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Nanopore-based metagenomics analysis reveals prevalence of mobile


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DOI: 10.1007/s10646-020-02342-w

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Ecotoxicology (2021) 30:1572–1585
https://doi.org/10.1007/s10646-020-02342-w

Nanopore-based metagenomics analysis reveals prevalence of


mobile antibiotic and heavy metal resistome in wastewater
Cristina Martin1 Brooke Stebbins2 Asha Ajmani3 Arianna Comendul4 Steve Hamner5 Nur A. Hasan6
● ● ● ● ● ●

Rita Colwell6 Timothy Ford7


Accepted: 25 December 2020 / Published online: 18 January 2021


© The Author(s), under exclusive licence to Springer Science+Business Media, LLC part of Springer Nature 2021

Abstract
In-depth studies of the microbiome and mobile resistome profile of different environments is central to understanding the
role of the environment in antimicrobial resistance (AMR), which is one of the urgent threats to global public health. In this
study, we demonstrated the use of a rapid (and easily portable) sequencing approach coupled with user-friendly
bioinformatics tools, the MinION (Oxford Nanopore Technologies), on the evaluation of the microbial as well as mobile
metal and antibiotic resistome profile of semi-rural wastewater. A total of 20 unique phyla, 43 classes, 227 genera, and
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469 species were identified in samples collected from the Amherst Wastewater Treatment Plant, both from primary and
secondary treated wastewater. Alpha diversity indices indicated that primary samples were significantly richer and more
microbially diverse than secondary samples. A total of 1041 ARGs, 68 MRGs, and 17 MGEs were detected in this study.
There were more classes of AMR genes in primary than secondary wastewater, but in both cases multidrug, beta-lactam and
peptide AMR predominated. Of note, OXA β-lactamases, some of which are also carbapenemases, were enriched in
secondary samples. Metal resistance genes against arsenic, copper, zinc and molybdenum were the dominant MRGs in the
majority of the samples. A larger proportion of resistome genes were located in chromosome-derived sequences except for
mobilome genes, which were predominantly located in plasmid-derived sequences. Genetic elements related to transposase
were the most common MGEs in all samples. Mobile or MGE/plasmid-associated resistome genes that confer resistance to
last resort antimicrobials such as carbapenems and colistin were detected in most samples. Worryingly, several of these
potentially transferable genes were found to be carried by clinically-relevant hosts including pathogenic bacterial species in
the orders Aeromonadales, Clostridiales, Enterobacterales and Pseudomonadales. This study demonstrated that the MinION
can be used as a metagenomics approach to evaluate the microbiome, resistome, and mobilome profile of primary and
secondary wastewater.
Keywords Resistome Mobilome Wastewater Metagenome MinION
● ● ● ●

Introduction

The overuse and misuse of antimicrobials has accelerated


the naturally existing phenomenon of antimicrobial resis-
* Timothy Ford
timothy_ford@uml.edu
tance (AMR) and resulted in new mechanisms that can
bypass the current arsenal of “last-resort” antimicrobials,
1
Manila, Philippines including colistin (D’Costa et al. 2011; Thi Khanh Nhu
2
Portland Water Bureau, Portland, OR 97227, USA et al. 2016; Mataseje et al. 2014; Friedrich 2016). The UN
3 Ad hoc Interagency Coordinating Group (IACG) on Anti-
University of Massachusetts Amherst, Amherst, MA 01003, USA
4
microbial Resistance estimates that drug-resistant diseases
Partners In Health, Boston, MA 02199, USA
will cause roughly 10 million deaths per annum by 2050
5
Gonzaga University, Spokane, WA 99258, USA (IACG 2018; O’Neill 2014). Thus, the WHO now considers
6
Center for Bioinformatics and Computational Biology, University AMR an urgent global public health concern (WHO 2014).
of Maryland, College Park, MD 20742, USA Active AMR surveillance, including environmental sur-
7
University of Massachusetts Lowell, Lowell, MA 01854, USA veillance, is critical for protecting public health (WHO
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1573

