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Results
Twenty-four patients were enrolled in the cervical cancer cohort. The median age was 42 years
(range, 26 to 62 years), 22 patients (92%) had received prior radiation therapy, and 15 patients (63%)
had received two or more lines of therapy, including bevacizumab (10 of 24 patients), for advanced
disease. At the data cutoff, median follow-up duration was 11.0 months (range, 1.3 to 32.2 months).
Overall response rate was 17% (95% CI, 5% to 37%); four patients (17%) achieved a confirmed
partial response, and three patients (13%) had stable disease. Median duration of response for the
four patients who achieved a partial response was 5.4 months (4.1 to 7.5 months). Treatment related
adverse events (AEs) were experienced by 18 patients (75%); only rash (n = 5; 21%) and pyrexia
(n = 4; 17%) and occurred in $ 10% of patients. Five patients experienced grade 3 treatment-related
AEs. No grade 4 treatment-related AEs or deaths were observed.
Conclusion
In patients with programmed death ligand 1–positive advanced cervical cancer, pembrolizumab
demonstrated antitumor activity and exhibited a safety profile consistent with that seen in other
tumor types.
compared with chemotherapy alone was found to provide an a diagnosis of immunodeficiency, known additional malignancies, active
overall survival (OS) advantage (17 months v 13 months) and central nervous system metastases, or an active autoimmune disease re-
a higher response rate (48% v 36%).11 However, after progression, quiring systemic treatment within the past 2 years were also excluded.
only limited treatment options exist, including single-agent ther-
apies and palliative care.5-7 Treatment and Assessments
Programmed death 1 (PD-1) is a T-cell coinhibitory recep- Patients received pembrolizumab 10 mg/kg as a 30-minute in-
tor that under normal conditions functions in an immuno- travenous infusion every 2 weeks. Treatment was continued for up to
regulatory manner.12 PD-1 is known to play a significant role 24 months or until withdrawal of consent, confirmed radiographic pro-
gression, unacceptable toxicity, or investigator decision. Participants with
in cancer by contributing to the ability of a tumor to avoid
stable disease (SD) or better on treatment discontinuation could be eligible
immunosurveillance. 13,14 Pembrolizumab is a highly selective, to restart pembrolizumab treatment of up to 1 year if they exhibited
fully humanized monoclonal antibody that prevents the in- subsequent disease progression. Treatment could be withheld for patients
teraction between PD-1 and its ligands, programmed death exhibiting intolerable or persistent grade 2 treatment-related adverse
ligand 1 (PD-L1) and programmed death ligand 2 (PD-L2).15,16 events (AEs) and was permanently discontinued if the toxicity did not
Pembrolizumab is currently approved for the treatment of resolve to grade 0 to 1 within 12 weeks.
melanoma in more than 60 countries, in the United States and Safety was monitored throughout the study and for 30 days after
treatment discontinuation (90 days for serious AEs and immune-mediated
Europe for metastatic non–small-cell lung cancer, urothelial AEs). AEs were graded according to the National Cancer Institute
carcinoma, and adults with relapsed/refractory classic Hodgkin Common Terminology Criteria for Adverse Events (version 4.0). Immune-
lymphoma, and in the United States for recurrent or metastatic mediated AEs were defined as events with potentially drug-related im-
head and neck squamous cell carcinoma (HNSCC), pediatric munologic causes that were consistent with an immune phenomenon,
patients with relapsed/refractory classic Hodgkin lymphoma, regardless of attribution to treatment or immune relatedness by the in-
and microsatellite instability high or mismatch repair deficient vestigator. Response was assessed by computed tomography or magnetic
resonance imaging every 8 weeks for the first 6 months, and every 12 weeks
cancer.15,17 The recent identification of PD-L1 expression in
thereafter. If radiologic imaging indicated progressive disease, a repeat
cervical intraepithelial neoplasias and cervical cancers suggests assessment was required $ 4 weeks later. If the follow-up scan confirmed
that PD-1 may be an attractive therapeutic target for patients progression, treatment was discontinued. Patients were given the option to
with advanced cervical malignancies.18,19 Pembrolizumab is continue treatment until progression was confirmed.
currently under investigation as a treatment of PD-L1–positive
solid tumors in the phase Ib KEYNOTE-028 trial (ClinicalTrials.
