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European Journal of Physiotherapy


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Task-oriented training and lower limb strengthening


to improve balance and function after stroke: A pilot
study
a b b b
Beatriz Fernandes , Maria José Ferreira , Filomena Batista , Isabel Evangelista , Leonor
b c
Prates & Joaquim Silveira-Sérgio
a
Escola Superior de Tecnologia da Saúde de Lisboa, Lisbon, Portugal
b
Hospital Fernando Fonseca, Lisbon, Portugal
c
Escola Superior de Saúde da Cruz Vermelha Portuguesa, Lisbon, Portugal
Published online: 03 Apr 2015.

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To cite this article: Beatriz Fernandes, Maria José Ferreira, Filomena Batista, Isabel Evangelista, Leonor Prates & Joaquim
Silveira-Sérgio (2015) Task-oriented training and lower limb strengthening to improve balance and function after stroke: A
pilot study, European Journal of Physiotherapy, 17:2, 74-80, DOI: 10.3109/21679169.2015.1028102

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European Journal of Physiotherapy, 2015; 17: 74–80

ORIGINAL ARTICLE

Task-oriented training and lower limb strengthening to improve


balance and function after stroke: A pilot study
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BEATRIZ FERNANDES1, MARIA JOSÉ FERREIRA2, FILOMENA BATISTA2,


ISABEL EVANGELISTA2, LEONOR PRATES2 & JOAQUIM SILVEIRA-SÉRGIO3
1Escola Superior de Tecnologia da Saúde de Lisboa, Lisbon, Portugal, 2Hospital Fernando Fonseca, Lisbon, Portugal, and
3Escola Superior de Saúde da Cruz Vermelha Portuguesa, Lisbon, Portugal

Abstract
This study investigated the effects of task-oriented training and strengthening of the affected lower limb on balance and
function in people who have suffered a stroke. Sixteen male adults, with a mean age of 58 (SD 6.3) years, undergoing
outpatient physiotherapy less than 1 month after a single stroke in the territory of the middle cerebral artery were recruited.
Participants were allocated to one of two groups: the strengthening group (SG) or control group (CG). The main measures
used were the Berg Balance Scale (BBS), Barthel Index (BI) and Modified Ashworth Scale (MAS). After 12 weeks of
intervention, both groups showed improvements in outcome measures. For BBS, there was a significant difference between
groups, with an increase of 26 points in the SG and 11 points in the CG. For BI, the SG improved by 39 points and the
CG improved by 22 points. After intervention, the difference between groups was not significant. For MAS, differences
were not significant, showing that for both groups intervention programmes did not increase spasticity. In conclusion,
physiotherapy intervention for postural control dysfunctions after stroke seems to benefit from strength training of the
affected lower limb and the practising functional tasks. A large randomized controlled trial is recommended to further
investigate the effects of this intervention.

Key words: Functionality, independence, physiotherapy, postural control

Introduction
motor dexterity, are common changes that are con-
Cerebrovascular diseases are among the primary sidered primary causes of motor dysfunctions (7).
causes of morbidity and disability in developed coun- These problems result directly from the brain lesion
tries. Stroke can affect different areas of the cerebral and can persist beyond physiotherapy intervention
hemispheres according to the blood vessels involved (7–10). Muscle weakness after stroke was assumed
and the territories they supply (1). Postural instabil- to be the result of co-contraction of antagonist mus-
ity is one of the most common consequences of cle groups (11). These theories stated that muscle
stroke. People with difficulty in maintaining stability weakness was due to an excessive co-contraction pre-
become more inactive and unfit and are predisposed venting the effective contraction of agonists (12).
to a sedentary lifestyle with reduced physical activity Recent research has not found evidence for this
(2,3). This behaviour also contributes towards limit- assumption and has pointed out that the prime cause
ing the performance of activities of daily living for muscle weakness is the impaired activation of
(ADL), and increases the risks of falling, stroke rep- agonist muscle groups (7,13).
etition and cardiovascular disease (2). Lower limb muscle strength is a major concern
After a stroke, individuals show increased diffi- for physiotherapists during the rehabilitation of indi-
culty in activating trunk and limb muscles from the viduals who have suffered a stroke, because it is
affected side and experience a reduced ability to critical to sustain body weight and maintain stance.
move and walk (4–6). Muscle weakness and the Balance problems are related to falls and patients
decrease in endurance, in addition to the loss of with severe incapacity after stroke are more likely to

