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Wilkins
DOI: 10.1097/TGR.0b013e31821bfe68
S
urgery is often recommended for rotator cuff syn- The steps in Tables 1 and 2 were not put together by Mr
drome (RCS), but enthusiasm drops off abruptly Iyengar; he is not responsible for their use. See his book
with massive tears, and in the elderly people. Co- for headstand itself.24
Inversion-positioning and muscular activation are well-
Author Affiliations: Columbia College of Physicians and Surgeons, New established aspects of standard PT, and there was no human
York, New York (Dr Fishman); Harvard Medical School, Boston, Massa- experimentation. Sound Shore Medical Center’s institutional
chusetts (Drs Wilkins and Rosner); Manhattan Physical Medicine and Re- review board approved the larger study of which this is a part.
habilitation, New York, New York (Mss Ovadia and Konnoth); and Brown
Medical School, Providence, Rhode Island (Ms Schmidhofer).
The authors thank Dr David Palmieri, Dr Allan Cummings, Carol Stratten, MATERIALS AND METHODS
BSRT(R)(MR), and Norman Brettler of MHA Tilton Dynamic Imaging in Patient selection
Northfield, New Jersey, Drs Jerald Zimmer and Alain D. Hyman of New York Inclusion criteria:
Medical Imaging, Aveenash Chatterpaul of Doshi Diagnostics, both of New
York, for their assistance in obtaining and interpreting the MRI, CT, and ra- 1. Sudden reduction in painless range of abduction or
diographic findings reported in this article, and the Clevemed company for flexion.
the Biocapture device used in Figures 9A and 9B. The authors also thank 2. MRI-confirmed tear of the supraspinatus, with or
Mikiko Murakami, medical student, and Michele Blacksberg, RN, the latter
of whom was compensated for assistance in collecting the data. without tear of the infraspinatus or teres minor.
Correspondence: Loren M. Fishman, MD, Columbia College of Physicians Exclusion criteria:
and Surgeons, 1009 Park Avenue, New York, NY 10028 (Loren@sciatica.org). 1. Tear of the subscapularis.
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Copyright © 2011 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
TABLE 2 Verbal Directions for Diagonal Triangular Forearm Support Against a Wall
1. Interlock your fingers, making an equilateral triangle with your forearms as you place them against a wall.
2. Place the fontanelles in the center of that triangle.
3. Walk away from the wall, so that your torso now slants toward the wall. Some weight is now on your head.
4. Lower your chest and press your elbows and forearms into the wall, using the pressure to pull your shoulders far away from the wall.
5. Draw your shoulder blades back, down and apart, still pressing against the wall with your elbows and forearms. Press your
shoulders, but not your head, away from the wall.
6. Stay like this for 30 seconds.
7. Now come away from the wall and stand up straight.
8. Boldly lift your arms up to vertical. Do not stop at 90 and wait for it to hurt.
9. Do the same with flexion.
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“Boldly lift your arms up to vertical. Do not stop at 90 and TABLE 4 Results
wait for it to hurt.” Twenty-three patients were taught the
Rotator Cuff Study—Efficacy Measures
chair-assisted headstand (Urdhva Dandâsana) version;
27 were taught the Tova maneuver. Active
Total ROM Mean SD t Pa
Follow-up Mean ROM 78.5 25.8
Patients were prescribed 2 to 3 weekly PT sessions for 6 0.30 .77
When first seen (n 46)
weeks, receiving standard PT for RCS as outlined on page
171.5 14.4
6, and daily TFS practice. Painless range of motion and Best mean ROM in follow-up
(n 48)
1.91 .09
pain at maximal ranges were examined weekly in PT and
94.0 27.4
at medical visits at 6 weeks, 3 months, 1 year, and annually Difference in ROM 2.47 .02
(n 46)
thereafter. Phone calls were used when necessary.
P valueb (before vs after) .001
Statistical analysis Abduction
The statistical consultant used the Wilcoxon rank sum and
signed-rank tests to compare initial ranges of abduction and 73.6 24.4
Abduction before 0.30 .77
(n 48)
flexion and VAS pre- and post-TFS and at final follow-up. These
nonparametric tests were used to assess results in the advent 162.8 24.7
Abduction after 1.58 .12
of a nonnormal distribution of the data. Paired t tests and (n 48)
2-sample t tests analyzed pre-TFS versus final ranges of motion. 89.3 32.3
Abduction difference 0.35 .73
(n 47)
Source of funding
There was no external source of funding for this study. P valueb (before vs after) .001
Flexion
RESULTS 84.1 33.3
Patient data Flexion before 0.06 .95
(n 43)
Fifty patients qualified for the study. One patient elected to 165.4 19.4
have surgery, leaving 49 patients. The group included 16 Flexion after 0.80 .43
(n 44)
men (32.7%), 37 full-thickness tears (FTT) (75.5%), involv-
81.7 36.7
ing 26 (53.1%) dominant extremities. Mean initial age was Flexion difference 0.28 .79
(n 42)
62.9 years (range: 32–97) (see Table 3).
