You are on page 1of 16

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ

6HFWLRQ±(OHFWULFDO6HUYLFHV±3DUWLFXODU6SHFLILFDWLRQ

WLRQWKHVWDQGDUGVSHFLILFDWLRQDQGDVLQGLFDWHGRQWKHGHVLJQGUDZLQJVDQGHTXLSPHQW
VFKHGXOHV
 7KH &RQWUDFWRU VKDOO EH UHVSRQVLEOH IRU XQGHUWDNLQJ IXOO OLJKWLQJ GHVLJQ FDOFXODWLRQV WR
FKHFNDQGYHULI\WKDWWKHOHYHOVDQGRYHUDOOOLJKWLQJSHUIRUPDQFHLVVXIILFLHQWIRUDOODUHDV
EDVHG RQ WKHILQDO OXPLQDLUHV VHOHFWHG &DOFXODWLRQV VKDOO EH VXEPLWWHG WR WKH (QJLQHHU
DVSDUWRIWKH&RQWUDFWRUVPDWHULDOVXEPLVVLRQVWRWKH(QJLQHHU/LJKWLQJPDWHULDOVVKDOO
QRWEHFRQVLGHUHGDSSURYHGXQWLOWKHDVVRFLDWHG FDOFXODWLRQVKDYHEHHQVXEPLWWHGE\
WKH&RQWUDFWRUDQGUHYLHZHGDQGDSSURYHGE\WKH(QJLQHHU
 $OOOLJKWLQJV\VWHPVVKDOOEHVHOHFWHGDQGLQVWDOOHGLQDFFRUGDQFHZLWK$''&UHJXODWLRQV
WRPHHWWKHGHVLJQLQWHQWVKRZQRQWKHGHVLJQGUDZLQJV
 )XOO\ IXQFWLRQDO PRFNXSV VKDOO EH SURYLGHG IRU DOO DUHDV ZLWK KLJK OHYHOV RI UHSHWLWLRQ
7KLVVKDOOLQFOXGHHDFKDSDUWPHQWW\SHDW\SLFDOUHVLGHQWLDOFRUULGRUDQGDQDUHDRIFDU
SDUNLQJ 0RFNXSV VKDOO EH FRPSOHWH DV HDUO\ DV SRVVLEOH LQ WKH LQVWDOODWLRQ SURFHVV WR
HQDEOHUHYLHZDQGDSSURYDOSULRUWRLPSOHPHQWLQJWKURXJKRXWWKHEXLOGLQJ,QVWDOODWLRQRU
IXUWKHU SURFXUHPHQW VKRXOG QRW RFFXU XQWLO HDFK PRFNXS KDV EHHQ UHYLHZHG DQG DS
SURYHGE\WKH$UFKLWHFW(QJLQHHUDQG&OLHQW
 /LJKWLQJ SRZHU FLUFXLWV VKDOO JHQHUDOO\ EH ZLUHG IURP $ 0&%¶V SURWHFWHG E\ P$
5&%2¶VXVLQJ/6)VLQJOHFRUHFDEOHVODLGLQWUXQNLQJRUGUDZQLQWRFRQGXLW
 5HIHUWRWKHSURMHFWOXPLQDLUHVFKHGXOHIRUOXPLQDLUHGHWDLOV
 $V SDUW RI WKH FRQWUDFW WKH &RQWUDFWRU VKDOO SURYLGH D PLQLPXP RI  VSDUHV IRU HDFK
W\SHRIODPSEDOODVWDQGOXPLQDLUHDWWDFKPHQW
% /LJKWLQJ ,QWHUQDO 
 5HIHUWRWKHOXPLQDLUHVFKHGXOHIRUGHWDLOVRIWKHOXPLQDLUHVSURSRVHGLQWKHGHVLJQ$Q\
DOWHUQDWLYHV VKDOO EH VXEPLWWHG WR WKH (QJLQHHU LQ DGYDQFH IRU UHYLHZ DQG DSSURYDO
6XEPLWWDOVVKDOOLQFOXGHSURGXFWVDPSOHVPDWHULDOVXEPLWWDOVDQGVXSSOHPHQWDU\FDOFX
ODWLRQVDFKLHYLQJWKHGHVLJQFULWHULDOLVWHGEHORZ
 $OO OXPLQDLUHV LQVWDOOHG ZLWKLQ WKH EXLOGLQJ VKDOO EH HQHUJ\ HIILFLHQW FRPSOHWH ZLWK HOHF
WURQLFKLJKIUHTXHQF\FRQWUROJHDUDQGKLJKOLJKWRXWSXWUDWLRV
 (PHUJHQF\ OLJKWLQJ LV D PL[WXUH RI LQGHSHQGHQW DQG LQWHJUDWHG FRPELQHG OXPLQDLUHV
IRUPLQJSDUWRIWKHJHQHUDOOLJKWLQJV\VWHP UHIHUWR(PHUJHQF\/LJKWLQJVHFWLRQIRUGH
WDLOV :KHQFRPELQHGYHUVLRQVDUHXVHGWKHFRQWUDFWRUVKDOOHQVXUHWKDWWKHOXPLQDLUHV
XVHGDUHVXLWDEOHDQGSURYLGHGZLWKWKHQHFHVVDU\SURYLVLRQVWRDOORZFRQQHFWLRQWRWKH
FHQWUDOEDWWHU\V\VWHP
 )LQDOOXPLQDLUHORFDWLRQVZLWKLQSODQWDUHDVVKDOODUHORFDWHGWRLOOXPLQDWHFRQWUROSDQHOV
DQGZDONZD\VEHWZHHQODUJHSODQWHTXLSPHQWDQGLWHPVUHTXLULQJUHJXODULQVSHFWLRQDQG
PDLQWHQDQFH
 7KH&RQWUDFWRUVKDOOHQVXUHWKDWDOOIL[WXUHDQGDFFHVVRU\ ORFDWLRQVDUHDJUHHGFRRUGL
QDWHGDQGLQVWDOOHGLQOLQHZLWKWKHUHTXLUHPHQWVRIWKH$UFKLWHFWDQG(QJLQHHU&ODLPVIRU
PRYLQJSRLQWVWRWKHUHTXLUHPHQWVRIWKH$UFKLWHFWDQG(QJLQHHUVKDOOQRWEHDSSURYHG
 3URYLGHSOXJLQFHLOLQJURVHVDGMDFHQWWRHDFKOXPLQDLUHZKHUHSRVVLEOHIRULVRODWLRQ W\S
LFDOO\ H[FOXGHV OXPLQDLUHV PRXQWHG RQ FRQFUHWH LH DSDUWPHQW SHQGDQW OLJKWV  ,Q LQ
VWDQFHVZKHUHWKLVFDQQRWEHDFKLHYHGSURYLGHDSOXJLQFHLOLQJURVHDWDUHPRWHORFDWLRQ
DJUHHGE\WKH(QJLQHHUDQG$UFKLWHFW
 $OO IOXRUHVFHQW OXPLQDLUHV VKDOO EH +) W\SH ZLWK (OHFWURQLF &RQWURO *HDU (&*  DQG EH
FRPSOHWHZLWK7ODPSV
 $OORZWRUHODPSDQGFOHDQDOOOXPLQDLUHVSULRUWRKDQGRYHU
 (QVXUHDOOODPSVDUHEXUQWLQWRWKHUHFRPPHQGDWLRQVRIWKHODPSPDQXIDFWXUHU


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL
(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±*HQHUDO5HTXLUHPHQWVIRU(OHFWULFDO:RUN

E 7KHGHWDLOVWREHLQFOXGHGRQWKHQRWLFHSODWHVVKDOOEHHLWKHUDVLQGLFDWHGRQWKHDW
WDFKHGGUDZLQJVDQGRUVSHFLILFDWLRQVHFWLRQRUDVGHWDLOHGE\WKH&2168/7$17
 $OOILUHVHUYLFHPDLQVZLWFKHVILUHVHUYLFHDX[LOLDU\VZLWFKHVILUHVHUYLFHSXVKHVDQGEXW
WRQVKDOOEHSDLQWHGILUHUHG &RORXU1R(RI%6 WRHQVXUHHDV\LGHQWLILFDWLRQ
 $WWKHFRPSOHWLRQRIWKHZRUNVWKHYDULRXVVHFWLRQVRIWKHHOHFWULFDOLQVWDOODWLRQVKDOOEH
FRORXUFRGHGRUODEHOOHGDVSUHVFULEHGLQWKHUHOHYDQW%6&RGHRI3UDFWLFHRU6SHFLILFD
WLRQRUDVGHWHUPLQHGE\WKH&2168/7$17
 7KH&RQWUDFWVKDOOLQFOXGHIRUWKHSURYLVLRQRIRQHPHWDOFRS\RIDQDSSURYHGW\SHHOHF
WULFDO DFFLGHQW LQVWUXFWLRQ VKHHW LQ HDFK RI WKH +9 DQG /9 VZLWFK URRPV DOO HOHFWULFDO
FXSERDUGV SODQW URRPV DQG JHQHUDWRU URRPV WR FRPSO\ ZLWK WKH ORFDO 0XQLFLSDOLW\ UH
TXLUHPHQWV
)UDPHGVFKHPDWLFGLDJUDPVVKDOOEHSURYLGHGLQ+9/9DQGJHQHUDWRUURRPVDVSDUWRI
WKH&RQWUDFW
 $OO PDLQ VXEPDLQ DQG PXOWLFRUH ;/3( 3,/& DQG /6) DUPRXUHG FDEOHV VKDOO EH
PDUNHG ZLWK QRQFRUURVLYH ODEHOV EHDULQJ WKH FDEOH UHIHUHQFH JLYHQ E\ WKH
&2168/7$17RUKLVUHSUHVHQWDWLYH
D 7KH ODEHOV VKDOO EH SURYLGHG DW HDFK FDEOH MRLQW DW HDFK HQG RI WKH GXFWV DW HDFK
WHUPLQDWLRQDQGDWLQWHUYDOVRIPRQVWUDLJKWUXQVDQGDWPDWGHYLDWLRQVLQ
WKHURXWH
E /DEHOPDWHULDODQGLQVFULSWLRQV LQ$UDELFDQG(QJOLVK VKDOOEHDSSURYHGDVDPSOH
EHLQJVXEPLWWHGWRWKH&2168/7$17SULRUWRPDQXIDFWXUHDQGLQVWDOODWLRQ

