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can exhibit the same dynamic and thermodynamic behavior. Our method is applied to obtain
three specific models that may be described either as Λ(t)CDM or gravitationally induced particle
creation. In the point of view of particle production models, such cosmologies can be interpreted
as a kind of one-component unification of the dark sector. By using current type Ia supernovae
data, recent estimates of the cosmic microwave background shift parameter and baryon acoustic
oscillations measurements we also perform a statistical analysis to test the observational viability
within the two equivalent classes of models and we obtain the best-fit of the free parameters. By
adopting the Akaike information criterion we also determine the rank of the models considered here.
Finally, the particle production cosmologies (and the associated decaying Λ(t)-models) are modeled
in the framework of field theory by a phenomenological scalar field model.
questions related to the cosmological constant problems as, from a thermodynamical viewpoint. Our basic in-
[21]. This happens, for instance, when the matter con- terest here is to determine what are the general condi-
tent of the universe is subjected to some kind of dissipa- tions under which both scenarios can provide the same
tive process (a kind of cosmic antifriction) that can be cosmological description. As we shall see, there are gen-
expressed in the Einstein Field Equations (EFE) by the eral relations among the physical parameters involving
inclusion of an effective negative pressure [22]. As a con- the creation rate of CCDM cosmologies and the Λ(t)
sequence, a late time accelerating stage appears naturally model which may guarantee, from the very beginning, the
with the model providing a new alternative scenario to same macroscopic behavior, even considering that they
confront with the present day astronomical observations. are deeply different in the physics behind them. The
Another interesting possibility is the phenomenon of equivalence in a perturbative level, i.e. by taking into
gravitationally induced particle production at the ex- account the evolution of the density fluctuations, will
penses of a time varying gravitational field. From a mi- be investigated in a forthcoming communication (for a
croscopic viewpoint it has been justified after the pioneer- discussion involving only the CCDM approach see Ref.
ing works of Parker and collaborators [15]. As discussed [32]).
by many authors, the positive and negative frequency of The manuscript is organized as follows. In section II
the fields in the Heisenberg picture become mixed dur- we analyse the dynamic equivalence between the CCDM
ing the universe expansion. As a result, the creation and models and the decaying vacuum models. The thermo-
annihilation operators at one time t1 are linear combi- dynamic equivalence is discussed in section III. In section
nations of those ones at an earlier time t2 , thereby re- IV we specialize our results by considering three distinct
sulting in particle production. Qualitatively, one may decaying vacuum models and the corresponding dynam-
say that the time varying gravitational background works ics in CCDM models. In section V we compare CCDM
like a pump supplying energy for the matter fields (see models with observational results. In section VI we in-
[23] for particle production in F(R) theories of gravity). terpret this class of models in terms of the dynamics of
Since the energy of the field is not conserved its action is an ordinary scalar field, and, finally, in section VII, we
explicitly time-dependent, with the quantization leading summarize the basic results.
generically to particle production [15, 24, 25].
Macroscopically, as originally discussed by Prigogine
and coworkers [26] based on non-equilibrium thermody- II. DYNAMIC EQUIVALENCE
namics of open systems, this kind of process can also
be described by a negative creation pressure (see also The Einstein Field Equations relates the dynamic
[27, 28]). In this case, by assuming that dark matter properties of a given spacetime with its total energy con-
particles are produced by a time varying gravitational tent (in our units 8πG ≡ c = 1)
field, it is also possible to obtain a late time accelera-
tion in a universe composed only by pressureless fluids, Gµν = T µν , (1)
like baryons and cold dark matter [29, 30]. In the same
vein, some authors also showed that the evolution of an where Gµν is the Einstein tensor and T µν is the total
arbitrary ΛCDM model can fully be mimicked by a bary- energy-momentum tensor of the cosmic fluid.
onic fluid plus creation of CDM particles (CCDM model) In what follows, we will compare in detail two differ-
both at background and perturbative levels [31, 32]. In ent classes of models in the framework of a Friedmann-
the flat case, for instance, the CCDM model has also only Lemaitre-Robertson-Walker space-time.
one free parameter (like the standard ΛCDM) which de- Firstly, we will consider a generic decaying vacuum
scribes the CDM particle production rate. Therefore, it model whose thermodynamic behavior was discussed
is simple like the cosmic concordance model, evolves with long ago by one of us [37]. In this case, the EFE reduce
the same dynamics, and, more important, it has only one to [3, 4, 5]:
component filling the dark sector (CDM) whose observa-
tional status is relatively higher than any kind of dark
ȧ2 k
energy [33]. ρ + Λ(t) = 3 2
+3 2 , (2)
a a
Recently, Mimoso and Pavón [34] also investigated the
thermodynamic behavior of two different classes of cos-
mologies: (i) a complete CCDM scenario [35], and (ii) ä ȧ2 k
a complete decaying Λ(t) scenario [36]. The quoted au- p − Λ(t) = −2 − 2 − 2 , (3)
a a a
thors concluded that these particular Λ(t) and CCDM
cosmologies are thermodynamically consistent even when where ρ and p are the energy density and the equilibrium
the horizon entropy (during the extreme de Sitter phases) thermostatic pressure of the usual cosmic fluid (baryons,
are taken into account [34]. radiation and dark matter) with p = wρ, a is the cosmic
In this paper we go one step further by investigating scale factor and k is the parameter of curvature. For sim-
whether there is a general equivalence between Λ(t)CDM plicity, henceforth it will be assumed that the decaying
and CCDM cosmologies both from a dynamic, as well vacuum is coupled only with the dominant component.