End Points
gov indentifier: NCT02054806). Here, we report the results from the The primary end point was overall response rate (ORR). ORR was
cervical cancer cohort. defined as the proportion of patients achieving either a confirmed complete
response or partial response (PR), per RECIST v1.1, by investigator review.
Secondary end points included safety and tolerability, progression-free
survival (PFS; time from allocation to first documented disease progression
METHODS according to RECIST v1.1 or death from any cause), OS (time from en-
rollment to death from any cause), and duration of response (DOR; time
Study Design and Patient Population from first observation of response according to RECIST v1.1 to radio-
KEYNOTE-028 (Data Supplement) is a multicenter, phase Ib, single- graphic disease progression in patients who had achieved PR or better).
arm trial investigating the safety and efficacy of pembrolizumab in 20
different PD-L1–positive advanced solid tumors. Within this report, we
present results from the cohort of patients with advanced cervical cancer. Statistical Analyses
Informed consent was obtained for all patients, and the trial was conducted A sequential monitoring procedure was used to evaluate efficacy and
in compliance with local and national regulations and in accordance with futility after at least six patients had at least one postbaseline response
the ethical principles that have their origin in the Declaration of Helsinki. assessment. Enrollment continued provided at least one of the first six
Patients were required to be $ 18 years of age and have histologically patients exhibited a response. A sample size of 22 patients per cohort was
or cytologically documented, locally advanced, or metastatic PD-L1– calculated using the binomial exact method to provide 80% power to
positive cervical cancer that had progressed after prior standard therapy, demonstrate that the best ORR induced by pembrolizumab exceeded 10%
for which no standard therapy existed, or for whom standard therapy was at an overall one-sided 8% a level, if the true best ORR was 35%. For ORR,
not considered appropriate. PD-L1 positivity, determined using an ar- the point estimate, repeated CI, and adjusted P value for testing whether
chived formalin-fixed paraffin-embedded tumor sample or newly obtained the RECIST v1.1 response rate was greater than 10% was provided using
core or excisional biopsy sample, was defined as membranous staining a truncated sequential probability ratio test. DOR, PFS, and OS were
on $ 1% modified proportion score or interface pattern as assessed using estimated using the Kaplan-Meier method. Efficacy was assessed in all
a laboratory-developed prototype immunohistochemistry assay (QualTek patients who had measurable disease at baseline per RECIST v1.1 and who
Molecular Laboratories, Goleta, CA)20 and the 22C3 antibody (Merck & received at least one dose of pembrolizumab. Safety, analyzed using de-
Co., Inc., Kenilworth, NJ).21 Additional eligibility criteria included mea- scriptive statistics, was assessed in all patients who received at least one dose
surable disease per Response Evaluation Criteria in Solid Tumors, version 1.1 of pembrolizumab. The data cutoff for this analysis was February 20, 2017.
(RECIST v1.1); Eastern Cooperative Oncology Group performance status
of 0 or 1; and adequate organ function. Patients were excluded if they had
received chemotherapy, targeted small molecule therapy, or radiation RESULTS
therapy within 2 weeks before treatment initiation; if they had received
a prior anticancer monoclonal antibody or any investigational agent within
4 weeks before treatment initiation; or if they had previously received any Baseline Patient Characteristics
anti–PD-1, anti–PD-L1, or anti–PD-L2 therapy. Patients with an active Of the 46 patients with cervical cancer who were screened, 39
infection requiring systemic therapy, evidence of interstitial lung disease, were PD-L1 positive and 24 were ultimately enrolled in the study
Table 2. Treatment-Related Adverse Events of Any Grade Observed in Two or More Patients (N = 24)
Treatment-Related Adverse Event Grade 1, No. (%) Grade 2, No. (%) Grade 3, No. (%) Total, No. (%)*
Any 6 (25) 7 (29) 5 (21) 18 (75)
Rash† 3 (13) 0 (0) 2 (8) 5 (21)
Pyrexia 2 (8) 2 (8) 0 (0) 4 (17)
Fatigue 1 (4) 1 (4) 0 (0) 2 (8)
Asthenia 1 (4) 1 (4) 0 (0) 2 (8)
Constipation 1 (4) 1 (4) 0 (0) 2 (8)
Diarrhea 2 (8) 0 (0) 0 (0) 2 (8)
Dry mouth 2 (8) 0 (0) 0 (0) 2 (8)
Anemia 1 (4) 1 (4) 0 (0) 2 (8)
Proteinuria 1 (4) 0 (0) 1 (4) 2 (8)
Dry skin 2 (8) 0 (0) 0 (0) 2 (8)
Pruritus 2 (8) 0 (0) 0 (0) 2 (8)
NOTE. Included patients who had received one or more doses of pembrolizumab.