P valueb (before vs after) .001
There were 11 additional tears to other muscles of the
rotator cuff; 7 patients had tendinosis, 3 had teres minor Pain with maximal abduction, flexion
atrophy, 3 had labral tears, 2 had bursitis. For 4 patients, 5.5 2.4
MRI suggested impingement.29 Mean prior symptom dura- Pain before (n 43) .005c
tion was 24.9 months. These statistics are similar to other 4.3 2.6
studies worldwide.3-13,15–23,29-42 Eighteen participants (36.7%) Pain difference (n 42) .36 c
had some previous experience with Yoga.
P value (before vs after) .001d
Mean painless and maximal abduction and flexion im-
Abbreviation: ROM, range of motion.
proved significantly immediately after the initial 30-second a
P value by 2-sample t test.
TFS (see Table 4). b
P value by paired t test.
1. Mean painless abduction, initially at 73.0 im- c
P value by Wilcoxon rank sum test.
proved to 162 immediately after TFS (P .001; d
P value by Wilcoxon signed rank test.
SD 32.7) (see Figure 4).
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2. Mean painless flexion rose from initial 84.2 to TFS. Mean improvement was 150% (SD 1.3;
165.4 immediately after TFS (P .001; SD median improvement 120%) (see Figure 5).
37.2) (see Figure 4). 5. Gains were sustained in mean 2.5 year follow-up
3. Mean pain on maximal abduction and maxi- (see Figure 4).
mal flexion post-TFS (taking the higher score) 6. Three patients did not improve.
dropped from 5.46 to 0.97 or 4.49 points on the
VAS (81%), immediately after TFS (P .001; SD DISCUSSION
2.6) (see Figure 4). In an immediately beneficial intervention such as this, the
4. Painless range of motion improved 100% or more patients themselves supply the baseline and, in this sense,
in 37 of 49 patients (75.5%) directly following are their own controls. Other conservative and surgical
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Increasedf Increasedf
efficacy of TFS over the longer term.
Joint
Increased Increased
Increased Increased
Conservative therapies
NA
One recent conservative approach to FTT improved mean
Change
NA
ter 6 months of therapy.14 Tears were less extensive than
those of the current study, but end-stage improvement
of 131.4 and 144.6 were less than our study’s 162.5 and
Pain Pain Glenohumeral
Decreased
Decreased
Increasedf
Distance
.97e
2.3
2.3
NA
NA
NA
Increased
Increased
2.5
f/u
14.4
96.4
riod, VAS remained stable at 0.97 (see Table 5 and Figure 6).
No Change
Flexion
Surgery
165.4e
165.4
After
139d
144.6
84.2
115
17.8
139c
162
73
19
19
49
(active ROM)
Current study
Study When
Zingg (active
TABLE 5
ROM)b
ROM)b
ROM)
P .047
P .001
mean abduction and flexion were 2.2 and 6.6 above our
results (see Table 6).
b
d
a
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Cole’s rehabilitation was well-managed and extensive. for massive tears reported MRI-confirmed graft death in all
Postoperative slings accompanied Codman exercises for the 15 cases.5 Nevertheless, patient satisfaction was high, and
first 4 weeks. Passive range of motion to tolerance in flex- range of motion improved with mean 30 to 35!5
ion with internal rotation limited to 40 was done with elbow Again, arthroscopic and open surgery is significantly less
anterior to the midaxillary line, and active assisted range of likely to succeed in patients older than 65 years, or with
motion at 4 weeks. Deltoid and biceps strengthening began boney defects.3,5,7,10,14,15,20,22,34, Yet, despite these histological
after 6 weeks. Weeks 9 to 12 stressed scapular stabilization ex- failures, most patients with FTT or partial thickness tears
ercises and posterior capsule stretching. With the exception seem to improve.33,17-23,42 One study42 with a high retear rate
of Cole’s patients abating sporting activities for 4 to 6 months, after massive tears had mystifyingly positive patient satis-
this therapy was similar to our own. However, our patients faction. Many found little correlation between tendon in-
had no “down time” whatever, and most were able to pursue tegrity and patient satisfaction.20,22,23,33,44
all normal activities 30 seconds after treatment onset. Furthermore, this first study showed less improvement
Two other 2-year arthroscopic studies improved flex- and higher percentages of retears when a shorter time period
ion and abduction from 135 to 14913 and from 142 to elapsed between tear onset and surgery.45 Given increased fat-
174,10 respectively. The first study examined repair of FTT ty infiltration and tissue deterioration over time, one would ex-
in patients of average age 60.7 years. The second study’s pect just the reverse, unless more than physical structure is in-
patients averaged 58.3 years of age, with mean tear size of volved.46 Something beside tissue health may be relevant here,
2.47 cm, and had similar but more abbreviated postopera- something deeper beneath the surface even than the surgery.