 63$5(3$576

$ 6SDUHSDUWVVKDOOEHSURYLGHGLQFRPSOLDQFHZLWKWKLV6SHFLILFDWLRQDQGDVUHFRPPHQGHGE\
WKHSURGXFWPDQXIDFWXUHURUDXWKRUL]HGYHQGRU
% 7KHVFRSHRIZRUNVVKDOOLQFOXGHIRUVXSSO\LQJWKHIROORZLQJLWHPVXQOHVVRWKHUZLVHVWDWHG
 $FRPSOHWHVHWRIVSDUHPDLQFLUFXLWEUHDNHUVRUIXVHVIRUHDFKFRQQHFWHGXQLWRQ/9DQG
+9VZLWFKERDUGDVDSSOLFDEOH
 6SDUH FLUFXLW EUHDNHUV DQG IXVHV VKDOO EH KDQGHG RYHU WR WKH &2168/7$17 DQG WZR
FRSLHVRIDVLJQHGUHFHLSWREWDLQHGIRUWKHP2QHFRS\RIWKHUHFHLSWVKDOOEHIRUZDUGHG
WRWKH&2168/7$17IRUUHIHUHQFH
 7KHIROORZLQJLWHPVDQGWKHLUUHVSHFWLYHTXDQWLWLHVVKDOOEHSURYLGHGTXDQWLWLHVLQGLFDWHG
EHORZVKDOOEHFRQVLGHUHGSDUWLDODQGQRPLQDOVXEMHFWWRWKHFRPSOHWHUHTXLUHPHQWVDQG
)XUWKHUVXEMHFWWRYHQGRU¶VVXSSOLHU¶VUHFRPPHQGDWLRQ
D 7ZHQW\   VSDUH PLQLDWXUH FLUFXLW EUHDNHUV RU IXVHV RI HDFK W\SH LQFOXGHG LQ WKH
&RQWUDFW
E 7ZHQW\  VSDUHIXVHVRIWKHDSSURSULDWHVL]HIRUHDFKRIWKHIXVHGSOXJWRSVGH
VFULEHGLQWKHIRUHJRLQJVSHFLILFDWLRQ
F )LIW\  VSDUHODPSVDWHDFKW\SHRIVL]HLQFOXGHGLQWKH&RQWUDFW
G 7ZHQW\  VSDUHFRQWDFWRUVODPSVDQGUHOD\VRIHDFKW\SHDQGVL]H
H 7ZHQW\  VSDUHGHYLFHVDWHDFKW\SHXVHGIRUWKH)LUH'HWHFWLRQDQG$ODUP6\V
WHP
I )LIW\  VSDUHDWHDFKW\SHDQGVL]HRIZLULQJGHYLFHVDQGSRZHURXWOHWV
 3URYLGHVSDUHSDUWVWRDOORWKHUVHUYLFHVLQOLQHZLWKPDQXIDFWXUHV¶UHFRPPHQGDWLRQV

 5$',2$1'7(/(9,6,2168335(66,2121(/(&75,&$/(48,30(17 (0&
(/(&7520$*1(7,&&203$7,%,/,7< 

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL
(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±*HQHUDO5HTXLUHPHQWVIRU(OHFWULFDO:RUN

$XGLR 9LVXDO 6\VWHPV DQG 79 DQG 5DGLR 6\VWHPV WR EH PDGH SULRU WR WKH WHUPLQDO
HTXLSPHQW EHLQJ FRQQHFWHG EXW ZLWK WKH FDEOH WHUPLQDWLRQV FRPSOHWHG LQ RUGHU WR SUH
FOXGHGDPDJHWRWKHWHUPLQDOHTXLSPHQWDQGWRREYLDWHDQ\DGYHUVHHIIHFWVRQWKH
WHVWUHVXOWV

 +$1'29(5352&('85(6 '2&80(17$7,21

$ 2SHUDWLRQDODQG0DLQWHQDQFH,QVWUXFWLRQ
 &RQIRUPWRWKHUHTXLUHPHQWVRIWKHFRQWUDFWLQDGGLWLRQWRWKRVHRIWKLVVHFWLRQ
 7RHQVXUHWKDWWKHEXLOGLQJXVHU¶VVWDIIVUHWDLQDSHUPDQHQWUHFRUGRIWKHLQVWDOODWLRQWKH
&RQWUDFWVKDOOLQFOXGHIRUHGLWLQJSULQWLQJELQGLQJDQGSURGXFLQJRSHUDWLRQDQGPDLQWH
QDQFHPDQXDOVWRWKHDSSURYDORIWKH&2168/7$17
 3ULRU WR SULQWLQJ WKUHH GUDIW FRSLHV RI HDFK ERRNOHW VKDOO EH VXEPLWWHG IRU WKH
&2168/7$17¶V DSSURYDO RQH PRQWK SULRU WR WKH &RQWUDFW FRPSOHWLRQ 7KH
&2168/7$17 UHVHUYHV WKH ULJKW WRPRGLI\ WKH GUDIW FRSLHV SULRU WR SULQWLQJ ZLWKRXW LQ
FXUULQJDGGLWLRQDOFRVWWRWKH7HQGHUSULFH
 7KHPDQXDOVVKDOOEHZULWWHQLQVXFKDPDQQHUWRFRQYH\SUHFLVHLQIRUPDWLRQWRHQDEOH
WKDWLQGLYLGXDOLQVWDOODWLRQWREHVDWLVIDFWRULO\RSHUDWHGDQGPDLQWDLQHGE\WUDLQHGSHUVRQ
QHO
D &RPSOHWHGPDQXDOVVKDOOEHRIDVWDQGDUGDQGILQLVKHTXDOWRWKLVVSHFLILFDWLRQZLWK
GXUDEOHELQGHUVDQGSURSHUO\SULQWHGFRYHUV
E 7KHPDQXDOVVKDOOKDYHDFRPSUHKHQVLYHLQGH[DQGEHFRPSLOHGLQWRVHFWLRQVLQULQJ
ELQGHUV IRU HDFK V\VWHP RI WKH LQVWDOODWLRQ LH /9 6ZLWFKJHDU ILUH DODUPV HWF DQG
LQFOXGHWKHIROORZLQJ
  )DPLOLDUL]HDQGGHVFULSWLRQVHFWLRQRXWOLQLQJRYHUDOOSKLORVRSK\RISURMHFWV\VWHP
  0HWKRG RI RSHUDWLRQ LQFOXGLQJ SURFHGXUHV WR LQLWLDWH HPHUJHQF\ VKXWGRZQ DQG
UHVWDUWWKHV\VWHP
  0DLQWHQDQFH VFKHGXOHV EURNHQ GRZQ LQWR SHULRGLF URXWLQHV LH GDLO\ ZHHNO\
PRQWKO\HWF
  )DXOWILQGLQJURXWLQHVDQGHPHUJHQF\SURFHGXUHV LQFOXGLQJWHOHSKRQHQXPEHUV 
  0DQXIDFWXUHUVFDWDORJXHVDVUHOHYDQWWRWKLVLQVWDOODWLRQJHQHUDOFDWDORJXHVQRW
DFFHSWDEOH
  /LVWRIUHOHYDQWDVLQVWDOOHGGUDZLQJV
  5HGXFHGVFDOHVFKHPDWLFVDQGZLULQJGLDJUDPV
  0DQXIDFWXUHUVGUDZLQJV
  6FKHGXOHVRIHTXLSPHQWWRLQFOXGHOXPLQDLUHODPSW\SHHWF
 0DQXIDFWXUHUVWHVWFHUWLILFDWHVDQGZDUUDQWLHV
  0DQXIDFWXUHUV UHFRPPHQGHG VSDUH SDUWV WRJHWKHU ZLWK PDQXIDFWXUHUVXSSOLHU
UHIHUHQFHQXPEHUVDQGFRQWDFWDGGUHVVWHOHSKRQHQXPEHU
 &RPPLVVLRQLQJWHVWUHVXOWV
 7KHPDQXDOVKDOOFRQWDLQDOOQHFHVVDU\ZDUQLQJVWRHQVXUHWKHKHDOWKDQGVDIHW\RIWKH
JHQHUDOSXEOLFWRJHWKHUZLWKRSHUDWLQJDQGPDLQWHQDQFHVWDII

 ,16758&7,212)&/,(17667$))

$ 7KH&/,(17¶VVWDIIVKDOOEHLQVWUXFWHGLQWKHRSHUDWLRQDQGPDLQWHQDQFHRIDOODVSHFWVRIWKH
SODQW


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL
(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±(DUWKLQJDQG%RQGLQJ