*Only the highest-grade adverse event was counted.
†Includes rash, macular rash, and maculopapular rash.
A C
100
80
Nonresponder
60 Responder
–20
–60
PR
PD –80
–100
0 4 8 12 16 0 4 8 12 16
Time (months) Time (months)
B
100
80
Change From Baseline (%)
60
40
–20
–30% Tumor reduction
–40
–60
–80
–100
Fig 2. (A) Treatment exposure and duration of response (n = 24). The length of the bars corresponds with time to the last tumor assessment. (B) Best change from
baseline in tumor size (n = 22). Dotted lines at 20% and 230% indicate the percentage change from baseline and represent progressive disease and partial response,
respectively, per RECIST v1.1. (C) Longitudinal change from baseline in tumor size (n = 24). Dotted lines at 20% and 230% indicate the percentage change from baseline
and represent progressive disease and partial response, respectively, per RECIST v1.1 PD, progressive disease; PR, partial response.
a standard chemotherapeutic combination significantly improved melanoma, non–small-cell lung cancer, HNSCC, renal cell carci-
median OS to 17 months compared with an OS of 13 months with noma, classic Hodgkin lymphoma, and urothelial carcinoma.15,34,35
chemotherapy regimens alone.11 However, increased toxicity was In recent years, interest in the role of the PD-1–PD-L1 pathway in
observed with bevacizumab in this trial, with a higher incidence of the development of virally driven cancers has been growing. In
$ grade 3 thromboembolism and $ grade 3 gastrointestinal and HNSCC, PD-L1 expression is thought to play a role in the initiation
genitourinary fistula, which both remain a significant concern for and persistence of HPV infection by providing an immune-
patients and physicians.11 These results demonstrate the value of privileged site where T-cell activity is downregulated.36 PD-L1 is
nonchemotherapeutic agents in that context, and there remains also highly expressed within HPV-positive HNSCC tumors.36,37
a need for new alternative agents that are well tolerated and that Because virtually all cervical cancers are associated with HPV in-
improve clinical outcomes. fection, the role of the PD-1–PD-L1 pathway in HPV-driven tu-
The PD-1–PD-L1 pathway is known to play a significant role morigenesis is of particular interest within this indication. Although
in oncogenesis, aiding tumor escape from immunosurveillance by an association between HPV infection and PD-L1 expression in
negatively regulating the proliferation and function of tumor- cervical tumor cells has previously been identified,19 additional
directed T cells.13,19 Agents that target the PD-1–PD-L1 axis investigation is required to elucidate the specific contribution of the
have been approved for several solid tumor indications, including PD-1–PD-L1 pathway to HPV-driven cervical tumorigenesis. The
A B
Progression-Free Survival (%)
100
100
60
60
20 20
0 5 10 15 20 0 5 10 15 20
Time (months) Time (months)
No. at risk No. at risk
24 6 1 0 0 24 17 12 7 1
results of the phase I/II study of nivolumab in patients with virus- biomarkers, is being assessed, with enrollment of patients with
associated tumors (CheckMate 358) have been presented for the PD-L1–positive as well as PD-L1–negative tumors, and will provide
recurrent or metastatic cervical, vaginal, and vulvar cancers cohort.38 additional analyses of the role of PD-L1 expression in cervical cancer.