2014). A rapid, cost-efficient, but sufficiently comprehen- investigated the potential effects of the wastewater treat-
sive method of environmental AMR surveillance will make ment process on the above-mentioned profiles.
regular monitoring feasible and will allow for in-depth
studies of different environments, which is central to
understanding the role of the environment in AMR. Materials and methods
AMR and the resistome are broad terms that include
antibiotic resistance genes among several others. In this Wastewater sampling
study, the resistome will only refer to antibiotic resistance
and metal resistance genes while the mobile genetic ele- Primary and secondary wastewater effluent were collected
ments like plasmids, transposons, and integrons are referred in triplicate in March and April 2019 using sterile 250-mL
to as the mobilome. As the potential health risk posed by polypropylene bottles (Nalgene™). The triplicate samples
environmental AMR genes is related to their mobility were collected the same day within a one hour timeframe.
(Stokes and Gillings 2011; Ashbolt et al. 2013; Leonard The samples were either immediately processed or stored at
et al. 2018; Cantón et al. 2012; von Wintersdorff et al. −20 °C.
2016), an effective surveillance strategy would need to
include not only microbial resistome and resistome host Wastewater sample processing: filtration, DNA
characterization, but assessment of the mobile resistome as extraction and library preparation
well. Several studies have employed a similar strategy,
using culture-based methods together with metagenomics The samples were mixed thoroughly and 100 mL filtered
sequencing, employing both short and long-read technolo- using sterile 0.22 micron MCE filter membranes (Mem-
gies (Zhao et al. 2015; Xia et al. 2017; Luo et al. 2017; Che brane Solutions Corp) and a Pall vacuum manifold (Pall
et al. 2019), or PCR-based methods (Hultman et al. 2018). Corporation). The filters were loosely rolled and placed
Long-read sequencing technology such as those offered inside bead tubes and DNA extracted following the Pow-
by Oxford Nanopore Technology (ONT) have the dis- erWater DNA Isolation Kit protocol (Qiagen). The quantity
advantage of base inaccuracy due to relatively high and quality of the isolated DNA were determined using a
sequencing error rates (Jain et al. 2016) compared to short- NanoDrop 2000 UV-vis spectrophotometer (Thermo Fisher
read sequencing, but offer the advantage of structural Scientific). The initial amount of genomic DNA per sample
accuracy due to the generation of assembly-free long con- was 400–500 ng. DNA libraries for multiplex sequencing
tigs (Urban et al. 2015). The ONT platform also allows for were prepared without shearing using the Rapid Barcoding
generation of data in real time, making rapid surveillance Kit SQK-RBK004 (ONT, Oxford, UK) following the sup-
methods possible. In addition, the ONT MinION technol- plied protocol. Sample clean-up was performed with
ogy is highly portable, avoiding the necessity of access to AMPure beads (New England Biolabs, MA, USA) prior to
major sequencing facilities (Mongan et al. 2020). Coupling addition of the adapter mix (RAP) included in the barcoding
ONT technologies with a bioinformatics pipeline like kit. The purity (A260/A280 ≥ 1.8) and quantity (≥400 ng) of
NanoARG (Arango-Argoty et al. 2019), which is user- the DNA samples in this study met the minimum require-
friendly and comprehensive enough to provide information ments for MinION sequencing (ONT), with the exception of
on the (1) microbiome, (2) resistome, and (3) mobilome, the second set of effluent samples (April secondary
creates a rapid and sufficiently thorough surveillance samples).
method.
The wastewater system is an ideal environment to initiate Shotgun metagenomic sequencing and
AMR surveillance as it brings together the pathogenic and bioinformatics analysis
non-pathogenic microbes, resistance and mobile genetic
elements, antimicrobials, and other chemicals that might The pooled library consisting of 12 barcoded samples was
further contribute to mobile AMR selection (Pehrsson et al. loaded onto a flow cell with R9.4.1 pore chemistry (Oxford
2016). Moreover, wastewater effluents have been shown to Nanopore FLO-MIN106). The flow cell had pore counts
contribute to the spread of AMR genes (Lamba and greater than 1500 prior to sequencing. Shotgun metage-
Ahammad 2017; Berendonk et al. 2015; An et al. 2018; nomic DNA sequencing was performed for 48 h with the
LaPara et al. 2011; Czekalski et al. 2012), making it even Oxford Nanopore MinION platform using the NC_48
more relevant to public health. Here, we demonstrate the h_Sequencing_Run_FLO-MIN106_SQK-RBK004 protocol
use of a rapid, sequencing approach for monitoring and and raw output signals were base called in real time using
evaluation of the microbial community, as well as the the MinKnow software (ONT; version 18.12). The 48-h run
mobile metal and antibiotic resistome profile of semi-rural generated a total of 1,492,345 1D reads, with an average
Amherst wastewater in western Massachusetts. We also sequence length of 2271 basepairs (bp), a maximum length
1574 C. Martin et al.

