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Article history: Mobility practices have changed dramatically in Romanian towns over the last 25 years, following the
Received 12 May 2015 collapse of socialist mobility restrictions. Urban areas like Cluj-Napoca are facing both increasing immi-
Received in revised form 15 October 2015 gration and car mobility, and therefore increasing levels of road traffic crashes.
Accepted 20 November 2015
The analysis of traffic crashes is one of the most important elements for improving the road safety
Available online 9 December 2015
policy. This paper is divided in two parts. In the first one, the authors focus on identifying the traffic crash
hotspots along the street network, while in the second part they discuss the social background of road
Keywords:
traffic crash occurrence.
Traffic crashes
Hotspots
The first step in analyzing traffic crashes is to determine crash hotspots. A four-year record (2010–2013)
SANET provided by the Traffic Department of the General Inspectorate of Romanian Police (GIRPTD) was used.
Kernel Density Estimation As a method of hotspot determination, the Kernel Density Estimation tool was employed, in the frame of
Social vulnerability the spatial analysis along network (SANET). The outcome was the hotspot map of traffic crashes in Cluj-
Napoca. The results have revealed 4 categories of street segments: not-dangerous, low-dangerous, medium-
dangerous and high-dangerous. Based on this classification, at least 4 dangerous areas were identified,
located at the city entrances-exits (in the West, North-West and East) and the city center (the most
dangerous zone).
The second part of the paper focuses on social groups involved in car crashes. The following are con-
sidered: age, gender and blood alcohol concentration of the person (driver or pedestrian) found guilty
for every individual crash.
© 2015 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.aap.2015.11.026
0001-4575/© 2015 Elsevier Ltd. All rights reserved.
118 J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126
every year. Therefore, some authors used GIS for simple linear population growth over the last decade, as well as an increase in
analyses and development of maps combining various parame- the level of motorization and urban mobility (Benedek et al., 2013).
ters such as the number of crashes, number of deaths and injuries This represents the most important economic area of Romania,
or material damage (Gundogdu, 2010; Truong and Somenahalli, after the capital city Bucharest, which generates both a positive
2011; Pulugurtha et al., 2007; Qin et al., 2013). Others used it for migration balance as important intra-urban “travel to work” type
spatial analyses and identification of risk areas (Ivan et al., 2015; of mobility as well (Soaita, 2013). Contrasting with the dynamic
Erdogan, 2009; Aguero-Valverde and Jovanis, 2006; Vandenbulcke economic and demographic development of the examined urban
et al., 2014), while others employed it for spatio-temporal analy- area, there was little improvement of urban transportation infra-
ses (Ivan and Haidu, 2012; Plug et al., 2011; Prasannakumara et al., structure; practically the road structure is the same (Benedek et al.,
2011). 2013).
Traffic crashes often form clusters known as hotspots (Xie and The findings and conclusions of this research are representa-
Yan, 2008). Hotspots identification leads to the discovery and tive not only for Cluj-Napoca, but for all major cities of Romania
removal of common causes of crashes, thus improving traffic safety because the main factor of increasing urban mobility is related to
(Steenberghen et al., 2010). Several methods for determining the the 1989 system change. Moreover, the results are comparable to
traffic crashes hotspots have been analyzed and implemented in all other cities of the world where similar situations can be found:
literature over the last decades (Li et al., 2007; Erdogan et al., 2008; old and overcrowded transportation infrastructure, strong increase
Montella, 2010; Okabe et al., 2009; Okabe and Sugihara, 2012; Xie of urban mobility over a short period of time, increasing population,
and Yan, 2013; Yu et al., 2014). One of the most frequently used and reduced local administrative capacities.
