
amount of evidence that adults perform in highly competent ways that do not
necessarily invoke the traditional concrete-syrnbolic, formal and postformal
modes of institutionalized learning. Two examples mentioned here involved the
performance of workers in a dairy and compulsive gamblers predicting horse
race results. Although the mechanisms of such performance are far from clear, it
is clear that such performance is irrelevant to performance in the higher modes,
as are Gardner's frames of mind, which represent prodigious performance rnan-
ifested in particular content areas, not in levels of abstraction.
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