of 22,587 bp and a total yield of 3.4 Gigabases. The fastq NanoARG uses the BacMet database (Pal et al. 2014), and
files were delivered to CosmosID (www.cosmosid.com; for MGEs it uses the MGE database from the NCBI-NR and
MD, USA) for data processing and bioinformatics analysis integron-integrase (I-VIP; Zhang et al. 2018) databases.
to identify the microbial diversity, virulence factors, and NanoARG performs taxonomic identification using the
antimicrobial resistance genes. For comparison, the same default parameters of Centrifuge (Kim et al. 2016) and then
files were uploaded into Epi2Me for cloud-based processing against the NCBI-NR and ESKAPE/WHO database for
and bioinformatics analysis (ONT’s Metrichor). The cloud- identification of potential critical pathogens.
based WIMP (What’s In My Pot) and ARMA (Anti-
microbial Resistance Mapping Application) workflows in Statistical analysis
the Epi2Me program (ONT) were used for taxonomic
identification and characterization of antimicrobial resis- All data processing, statistical analyses and plotting were
tance genes respectively. The WIMP workflow aligns done in R (version 4.0.2) using the following R packages:
MinION reads using minimap2 (Li 2018) against the Cen- vegan (v2.5-6), phyloseq (v1.32.0), mixOmics (v6.12.2),
trifuge database (Kim et al. 2016) and ARMA aligns reads ggplot2 (v3.3.2), zCompositions (v1.3.4), compositions
using LAST (Kiełbasa et al. 2011) against the Compre- (v2.0.0), and ALDEx2 (v1.20.0).
hensive Antibiotic Resistance Database (CARD; McArthur
et al. 2013). Metagenomic data
In order to perform further bioinformatic analyses to
identify the resistome and mobilome in plasmid-derived All metagenomic data (FastQ Files) have been deposited in
versus chromosome-derived sequence reads, the raw multi- the NCBI SRA database with BioProject ID:
read fast5 files were first converted to single read files using PRJNA684899 and accession number SAMN17054264.
the Python script ont_fast5_api (ONT; version 1.4.4) and
then basecalled with the command-line basecaller Guppy
(ONT; version 3.2.2) using the default parameters for the Results
FLO-MIN106 flow cell/SQK-RBK004 kit. The base called
reads were demultiplexed using the realtime default para- Microbial community composition
meters of DeepBinner (version 0.2.0; Wick et al. 2018) for
the SQK-RBK004 kit. NanoPlot (version 1.28.2; De Coster Multiplexed, whole-genome shotgun metagenomic
et al. 2018) was used to check the sequence read quality. sequencing using ONT’s MinION platform was used to
Filtlong (version 0.2.0; https://github.com/rrwick/Filtlong) study the microbial community of Amherst wastewater
was used to filter out reads less than 1 kilobase (kb) in samples. CosmosID identified a total of five unique king-
length and to remove the lowest 10% of the reads based on doms, 20 phyla, 43 classes, 227 genera, and 469 species
the Phred quality scores. The barcodes and adapters were across all wastewater samples. Bacteria comprised 93% of
then removed using the default parameters of PoreChop the kingdom followed by viruses (5%) and Archaea (0.5%).
(version 0.2.3; https://github.com/rrwick/Porechop). These Of the Archaea, the genus Methanobrevibacter was mostly
filtered and trimmed reads were then uploaded into the found in primary samples and the genus Methanosarcina
Galaxy server (Afgan et al. 2016), converted to FASTA was found only in secondary samples. A similar pattern was
format, and analyzed to sort out plasmid- and chromosome- also observed for Fungi (1%) and Eukaryota (0.7%), in that
derived read sequences using the default settings of Plas- the majority were detected in primary samples. About 75%
Flow (version 1.0; Krawczyk et al. 2018). PlasFlow analysis of the bacteria were gram-negative across all samples,
produced three sets of data: chromosome-derived, plasmid- consistent with results from ONT’s WIMP analysis (Fig. 1).
derived, and unclassified. All three outputs were submitted A number of Operational Taxonomic Units (OTUs; about
for further analysis through the NanoARG (Arango-Argoty 45% of the bacteria detected and identified in all samples)
et al. 2019) workflow to identify the mobile genetic ele- represented human and animal pathogens, a majority of
ments (MGEs), antimicrobial resistance genes, and metal which were gram-negative (Fig. 1).
resistance genes. Proteobacteria was the dominant phylum (~44%) in all
Briefly, the NanoARG workflow initially clusters the samples followed by Bacteroidetes (25–28%), although
sequence reads using the permissive parameters of DIA- there was variation with respect to relative abundance and
MOND (Buchfink et al. 2015). To annotate antibiotic less diversity within secondary effluent samples at the class
resistance genes (ARGs), NanoARG employs the level (Fig. 2a, b). Both Fig. 2a and b showed a distinct
DeepARG-LS (Arango-Argoty et al. 2018) method to query pattern for primary samples compared to the secondary
the more extensive and consolidated DeepARG-DB data- samples. Microbial species belonging to the phylum Acti-
base. To annotate metal resistance genes (MRGs), nobacteria were more prominent in secondary samples than
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1575

Fig. 1 Divergent barplot created


using relative abundances shows
distribution of Gram-negative
and Gram-positive pathogens
and non-pathogens in primary
(blue) and secondary (orange)
wastewater

primary samples (~12% compared to 2%, respectively). The the phyloseq package in R, which removed roughly 55% of
opposite was observed for Cyanobacteria, i.e., 1.4% in the original data. The cluster analysis and principal coor-
primary samples but non-detectable in secondary samples. dinates analysis (Fig. 3b, c) obtained from the Bray–Curtis
Viruses were detected in all primary samples but not in all dissimilarity values indicated significant separation in
secondary samples. Four classes of Proteobacteria were microbial taxonomic composition between primary and
detected in the majority of the primary samples whereas secondary wastewater. A PERMANOVA analysis showed
only Betaproteobacteria and Gammaproteobacteria were 44% of the variation between samples can be accounted for
observed in secondary samples (Fig. 2b). A similar pattern by wastewater treatment. Beta diversity was 0.24
was obtained for Bacteroidetes, with three classes detected (SD = 0.09) within primary wastewater samples and 0.65
and identified in primary effluent but only one, Bacteroidia, (SD = 0.30) within secondary samples, which increased to
in secondary effluent. 0.76 (SD = 0.20) between primary and secondary samples
To assess microbial community structure, the raw microbial (PERMANOVA, p < 0.01).
read counts and the corresponding taxonomic information
obtained from CosmosID were consolidated and initially Compositional data analysis
explored using traditional diversity analysis methods and ana-
lyzed using the compositional data (CoDa) analysis approach. To account for compositionality of the sequencing data
(Gloor et al. 2017), clr (centered log-ratio) transformation
Traditional approach using the mixOmics package in R was applied in compo-
sitional data (CoDa) exploration and analysis. The zero
The untransformed microbial counts at the genus level were values in the raw counts data were imputed prior to trans-
initially explored to determine whether the overall data formation using the count zero multiplicative (CZM)
showed separation related to wastewater treatment. The method in the zCompositions package. The compositional
alpha diversity metrics Chao1, Shannon and inverse biplot shown in Fig. 4a and the unsupervised cluster ana-
Simpson indices were used to assess richness and evenness lysis (generated with the ward.D2 method) clearly present
within and between primary and secondary wastewater qualitative microbial structure separation at the genus level
groups (Fig. 3a). Differences between sample groups for all between primary and secondary samples (Fig. 4b). Both the
metrics were significant (Mann–Whitney U test, p < 0.01, primary and secondary samples are mainly clustered toge-
adjusted using the Bonferroni-Holm method), which indi- ther. The AS1 sample appeared to be an outlier in the biplot
cated that Amherst primary wastewater samples were more but was not treated as such in this study because all other
diverse and microbially richer than the secondary samples. analyses involving it were generally consistent with the rest
A similar observation was also seen for data filtered using of the secondary samples (Table 1).
1576 C. Martin et al.

btw values. A total of 16 genera were significantly different


(adjusted p value < 0.05) between wastewater treatment
types (Fig. 5b). Nine out of 16 are associated with sec-
ondary samples, two of which, Bacteroides and Acineto-
bacter, are opportunistic pathogens.