Correspondence: Beatriz Fernandes, Av. D. João II, Lote 4.69.01, 1990-096 Lisboa, Portugal. E-mail: beatriz.fernandes@estesl.ipl.pt

(Received 14 November 2014 ; accepted 8 March 2015)


ISSN 2167-9169 print/ISSN 2167-9177 online © 2015 Informa Healthcare
DOI: 10.3109/21679169.2015.1028102
Strength and balance after stroke 75
fall, even during rehabilitation. This instability limits Barthel Index (BI) (22) and for spasticity the Modi-
function and increases the need for assistance during fied Ashworth Scale (MAS) (23).
ADL (14–16). Balance is specific for each activity BBS is an instrument developed by Katherine
and people need to use precise strategies according Berg in 1992 to assess balance in elderly people
to the task and the environment in which it is being (24). This scale has been used to assess balance in
performed (7,11). During treatment, balance must people with stroke and has proven to be valid and
be trained in several settings, considering the activi- reliable (16,21,25). It has been shown that it is sen-
ties that the individual needs to learn. In physiother- sitive to changes in balance and therefore is suitable
apy sessions each task performed also allows postural to measure outcomes in rehabilitation programmes
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control training because it requires postural adjust- (21,25–27). BBS is easy to use. It comprises
ments before, during and after each movement. 14 items that assess balance while performing well-
Recent evidence has indicated that strengthening described activities. Each item is classified from 0
exercises increase strength, improve activity and do (inability to perform the task) to 4 (independent
not increase spasticity (17–20). However, there is a and safe performance). The maximum score is
lack of studies with patients in the subacute stage 56 points. Despite its ceiling and floor effects, it is
after stroke that are designed to verify whether the valuable in assessing clinical change in balance
combination of a task-oriented programme with after stroke; however, it should be used with cau-
lower limb strengthening is effective in increasing tion to assess patients who have severe or mild
balance and functionality. impairments (21).
The BI, developed by Mahoney and Barthel (28),
is a valid and reliable scale (22,29) that assesses the
Methods level of autonomy in performing ADL. In 1989, Shah
(22) developed a modified version which is more
Subjects sensitive for individuals with stroke. The BI is an
Data were collected at a general hospital: Hospital ordinal scale that comprises 10 activities related to
Fernando Fonseca. Inclusion criteria were: one single self-care and mobility. Each activity is classified
stroke in the territory of the middle cerebral artery in according to the level of assistance that the person
the previous month, age between 50 and 65 years, no needs to accomplish the task, ranging from level 1
cognitive deficit according to the Mini-Mental State (inability to perform the activity) to level 5 (total
Examination, and a Berg Balance Scale (BBS) score independence). The maximum score of 100 points
lower than 45. Participants were excluded if they had corresponds to total independence.
comorbid conditions interfering with the rehabilita- The evidence indicates that there is an excellent
tion process (e.g. cardiac failure, musculoskeletal dys- correlation between BBS and BI (21). This correla-
functions on lower limbs or neurological conditions tion is also related to the ability of BBS to predict
interfering with postural stability). disability. It has been demonstrated that BBS admin-
Sixteen participants were recruited and alter- istered 14 days after stroke is correlated with BI at
nately assigned into one of two groups as they were 90 days post-stroke, which means that BBS could
enrolled in the study: strengthening group (SG) predict disability level (30).
(N ⫽ 9) and control group (CG) (N ⫽ 7). All par- The MAS is a six-point ordinal scale developed
ticipants were male, 12 with cerebral vascular acci- to graduate spasticity evaluated by passive stretching
dent on the right hemisphere and four on the left. of specific muscle groups (23), varying from 0 (no
The mean age of all participants was 58 (SD 6.3) increase in muscle tone) to 4 (affected parts rigid in
years (range 50–65 years). flexion or extension), with a level “1⫹” between lev-
All participants provided written informed con- els 1 and 2. Although its reliability has been shown
sent to participate in the study and agreed to carry in patients with stroke, caution is recommended
out physiotherapy treatments at Fernando Fonseca when using it (31,32).
Hospital. Ethical approval was obtained from the
Fernando Fonseca Ethics Committee.
Procedure
The SG received therapy based on task-oriented
Outcome measures training focused on balance and strength training of
The main outcome measures were balance, func- the affected lower limb. The task-oriented interven-
tional independence and spasticity. We assessed all tion programme was based on the guidelines pro-
variables at baseline and at the end of 12 weeks of posed by Shumway-Cook and Woollacott (33) and
physiotherapy intervention. To assess balance we Carr and Shepherd (34) and is focused on the spec-
used the BBS (21), for functional independence the ificity of postural adjustments that occur before and
76 B. Fernandes et al.
during voluntary motor actions as well as in response populations from independent samples and the Wil-
to perturbations. The participants were invited to coxon signed rank test to compare populations from
practise activities that require specific postural paired samples. A Spearman’s correlation was run to
responses and to perform exercises to strengthen investigate whether there were associations between
muscles from the affected lower limb that are essen- balance and function.
tial to maintain stability. The activities include reach-
ing and dexterity tasks with different objects
performed in different settings, seated and standing, Results
in order to be varied and motivating while creating
A total of 16 men participated in this study. The time
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challenging situations that can stimulate the ability