3
The decaying vacuum causes a change in the number In order to obtain the dynamics of decaying vacuum
of particles of dark matter, so the equation describing models, we can combine Eqs. (2) and (3), resulting in
particle concentration has a source term, i.e.,
ä ȧ2 k (1 + w)Λ(t)
α ȧ +∆ 2 +∆ 2 − =0, (12)
N;α = ṅ + 3 n = nΓ . (4) a a a 2
a
where ∆ = (3w + 1)/2. Similarly, for models with matter
Here, Γ is the rate of change of the number of particles,
creation we can combine Eq. (7) with (8) to give
n = N/a3 is the particle number density and N α = nuα
is the particle flux.
ä ȧ2 k pc
By combining Eqs. (2) and (3), or more directly, from +∆ 2 +∆ 2 + =0. (13)
the total energy conservation law one finds a a a 2
ρ̇Λ = −ζnΓ, (6) The above expression relates Λ0 or general Λ(t) cosmolo-
gies with the corresponding creation pressure of CCDM
where ζ is a positive phenomenological parameter. models. It is important to emphasize that the above con-
As remarked earlier, the second class of scenarios to be dition is quite general and can be applied regardless of the
considered here are models with gravitationally induced phenomenological laws adopted to the decaying vacuum
particle production, sometimes named CCDM models or to the creation rate describing the particle production.
[29, 31]. In this case, the Friedmann equations take the On the other hand, as discussed in Ref. [27], special at-
following form [27, 28, 29, 31]: tention has been paid to the simpler process termed “adi-
abatic” particle production (see also [29, 37]). It means
ȧ2 k
ρ̃ = 3 2
+3 2 , (7) that particles and entropy are produced in the space-
a a time, but the specific entropy (per particle) remains con-
stant (σ̃˙ = 0). In this case, the constant α in equation
ä ȧ2 k (11) is equal to (ρ̃ + p̃)/ñ, so that the creation pressure
p̃ + pc = −2 − 2 − 2 , (8) reads1
a a a
where pc (creation pressure) is a non-equilibrium correc- (ρ̃ + p̃)Γ̃ (1 + w)ρ̃Γ̃
pc = − =− . (15)
tion term describing the particle production. From now 3H 3H
on, a tilde denotes the fluid component quantities of the
CCDM model in order to distinguish its values from their From Eqs. (14) and (15) we find
possible Λ(t)CDM counterparts.
The particle number density in this case is described ρ̃Γ̃
by the equation Λ(t) = . (16)
3H
ȧ Note that above identification holds regardless of the cur-
α
Ñ;α = ñ˙ + 3 ñ = ñΓ̃ , (9)
a vature of the Universe. By assuming a spatially flat ge-
ometry, we have that ρ̃ = 3H 2 . Thus
where Γ̃ is the rate of particle creation induced by the
varying gravitational field. Λ Γ̃
By combining Eqs. (7) and (8) it is also possible to = , (17)
H2 H
obtain the equation expressing the energy conservation
law (uµ T;νµν = 0) which corresponds to a special case of Eq. (16). In par-
ticular if Γ << H we find that Λ << H 2 , and, as such,
ρ̃˙ + 3H(ρ̃ + p̃ + pc ) = 0 . (10) both processes are negligible in this limit, as should be
expected.
In general the creation pressure can be written as [28]
ñΓ̃
pc = −α , (11)
3H 1 It should be noticed that fluids endowed with “adiabatic” par-
ticle production satisfy the null energy condition (NEC) only if
where α is a positive phenomenological coefficient related Γ̃/3H ≤ 1. All models that will be discussed in section IV satisfy
to the creation process. such a condition.