Effect of wastewater treatment on resistome,


mobilome and mobile resistome

Prior to resistome and mobilome profiling using the


NanoARG pipeline, the metagenomic DNA sequence reads
were sorted into plasmid- and chromosome-derived
sequences (Table 3). A total of 1041 ARGs, 68 MRGs,
and 17 MGEs were detected across all samples in this study.
Both chromosome and plasmid-derived reads of secondary
samples contained higher relative abundance (computed
using the method of Ma et al. 2016) of total ARGs than their
counterparts in primary samples (Fig. 6a). Despite this, the
ARGs in secondary samples are significantly less diverse
(Fig. 6a; Table 4) (Mann–Whitney U test, p < 0.05, adjusted
using the Bonferroni–Holm method) both in terms of
unique ARG genes and unique ARG types (grouped
according to the antibiotic class a gene confers resistance
to). There are no significant differences in ARG richness
across samples. The ARG types identified included ami-
noglycosides, antimicrobial lipids, beta-lactams, diamino-
pyrimidines, fosfomycins, MLS, multidrug, peptide
antibiotics, phenicols, quinolones, sulfonamides and tetra-
cyclines. Multidrug (~34%), beta-lactam (~20%), and pep-
Fig. 2 a, b Microbial composition of wastewater samples. Stacked
barplots show community composition of primary and secondary
tide (~11%) ARGs predominated in both primary and
wastewater at the a phylum level and b class level. The taxa were secondary wastewater samples.
arranged such that the order of the phyla in a corresponds to those of The occurrence of ARGs for aminoglycosides, beta-lac-
its constituent microbial classes in b tams, MLS, multidrug, peptide antibiotics, phenicols, and
quinolones mainly found in chromosome reads are sig-
Effect size was estimated using the ALDEx2 package nificantly higher for primary samples (Mann–Whitney U
(Fernandes et al. 2014) to determine specific taxa (genus test, p < 0.05, adjusted using the Bonferroni–Holm method).
level) that were statistically responsible for the observed The most frequent ARG genes in chromosome-derived
discrimination between wastewater treatment samples. Clr reads are those for multidrug and peptide antibiotics while
transformation of the raw count data was also done using in plasmid-derived reads, resistance genes for multidrug and
the same package. The calculated parameters for significant beta-lactams have the highest occurrence. The NanoARG
taxa are summarized in Table 2. The diff.btw values pipeline demonstrated some consistency with the Cosmo-
represent median difference in clr values between primary sID workflow, which also identified aminoglycosides, beta-
and secondary samples while diff.win values represent the lactams, MLS, multidrug (msrE), quinolones, and tetra-
median of the largest difference in clr values within primary cyclines. The Epi2Me workflow was less consistent, but
and secondary samples. The overlap metric represents the also identified aminoglycosides, multidrug (msrE etc), beta-
proportion of the effect size metric that overlaps zero; i.e., if lactams, quinolones, tetracyclines and a variety of bacteria-
it overlaps zero, there’s no effect. Figure 5a shows the specific mutations for elfamycin resistance. Of note was the
distribution of taxa significantly different than the sample finding that secondary samples for both March and April
mean after the Benjamini-Hochberg correction, which were enriched in certain OXA β-lactamases.
controls for false positive identification. Taxa with higher As shown in Fig. 6a (PS versus PP), the occurrence of
abundance values than the mean in secondary samples had beta-lactam resistance genes is noticeably higher in the
positive diff.btw values, while taxa with higher abundance plasmid-derived reads of secondary samples. ARGs for
values than the mean in primary samples had negative diff. beta-lactams found in chromosome reads including carO,
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1577

Fig. 3 a Alpha diversity indices


computed using the Phyloseq
(v1.32.0) package in R (v4.0.2)/
(Rstudio v1.3.959) indicate that
primary wastewater was
significantly richer and more
diverse than secondary
wastewater (Mann–Whitney
U test; p values adjusted using
Bonferroni–Holm method).
b Cluster analysis (ward.D2
method) and heatmap generated
in R using relative abundances
shows discrimination between
primary and secondary
wastewater treatment samples
with respect to microbial
composition at the Genus level.
c Principal coordinates analysis
was performed using the
Bray–Curtis metric in the Vegan
(v2.5-6) package to show the
significant dissimilarities in
microbial composition across
samples (PERMANOVA,
p < 0.01)