from stroke onset was 16.2 ⫹ 4.4 days. Eleven subjects
to solve problems posed by the task. Tasks were
had had an ischaemic stroke (six in SG and five in
adapted to each participant according to his needs
CG) and five a haemorrhagic stroke (three in SG and
and capacities and were performed repeatedly during
two in CG). Twelve had had a stroke in the right hemi-
the sessions. The activities were also adjusted to each
sphere (eight in SG and four in CG) and four in the
participant’s progress. In addition, this group received
left hemisphere (one in SG and three in CG).
strength training of the affected lower limb based on
At baseline, there were no significant differences
the orientations by Carr and Shepherd for individu-
between groups for all variables including age and
als who have suffered a stroke (34). The intervention
time after stroke (Table I). Regarding BBS, the
protocol included isometric, isotonic, eccentric and
median score was 25 (range 5–44) points for the SG
concentric exercises in open and closed kinetic
and 36 (28–40) points for the CG. For BI, the median
chains. For each muscle group, the participants were
score was 46 (33–80) in the SG and 74 (51–84) in
asked to perform the movement against gravity. If
the CG. In both groups, spasticity levels in different
this was not possible an alternative position was cho-
muscle groups of the affected lower limb varied from
sen. In each session, participants performed three
1 to 2 on MAS. Although there were no significant
series of 10 repetitions for each muscle group. In the
differences between groups, it should be noted that
first session and for resistance exercises, one repeti-
the median values for BI and BBS at baseline were
tion maximum (1RM) was calculated. Progression
quite different.
was carried out in two ways: to a position allowing
After 12 weeks of intervention, both groups showed
isolated movement or by increasing the resistance in
an improvement in outcome measures (Table II).
the same position.
For BBS, there was an increase in the median scores
The CG intervention consisted only of therapy
of 26 points in the SG and 11 points in the CG. The
based on task-oriented training without specific
median score change for BI in the SG was 39 points
strengthening exercises. The activities proposed for
this group were the same as for the CG. Both groups
received 70 min of therapy, four times per week, for
12 weeks, ensuring that all participants spent the Table I. Baseline characteristics.
same time in practice and eliminating the effects due Strengthening Control
to extra time spent in therapy. Each person in both group group p
groups received a total of 48 treatment sessions. (N ⫽ 9) (N ⫽ 7)
Given the nature of the treatment, it was not pos- Age (years) 58 ⫾ 6 (50–65) 58 ⫾ 7 (50–65) NS
sible to ensure that the therapist and the outcome Time after stroke (days) 15 ⫾ 5 (8–26) 17 ⫾ 4 (14–23) NS
assessor were blinded. However, participants were Spasticity
blinded to group allocation. Intervention programmes Knee extensors 1 (0–2) 1 (0–2) NS
were administered by two different physiotherapists, (MAS)
Knee flexors (MAS) 0 (0–0) 0 (0–0) NS
both experts in stroke rehabilitation. Participants
Ankle dorsiflexors 0 (0–0) 0 (0–0) NS
also received occupational therapy and speech ther- (MAS)
apy if required. Ankle plantarflexors 1 (0–2) 1 (0–2) NS
(MAS)
Functional 46 (33–80) 74 (51–84) NS
Data analysis independence (BI)
Balance (BBS) 25 (5–44) 36 (28–40) NS
Data were analysed using the Statistical Package for
the Social Sciences (SPSS 20.0; SPSS, Chicago, IL, MAS, Modified Ashworth Scale; BI, Barthel Index; BBS, Berg
Balance Scale.
USA). Descriptive statistics was used to characterize
Differences between groups (Mann–Whitney U test); NS, non-
the sample. Considering that data were not normally significant (p ⱖ 0.05).
distributed, we used non-parametric tests for statisti- Data are shown as mean ⫾ SD or median (minimum–
cal inference: the Mann–Whitney U test to compare maximum).
Strength and balance after stroke 77
Table II. Outcome measures scores at each time-point.