 68%0,77$/6

 $ 3URGXFW'DWD)RUHDFKW\SHRISURGXFWLQGLFDWHG
 % ,QIRUPDWLRQDO6XEPLWWDOV3ODQVVKRZLQJGLPHQVLRQHGDVEXLOWORFDWLRQVRIJURXQGLQJIHD
  WXUHVVSHFLILHGLQ)LHOG4XDOLW\&RQWURO$UWLFOHLQFOXGLQJWKHIROORZLQJ
  7HVWZHOOV
   *URXQGURGV
   *URXQGULQJV
   *URXQGLQJDUUDQJHPHQWVDQGFRQQHFWLRQVIRUVHSDUDWHO\GHULYHGV\VWHPV
   *URXQGLQJIRUVHQVLWLYHHOHFWURQLFHTXLSPHQW
   2YHUDOOHDUWKLQJVFKHPDWLFLQGLFDWLQJFURVVVHFWLRQDODUHDRIDOOHDUWKLQJSURWHFWLYHDQG
   ERQGLQJFRQGXFWRUV
 2YHUDOOHDUWKLQJOD\RXWLQGLFDWLQJHDUWKLQJSURYLVLRQVDWVXEVWDWLRQVVZLWFKJHDUGLVWULEX
WLRQSDQHOERDUGVHWFLGHQWLI\LQJILWWLQJVXVHGLQVXODWLRQSODWHVDQGPDUNLQJSDVVDJH
DQGURXWLQJRIHDUWKLQJ FRQGXFWRUV &RQGXLW VOHHYHV JURRYHV QLFKHV HWF JLYLQJ VL]HV
DQGGLPHQVLRQVRIFRPSRQHQWSDUWVDQGH[DFWORFDWLRQRI HDUWK SLWV URGV DQG GHWDLOV RI
LQVWDOODWLRQDQGFRQQHFWLRQVDQGH[DFWURXWLQJRIEXULHGHDUWKLQJ&RQGXFWRUVZLWKLQGLFD
WLRQRIFURVVVHFWLRQGHSWKRIOD\LQJDQGFRYHULQJ
 &)LHOG4XDOLW\&RQWURO7HVW5HSRUWV6XEPLWFHUWLILHGQXPEHUHGZULWWHQWHVWUHSRUWVWRLQFOXGH
  WKHIROORZLQJ
   7HVWSURFHGXUHVXVHGDQGWHVWFRQGLWLRQV
   7HVWUHVXOWVWKDWFRPSO\ZLWKUHTXLUHPHQWV
   5HVXOWVRIIDLOHGWHVWVDQGFRUUHFWLYHDFWLRQWDNHQWRDFKLHYHWHVWUHVXOWVWKDWFRPSO\ZLWK
   UHTXLUHPHQWV
'3RLQWZLVH FRPSOLDQFH VWDWHPHQW WR WKH VSHFLILFDWLRQV GXW\ VLJQHG E\ WKH PDQXIDFWXU
HU0DQXIDFWXUHU¶VDXWKRUL]HGUHSUHVHQWDWLYHDQGE\WKH&RQWUDFWRU
 ( WKH&RQWUDFWRUVKDOOIROORZWRWKHVXEPLWWDOSURFHGXUHVRXWOLQHGLQWKH³*HQHUDO5HTXLUH 
  PHQWVDQG6FRSHRI:RUNV´

 63$5(6

 $ &RQWUDFWRUVKDOOSURYLGHDOLVWRIVSDUHVUHTXLUHGIRUHDFKW\SHRIHTXLSPHQWLQVWDOOHGDV
  5HFRPPHQGHGE\WKHPDQXIDFWXUHU V DQGRULWVDXWKRUL]HGLQVWDOOHUUHSUHVHQWDWLYHRIWKH
  &RUUHVSRQGLQJHTXLSPHQW
 % )XUQLVKH[WUDPDWHULDOVWKDWPDWFKSURGXFWVLQVWDOOHGDQGWKDWDUHSDFNDJHGZLWKSURWHFWLYH
  FRYHULQJIRUVWRUDJHDQGLGHQWLILHGZLWKODEHOVGHVFULELQJFRQWHQWV
 &&RQWUDFWRUVKDOOSURYLGHDOOUHTXLUHGVSDUHVDVVSHFLILHGLQWKH³*HQHUDO5HTXLUHPHQWVDQG
  6FRSHRI:RUNV´

 &225',1$7,21

 $ $OORZIRUFRPSOHWHFRRUGLQDWLRQZLWKDOOWUDGHVDQGVHUYLFHVWRHQVXUHHDUWKLQJDQGERQGLQJ
  RIWKHFRPSOHWHLQVWDOODWLRQLVLQFRPSOLDQFHZLWKWKHDERYHUHIHUHQFHGVWDQGDUGV
 % &RRUGLQDWHZLWKWKHORFDOVXSSO\DXWKRULW\IRUWKHSURYLVLRQDQGLQVWDOODWLRQRIHDUWKLQJHOHF
  WURGHDQGLQVSHFWLRQSLWVLQDFFRUGDQFHZLWKWKHLUUHTXLUHPHQWVIRUVXEVWDWLRQV/9VZLWFK
  URRPVOLJKWQLQJSURWHFWLRQDQGJHQHUDOHOHFWULFDOVHUYLFHVLQVWDOODWLRQV
 &&RRUGLQDWHWLPHO\SURYLVLRQRIHDUWKSLWVDQGGULOOLQJRIHDUWKERUHKROHVZLWKWKH&RQWUDFWRU

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±'LVWULEXWLRQ%RDUG

$ 6SHFLDO :DUUDQW\ 0DQXIDFWXUHU
V VWDQGDUG IRUP LQ ZKLFK PDQXIDFWXUHU DJUHHV WR UHSDLU RU
UHSODFH FLUFXLW EUHDNHUV DQG WUDQVLHQW YROWDJH VXSSUHVVLRQ GHYLFHV WKDW IDLO LQ PDWHULDOV RU
ZRUNPDQVKLSZLWKLQVSHFLILHGZDUUDQW\SHULRG
 :DUUDQW\3HULRG)LYH\HDUVIURPGDWHRI6XEVWDQWLDO&RPSOHWLRQ

 63$5(6

$ &RQWUDFWRU VKDOO SURYLGH D OLVW RI VSDUHV UHTXLUHG IRU HDFK LQVWDOOHG HTXLSPHQW DV UHFRP
PHQGHG E\ WKH PDQXIDFWXUHU V  DQGRU LWV DXWKRUL]HG LQVWDOOHUUHSUHVHQWDWLYH RI WKH FRUUH
VSRQGLQJHTXLSPHQW
% )XUQLVKH[WUDPDWHULDOVWKDWPDWFKSURGXFWVLQVWDOOHGDQGWKDWDUHSDFNDJHGZLWKSURWHFWLYH
FRYHULQJIRUVWRUDJHDQGLGHQWLILHGZLWKODEHOVGHVFULELQJFRQWHQWV
&&RQWUDFWRUVKDOOSURYLGHDOOUHTXLUHGVSDUHVDVVSHFLILHGLQWKH³*HQHUDO5HTXLUHPHQWVDQG
6FRSHRI:RUNV´

  352'8&76

 *(1(5$/

$ $OOGLVWULEXWLRQERDUGV0&%VIXVHVDQGLVRODWRUVVKDOOEHRIRQHPDQXIDFWXUHUIRUWKHZKROH
RIWKHZRUNV
% 8QOHVVRWKHUZLVHQRWHGRQWKHVFKHPDWLFVDOOGLVWULEXWLRQERDUGV '%V VKDOOLQFRUSRUDWH
0&%5&'SURWHFWLRQDQGVKDOOFRPSO\ZLWK%6(1
&$OO GLVWULEXWLRQ ERDUGV VKDOO KDYH DQ LQWHJUDO PHDQV RI LVRODWLRQ IURP WKH LQFRPLQJ SRZHU
VXSSO\
''LVWULEXWLRQ ERDUGV VKDOO EH FRQILJXUHG WR SURYLGH 5HVLGXDO &XUUHQW 'HYLFH SURWHFWLRQ WR
JURXSVRI0&%¶VLQDFFRUGDQFHZLWKWKHORFDODXWKRULW\UHTXLUHPHQWV
( :KHUHHDUWKOHDNDJHVHQVLQJ LVLQGLFDWHGSURYLGHHLWKHU GU\FRQWDFWVIRU%06 FRQQHFWLRQ
DXGLRYLVXDOLQGLFDWLRQ IRUPDQQHGDUHDV YLVXDOLQGLFDWLRQ IRUXQPDQQHGDUHDV RUDFRP
ELQDWLRQRIHLWKHU)RUGHYLFHVVHUYLQJHVVHQWLDOVHUYLFHVVXFKDVILUHYRLFHDODUPSDQHOV
HPHUJHQF\OLJKWLQJFXELFOHVILUHGDPSHUVILUHSXPSVVSULQNOHUSXPSVVHZDJHSXPSVHWF
3URYLGHDODUPDQQXQFLDWLRQIRUHDFKFLUFXLWVHUYHG
) 3URYLGHHDUWKOHDNDJHVHQVLQJZLWKVKXQWWULSGHYLFHWRRSHUDWHPRXOGHGFDVHFLUFXLWEUHDNHU
IRUHDFK$&FKLOOHURUVLPLODUODUJHORDG
*&LUFXLWVVHUYLQJ$&FKLOOHUORDGVRU$&SODQWVKDOOEHSURYLGHGZLWKXQGHUYROWDJHUHOD\VWR
DXWRPDWLFDOO\ LVRODWH WKH FLUFXLW ZKHQ WKH GHFODUHG YROWDJH GURSV EHORZ  RI LWV QRPLQDO
YDOXH7KLVVKDOOEHZLWKLQVHFRQGV$XWRUHVHWRIWKHFLUFXLWVKDOOEHYLDDQDGMXVWDEOH
WLPHUZLWKVHWWLQJVEHWZHHQPLQXWHV
+8QOHVVRWKHUZLVHGHWDLOHGWKHVSDUHFDSDFLW\DYDLODEOHXSRQFRPSOHWLRQVKDOOEH 
VSDUHVRIHDFKUDWLQJXVHG 