class A/C β-lactamases, Nmcr, OXA-12, OXA-198, and molybdenum were the dominant MRGs in the majority of
PBP-1A/2X occur more significantly in primary samples, the samples.
whereas those found in plasmid reads like class A For the overall resistome (ARGs and MRGs), primary
β-lactamases, OXA-10, OXA-11,OXA-233 and OXA-246 samples were significantly more diverse according to the
are significantly higher in secondary samples Shannon metric (Mann–Whitney U test, p = 0.04, adjusted
(Mann–Whitney U test, p < 0.05, adjusted using the using the Bonferroni–Holm method) (Table 4). The resis-
Bonferroni–Holm method). In both primary and secondary tome composition was significantly different between pri-
samples, the NanoARG pipeline found more ARGs in mary and secondary samples (PERMANOVA, p = 0.039).
chromosome- than plasmid-derived reads (43–54% versus A larger proportion of resistome genes were located in
16–24%; the rest are found in unclassified reads). Resis- chromosome-derived sequences (Fig. 6a, b) except for
tance genes to antimicrobial lipids, diaminopyrimidines, mobilome genes (Fig. 6c), which were predominantly
fosfomycins, and phenicols were mostly absent in the located in plasmid-derived sequences. The mobilome
plasmid-derived reads of all samples. diversity and composition was significantly higher in sec-
The alpha and beta diversity indices indicated no sig- ondary samples (Table 4). However, the class 1 integron-
nificant difference between primary and secondary waste- integrase gene intl1, which is the least frequent MGE in this
water in terms of overall MRG richness, diversity and study, is exclusively found in the plasmid reads of primary
composition (Table 4). As observed for ARGs, more samples. Genetic elements related to transposase were the
MRGs are found in chromosome than plasmid-derived most prominent MGE in all samples.
reads (44–52% versus 18–19%; the rest are found in About 65% of the total resistome (58% of ARGs and
unclassified reads)(Fig. 6b). The occurrence of MRGs for 97% of MRGs) in this study are mobile resistome, which
aluminium, cobalt, cadmium, gold, lead, magnesium, are either found in plasmid reads, found with MGEs in the
mercury, silver, tellurium, and tungsten are significantly same read or both. The most frequent mobile resistome
greater in primary samples (Mann–Whitney U test, p < genes are resistance genes for beta-lactams, multidrug,
0.05, adjusted using the Bonferroni–Holm method). Metal peptide antibiotics, molybdenum, arsenic and copper.
resistance genes (Fig. 6b) against arsenic, copper, zinc and Mobile MRGs including resistance genes for cadmium,
1578 C. Martin et al.

Fig. 4 a, b Compositional biplot


and unsupervised cluster
dendrogram (ward.D2 method)
generated in R show qualitative
microbial structure separation at
the genus level between primary
and secondary samples. The
scree plot in a was used to
determine the number of factors
for principal component analysis

cobalt, copper, gold, iron, lead, manganese, mercury, include mcr and OXA variants, which confer resistance to
molybdenum, selenium, tellurium and zinc, and mobile last resort antimicrobials like colistin and carbapenems.
ARGs for aminoglycosides, beta-lactams, MLS, multidrug
and peptide antibiotics predominantly occur in primary
samples (Mann–Whitney U test, p < 0.05, adjusted using the Discussion
Bonferroni–Holm method). The overall mobile resistome
diversity and composition is significantly higher for primary Effects of wastewater treatment on microbial
samples (Table 4). The NanoARG pipeline was able to community composition
identify a few clinically-relevant mobile resistome-
associated bacterial hosts in all samples using the NCBI/ The wastewater system is important to public health as it
ESKAPE-WHO database. These include pathogenic species can serve as a major sink and source of pathogens con-
in the bacterial orders Clostridiales, Enterobacterales, taining mobile AMR, as well as an indication of community
Vibrionales, Aeromonadales, and Pseudomonadales. Sev- public health (Fouz et al. 2020; Kraemer et al. 2019). The
eral of the mobile resistome genes carried in these hosts issue of AMR is regarded as a top global public health
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1579

Table 1 Description of
Samples Sample labels Total readsa Treatment Barcodeb
wastewater samples and total
nucleic acid reads April Amherst WW influent AP1 116,950 Primary BC07
April Amherst WW influent AP2 66,033 Primary BC08
April Amherst WW influent AP3 106,023 Primary BC09
March Amherst WW influent MP1 120,115 Primary BC01
March Amherst WW influent MP2 95,987 Primary BC02
March Amherst WW influent MP3 121,196 Primary BC03
April Amherst WW effluent AS1 18,266 Secondary BC10
April Amherst WW effluent AS2 23,208 Secondary BC11
April Amherst WW effluent AS3 31,519 Secondary BC12
March Amherst WW effluent MS1 139,910 Secondary BC04
March Amherst WW effluent MS2 195,473 Secondary BC05
March Amherst WW effluent MS3 157,577 Secondary BC06
WW wastewater
a
As per CosmosID report summary
b
SQK-RBK004 kit (ONT)

Table 2 Parameters calculated after ALDEx2 size estimation of


significant taxa at the genus level that are statistically responsible for
the observed discrimination between wastewater treatments
Genus diff.btw diff.win Effect Overlap

Acinetobacter 2.803 1.091 2.614 0.000


Prevotella 3.099 1.298 2.308 0.010
Tetrasphaera 7.364 1.782 4.330 0.000
Azonexaceae 11.135 3.429 3.255 0.000
Polaromonas 7.381 2.751 2.990 0.000
Bacteroides 2.995 1.244 2.268 0.005
Ruminococcus 2.428 0.653 3.212 0.003
Flavobacterium −6.064 2.218 −2.750 0.000
Oscillatoria −6.734 3.295 −1.989 0.003
Yersinia −6.455 3.594 −1.636 0.010
Empedobacter −5.734 3.473 −1.413 0.031
Sebaldella −5.757 3.601 −1.387 0.034
Paenibacillus −7.217 3.419 −1.937 0.003
Myoviridae −5.775 3.349 −1.540 0.029
Nitrospira 11.662 5.903 1.859 0.036
Sediminibacterium 10.051 4.369 2.128 0.026
diff.btw median difference in clr values between primary and
secondary samples, diff.win median of the largest difference in clr
values within primary and secondary samples, effect median effect
size, overlap proportion of effect size that overlaps 0, i.e. no effect
Fig. 5 a ALDEx2 plot generated using the ALDEx2 (1.20.0) package
in R show distribution of taxa significantly different (red dots) from the
sample mean after the Benjamini–Hochberg correction for false
concern (IACG 2018; O’Neill 2014; WHO 2014) with positive rate. Taxa with higher abundance than the mean in secondary
AMR surveillance viewed as an essential step towards samples have positive diff.btw values, while taxa with higher abun-
addressing this issue (WHO 2014). This makes regular dance than the mean in primary wastewater yielded negative values.
b Divergent barplot show the 16 genera that were significantly
monitoring of wastewater systems more relevant than ever, different (Mann–Whitney U test, adjusted p value < 0.05) between
as it not only ensures the safety of effluents relevant to wastewater treatments
animal and human contact, but also allows for studies
investigating AMR patterns and potential transmission
mechanisms in human-impacted environments. Such
1580 C. Martin et al.