methods to determine traffic crash hotspots is the Kernel Density
Estimation (Anderson, 2009; Thakali et al., 2015; Bíl et al., 2013; 2.1. Crash data
Flahaut et al., 2003). This is known in literature in two forms: Planar
Kernel Density Estimation (PKDE) and Network Kernel Density Esti- Statistically speaking, for such a study to have credible results,
mation (NKDE). The PKDE method is more rarely used in the study traffic crash records for a period of minimum 3 years are needed
of traffic crashes because it calculates the density within a homoge- (Steenberghen et al., 2010). The traffic crash records in the city of
neous 2D space using the Euclidean distance between the crashes, Cluj-Napoca over a 4-year interval (2010–2013) were used in this
thereby altering the result. It is a well-known fact that crashes occur study. These are the only official data made available by the Gen-
along a network, also known in the literature as “network space” eral Inspectorate of Romanian Police, Traffic Department (GIRPTD).
(Yamada and Thill, 2004). Hence, the NKDE method was developed, It should be noted that not all traffic crashes are recorded in the
which calculates the density of events strictly along the network database, but only those of substantial gravity, which require the
(Xie and Yan, 2008). This method was included in a toolbox (Okabe response of a traffic police squad.
et al., 2009), called SANET (spatial analysis along network). Thus, the police go to the crash site only if there is at least one
In terms of the theoretical framework of vulnerability, we men- slightly injured person. Otherwise, the insurance companies man-
tion only one of the most influent theory developed by Watts and age the crash. Special cases are represented by collisions between 3
Bohle (1993), called the realistic theory of vulnerability. Thereby, or more vehicles and the auto-pedestrian crashes, when the police
vulnerability is determined by the interconditionings between go to the scene even if there are no casualties. The data collected
institutions, power relations and historical framework. In this con- by the insurance companies (minor traffic crashes – no casualties)
text, vulnerability is determined by distribution of commodities in could improve the impact of such a research. However, this data is
time and space, by manner of occurrence and by property rights, unfortunately not available to the public.
which result in material deprivation of some classes to the benefit The database contains detailed information about each particu-
of others (Craddock, 2000). lar crash, such as GPS coordinates, date and time of occurrence, the
Unlike physical vulnerability, social vulnerability is often features of the street at the crash site (intersection, road turn, etc.),
ignored in the vulnerability studies (Flanagan et al., 2011; Siagian signaling means present in the vicinity of crash location, lighting
et al., 2014). Social vulnerability refers both to social groups (social conditions, main cause, manner of occurrence, number of vehicles
vulnerability) and to territorial entities such as regions (regional involved, number of injured (slightly or severely), number of dead,
vulnerability). Some authors (Watts and Bohle, 1993; Bohle, 2001; age, gender and blood alcohol concentration of persons involved,
Oulahen et al., 2015) have even defined a vulnerability space con- etc. Unfortunately, the database contains no data about ethnicity,
sisting of the structure determined locally and historically by the socio-economic status, area type or vehicles type.
interrelations between different social risk factors. However, in It is worth mentioning that data collected by police at the crash
this paper the authors have adopted the perspective represented site is updated for 90 days, depending on how the investigation
by Flanagan, who considered that social vulnerability referred to progresses and depending on how the condition of victims evolves.
socioeconomic factors affecting the resilience of communities to For example, a slightly injured victim can become severely injured,
hazards (Flanagan et al., 2011). In line with this perspective, the a severely injured can die, a person declared guilty can become
authors consider crash hotspots as being areas which require spe- innocent and the other way around, etc.
cial emergency actions. They operate simultaneously as areas of The 5 municipalities and the town of Huedin in Cluj County
high social vulnerability to car crashes. The authors have used have recorded a number of 2312 crashes over the 4 analyzed years
hotspots in order to identify critical spaces (spaces of vulnerability). (according to RDGIRP). The county capital, the city of Cluj-Napoca
is clearly in the leading position, with a number of 1466 crashes.