PD-L1 expression was not mandatory for inclusion and was known
in less than 50% of patients. In a cohort of 19 patients with
cervical cancer, the ORR was 26% (95% CI, 9% to 51%). Of AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS
note, fewer patients in this population had prior treatment: 30% OF INTEREST
of patients were receiving front-line treatment for advanced
disease, and only 29% of patients had received two lines or more of Disclosures provided by the authors are available with this article at
jco.org.
treatment, compared with 63% of patients in our study who received
two or more lines of treatment. Other PD-1–PD-L1 inhibitors, such as
atezolizumab (ClinicalTrials.gov identifier: NCT02921269), durvalu-
AUTHOR CONTRIBUTIONS
mab (ClinicalTrials.gov identifiers: NCT02291055, NCT01975831,
NCT02725489), and nivolumab (ClinicalTrials.gov identifier:
Conception and design: Patrick A. Ott
NCT02257528), are currently being investigated for the treatment of Provision of study materials or patients: Jean-Sebastien Frenel, Christophe
cervical cancer. Le Tourneau, Bert O’Neil, Sarina A. Piha-Paul, Hope S. Rugo
In conclusion, results from this analysis of the phase Ib Collection and assembly of data: Jean-Sebastien Frenel, Bert O’Neil,
KEYNOTE-028 trial suggest that pembrolizumab is well tolerated Patrick A. Ott, Sarina A. Piha-Paul, Carlos Gomez-Roca, Emilie M.J. van
and has durable antitumor activity in patients with PD-L1–positive Brummelen, Hope S. Rugo, Shari Thomas, Andrea Varga
advanced cervical cancer. The safety and clinical benefit of pem- Data analysis and interpretation: Jean-Sebastien Frenel, Christophe Le
Tourneau, Bert O’Neil, Patrick A. Ott, Carlos Gomez-Roca, Emilie M.J. van
brolizumab in advanced cervical cancer is currently under in- Brummelen, Sanatan Saraf, Reshma Rangwala
vestigation in the open-label, phase II, multicohort KEYNOTE-158 Manuscript writing: All authors
trial (ClinicalTrials.gov identifier: NCT02628067). Additionally, the Final approval of manuscript: All authors
predictive value of PD-L1 immunohistochemistry, as well as other Accountable for all aspects of the work: All authors
5. Pfaendler KS, Tewari KS: Changing paradigms 9. Monk BJ, Sill MW, McMeekin DS, et al: Phase
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Affiliations
Jean-Sebastien Frenel, Institut de Cancerologie de l’Ouest, Centre René Gauducheau, Saint-Herblain; Christophe Le Tourneau,
Institut Curie, Paris and Saint-Cloud, and Institut National de la Santé et de la Recherche Médicale U900 Research Unit, Saint-Cloud;
Carlos Gomez-Roca, Institut Claudius Regaud, Toulouse; Andrea Varga, Gustave Roussy, Villejuif, France; Bert O’Neil, Indiana
University Health University Hospital, Indianapolis, IN; Patrick A. Ott, Dana-Farber Cancer Institute, Boston, MA; Sarina A. Piha-Paul,
The University of Texas MD Anderson Cancer Center, Houston, TX; Emilie M.J. van Brummelen, The Netherlands Cancer Institute,
Amsterdam, Netherlands; Hope S. Rugo, University of California, San Francisco, San Francisco, CA; and Shari Thomas, Sanatan Saraf,
and Reshma Rangwala, Merck & Co., Inc., Kenilworth, NJ.
Support
Funded by Merck & Co., Inc., Kenilworth, NJ.
Prior Presentation
Presented at the American Society of Clinical Oncology Annual Meeting, Chicago, IL, June 3-7, 2016.
nnn
Acknowledgment
We thank the patients, their families, and their caregivers for participating in this trial and all investigators and site personnel. The
authors thank Roger Dansey (Merck) for his critical manuscript review and Anne Morosky and Guoqing Zhao (Merck) for their
contributions to the development of the manuscript. Medical writing and editorial assistance, funded by Merck & Co., Inc., were provided
by Jemimah Walker and Matthew Grzywacz, of the ApotheCom pembrolizumab team (Yardley, PA).