Strengthening group (N ⫽ 9) Control group (N ⫽ 7)

Baseline Post-intervention Difference Baseline Post-intervention Difference p


BI 46 98 39 74 96 22 NS
BBS 25 52 26 36 47 11 0.008
Spasticity
Knee extensors (MAS) 1 1 0 1 1 0 NS
Knee flexors (MAS) 0 0 0 0 0 0 NS
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Ankle dorsiflexors (MAS) 0 0 0 0 0 0 NS


Ankle plantarflexors (MAS) 1 1 0 1 1 0 NS

BI, Barthel Index; BBS, Berg Balance Scale; MAS, Modified Ashworth Scale.
Differences between groups (Mann–Whitney U test); NS, non-significant (p ⱖ 0.05).
Data are shown as median values.

and in the CG 22 points. Wilcoxon signed rank tests to balance perturbations and a lower response range
were run to compare the values before and after the on the affected side compared with the non-affected
intervention. The results showed that the differences side (35,37). The delay in motor response, namely in
were significant in both groups, for BBS (SG p ⫽ 0.002; the affected lower limb muscles, increases the risk of
CG p ⫽ 0,008) and BI (SG p ⫽ 0.002; CG falling, which is higher for the affected side (4–6).
p ⫽ 0.008). The statistically significant improvements in BBS
With regard to BBS, the comparison between indicate that both programmes had positive effects on
groups after the intervention showed that there was balance. There is evidence suggesting that interven-
a significant difference, with the SG achieving a tions based on task-oriented training can improve pos-
larger improvement (Table II). For MAS, the median tural control (11,33,38–42). Our intervention
values at baseline were low and at the end of the programme was designed to promote stability during
intervention the differences were not significant, the performance of specific tasks, requiring different
showing that for both groups the intervention pro- postural responses in different environments. This
grammes did not affect spasticity. intervention promotes the recovery of postural con-
Regarding the associations between BBS and BI, trol, developing effective sensitive and motor strategies
we found a strong positive correlation between bal- in controlling the centre of mass in relation to the base
ance and functionality (rs ⫽ 0.743, n ⫽ 16, p ⬍ 0.01). of support (7). The goal is not to decrease sway but
to be able to move the centre of mass in different
directions while maintaining stability (7,40,43).
Discussion The SG performed a programme with task-
oriented training and strengthening exercises of the
Given the small size of the sample and the fact that
affected lower limb designed to increase coordina-
the SG started at lower scores than the CG in BBS
tion and muscle strength, in order to allow body
and BI, the conclusions of our study must be taken
weight support and decrease the fall risk (7,8,11,44).
with caution. Improvements in balance and function
The strengthening exercises should start in the acute
were observed in all participants submitted to phys-
phase since there is a positive correlation between
iotherapy programmes; however, improvements in
muscle strength, functionality and fall prevention
balance were higher when the intervention both
(8). Our results showed that the SG had higher scores
included task-oriented training and affected lower
than the CG on the BBS, which is in accordance with
limb muscle strengthening.
the studies mentioned above. However, in our study
the SG started with lower scores than the CG, which
Balance could influence the results since it is easier to improve
when starting scores are lower.
At baseline, BBS scores indicated that the partici-
pants in our study had balance impairments, which
are associated with an increased risk of falling
Function
(15,16,35,36). BBS items that showed lower marks
are those requiring the displacement of the centre of BI scores at baseline showed somewhat low to moder-
mass and/or the performance of the activity in a short ate dependency levels (22). This means that some of