2. The study area and the database This study considered both auto-auto crashes and auto-
pedestrian crashes. During the survey period, 1466 crashes were
The study area of this research is the street network of Cluj- reported, involving a total of 2510 participants (drivers, passengers,
Napoca municipality. This is the capital of the Cluj County and pedestrians), among which 1331 victims (934 slightly injured, 364
it ranks second in the top cities in Romania, after Bucharest, in seriously injured and 33 dead). Of the 2510 participants, the police
terms of number of residents, with 324,576 inhabitants accord- could determine the guilt for a number of 1159 persons.
ing to the General Population Census in 2011 (National Institute The selection of variables for the model was restricted by the
of Statistics, 2012). An important aspect of this research is the availability of data, which is highly reduced for the local level anal-
fact that the metropolitan area of the city underwent a strong ysis in Romania. The authors of this study have considered only
J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126 119
those factors affecting the occurrence of crashes, where reliable when using Planar Kernel Density Estimation in determining and
and official data was available. analyzing the traffic crash hotspots is that PKDE uses Euclidean
distance between events. This is not quite correct (applicable)
2.2. Traffic data knowing that the traffic crashes occur along a road network. There-
fore, NKDE was used in the present study for the delineation of
The traffic was used in this paper as a non-behavioral factor of traffic crash hotspots, but to better understand the operating prin-
traffic crashes occurrence (causality). The database was composed ciple of this method the authors decided to make a comparison
of the total counts (24 h) and time-interval traffic volume for 56 between PKDE and NKDE.
streets of Cluj-Napoca, including the most important traffic arteries
of the city, along which no less than 782 crashes have occurred 3.2.1. Planar (2-D) Kernel Density Estimation (PKDE)
(2010–2013). The total counts (24 h) and time-interval traffic in PKDE analyses the required events within a 2-D homogeneous
the most important 22 intersections were also used (General Urban space and it is expressed as follows (Xie and Yan, 2008):
Plan Cluj-Napoca, 2013). It is worth mentioning that the passenger
n
1
d
car equivalent (PCE) per hour daily unit was used to quantify the is
(s) = k (5)
traffic volume (Al-Kaisy et al., 2002; Yeung et al., 2015). r 2 r
i=1
3. Methodology where (s) is the density in the location s, r is the radius (bandwidth)
of KDE (only points with radius r are used to estimate (s), k is the
3.1. The simple linear regression and the Pearson correlation weight of point i, at a distance dis of the location s. Most times,
coefficient k is modeled as a function, also called the kernel function of the
relationship between dis and r. Therefore, instead of being a uniform
The two concepts are used in this research to determine the cor- function, in which every point i from the radius r has equal weight,
relation between traffic crashes and road traffic. The simple linear KDE uses a function model that takes into account the decrease
regression shows the dependence relationship between the cause of the i point weight depending on its distance from the location
and the effect of an event. The first step in calculating this regression s (distance decay effect, Xie and Yan, 2008). In other words, the
is the distribution of the 2 variables in a XOY coordinate system, longer the distance between a point and the location s, the lower
the simple linear regression thus taking the following form (the the weight of that point. The final density in location s is calculated
regression line): by adding all points in the search radius with a lower or higher rate
(depending on their distance from s).
Y = aX + B (1) The literature mentions a series of formulas for the calculation
where X is the cause and Y is the effect. In our case X is the amount of the kernel function, such as (Levine, 2004; Schabenberger and
of traffic and Y is the number of traffic crashes. Gotway, 2005; Gibin et al., 2007): the Gaussian function, the Quartic
Pearson correlation coefficient shows the intensity of the linear function or the minimum variation function.
dependence between two variables (in our case, crashes and traffic) Most of the literature indicates that PKDE has two key param-
and it is calculated by the formula (Lee and Wong, 2001): eters: the kernel function k and the bandwidth r, and choosing
n the search radius is more important than choosing the calculation
x y /n − X̄
i=1 i i
· Ȳ function of k (Bailey and Gatrell, 1995; O’Sullivan and Unwin, 2002).