 ',675,%87,21%2$5'6

$ $OO GLVWULEXWLRQ ERDUGV VKDOO EH W\SHWHVWHG DQG FRPSO\ ZLWK %6 (1  DQG %6 
3DUWVDQG$OOGLVWULEXWLRQERDUGVVKDOOEHIXOO\UDWHGWRRSHUDWHDWž&7KH\VKDOOEH
VXLWDEOH IRU VXUIDFH PRXQWLQJ KDYH ORFNDEOH GRRUV VXSSOLHG ZLWK WZR NH\V  DQG EH FRQ


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±'LVWULEXWLRQ%RDUG

( 0RXQWWRSRIZDOOPRXQWHGFDELQHWVJHQHUDOO\PPDERYHIORRU&RRUGLQDWHORFDWLRQRI
UHFHVVHGSDQHOVVRWKH\DUHDFFHVVLEOHDQGWRDYRLGLQWHUIHUHQFHZLWKRWKHUHTXLSPHQWDQG
WUDGHV 0RXQW DQG DQFKRU IORRU VHW 'LVWULEXWLRQ %RDUGV RQ D  PP KLJK FRQFUHWH SDG IX
UQLVKHGE\(OHFWULFDO&RQWUDFWRU
) 7KHSRVLWLRQRIEUHDNHUVLQHDFKSDQHOVKDOOEHDUUDQJHGLQWKHILHOGIRUVHTXHQFHSKDVLQJE\
WKLV&RQWUDFWRUWREHVWVXLWZLULQJFRQGLWLRQVDQGEDODQFLQJRISKDVHV)LOOLQW\SHZULWWHQWKH
GLUHFWRU\RIHDFKEUDQFKFLUFXLW'LVWULEXWLRQ%RDUG
*3OXJDOONQRFNRXWVUHPRYHGDQGQRWXWLOL]HG
+3URYLGHQDPHSODWHDQGILOORXWSDQHOGLUHFWRU\)RUUHPHGLDOZRUNRUFKDQJHVWUDFHFLUFXLWV
WRGHWHUPLQHORDGVDQGSURYLGHQHZXSGDWHGGLUHFWRU\


 728&+83$1'&/($1,1*
$ 9DFXXPDOOEDFNER[HVFOHDQRIGHEULVDIWHULQVWDOODWLRQDQGSULRUWRFRQWUDFWFORVHRXW
%7RXFKXSVFUDWFKPDUNVHWFZLWKPDWFKLQJSDLQW

 2%6(59$7,216
$ $OOSDQHOIURQWVVKDOOEHUHPRYHGE\WKH&RQWUDFWRUIRUREVHUYDWLRQRIWKHSDQHOLQWHULRUVE\
WKH&RQVXOWDQW
%3DQHOIURQWVVKDOOEHUHPRYHGZKHQGLUHFWHGE\WKH&2168/7$17IRUREVHUYDWLRQDQGUHLQ
VWDOOHGLPPHGLDWHO\DIWHUWKHREVHUYDWLRQV

 63$5(6
$ 3URYLGHVSDUHVDVUHTXLUHGE\ORFDODXWKRULW\DQGRUDVUHFRPPHQGHGE\WKHPDQXIDFWXUHU
% ,QDGGLWLRQWRWKHDERYHWKHFRQWUDFWRUVLVWRSURYLGHDVSDUHWZRFRPSOHWHSDQHOERDUGZLWK
DVVHPEO\ ERWK WR EH EDVHG RQ D VSOLW W\SH ERDUG HTXDO VL]HG VHFWLRQV DQG WKH PD[LPXP
VL]HDVSHUORFDOZLULQJUHJXODWLRQV

(1'2)6(&7,21






*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±0RWRU&RQWURO&HQWUHV

  (19,5210(17

 $ &OLPDWLFFRQGLWLRQVDUHDVIROORZV
0D[LPXPDPELHQWWHPSHUDWXUHGHJ&
0D[LPXPUHODWLYHKXPLGLW\
/RFDWLRQ$EX'KDEL8$(

 ,17(5)$&(:,7+27+(56(59,&(6

 $ 7KH0&& YHQGRU VKDOO FRRUGLQDWH WKH PDQXIDFWXUHDQG DVVHPEO\ RI WKH 0&& ZLWK WKH IRO
ORZLQJ 6SHFLDOLVWV WR HQVXUH FRUUHFW RSHUDWLRQ RI V\VWHPV DQG SODQW XQGHU WKH SUHVFULEHG
FRQGLWLRQV
0HFKDQLFDOVHUYLFHVWUDGH
)LUHDQG9RLFH$ODUP6\VWHPYHQGRU
%066\VWHPYHQGRU
% 7KH0&&YHQGRUVKDOOUHYLHZWKH0HFKDQLFDOVHUYLFHVWUDGHVKRSGUDZLQJVVFKHPDWLFVDQG
6FKHGXOHVWRGHWHUPLQHH[DFWUDWLQJRIHTXLSPHQWDQGSODQWWREHFRQWUROOHGE\WKH0&&
&(TXLSPHQW SURWHFWLRQ RYHUORDG GHYLFHV PRWRU VWDUWHUV YDULDEOH VSHHG FRQWUROOHUV UHOD\V
'HYLFHVHWFVKDOODOOEHVHOHFWHGWRPDWFKWKHIDQSXPSGDPSHUYDOYHHWFWREHFRQWUROOHG
E\WKHV\VWHP
'6XEPLWGHWDLOHG VKRS GUDZLQJV RI WKH V\VWHP IRUUHYLHZ E\ WKH (QJLQHHU SULRU WR PDQXIDF
WXUH

 48$/,7<$6685$1&(

$6RXUFH/LPLWDWLRQV$OOVZLWFKJHDUFRPSRQHQWVDQGHTXLSPHQW 0&&SDQHOPRWRUVWDUWHUV
9)' 6RIW VWDUWHU FRQWDFWRU RYHUORDG UHOD\V FLUFXLW EUHDNHUV 3/&V HWF  VKRXOG EH PDQX
IDFWXUHGE\VLQJOHRULJLQDOSURGXFWPDQXIDFWXUHUWRHQVXUHVDIHW\UHOLDELOLW\PDLQWDLQDELOLW\
VHUYLFH

 &225',1$7,21

$ &RRUGLQDWHVL]HVDQGORFDWLRQVRIFRQFUHWHEDVHV&DVWDQFKRUEROWLQVHUWVLQWREDVHV
% &RRUGLQDWHIHDWXUHVRI0&&VLQVWDOOHGXQLWVDQGDFFHVVRU\GHYLFHVZLWKUHPRWHSLORWGHYLF
HVDQGFRQWUROFLUFXLWVWRZKLFKWKH\FRQQHFW

 :$55$17<

$ 3URYLGHDILYH  \HDUH[WHQGHGZDUUDQW\IURPGDWHRI3UDFWLFDO&RPSOHWLRQ

 63$5(6

$ &RQWUDFWRU VKDOO SURYLGH D OLVW RI VSDUHV UHTXLUHG IRU HDFK LQVWDOOHG HTXLSPHQW DV UHFRP
PHQGHG E\ WKH PDQXIDFWXUHU V  DQGRU LWV DXWKRUL]HG LQVWDOOHUUHSUHVHQWDWLYH RI WKH FRUUH
VSRQGLQJHTXLSPHQW
%)XUQLVKH[WUDPDWHULDOVWKDWPDWFKSURGXFWVLQVWDOOHGDQGWKDWDUHSDFNDJHGZLWKSURWHFWLYH
FRYHULQJ

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±0RWRU&RQWURO&HQWUHV

 )RUVWRUDJHDQGLGHQWLILHGZLWKODEHOVGHVFULELQJFRQWHQWV
&&RQWUDFWRUVKDOOSURYLGHDOOUHTXLUHGVSDUHVDVVSHFLILHGLQWKH³*HQHUDO5HTXLUHPHQWVDQG
6FRSHRI:RUNV´

  352'8&76

 *(1(5$/

$ &RQWURO &HQWHUV VKDOO EH VXLWDEOH IRU XVH RQ D  9ROW WKUHH SKDVH DQG QHXWUDO 731  
ZLUH+]VROLGO\HDUWKHG$&V\VWHP
% $OOHTXLSPHQWVXSSOLHGVKDOOFRPSO\ZLWKWKHUHOHYDQW%ULWLVK6WDQGDUGVDQG/RFDO$XWKRULW\
  5HJXODWLRQV
&%XVEDUVVWUXFWXUHVHQFORVXUHVDQGHTXLSPHQWVKDOOEHDGHTXDWHWRZLWKVWDQGWKHVWUHVVHV
,PSRVHGE\VKRUWFLUFXLWRIN$506IRUVHFRQG$67$FHUWLILHG
'&RQWUROFHQWHUVVKDOOEHFRPSOHWHZLWKDOOLQWHUFRQQHFWLQJZLULQJDQGVKDOOKDYHWHUPLQDOVLQ
HDFKFRPSDUWPHQWIRUFRQWUROZLULQJDQGSRZHUFRQQHFWLRQV
( 0&&¶VVKDOOZKHUHYHUSRVVLEOHEHORFDWHGZLWKLQGHGLFDWHGURRPVDUHDVDQGVKDOOLQDOO
FDVHVEHDSSURSULDWHO\VHJUHJDWHGDQGSURWHFWHGIURPZDWHUVHUYLFHV