Table 3 Summary of
Sample labels Reads (NanoARG)
metagenomic DNA sequence
reads sorted into plasmid- and Total reads Chromosome Plasmid Unclassified
chromosome-derived sequences
using PlasFlow (version 1.0) AP1 51,048 20,399 (40%) 11,290 (11%) 19,359
AP2 26,824 10,673 (40%) 6195 (23%) 9956
AP3 49,782 19,260 (39%) 11,570 (23%) 18,952
MP1 53,549 22,483 (42%) 10,894 (20%) 20,172
MP2 47,999 20,037 (42%) 9701 (20%) 18,261
MP3 52,438 21,937 (42%) 10,508 (20%) 19,993
AS1 12,003 3718 (31%) 3301 (28%) 4984
AS2 10,252 3556 (35%) 2665 (26%) 4031
AS3 18,015 5965 (33%) 4707 (26%) 7343
MS1 61,850 19,730 (32%) 16,190 (26%) 25,930
MS2 95,756 30,224 (32%) 26,000 (27%) 39,532
MS3 72,364 24,237 (33%) 18,526 (26%) 29,601

studies, especially if done over long timeframes, can help pathogenic species (Fig. 1). Although culture-based meth-
define the extent of the AMR problem, which is relevant in ods would determine actual viability, the data from this and
resolving this global issue. In this study, we demonstrate a other studies (Chahal et al. 2016; Osińska et al. 2017;
rapid but sufficiently comprehensive metagenomic method Harnisz and Korzeniewska 2018) show that most waste-
that can make long-term routine wastewater monitoring water treatment processes are insufficient to remove all
more feasible. potential pathogens from effluents.
Initial characterization of the wastewater samples in
terms of microbial diversity and composition revealed Compositional data approach
substantial discrimination between primary and secondary
samples, which is expected as each sample underwent a The compositional data approach supported the initial obser-
different treatment process. Primary treatment primarily vations from traditional data analyses, showing microbial
involves sedimentation-based removal whereas secondary structure differences between primary and secondary waste-
treatment involves filtration and biological-based processes water. The difference is that the CoDa analysis was mainly
(Quach-Cu et al. 2018). Acinetobacter was found to be the done at the genus level for greater resolution of taxa involved
dominant genus in all samples, present in primary samples in the observed separation. Primary wastewater samples pre-
at a slightly higher abundance of 23% compared to 14% in dominantly grouped together, suggesting they contained similar
secondary samples. The second most abundant genera dif- taxa at similar abundances (Gloor and Reid 2016). Further
fered by treatment sample—Bacteroides for primary sam- interpretation of the biplot is qualitative at best because only
ples and Polaromonas for secondary samples. Aeromonas 78% of the variability is explained by the first two principal
and Ruminococcus species were more prominently detected components. Considering the limited data projection, a few
in secondary samples whereas Arcobacter and Onygenales rules can be employed to interpret the biplot data. First, the
were more abundant in primary samples. Bacteroides and length of the ray is related to relative taxon variability (Gloor
Ruminococcus are typical gut bacteria and Acinetobacter, and Reid 2016). The longer the ray, the more variable the
Polaromonas, Onygenales, Aeromonas, and Arcobacter are represented taxon relative to other taxa. Using this rule, it can
environmental microbes. Several Aeromonas, Arcobacter, be seen that Acidovorax (Betaproteobacteria), Arcobacter
and Acinetobacter species are known zoonotic pathogens. (Epsilonproteobacteria), Bacteroides (Bacteroidia), and Rumi-
Thus, the microbial composition of the wastewater samples nococcus (Clostridia) reveal relatively longer rays, hence
comprise a complex mixture of gut and environmental greater variability with respect to wastewater treatment than
microbes, a conclusion from other wastewater systems as other taxa in the biplot. Acinetobacter (Gammaproteobacteria)
well (Newton et al. 2015; Numberger et al. 2019). had the shortest ray, thus the least variability. A second rule
Microbial richness and diversity significantly decreased concerns the angle between rays, namely correlation between
with the wastewater treatment process, not unexpected taxa. A smaller angle indicates correlation of abundance of the
given that secondary effluent samples have passed through involved taxa. Rays of taxa that are orthogonal are uncorre-
wastewater treatment steps. However, the observed lated. Figure 4a shows a small angle between rays for
decrease in microbial richness and diversity in secondary Acinetobacter-Prevotella and Acinetobacter-Bacteroides, sug-
samples did not translate to a relative reduction in gesting abundance of these taxa were highly correlated while
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1581

Table 4 Summary of the p values calculated to determine statistical


difference of alpha and beta diversity indices for the different
groupings of resistomes and mobilomes along wastewater treatment
Alpha diversity (adj. p values)a Beta diversity
(p values)b
Chao1 Shannon InvSimpson Bray–Curtis