r= (2)
Sx Sy
3.2.2. Network Kernel Density Estimation (NKDE)
where r is Pearson correlation coefficient, X and Y represent the
NKDE is an extension of PKDE that calculates the density of
average of x and y Sx and Sy represent the standard deviation of x
point type events on a linear unit (in a network) rather than
and y, calculated by the formulas (Lee and Wong, 2001):
on a 2-D homogeneous area unit, as was the case of PKDE. The
n authors decided to use NKDE because this model fitted perfectly the
n=1
x2
Sx = − X̄ 2 (3) research on traffic crashes, which were point-type events occurring
n on a linear network (road network).
n The formula that calculates NKDE is very similar to that of PKDE
n=1
y2
Sy = − Ȳ 2 (4) and is given also by Xie and Yan (2008):
n
n
1
d
The linear simple regression was used as result of some tests is
(s) = k (6)
conducted by means of the CurveExpert Pro 2.2 application (Hyams, r r
i=1
2005; Poirier et al., 2008; Hinojosa et al., 2008). More than 100
regression models were applied (on our data set), each one achiev- where (s) is the density in the location s and r is the search radius
ing a certain score. These scores were classified depending on the (bandwidth) of KDE (only points with radius r are used to estimate
determination coefficient R2 , correlation coefficient and standard (s), k (the kernel function) is the weight of point i, located at a dis-
error. After their evaluation, the highest scores, which also had the tance dis of location s. As with PKDE for the calculation of the kernel
best statistical significance, were included in the paper and were function, the literature includes a wide range of formulas such as
represented by the simple linear regression. Gaussian, Quartic, Conic, negative exponential, and epanichnekov
(Levine, 2004; Gibin et al., 2007).
3.2. Kernel Density Estimation
3.3. Spatial analysis along network (SANET)
Kernel Density Estimation is one of the most common discov-
ery (definition) techniques of the hotspots of point-events. Both SANET includes a toolkit that integrates and works together with
Planar (2-D) Kernel Density Estimation (PKDE) and Network Ker- the ArcMap 10.1 software and it is used specifically for network
nel Density Estimation (NKDE) are useful in identifying clusters, but spatial analysis (Okabe and Sugihara, 2009). As one may predict,
the second method has several advantages over the first since it is we used SANET, more precisely the “Kernel density estimation” tool
less dependent on the input parameters. The largest inconvenience to implement the NKDE method in the calculation of traffic crash
120 J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126
Fig. 3. The total counts of traffic (PCE) and crashes in the Cluj-Napoca municipality by time intervals from (a) the monitored intersections and (b) the monitored streets.
most of the intersections are signalized, controlled, and the risk of Dependent on the kernel density value, the street segments
causing a crash is lower (low speed). were classified into 4 categories: not dangerous, low dangerous,
To see the intensity of linear dependence between the two vari- medium dangerous and high dangerous. When the kernel density
ables (traffic and crashes), the Pearson correlation coefficient was is 0 (0 crashes/segment), the respective segment is declared “not
used with the value of 0.86 for streets and 0.76 for intersections. dangerous”. The “low dangerous” segments have values between
Since the two values are positive and range between 0.75 and 1, one 0 and 2, the “medium dangerous” between 2 and 3 and the “high
can state that the number of crashes is directly proportional to the dangerous” segments include values between 4 and 9.
traffic volume and the intensity of the linear dependence between According to this classification, the authors identified several
the two (crashes and traffic) is strong. dangerous areas in the Cluj-Napoca municipality, but the most
Considering the fact that the 56 streets and 22 intersections ana- important 4 hotspots were highlighted, as shown in Fig. 5.
lyzed include the most important traffic arteries, together with the Area 1 includes the city center and it is by far the most danger-
result of this section, one can say that traffic explains the crash ous area in terms of traffic crashes density (NKDE) because most
hotspots in Cluj-Napoca municipality to a great extent. street segments here are included in the “high dangerous” category.