 &216758&7,21

$ 0RWRUFRQWUROFHQWHUVVKDOOEHPRGXODUFRQVWUXFWLRQIDFWRU\EXLOWDVVHPEOLHVIORRUPRXQWHG
IUHHVWDQGLQJZLWKPLQLPXPGHJUHHRISURWHFWLRQ,3IRULQGRRUDUHDV7KHFRQWUROFHQWHUV
VKDOOEHFRQVWUXFWHGWR)RUP7\SHRUDVSHU$''&FRQVWUXFWLRQ6PDOOHUZDOOPRXQWHG
0&&¶VVKDOOEHFRQVWUXFWHGWR)RUP7\SHRUDVSHU$''&
% &RQWURO FHQWHUV VKDOO EH EDVHG RQ D XQLW JULG V\VWHP ZLWK D PD[LPXP KHLJKW RI PP
7KHWRSDQGERWWRPIUDPHVVKDOOEHILWWHGZLWKJODQGSODWHVRUFRYHUSODWHVGHSHQGLQJRQWKH
FDEOH HQWU\ 7KH WRS IUDPH VKDOO KDYH SURYLVLRQ IRU ILWWLQJ OLIWLQJ H\HEROWV DQG WKH ERWWRP
IUDPHZLWKPRXQWLQJKROHVIRUIUDPLQJIRXQGDWLRQEROWV
&(QFORVXUHV VKDOO EH PDGH RI VWHHO IUDPHV EROWHG DQG ZHOGHG WRJHWKHU WR IRUP D ULJLG IUHH
VWDQGLQJGHDGIURQWVWUXFWXUHZLWKIOXVKIODQJHW\SHVKHHWVWHHOGRRUVDQGFRYHUSODWHVDV
5HTXLUHG$OOVHFWLRQVVKDOOEHRIXQLIRUPGLPHQVLRQDQGDSSHDUDQFH
'6HFWLRQVVKDOOEHPP]LQFFRDWHGFRUURVLRQUHVLVWDQWWUHDWHGDIWHUDOOIRUPLQJDQGZHOGLQJ
KDYHEHHQFRPSOHWHGDQGDOOKROHVKDYHEHHQSXQFKHG
( )XQFWLRQDOXQLWVVKDOOEHIL[HGW\SHWRDFFHSWSOXJLQZLWKGUDZDEOHEUHDNHUV
) 0RXQWLQJDVVHPEOLHVWRJHWKHUZLWK WKHLUIXQFWLRQDOXQLWV VKDOOEHEROWHGWRWKHEDVLF VWUXF
WXUH7KH VWUXFWXUH VKDOO EH EDVLF PRGXOHV KLJK DQG FDSDEOH RI DFFHSWLQJ PRXQWLQJ DV
VHPEOLHVWKDWDUHLQPXOWLSOHVRIDEDVLFPRGXOH
*)XQFWLRQDOXQLWVVKDOOKDYHURWDU\IURQWRSHUDWLQJKDQGOHVLQWHUORFNHGWRSUHYHQWRSHQLQJWKH
XQLWZKHQWKHVZLWFKLQJGHYLFHLVFORVHG6LGHDQGUHDUFRYHUVVKDOOFRPSOHWHO\HQFORVHDOO
OLYH SDUWV 3URYLVLRQ VKDOOEH PDGH IRU SDGORFNLQJ WKH RSHUDWLQJ KDQGOHVZLWK WKH VZLWFKLQJ
GHYLFHRSHQ
+$OOVWHHOZRUNVKDOOSDVVWKURXJKDIRXUVWDJHILQLVKLQJSURFHVV&KHPLFDOVSUD\GHFUHDVLQJ
LURQSKRVSKDWLQJDQGILQDOO\DQHOHFWURVWDWLFDOO\DSSOLHGWRSFRDWRISRO\HVWHUSRZGHUFRDWLQJ
ZKLFKLVFXUHGLQDKLJKWHPSHUDWXUHRYHQWRJLYHDVWURQJPROHFXODUERQGLQJZLWKWKHVWHHO
7KHWRSFRDWVKDOOEHZKLWH5$/


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±0RWRU&RQWURO&HQWUHV

3 9ROWDJH WUDQVIRUPHUV VKDOO EH VXLWDEOH LQ UDWLQJ DQG DFFXUDF\ IRU WKHLU IXQFWLRQV ORDGV DQG
'XWLHV$VDPLQLPXPWKH\VKDOOKDYHWKHIROORZLQJDFFXUDFLHV
 3URWHFWLRQ$SSOLFDWLRQV&ODVV3
 ,QGLFDWLRQDQG0HWHULQJ&ODVV
43ULPDU\DQGVHFRQGDU\FLUFXLWVRIWKHYROWDJHWUDQVIRUPHUVVKDOOEHSURWHFWHGE\IXVHVDQG
WKHVHFRQGDU\ZLQGLQJVKDOOEHHDUWKHGDWRQHSRLQWWKURXJKDUHPRYDEOHOLQN
59ROWDJHWUDQVIRUPHUVVKDOOEHFDVWUHVLQLQVXODWHG
6 0DQXIDFWXUHUV VKDOO SURYLGH 0&%V ZLWK DX[LOLDU\ FRQWDFWV RU DOWHUQDWLYHO\ SROH 0&%V RQ
WKHVHFRQGDU\VLGHRIWKHYROWDJHWUDQVIRUPHUV
7 3URYLGHWKUHHVSDUHIXVHVRIHDFKUDWLQJXVHGFOLSSHGLQVLGHHDFKSDQHO
83URYLGHVL[VSDUHLQGLFDWRUODPSVDQGWUDQVIRUPHUVFOLSSHGLQVLGHHDFKSDQHO
9 ,QGLFDWRUVVKDOOEHRIWKHLQWHJUDOWUDQVIRUPHUW\SH

 $,5&,5&8,7%5($.(56

$ $OODLUFLUFXLWEUHDNHUV $&% VKDOOEH$67$FHUWLILHGDQGLQDFFRUGDQFHZLWK%6(1
$&%¶VVKDOOEHKRUL]RQWDOGUDZRXWW\SHZLWKVWRUHGHQHUJ\LQGHSHQGHQWTXLFNPDNHDQG
EUHDN WULSIUHH RSHUDWLRQ ZLWK DQWLSXPS $&% RSHUDWLQJ PHFKDQLVPV VKDOO EH PDQXDO RU
PRWRU ORDGHG ZLWK PDQXDO ORDGLQJ IDFLOLWLHV VSULQJ VWRUHG HQHUJ\ W\SH DV VSHFLILHG LQ WKH
3DUWLFXODU6SHFLILFDWLRQ7ULSFLUFXLWVVKDOOW\SLFDOO\RSHUDWHDWRU9ROW'&
% $LU &LUFXLW EUHDNHUV VKDOO EH HLWKHU WULSOHSROH DQG QHXWUDO RU IRXUSROH DV VSHFLILHG HOVH
ZKHUH
&$LU&LUFXLWEUHDNHUVVKDOOKDYHVHUYLFHWHVWDQGLVRODWHGSRVLWLRQVDQGEHFDSDEOHRIEHLQJ
ORFNHG LQWKH2))SRVLWLRQ,QWKHLVRODWHGSRVLWLRQDOOFLUFXLWV VKDOOEHLVRODWHG,QWKHWHVW
SRVLWLRQRQO\WKHFRQWUROFLUFXLWVKDOOEHPDGH
'$XWRPDWLF ORFNDEOH VDIHW\ VKXWWHUV VKDOO EH SURYLGHG WR SUHYHQW DFFHVVWR OLYH WHUPLQDOV LQ
WKHGLVFRQQHFWHGRUWHVWSRVLWLRQV,QWHUSKDVHEDUULHUVVKDOOEHSURYLGHGWRSUHYHQWDUFSURS
DJDWLRQ,QWHUORFNVVKDOOEHSURYLGHGWRHQVXUHWKDWWKHFLUFXLWEUHDNHULVRSHQGXULQJFRQQHF
WLRQDQGGLVFRQQHFWLRQ
( $WHVWEORFNVKDOOEHSURYLGHGDWWKHXQLWIURQWWRDOORZVHFRQGDU\LQMHFWLRQWHVWLQJRIDOOUHOD\V
DQGWULSSLQJFLUFXLWVZLWKRXWWKHGLVFRQQHFWLRQRIDQ\ZLULQJ
) $LU&LUFXLWEUHDNHUVVKDOOEHFRPSOHWHZLWKDX[LOLDU\FRQWDFWVDQGWHUPLQDOVIRUWKHUHTXLUHG
FRQWUROVDQGLQGLFDWLRQVWRJHWKHUZLWKDOODSSURSULDWHWUDQVIRUPHUVDQGIXVHV
*$LU &LUFXLW EUHDNHUV VKDOO KDYH PHFKDQLFDOO\ RSHUDWHG 212)) DQG
&+$5*(',6&+$5*('LQGLFDWLRQ
+$&%¶V RI WKH VDPH UDWLQJ VKDOO EH LQWHUFKDQJHDEOH $&%¶V RI D GLIIHUHQW UDWLQJ EXW RI WKH
VDPHIUDPHVL]HVKDOOQRWEHLQWHUFKDQJHDEOH
, 7KHPDLQDLUFLUFXLWEUHDNHUVVKDOOLQFRUSRUDWH&DVWHOOLQWHUORFNVDVQHFHVVDU\
- 3URWHFWLYHUHOD\VVKDOOEHSURYLGHGIRUHDFKLQFRPLQJ$&%2YHUFXUUHQWSURWHFWLRQVKDOOEH
LQYHUVH GHILQLWH PLQLPXP WLPH ,'07  UHOD\V 5HVWULFWHG HDUWK IDXOW SURWHFWLRQ VKDOO EH E\
KLJKVWDELOLW\FLUFXODWLQJFXUUHQWUHOD\VDQG&ODVV;FXUUHQWWUDQVIRUPHUVRIVXLWDEOHFKDUDF
WHULVWLFV7KHLQVWDOOHUVKDOODOORZIRUWKHIXOOVHWWLQJXSDQGWHVWLQJWRWKHVDWLVIDFWLRQRIWKH
(QJLQHHURIDOOSURWHFWLYHUHOD\V
. :KHUH WKH DVVRFLDWHG SRZHU WUDQVIRUPHU LV FDVW UHVLQ RU VLOLFRQH LQVXODWHG W\SH WKH $&%
VKDOOWULSRQKLJKZLQGLQJWHPSHUDWXUH
/ (DFK$&%VKDOOEHSURYLGHGZLWKDQRSHUDWLQJKDQGOHIRUUDFNLQJWKH$&%LQDQGRXWIRULVR
ODWLRQHWF