Resistome
ARG 0.093 0.015c 0.041c 0.022c
c c
ARG type 0.34 0.041 0.0022 0.057
MRG 0.94 0.31 0.59 0.076
ARG + MRG 0.13 0.041c 0.065 0.039c
Mobilome
MGE 0.15 0.18 0.041c 0.013c
Resistome + Mobilome
ARG + MRG 0.13 0.0087c 0.0022c 0.02c
+ MGE
ARG type + 0.59 0.0022c 0.0022c 0.018c
MRG + MGE
Mobile resistome
MGE + ARG 0.18 0.0022c 0.0022c 0.014c
type/MGE +
MRG
a
Mann–Whitney U test, Bonferroni–Holm p-adjustment method
b
PERMANOVA (10,000 permutations)
c
Significant difference between primary and secondary samples

(Gammaproteobacteria), but not Acidovorax (Betaproteo-


bacteria), was a variable taxon, as clearly shown in Fig. 4b,
although Arcobacter (Epsilonproteobacteria), Bacteroides
(Bacteroidia), and Ruminococcus (Clostridia) were correctly
projected to be highly variable. Regardless of the discrepancies,
these interpretations support the conclusion that certain
microbial taxa distinguish primary from secondary wastewater.
Sixteen genera were statistically responsible for the
observed discrimination during wastewater treatment.
Seven genera representing major phyla except Actino-
bacteria were more abundant in primary wastewater. These
included environmental microbes such as Flavobacterium
Fig. 6 Stacked barplots generated in R using relative abundances and Oscillatoria (cyanobacteria), as well as bacteriophages
computed according to Ma et al. (2016) compare (a) ARG composi- belonging to the family Myoviridae. Nine genera were more
tion at the ARG type level, (b) MRG composition and (c) MGE abundant in secondary wastewater samples, including gut
composition between plasmid- and chromosome-derived reads of (Prevotella, Bacteroides, and Ruminococcus) and environ-
primary and secondary wastewater. (PS (orange): plasmid secondary;
CS (orange): chromosome secondary; PP (blue): plasmid primary; CP mental (Acinetobacter, Sediminibacterium, Azonexaceae,
(blue): chromosome primary) and Polaromonas) microbes. All major phyla were repre-
sented except Cyanobacteria and viruses, consistent with
the differences shown in Fig. 2a. Secondary wastewater
abundance of Acidovorax and Ruminococcus were not. Co- contained Nitrospira, Azonexaceae, and Tetrasphaera,
incident rays of Prevotella and Bacteroides are interpreted as a which are common in biological treatment of primary
constant ratio of abundance. The unsupervised cluster den- wastewater (Cydzik-Kwiatkowska and Zielińska 2016;
drogram and corresponding barplot (Fig. 4b) support the Herbst et al. 2019). While the data will require actual via-
observed grouping across wastewater treatment, but not several bility testing, the detection of Acinetobacter and Bacter-
projections from the compositional biplot. This is not surprising oides in secondary wastewater effluents is concerning
given limits of the data projection, e.g., Aeromonas especially since species in this genera are known pathogens
1582 C. Martin et al.