More than 440 crashes occurred in this area and this hotspot com-
prises a significant part of the main transport axis, the West-East
4.2. Determining the traffic crash hotspots axis (central section) of Cluj-Napoca, including high-traffic streets
(30,000–39,000 PCE/24 h). This area also includes many major high
To determine the traffic crash hotspots from Cluj-Napoca traffic-volume intersections (55,000–73,000 PCE/24 h).
municipality, the authors used the NKDE method implemented by Area 2 is located in the North-West, at the entrance/exit to/from
means of the “Kernel density estimation” tool in the SANET toolbox. the city. It includes streets with traffic volumes ranging between
NKDE calculates the density of point type events along a network. 28,200 and 36,500 PCE/24 h. The high density of crashes can be
In this case, the analyzed events are the traffic crashes in Cluj- explained also by the fact that heavy vehicles are also allowed in
Napoca, while the linear unit is represented by the road network this sector. Moreover, this hotspot includes also a set of very impor-
of the same city. The location of crashes is given by the GPS coordi- tant intersections consisting of the streets in the neighborhood of
nates recorded with the equipment mounted on the traffic police the railway station, with a traffic volume between 38,800–45,000
car. 1466 crashes were considered along approximately 662 km of PCE/24 h. During the 4 years of the survey, no less than 209 crashes
streets over 4 years (2010–2013). occurred here.
The result is the map of traffic crash hotspots along the streets Area 3 is located at the entrance/exit to/from the East of the city
network of Cluj-Napoca (Fig. 5). This includes a total number of and includes, among others, the Eastern part of the East-West trans-
38,095 segments, which are associated with minimum 0, maximum port axis. This area covers a small number of streets, but their traffic
9 crashes, depending on the proximity, with a standard deviation volume is very high, between 50,000 and 60,000 PCE/24 h. Besides
of 1.1. the fact that these hotspots are located at the city entrance/exit,
Fig. 4. The regression line of crashes and traffic in (a) monitored intersections and (b) monitored streets.
122 J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126
Fig. 5. The traffic crash hotspots in Cluj-Napoca determined based on the “Network Kernel density estimation method – NKDE” applied by the SANET Tool.
another explanation for the high traffic volume would be the fact Table 1
Total of guilty persons by gender.
that the Avram Iancu International Airport is positioned in this area.
Area 4 is located in the West part of the city, and the hotspots Crashes Male Female
are found mostly in junctions. Even if the road traffic is lower in 1466 887 272
this area (12,800–30,000 PCE/24 h), the hotspots are mainly due 76.53% 23.47%
to the high density of intersection. Moreover, this area is a resi-
dential one and the pedestrian traffic is high, and the number of
auto-pedestrian crashes is slightly higher than in other areas. According to the introductory hypothesis, most frequently
By applying the same method, but separately for the auto-auto, (75.23%), the drivers are to blame for causing the crashes, followed
respectively for the auto-pedestrian crashes, the results revealed by pedestrians (22.26%), cyclists (1.64%) and in very few cases
very small differences between the locations of the hotspots for (0.87%), the passengers (see Table 2). Only the first 2 categories
the 2 types of crashes. Thus, auto-pedestrian crashes also occur were taken into consideration in this analysis.
in the places where auto-auto crashes happen regularly, indirectly In order to delimit as precisely as possible each group prone to
confirming the starting hypothesis, according to which the traffic road crashes and to avoid biased results, the city population was
intensity is the main factor in generating crashes. also inserted in the model. Therefore, the number of guilty persons
Compared to NKDE, PKDE computes hotspots using the in each gender and age group was reported to the total number of
Euclidean distance between the crashes. By applying PKDE to the the population of the population in the same groups (guilty persons
available data set, the authors could notice (Fig. 6) that the danger- per 10,000 inhabitants).
ous areas were approximately the same as in the case of NKDE, but During the 2010–2013 period, as one may notice in Table 3, the
it was more difficult to delimit precisely the segments of danger- dynamics of the population in Cluj-Napoca municipality was rel-
ous streets. Therefore, the authors consider that the PKDE method atively constant, and during the 4 years it increased only by 2000
is inadequate, as it lowers the accuracy of results. inhabitants (0.6%). Therefore, the average number of people per
four years was used when building this model. During this period,
the average population was 319,616 inhabitants, of which 151,028
4.3. Social groups vulnerable to crash occurrence men and 168,588 women. Their distribution by age is presented in
Fig. 7.