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±0RWRU&RQWURO&HQWUHV

 ,163(&7,21$1'7(67,1*

$ 7HVWLQJ
 &RQWURO FHQWHUV VKDOO EH VXEMHFW WR LQVSHFWLRQ DQG WHVWLQJ GXULQJ PDQXIDFWXUH DQG DIWHU
FRPSOHWLRQE\WKH(QJLQHHU
 $FFHSWDQFHE\WKH(QJLQHHURIDQ\FRQWUROFHQWHUVKDOOQRWDOOHYLDWHWKHPDQXIDFWXUHURU
WKH FRQWUDFWRU IURP DQ\ SHUIRUPDQFH JXDUDQWHH RU IURP DQ\ RWKHU FRQWUDFWXDO REOLJD
WLRQV
 'HIHFWV DV D UHVXOW RI WHVWLQJ DQG LQVSHFWLRQ VKDOO EH UHSDLUHG DQG PDGH JRRG E\ WKH
PDQXIDFWXUHU)DLOHGWHVWVVKDOOEHUHSHDWHGDQGZLWQHVVHGE\WKH(QJLQHHURUKLVUHSUH
VHQWDWLYHSULRUWRVKLSPHQWRIWKHFRQWUROFHQWHUV$OOFRVWVLQFXUUHGGXHWRUHSHDWHGWHVWV
VKDOOEHERUQHE\WKH&RQWUDFWRU$OOUHVXOWVRIVXFKUHSDLUVDQGUHSHDWHGWHVWVVKDOOEH
GRFXPHQWHGDQGLVVXHGWRWKH(QJLQHHU
 7KH (QJLQHHU VKDOO EH QRWLILHG  GD\V LQ DGYDQFH RI DQ\ WHVWLQJ DW WKH PDQXIDFWXUHUV¶
SODQWRIDWVLWH)DLOXUHWRQRWLI\WKHHQJLQHHURIWHVWVPD\UHVXOWLQWHVWVEHLQJUHSHDWHG
ZLWKDOOFRVWVIRUVDPHEHLQJERUQHE\WKH&RQWUDFWRU
7HVWSURFHGXUHVKDOOEHDVIROORZV
D&RPSOHWHSRLQWWRSRLQWFKHFNRIDOOFRQWUROZLULQJ
E0HJJHUWHVWDOOFRQWURODQGGRZHUFLUFXLWVDWYROWVIRUPLQXWHZLWKDOOHOHFWURQLF
GHYLFHVGLVFRQQHFWHG,QVXODWLRQUHVLVWDQFHVKDOOQRWEHOHVVWKDQPHJDRKPV
F)XQFWLRQDOWHVWDOOFLUFXLWEUHDNHUVVZLWFKHVFRQWDFWRUVFRQWUROFLUFXLWORJLFLQGLFDWLQJ
OLJKWVSXVKEXWWRQVDQGWKHOLNHWRYHULI\FRUUHFWRSHUDWLRQ
G3ULPDU\LQMHFWLRQWHVWVRIDOOUHOD\V&7VLQGLFDWLQJDQGPHWHULQJLQVWUXPHQWV

 $&&(6625,(6

$ 3URYLGH DQ\ VSHFLDO WRROV LQ GXSOLFDWH 7KH VWDQGDUG DFFHVVRULHV WR EH VXSSOLHG ZLWK HDFK
FRQWURO FHQWHU VKDOO EH VWDWHG LQ WKH 7HQGHU 7KH FRQWUDFWRU VKDOO IXUQLVK D OLVW RI UHFRP
PHQGHGVSDUHSDUWVIRU\HDUPDLQWHQDQFH

 5(9,(:2)6+23'5$:,1*6
$ :LWKLQDPRQWKIURPWKHFRPPHUFLDOGDWHRURWKHUSHULRGDVPD\EHDJUHHGZLWKWKH(QJL
QHHUWKHVXSSOLHUVKDOOVXEPLWWKHIROORZLQJGUDZLQJVDQGRISDUWLFXODUV
'HWDLOHGWHFKQLFDOVSHFLILFDWLRQV
 7HFKQLFDOVFKHGXOH
 7HVWLQJVFKHGXOHSURFHGXUH
/LVWRIGUDZLQJVFRUUHVSRQGLQJWRDOOGUDZLQJVVXEPLWWHGE\WKH&RQWUDFWRUZLWKWKH7HQ
GHU
 2XWOLQHJHQHUDODUUDQJHPHQWVHFWLRQVDQGGHWDLOHGGUDZLQJVIRUWKHFRQWUROFHQWHUV
 'UDZLQJVVKRZLQJWKHFRQVWUXFWLRQRIWKHFRQWUROFHQWHUVDQGWHUPLQDODUUDQJHPHQWVZLWK
'HWDLOVRIDOODFFHVVRULHV
 6LQJOHOLQHGLDJUDPVKRZLQJDOODX[LOLDU\GHYLFHVDQGWKHLUFRQQHFWLRQV
 'HWDLOVRIFDEOHWHUPLQDWLRQVDQGILWWLQJV
 'HWDLOVRIDQWLFRUURVLRQSURWHFWLRQDQGSDLQWLQJVSHFLILFDWLRQ
% 'UDZLQJVVKDOOEHVFDOHGDQGIXOO\GHWDLOHG$OOLPSRUWDQWGLPHQVLRQVVKDOOEHJLYHQLQPHWULF
8QLWVDQGWKHPDWHULDOVRIZKLFKHDFKSDUWLVWREHFRQVWUXFWHGVKDOOEHLQGLFDWHG'UDZLQJV
VKDOOQRWH[FHHGPPLQDQ\GLPHQVLRQHGDQGVKDOOEHDUDSSURYHGFRQWUDFWUHIHUHQFH

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±0RWRU&RQWURO&HQWUHV

&6L[  SULQWVRIGUDZLQJVIRUDSSURYDO VKDOOEHVXEPLWWHG$IWHUKDYLQJEHHQDSSURYHGWKH
&RQWUDFWRUVKDOOVXSSO\DVPDQ\FRUUHFWHGFRSLHVDVUHTXLUHGE\WKH(QJLQHHU$WOHDVWRQH
FRS\ VKDOOEHUHSURGXFLEOHWUDFLQJ$PLQLPXPSHULRGRIWHQ  GD\VVKDOOEHDOORZHGIRU
VWXG\DQGFRPPHQWVDSSURYDO

 23(5$7,21$1'0$,17(1$1&(0$18$/

$ 3ULRU WR GHOLYHU\ RI WKH HTXLSPHQW WKH VXSSOLHU VKDOO VXEPLW WR WKH (QJLQHHU VL[   VHWV RI
PDQXDOVIRUDOOHTXLSPHQWVXSSOLHGXQGHUWKH&RQWUDFW7KHPDQXDOVKDOOEH$VL]HERXQG
LQDORRVHOHDIELQGHURUERRNOHWVVXLWDEO\HQFORVHGDQGVKDOOLQFOXGHWKHIROORZLQJ
 $ FRPSOHWH VHW RI DOO FRUUHFWHG GUDZLQJV SUHSDUHG E\ WKH VXSSOLHU DQG DSSURYHG E\ WKH
(QJLQHHU$OOGUDZLQJVLQFOXGHGVKDOOEHIROGHGWRILWZLWKLQWKHELQGHUV
 6HWWLQJXSFRPPLVVLRQLQJDQGRSHUDWLRQLQVWUXFWLRQV
 7URXEOHVKRRWLQJSURFHGXUH
 0DLQWHQDQFHLQVWUXFWLRQVLQFOXGLQJVFKHGXOHVIRUSUHYHQWLYHPDLQWHQDQFH
 &RPSOHWHUHFRPPHQGHGVSDUHSDUWVOLVWLQFOXGLQJPDQXIDFWXUHU¶VQDPHDQGFDWDORJXH
1XPEHUZLWKDOOUHTXLUHGRUGHULQJLQIRUPDWLRQ
% 2SHUDWLRQDQGPDLQWHQDQFHPDQXDOVVKDOOEHSUHSDUHGWRDOORZWKHSXUFKDVHUDQGRSHUDWRUV
WRIXOO\XQGHUVWDQGWKHSURGXFWLWVWKHRU\RIRSHUDWLRQVLWVDSSOLFDWLRQDQGSHUIRUPDQFH

 0$18)$&785(5

$ 0RWRUFRQWUROFHQWHUVDQGFRQWUROSDQHOVVKDOOEHIURPWKHVDPHPDQXIDFWXUHUDVWKHPDLQ
DQGVXEPDLQVZLWFKERDUG

(;(&87,21

 ,167$//$7,21


$ :KHUHLQGLYLGXDOLWHPVRI0&&VDUHWREHJURXSHGWRJHWKHURUZKHUHLWLVUHDVRQDEOHWRGR
VR WKH\ VKDOO EH IRUPHG LQWR D FRPSRVLWH VZLWFKJHDU SDQHO )ORRU PRXQWHG XQLWV DUH SUH
IHUUHG
% $OODSSDUDWXV LQFOXGLQJDVVRFLDWHGHTXLSPHQWDQGDFFHVVRULHV VKDOOEHIL[HGLQGHSHQGHQWO\
RIWKHV\VWHPRUZLULQJ$OOIL[LQJVFUHZVRUEROWVVKDOOEHRIVWHHO:KHUHWKHDSSDUDWXVKDV
D SURWHFWLYH FRDWLQJ RI ]LQF RU LV PRXQWHG RXWVLGH D EXLOGLQJ WKH EROWV RU VFUHZV VKDOO EH
]LQFSODWHG HOHFWURJDOYDQL]HG FRPSO\LQJZLWK%6&ODVV%FRDWLQJ
&&RPPLVVLRQFRPSOHWH
 0RWRU &RQWURO ,QVWDOODWLRQ LQ DFFRUGDQFH ZLWK PDQXIDFWXUHU¶V UHFRPPHQGDWLRQV (QVXUH
FRUUHFWRSHUDWLRQRIDOOGHYLFHVLQVWDOOHGZLWKLQWKH0&&
'$IWHULQVWDOODWLRQDQGOHYHOOLQJUHQGHUFRQWUROFHQWHUVURGHQWSURRIE\PHDQVRIVWHHOSODWHV
*URXWLQJRUVFUHHQV
( 3URYLGH IXOO OHQJWK UXEEHU PDW UDWHG DW  YROWV¶ LQVXODWLRQ OHYHO LQ WKH IURQW RI DOO PRWRU
FRQWUROFHQWHUV