period. The literature points out that individuals who the individuals were to some extent independent in
have suffered a stroke have increased response timing self-care and others needed moderate assistance to
78 B. Fernandes et al.
perform some activities (45). After-stroke functional- Another limitation is related to the median scores
ity depends on mobility. Patients have a tendency for in BBS and BI at baseline. As mentioned before, for
inactivity, which leads to physical deconditioning (2). both BBS and BI the SG started with lower median
The combination of these factors contributes towards scores than the CG, which means that it may have
restricting the performance of ADL, such as feeding, been easier for the SG than the CG to achieve larger
bathing, dressing and walking. improvement.
After 12 weeks of intervention, both groups had Finally, the lack of data about levels of lower limb
statistically significant improvements in BI scores, muscle strength prevents analysis of the effects of
which suggests that the interventions based on task- strengthening exercises on muscle strength. Future
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oriented training are beneficial to the recovery of studies could investigate whether lower limb muscle
functional independence (40,44). strength is decreased after stroke and whether the
Comparing both groups, we can see that there are strengthening programme contributes towards
no significant differences in BI, probably owing to the increasing lower limb strength and improving bal-
small group sizes. The participants in the SG had ance and function.
larger improvements in BI than those in the CG; how-
ever, the SG started with lower scores. Lower limb
strengthening of the affected leg has shown positive Conclusion
effects on functionality of individuals with stroke.
Physiotherapy intervention for postural control
Activities such as personal hygiene, feeding and walk-
dysfunctions after stroke seems to benefit from
ing are easier to perform after physiotherapy pro-
strength training of the affected lower limb com-
grammes that include lower limb strengthening
bined with the practice of task-oriented training.
(8,17,20,46,47). Task-oriented training is critical to
The two strategies are complementary since
recover function since the practice of specific activities
strength training must be conducted in accordance
during treatment allows the individual to reacquire the
with the task and, at the same time, the repetition
ability to perform them in an independent way (7,11).
of the task also involves a certain degree of strength
Our intervention programme included several task-
training.
oriented activities designed to improve postural con-
trol; however, these tasks were not specific ADL.
Our strengthening exercises were directed towards
muscles of the affected lower limb. We think that it Acknowledgements
would be important to study the variable muscle This study was made possible thanks to the work of
strength in both lower limbs. The inclusion of the interdisciplinary staff of the Department of
strengthening exercises for the non-affected lower Physical Medicine and Rehabilitation of Hospital
limb may be an interesting research line to explore Fernando da Fonseca, Amadora, Portugal.
in future studies, in order to investigate whether it
contributes to a better improvement in function
along with task-oriented training.
Funding
This study was partially supported by a grant
Spasticity from the Portuguese Foundation for Science and
Technology [SFRH/PROTEC/49675/2009].
The results of our study indicate that lower limb
strengthening exercises seem to be appropriate for
people with stroke who have muscle weakness, as Declaration of interest: None to declare.
recent evidence suggests (48). Strengthening exer-
cises for lower limb muscle groups seem to contrib-
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