In order to better identify and describe the social groups vulner-
able to the occurrence of traffic crashes, the vulnerability pyramids Table 2
were built separately for drivers and for pedestrians. One should Total of guilty persons by type of participants.
mention that this study included both auto-auto crashes and auto-
Crashes Pedestrian Driver Passenger Cyclist
pedestrian crashes. Over the 4 analyzed years (2010–2013), there
occurred 1466 crashes involving 2510 people (drivers, passengers, 1466 258 872 10 19
22.26% 75.23% 0.87% 1.64%
pedestrians). Of these, 1159 were found guilty (see Table 1).
J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126 123
Fig. 6. The traffic crash hotspots in Cluj-Napoca determined based on the “Network Kernel density estimation method – PKDE”.
Fig. 8. The frequencies pyramid by age groups and gender for: (a) total of guilty persons, (b) persons convicted under the influence of alcohol, (c) guilty drivers, (d) guilty
pedestrians.
Source: General Inspectorate of Romanian Police, Traffic Department.
it is worth mentioning the 26–30 year-old and 16–20 year-old differences between the two genders. The general distribution of
groups, which together sum up over 208 guilty persons per 10,000 guilty pedestrians (Fig. 8d) reveals that young people under 25 and
inhabitants. This distribution shows the high vulnerability of the senior people over 66 are the groups most prone to car crashes.
young group (21–35 year-old) to the occurrence of crashes, a The separate analysis of the two genders concludes that the criti-
phenomenon which can be explained by assuming higher risks cal male group is the 80+ group (over 27 guilty persons per 10,000
(alcohol consumption) and by little experience, specific to this cat- inhabitants), followed by the 76–80 year-old group (over 23 guilty
egory. persons per 10,000 inhabitants).
For the female category, the pyramid has a similar distribution It is very interesting that in the female category there are 3 crit-
to the male one only for the 16–20, 21–25 and 26–30 age groups. ical groups with approximately the same value. This time there are
Thus, the category most prone to causing crashes is the 21–25 young groups: the 11–15 year-group group, the 16–20 year-group
year-old group, which includes 3.1% of the total number of guilty group and the 21–25 year-group group. Each of these includes
persons (32 guilty persons per 10,000 inhabitants). A significant about 19 guilty persons per 10,000 inhabitants. The groups between
difference between the two genders is the fact that for females, 66 and 80 years are also worth mentioning, but these do not have
the age groups between 36 and 65 account for similar percentages an impact as large as in the case of the male category (on average,
ranging between 0.3 and 0.6% of the total number of guilty persons 13 guilty persons per 10,000).
(3–6 guilty persons per 10,000 inhabitants) while toward the top
of the pyramid (66–80+ groups) the percentage is mostly 0.
The situation is different for the guilty pedestrians (Fig. 8d). 5. Conclusions and future research directions
In this case, the male-female distribution is much more bal-
anced, but with a slight advantage in favor of females, respectively The key findings of this paper are the following. Firstly, by using
48.07:51.93. While the critical group of drivers was the 21–25 innovative analysis tools like SANET toolbox and the NKDE method
year-old group for both the male and the female category, there the authors were able to define very precisely the road traffic
are more pedestrian groups prone to road crashes, with large age crashes vulnerability areas, or hotspots in an urban environment
J. Benedek et al. / Accident Analysis and Prevention 87 (2016) 117–126 125
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