 ,'(17,),&$7,21


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±$XWRPDWLF7UDQVIHU6ZLWFK


$ &RRUGLQDWHVL]HVDQGORFDWLRQVRIFRQFUHWHEDVHV&DVWDQFKRUEROWLQVHUWVLQWREDVHV
% &RRUGLQDWHIHDWXUHVRI$76XQLWVDQGDFFHVVRU\GHYLFHVZLWKUHPRWHSLORWGHYLFHVDQGFRQ
WUROFLUFXLWVWRZKLFKWKH\FRQQHFW

 :$55$17<

$ 3URYLGHDILYH  \HDUH[WHQGHGZDUUDQW\IURPGDWHRI3UDFWLFDO&RPSOHWLRQ

 63$5(6
$ &RQWUDFWRU VKDOO SURYLGH D OLVW RI VSDUHV UHTXLUHG IRU HDFK LQVWDOOHG HTXLSPHQW DV UHFRP
PHQGHG E\ WKH PDQXIDFWXUHU V  DQGRU LWV DXWKRUL]HG LQVWDOOHUUHSUHVHQWDWLYH RI WKH FRUUH
VSRQGLQJHTXLSPHQW
% )XUQLVKH[WUDPDWHULDOVWKDWPDWFKSURGXFWVLQVWDOOHGDQGWKDWDUHSDFNDJHGZLWKSURWHFWLYH
FRYHULQJIRUVWRUDJHDQGLGHQWLILHGZLWKODEHOVGHVFULELQJFRQWHQWV
&&RQWUDFWRUVKDOOSURYLGHDOOUHTXLUHGVSDUHVDVVSHFLILHGLQWKH³*HQHUDO5HTXLUHPHQWVDQG
6FRSHRI:RUNV´

  352'8&76

 $8720$7,&75$16)(56:,7&+ $76 

$ *HQHUDO

 7KH &RQWUDFWRU VKDOO VXSSO\ LQVWDOO DQG FRPPLVVLRQ DXWRPDWLF WUDQVIHU  E\SDVV
LVRODWLRQ VZLWFK $76%36  V\VWHP V  ZLWK QXPEHU RI SROHV DPSHUDJH YROWDJH ZLWK
VWDQGDQGFORVHRQUDWLQJVDVVKRZQRQWKHGUDZLQJVDQGDVKHUHLQVSHFLILHG(DFKDX
WRPDWLFWUDQVIHUVKDOOFRQVLVWRIDQLQKHUHQWO\GRXEOHWKURZSRZHUWUDQVIHUVZLWFKPHFKD
QLVPDQGDPLFURSURFHVVRUFRQWUROOHUWRSURYLGHDXWRPDWLFRSHUDWLRQ$OODXWRPDWLFWUDQV
IHU E\SDVVLVRODWLRQVZLWFKHVDQGFRQWUROOHUVVKDOOEHWKHSURGXFWVRIWKHVDPHPDQX
IDFWXUHU
 $SSURYDO VKDOO EH REWDLQHG IURP WKH (QJLQHHU IRU WKH FRQVWUXFWLRQDO GHWDLOV SRZHU DQG
FRQWUROVFKHPDWLFGLDJUDPDQGLQVWDOODWLRQGHWDLOVSULRUWRPDQXIDFWXULQJ
 7KH$XWRPDWLF7UDQVIHU6ZLWFK $76 VKDOOEHSURYLGHGWRWUDQVIHUWKHHOHFWULFORDGIURP
WKHQRUPDOVRXUFHRIHOHFWULFSRZHUWRWKHVWDQGE\VRXUFHRIHOHFWULFSRZHUDXWRPDWLFDOO\
LQFDVHRIIDLOXUHRIQRUPDOVRXUFHRIHOHFWULFSRZHU7KHWUDQVIHUVZLWFKVKDOODXWRPDWL
FDOO\WUDQVIHUWKHHOHFWULFDOORDGFLUFXLWVXSRQDQLQWHUUXSWLRQRUDGHFUHDVHLQWKHYROWDJH
RI WKH QRUPDO VRXUFH RI SRZHU 7KH $76 VKDOO DOVR UHWUDQVIHU WKH ORDG EDFN WR QRUPDO
VRXUFHRQQRUPDOSRZHUUHVWRUDWLRQ
% $XWRPDWLF7UDQVIHU6ZLWFK$VVHPEO\
 7KH WUDQVIHU VZLWFK VKDOO EH HOHFWULFDOO\ RSHUDWHG DQG PHFKDQLFDOO\ KHOG 7KH HOHFWULFDO
RSHUDWRUVKDOOEHDPRPHQWDULO\HQHUJL]HGVLQJOHVROHQRLGPHFKDQLVP7KHVZLWFKVKDOO
EHPHFKDQLFDOO\LQWHUORFNHGWRHQVXUHRQO\WZRSRVVLEOHSRVLWLRQVQRUPDORUHPHUJHQF\
LVLQLWLDWHGDWDQ\RQHWLPHDVSHUWKHGUDZLQJV
 $ WZRZD\ E\SDVVLVRODWLRQ VZLWFK VKDOO SURYLGH PDQXDO E\SDVV RI WKH ORDG WR HLWKHU
VRXUFH DQG SHUPLW LVRODWLRQ RI WKH DXWRPDWLF WUDQVIHU VZLWFK IURP DOO VRXUFH DQG ORDG
SRZHUFRQGXFWRUV$OOPDLQFRQWDFWVVKDOOEHPDQXDOO\GULYHQ

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

Electrical Specification: Tender Submission
Section 24 – Standby Generator

required for proper operation. Provide parts and supplies same as those used in the manu-
facture and installation of original equipment.

1.13 SPARES

A. Contractor shall provide a list of spares required for each installed equipment as recom-
mended by the manufacturer(s) and/or its authorized installer/representative of the corre-
sponding equipment.
B. Furnish extra materials that match products installed and that are packaged with protective
covering for storage and identified with labels describing contents.
C. Contractor shall provide all required spares as specified in the “General Requirements and
Scope of Works”.

2 PRODUCTS

2.1 GENERAL

A. Supply and install in accordance with manufacturer’s recommendations a diesel generator


Installation that fulfils the required parameters. Locate the generating set into position to fa-
cilitate on-site maintenance and repairs and other main engine components. Provide access
for removal of pistons and connecting rods.
B. Provide a set of any special tools that are necessary to enable the employer’s maintenance
staff to maintain the unit upon completion. The tools shall be contained within a lockable en-
closure and comprise the necessary tools to allow full maintenance of the unit to be carried
out in accordance with manufacturer’s recommendations.
C. The generated voltage and frequency shall be maintained at all times within limits appropri-
ate to performance class (ISO 8525-5 G2) and suppress radio interference in accordance
with BS EN 55015.
D. The generating set shall be capable of running up to normal speed and accepting the first
design load step in the time indicated within the design documents. If no time duration is
specified, the duration the first design load step shall be taken as 10 seconds from receipt
start signal
E. Each specified generator shall be complete with guards to protect operatives and compo-
nents from all exposed hot or moving parts in accordance with the Health and Safety at
Work Act, 1974.
F. Suitable warning notices shall be displayed on guards.
G. The installation, including air intakes, air discharges and exhaust shall limit noise emission
from the generator room/enclosure to not greater than 85Dba at 1m from the enclosure
(when measured in any plane).

1.2 PERFORMANCE CHARACTERISTICS

A. The equipment shall be suitable for operation and providing full output power as per the
Manufacturers guaranteed performance profile under the following conditions:
1. Altitude 10 meters above sea level (To suite the propose location)
2. Outside ambient 50 °C and 100% RH (To suite the propose location)
B. Provide a generator set that complies with BS7698 ISO8528 and comprises a diesel engine

Global Gateway Residential Development Page 6 of 21


Saadiyat Island, Abu Dhabi
Electrical Specification: Tender Submission
Section 24 – Standby Generator

3.4 HANDOVER TO EMPLOYER

A. Provide comprehensive training to the Employer on all aspects of the generator installation,
including means of automatically starting the generator and transfer of the essential load on-
to the system.
B. Provide all standard spares and tools required to operate and maintain the system.

3.5 RECORD INFORMATION

A. Provide comprehensive record information of the standby generator information within the as
built Record Drawings and O&M Manual
B. Include all testing and commissioning data and log of all maintenance carried out on the
Generator prior to final handover to the Engineer.