tive rehabilitation (see Figure 8). It seems that RCS patients, with or without surgery, of-
Many other published studies are in the low to middle ten inadvertently self-train to use a different set of muscles
range of these surgical studies.8,10,13,15,21 Though high pa- for abduction and flexion, sparing themselves the pain and
tient satisfaction is frequently reported,8,10,11,15,29,33 also re- disability that arises with contracting the torn supraspinatus
ported are rerupture of the repaired tendon, postoperative muscle. Triangular forearm support may give that training
weakness, bone graft death, and infection.7, 22, 33,35-38,42-44 to patients almost unknowingly in a very short period of
time. Our electrodiagnostic studies seem to confirm this.
Puzzling consistent anomaly
Retear rates after surgery were generally in the 12% How does TFS work?
to 32% range but some papers describe them as “very One TFS patient had previous RCS surgery on the contralat-
high.”7,10,12,22,33,39,40,42-44 Curiously, satisfaction rates and ac- eral shoulder. We performed 8-channel electromyography
tual ranges of motion do not correlate with these postop- on both sides’ shoulder girdle muscles during abduction.
erative events. Many studies find no increased elevation of We also compared electromyography of the supraspina-
the humeral head, nor deficits in ranges of motion with tus and subscapularis of 3 RCS patients’ abduction before,
retear,7,10,17-20,39 except for large recurrent tears. One 32- during and after TFS. The results were viewed by 2 blinded
patient, mean 31-month follow-up of bone graft surgeries physicians who scored electrical activity from 0 to 4.
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and other muscles elevate the humeral shaft by depressing patients having subsequent MRIs were not healed. Some
the humeral head in a kind of see-saw motion. Caudad ten- showed substantial progressive arthritis. One patient with
sion on the head of the humerus, learned in TFS, uses the massive tear had MRI and computed tomography 6 years
deltoid as a dynamic fulcrum that briefly steadies the proxi- after TFS showing a high-riding humeral head with signifi-
mal humeral shaft, while the downward pull of the sub- cant arthritis, but with visible lowering of the humeral head
scapularis lowers the humeral head enough to cantilever with (painless full) abduction (see Figures 1C and 10).
its shaft upward. Then, the deltoid resumes abduction and/ The idea that nonhealing is due to continued supraspina-
or flexion. The suscapularis and other muscles continue to tus activation is supported in the literature.45-51 If true, paralyz-
exert some caudad pressure on the humeral head, avoid- ing the supraspinatus muscle while the subscapularis mecha-
ing contact with the glenoid or acromion. nism is at work may be clinically useful. We recently began
One successfully remediated patient remained in TFS administering botulinum neurotoxin to the supraspinatus
for the duration of a horizontal field 0.6 T Fonar MRI. Sub- after teaching TFS in the second phase of the institutional
sequent computed tomography multidetector (64 detec- review board–approved study. Because the supraspinatus is
tor) isotropic voxels in double angled multiplanar format- not, apparently, useful in post-TFS abduction and flexion, nor
ting with low table pitch (0.6 mm) confirmed the location in the puzzling studies reviewed earlier, temporary paralysis
and form of the subscapularis during the maneuver. It was inhibits no function. As the paralytic effect of botulinum neu-
read as extremely active. rotoxin wears off after 8 to 12 weeks, a second MRI will con-
firm or disappoint the hope of healing.
Limitations and suggestions
Triangular forearm support This study
The best scenario would be if TFS rendered the supraspi- Study weaknesses include a relatively short follow-up time,
natus completely inactive during abduction and flexion, small patient numbers, consecutive sample without random-
enabling its tendon to heal. However, the tendons of the 10 ized matched controls, few postintervention measures, and
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CONCLUSION
The TFS appears to reduce the pain and disability of RCS
quickly and permanently for some patients. This study
suggests future prospective randomized, controlled, and
double-blinded investigations that may verify a nonsurgi-
cal, low-cost, painless, and virtually immediate means of
treating some cases of RCS.
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Copyright © 2011 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.