with some exhibiting carbapenem and phenicol resistance AMR genes in March and April secondary samples,
(Higgins et al. 2018; Niestępski et al. 2019). respectively. This increase in β-lactamases through the
wastewater treatment process is consistent with other stu-
Effect of wastewater treatment on the resistome dies that highlight the risks of release of these ARGs to
and mobilome receiving waters (Amador et al. 2015; Makowska et al.
2020).
Diversity and composition differences between primary and As with ARGs, a larger proportion of MRGs were asso-
secondary wastewater were observed relevant to the resis- ciated with chromosome-derived sequences. MRGs also appear
tome, with more classes of AMR genes and MRGs in pri- to be enriched in secondary samples on the chromosome, but
mary than secondary samples. The overall decreasing trend not on plasmids. Li et al. (2015) examined plasmid ARGs and
in diversity along the wastewater treatment process is con- MRGs from two Hong Kong wastewater plants, and found
sistent with observations from similar studies (Ng et al. zinc and copper to be the dominant MRGs, followed by cobalt
2019; Ben et al. 2017). However, this does not necessarily and arsenic. These genes were also found to be dominant in our
support a decreased probability of AMR dissemination as study in addition to MRGs for molybdenum and nickel, which
certain resistance genes like the OXA β-lactamases were may reflect different sources. Li et al. suggest that high copper
significantly enriched in the plasmid reads of secondary and arsenic, used in animal breeding, may be present due to
samples. The observed enrichment in plasmids is not sur- slaughterhouse wastewater in one of the two WWTPs they
prising given that these enzymes, some of which are also sampled. Although Amherst, MA, can be considered semi-
carbapenemases, are mostly carried in plasmids (Antunes rural, with a population of only ~40,000, it does include a
et al. 2014; Antonelli et al. 2015). major research university.
A comparison with published research using the ONT Mobilome genes detected in this study were mostly
MinION reveals both similarities and differences. The work located in plasmid-derived sequences. Genetic elements
by Che et al. (2019) examining wastewater samples from related to transposase were the most common MGEs in all
Hong Kong’s Shatin Wastewater treatment plant found samples examined. Transposases are implicated in DNA
similar classes of ARGs, with dominance of genes con- mobility within and potentially between genomes and are
ferring resistance to aminoglycosides, beta-lactams, MLS, therefore important in horizontal gene transfer and bacterial
tetracyclines, sulfonamides, phenicols, quinolones and adaptation to new environments (Vigil-Stenman et al. 2017;
multidrug. However, with the exception of multidrug, a Cuecas et al. 2017). The class 1 integron-integrase intl1
higher percentage of each of these classes of ARGs was gene was detected exclusively in all primary wastewater
located on plasmids, rather than on the chromosome. This is samples and despite the very low occurrence, the observa-
in contrast to our work, which shows a larger portion of tion is still consistent with the suggestion to use this gene as
ARGs associated with chromosome-derived sequences. an anthropogenic pollution marker (Gillings et al. 2015).
What is consistent with the Che et al. (2019) study is the The finding that the secondary effluent samples have higher
finding that a higher proportion of ARGs are present on mobilome diversity and composition does not immediately
plasmids in secondary wastewater samples as opposed to increase the potential of clinically relevant transfer risks to
primary samples. receiving environments, as these will be related to asso-
Multidrug, beta-lactam and peptide AMRs were the ciations with AMR elements. Clearly significant numbers of
dominant classes of ARGs in the NanoARG pipeline, and resistome genes are either in plasmid-derived sequences or
overall there are more classes of AMR detected in primary are associated with other mobile genetic elements, with
samples as opposed to secondary samples. However, total implications for mobilization of antimicrobial resistance
numbers of ARGs were slightly increased for the March (Slizovskiy et al. 2020).
secondary samples, and in terms of relative abundance, Several of the MGE- and plasmid-associated resistance
secondary samples for both March and April were enriched genes for peptide antibiotics, beta-lactams, multidrug,
in OXA β-lactamases. This was confirmed by both the aminoglycosides, sulfonamide and tetracyclines were mat-
CosmosID and Epi2Me bioinformatics pipelines. For Cos- ched by the NanoARG pipeline to sequence reads of well-
mosID, OXA β-lactamases represented ~12% and ~4% of known human pathogens like Clostridium botulinum,
AMR genes in March and April primary samples, respec- Klebsiella pneumoniae, Escherichia coli, Acinetobacter sp.,
tively, and ~40% and ~50% of AMR genes in March and Staphylococcus aureus, Aeromonas hydrophila, Pseudo-
April secondary samples, respectively. Epi2me uses differ- monas aeruginosa, Vibrio cholerae, Clostridioides difficile,
ent algorithms and databases and identified a greater num- and Salmonella enterica. Interestingly, a number of those
ber of genes, but the trend was still consistent with OXA reads fall under the current US CDC list of urgent and
β-lactamases representing ~1.5% of AMR genes in both serious threats of antimicrobial resistance (CDC AR Threats
March and April primary samples, and ~11% and ~22% of Report 2019). For example, both primary and secondary
Nanopore-based metagenomics analysis reveals prevalence of mobile antibiotic and heavy metal resistome. . . 1583

samples were found to contain MGE or plasmid-associated profiles. Once characterized, the microbial communities can
reads corresponding to carbapenem-resistant Acinetobacter be assessed with respect to the influence of treatment on
which is at the top of the CDC list of serious threats. Car- microbial composition. It is concluded that wastewater
bapenems belong to the beta-lactam category of antibiotics treatment processes can be evaluated using the handheld
and are normally used as last resort drugs (Gupta et al. MinION, with the potential for future modeling of semi-
2017). The finding that these reads were mobile, and hence rural WWTPs without access to more sophisticated tools.
potentially transferable makes it even more concerning. This in turn may help in evaluation of risks for receiving
Interestingly, mobile reads corresponding to drug-resistant waters, the environment, and downstream users, relative to
Clostridioides difficile, another serious threat, were only specific pathogens and AMR using data from the methods
detected in primary samples. On the other side, mobile presented here.
reads corresponding to yet another serious threat,
carbapenem-resistant Enterobacteriacea, were mainly Funding This research was funded in part by Uniting for Health
Innovation, an “independent, nonprofit organization that unites gov-
detected in secondary samples. A number of reads in both
ernment, industry, and local communities in the Americas to advance
samples were also found to match mobile mcr-1, mcr-2, innovation in public health.”
mcr-3, mcr-4, and mcr-5 genes associated with pathogenic
species from bacterial orders Aeromonadales, Enter- Author contributions Conceptualization: CM and TF; methodology:
obacterales and Pseudomonadales. The mcr gene variants CM and TF; software: CM and RC; validation: CM, BS, AC, AA,
NAH, RC, SH, and TF; formal analysis: CM, AA, SH, and TF;
confer resistance to colistin, which is used for severe
investigation: CM, BS, and AC; resources: TF; writing—original draft
infections related to multidrug resistance (Liu et al. 2016). preparation: CM; writing—review and editing: CM, BS, AC, AA,
Sufficient data suggests that the effluent samples in this NAH, RC, SH, and TF; data visualization: CM; supervision: CM and
study contain the necessary components for the potential TF; project administration: CM and TF; funding acquisition: TF.
spread of a clinically relevant AMR—clinically relevant
resistomes with transferable traits carried by serious human Compliance with ethical standards
pathogens. Traditional microbiology methods like culture-
Conflict of interest RC is the original Founder and Chair of Cosmo-
based experiments will be needed to verify actual pathogen
sID; NAH was the Chief Science Officer at CosmosID.
viability and other factors like environmental selective
pressure will most likely play an important role in AMR Publisher’s note Springer Nature remains neutral with regard to
spread (Hall et al. 2015). Nonetheless, information gathered jurisdictional claims in published maps and institutional affiliations.
in this study can provide the baseline to further probe the
potential AMR dissemination mechanisms in wastewater
effluents. References
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