END OF SECTION 24

Global Gateway Residential Development Page 21 of 21


Saadiyat Island, Abu Dhabi
(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±8QLQWHUUXSWHG3RZHU6XSSO\

 ,QGLFDWHHOHFWULFDOFKDUDFWHULVWLFVDQGFRQQHFWLRQUHTXLUHPHQWV3URYLGHEDWWHU\UDFNGL
PHQVLRQV EDWWHU\ W\SH VL]H GLPHQVLRQV DQG ZHLJKW GHWDLOHG HTXLSPHQW RXWOLQHV
ZHLJKWDQGGLPHQVLRQVORFDWLRQRI&RQGXLWHQWU\DQGH[LWVLQJOHOLQHGLDJUDPLQGLFDWLQJ
PHWHULQJFRQWURODQGH[WHUQDOZLULQJUHTXLUHPHQWV+HDWUHMHFWLRQDQGDLUIORZUHTXLUH
PHQWV
% 3URGXFW'DWD
 3URYLGHFDWDORJVKHHWVDQGWHFKQLFDOGDWDVKHHWVWRLQGLFDWHSK\VLFDOGDWDDQGHOHFWULFDO
SHUIRUPDQFHHOHFWULFDOFKDUDFWHULVWLFVDQGFRQQHFWLRQUHTXLUHPHQWV
&0DQXIDFWXUHU
V,QVWDOODWLRQ,QVWUXFWLRQV
 ,QGLFDWHDSSOLFDWLRQFRQGLWLRQVDQGOLPLWDWLRQVRIXVHVWLSXODWHGE\SURGXFWWHVWLQJDJHQ
F\,QFOXGHLQVWUXFWLRQVIRUVWRUDJHKDQGOLQJSURWHFWLRQH[DPLQDWLRQSUHSDUDWLRQLQVWDO
ODWLRQDQGVWDUWLQJRISURGXFW,QFOXGHHTXLSPHQWLQVWDOODWLRQRXWOLQHFRQQHFWLRQGLDJUDP
IRUH[WHUQDOFDEOLQJLQWHUQDOZLULQJGLDJUDPDQGZULWWHQLQVWUXFWLRQIRULQVWDOODWLRQ
'0DQXIDFWXUHU
V&HUWLILFDWH
 &HUWLI\WKDWSURGXFWVPHHWRUH[FHHGVSHFLILHGUHTXLUHPHQWV
(2SHUDWLRQ'DWD
 'HVFULSWLRQRIRSHUDWLQJSURFHGXUHV
)0DLQWHQDQFH'DWD
 'HVFULSWLRQ RI VHUYLFLQJ SURFHGXUHV OLVW RI PDMRU FRPSRQHQWV UHFRPPHQGHG UHPHGLDO
DQGSUHYHQWLYHPDLQWHQDQFHSURFHGXUHVVSDUHSDUWVOLVW
*)LHOGTXDOLW\FRQWUROWHVWUHSRUWV
+3RLQWZLVHFRPSOLDQFHVWDWHPHQWWRWKHVSHFLILFDWLRQVGXW\VLJQHGE\WKHPDQXIDFWXUHU
0DQXIDFWXUHU¶VDXWKRUL]HGUHSUHVHQWDWLYHDQGE\WKH&RQWUDFWRU
, WKH &RQWUDFWRU VKDOO IROORZ WR WKH VXEPLWWDO SURFHGXUHV RXWOLQHG LQ WKH ³*HQHUDO 5HTXLUH
PHQWVDQG6FRSHRI:RUNV´

 48$/,7<$6685$1&(

$ 0DQXIDFWXUHU 4XDOLILFDWLRQV &RPSDQ\ VSHFLDOL]LQJ LQ PDQXIDFWXULQJ WKH SURGXFWV VSHFLILHG
LQWKLVVHFWLRQZLWKPLQLPXPWKUHH\HDUVGRFXPHQWHGH[SHULHQFHZLWKVHUYLFHIDFLOLWLHVZLWKLQ
NLORPHWHUVRIWKH3URMHFWVLWH
% 6XSSOLHU4XDOLILFDWLRQV$XWKRUL]HGGLVWULEXWRURIVSHFLILHGPDQXIDFWXUHUZLWKPLQLPXPWKUHH
\HDUVGRFXPHQWHGH[SHULHQFH
&&RPSO\ZLWK%6 ,((:LULQJ5HJXODWLRQV DQGWKH/RFDO6XSSO\$XWKRULW\5HJXODWLRQV

 &225',1$7,21

$ &RRUGLQDWH VHQVRUFRPPXQLFDWLRQ PRGXOH SDFNDJH ZLWK GDWD QHWZRUN DQG ZLWK PRQLWRULQJ
HTXLSPHQWVSHFLILHG6HFWLRQ(OHFWULFDO3RZHUPRQLWRULQJDQG&RQWUROIRUVXFFHVVIXOWUDQV
PLVVLRQDQGUHPRWHUHDGRXWRIUHPRWHPRQLWRULQJGDWDVSHFLILHGLQWKLV6HFWLRQ
% &RRUGLQDWHVL]HVDQGORFDWLRQVRIFRQFUHWHEDVHVZLWKDFWXDOHTXLSPHQWSURYLGHG&DVW DQ
FKRUEROWLQVHUWVLQWREDVHV

 '(/,9(5<6725$*($1'+$1'/,1*
$ 3URWHFWHTXLSPHQWIURPH[WUHPHWHPSHUDWXUHDQGKXPLGLW\E\VWRULQJLQDFRQGLWLRQHGVSDFH
% 3URWHFW HTXLSPHQW IURP GXVW DQG GHEULV E\ ZUDSSLQJ XQLW LQ GXVWWLJKW FRYHU DQG VWRULQJ
DZD\IURPFRQVWUXFWLRQDFWLYLW\

*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL

(OHFWULFDO6SHFLILFDWLRQ7HQGHU6XEPLVVLRQ
6HFWLRQ±8QLQWHUUXSWHG3RZHU6XSSO\

&'HOLYHUEDWWHULHVQRVRRQHUWKDQVHYHQ  GD\VEHIRUHFKDUJLQJ
 
 (19,5210(17$/5(48,5(0(176
$ 'RQRWVWRUHRULQVWDOOXQOHVVWHPSHUDWXUHLVPDLQWDLQHGEHWZHHQGHJUHHV&DQG
 GHJUHHV&DWDUHODWLYHKXPLGLW\OHVVWKDQSHUFHQW QRQFRQGHQVLQJ 
% 0DLQWDLQFRQGLWLRQVGXULQJDQGDIWHULQVWDOODWLRQRISURGXFWV

0$,17(1$1&(6(59,&(

$ )XUQLVKVHUYLFHDQGPDLQWHQDQFHRIXQLQWHUUXSWLEOHSRZHUVXSSO\IRURQH  \HDUIURP'DWH
RI6XEVWDQWLDO&RPSOHWLRQ
% ,QFOXGHFRYHUDJHRIWUDYHOODERUSDUWVDQGVHUYLFH

 :$55$17<
$ 6SHFLDO836:DUUDQWLHV6SHFLILHGIRUPLQZKLFKPDQXIDFWXUHUDQG,QVWDOOHUDJUHHWRUHSDLU
RUUHSODFHFRPSRQHQWV LQFOXGLQJEDWWHULHV WKDWIDLOLQPDWHULDOVRUZRUNPDQVKLSZLWKLQVSH
FLDOZDUUDQW\SHULRG
 6SHFLDO:DUUDQW\3HULRG)LYH\HDUVIURPGDWHRI6XEVWDQWLDO&RPSOHWLRQ

63$5(6

$ &RQWUDFWRU VKDOO SURYLGH D OLVW RI VSDUHV UHTXLUHG IRU HDFK LQVWDOOHG HTXLSPHQW DV UHFRP
PHQGHG E\ WKH PDQXIDFWXUHU V  DQGRU LWV DXWKRUL]HG LQVWDOOHUUHSUHVHQWDWLYH RI WKH FRUUH
VSRQGLQJHTXLSPHQW
% )XUQLVKH[WUDPDWHULDOVWKDWPDWFKSURGXFWVLQVWDOOHGDQGWKDWDUHSDFNDJHGZLWKSURWHFWLYH
FRYHULQJIRUVWRUDJHDQGLGHQWLILHGZLWKODEHOVGHVFULELQJFRQWHQWV
&&RQWUDFWRUVKDOOSURYLGHDOOUHTXLUHGVSDUHVDVVSHFLILHGLQWKH³*HQHUDO5HTXLUHPHQWVDQG
6FRSHRI:RUNV´

  352'8&76

 81,768372$1',1&/8',1*.9$

$ 7KH836VKDOOEHDVHOIFRQWDLQHGXQLWFRPSOHWHZLWKLQWHJUDOEDWWHULHVWKDWLVVXLWDEOHIRU
)ORRUUDFNPRXQWLQJ7KHV\VWHPVKDOOEHKDUGZLUHGWRWKHSRZHUVXSSO\FDEOHYLDDQLVRODW
LQJ VZLWFK GLVFRQQHFW RU 8QOHVV VSHFLILHG RWKHUZLVH WKH RXWSXW VKDOO EH VLQJOH SKDVH DQG
QHXWUDO7KHXQLWVKDOOEHVXLWDEOHIRUHLWKHU$VRFNHWRXWOHWVRUKDUGZLULQJWRDGLVWULEXWLRQ
ERDUG
% $ FRPPRQ DODUP SRUW FRQQHFWLRQ WR EH FRQILUPHG E\ WKH (QJLQHHU  VKDOO EH SURYLGHG IRU
UHPRWHPRQLWRULQJRIDODUPVWDWXVE\D%06V\VWHP
&8QLWUDWLQJVKDOOEHWDNHQDWXQLW\SRZHUIDFWRU

 81,76$%29(.9$

$ 7KH836VKDOOEHDVHOIFRQWDLQHGPXOWLSOHFDELQHWV\VWHPVXLWDEOHIRUIORRUPRXQWLQJ
% 7KHXQLWVKDOOZRUNLQFRQMXQFWLRQZLWKWKHH[WHUQDOO\FDEOHGE\SDVVVZLWFKDUUDQJHPHQW7R


*OREDO*DWHZD\5HVLGHQWLDO'HYHORSPHQW 3DJHRI
6DDGL\DW,VODQG$EX'KDEL


You might also like