4
III. THERMODYNAMIC CORRESPONDENCE on right-hand side of Eqs. (19) and (21), which cor-
respond to the non-equilibrium contributions, must be
Given that the dynamic equivalence is guaranteed by identically zero. In this case, it is possible to show that
condition (14), or equivalently, by (16) in the case of
ρ+p
adiabatic particle creation, let us now examine the pos- α=ζ= . (22)
sibility of a complete thermodynamic equivalence. The n
thermodynamic behavior of Λ(t) and particle production Physically, this relation amounts to saying that (σ̇ = 0).
cosmologies were discussed long ago (see Refs. [28, 37]), Hence, the equilibrium relations are preserved only if the
however, in a quite separated way, i.e. with no attempt specific entropy per particle of the created particles is
to determine their possible equivalence. constant. This means that
In order to obtain the thermodynamic description of
decaying vacuum-Λ(t) models one needs to obtain the Ṡ Ṅ
evolution equations of the specific entropy (σ = S/N ) = =Γ, (23)
S N
and temperature (T ) of the created component. In this
context, the vacuum works like a second component an expression valid for both pictures.
transferring energy continuously to the matter compo-
nent with the whole process constrained by the second
law of thermodynamics. Following Lima [37], we also as- IV. UNIFYING THE DARK SECTOR
sume that its chemical potential is null (µv = 0) so that
the vacuum is a kind of condensate carrying no entropy. As seen previously, in vacuum decay models we must
Actually, for a null chemical potential, the vacuum equa- consider at least two main components, Λ term and dark
tion of state (pv = −ρv ) implies that σv = 0. Under such matter, in which vacuum is decaying. Now, we will inter-
conditions, the time-comoving derivative of the entropy pret the standard model and some Λ(t) models that have
flux, which is given by S α = nσuα , combined with (4), been discussed in literature in terms of matter creation
(6) and the Friedmann equations implies that models. We will restrict ourselves to late time behavior,
Γ and, as such, we take w = 0.
σ̇ + σΓ = (ζ − µ) , (18) Firstly, we rewrite Eq. (10) in terms of the interaction
T
rate, i.e.,
where µ denotes the chemical potential of the created
particles, while the temperature T satisfies the following ρ̃˙ + 3H(ρ̃ − Γ̃H) = 0 . (24)
evolution law:
Ṫ
∂p ṅ Γ
∂p
∂ρ
Generically, for a given Λ(t) model, the corresponding
= − T +n −ζn , matter creation model is obtained by combining Eq. (17)
T ∂ρ n n ∂ρ ∂T n ∂n T
T ∂T with (24) and performing the integration.
n
(19)
(see [37] for more details). A. Case 1: Standard Cosmic Concordance Model
In the case of CCDM models the specific entropy is
given by
Let us first consider the particular case Λ(t) = cte = λ,
Γ̃ that corresponds to the standard ΛCDM model. In this
σ̃˙ + σ̃ Γ̃ = (α − µ̃) , (20) case we have that
T̃
and the temperature follows the same evolution law as in λ
the previous case [28] Γ̃ = , (25)
H
T̃˙ ñ˙ where λ is the cosmological constant of the ΛCDM model.
∂ p̃ Γ̃ ∂ p̃ ∂ ρ̃
= − T̃ + ñ −αñ . Now, inserting above expression into Eq. (24) and per-
T̃ ∂ ρ̃ ñ ñ ∂ T̃ ñ ∂ ñ
T̃ ∂∂T̃ρ̃ T̃
forming the integration, one finds
ñ
(21) ρ̃ = λ + ρ̃m1,0 a−3 , (26)
Comparing Eqs. [(18)-(21)] we note that when α = ζ
the two pictures are thermodynamically equivalent. In where ρ̃m1,0 is a constant with dimension of energy den-
addition, from equations (6) and (11) we also see that sity that must quantify the current amount of matter
such an equality also implies ρ̇Λ = 3Hpc , as should be that is clustering. We can substitute the above relation
expected due to the dynamic equivalence [compare Eqs. into Eq. (7) in order to obtain an expression for H as a
(5) and (10)]. function of redshift (z), i.e.,
Now by considering that the particle creation process
in both pictures is “adiabatic”, some equilibrium rela- h i1/2
tions need to be preserved. In this case the second terms H = H0 1 − Ω̃m1 + Ω̃m1 (1 + z)3 , (27)
5
where Ω̃m1 = ρ̃m1,0 /3H0 2 . The above equation de- justified from first principles based on the renormaliza-
scribes the dynamics of a CCDM scenario (CCDM1 in the tion group approach as describing the low energy physical
present notation), that behaves like the ΛCDM model, running of ρΛ (H). In this context, the RG equation de-
a result previously derived by a different method [31]. scribing the vacuum energy density can be written as a
Naturally, as discussed in the first sections, due to the series expansion in terms of H [20, 39, 40]:
thermodynamic and dynamic equivalence it is rather dif-
ficult to distinguish observationally between CCDM1 and
H6
dρΛ 1 X 2 2 4
ΛCDM model both at background and perturbative lev- = a M
i i H + b i H + c i + ... ,
els [32]. However, from the theoretical viewpoint, they dlnH 2 (4π)2 i Mi2
are quite distinct. In the ΛCDM model there are two (31)
main cosmic components that evolve independently of where the sum over masses has been calculated in the
each other thereby requiring a fine tuning. In the corre- one-loop approximation. The above expansion implies
sponding CCDM model, in turn, there is only one com- that the running proportional to H 2 (plus the additional
ponent, and so there are no problems of adjusting (for constant) assumed here is quite suitable for the late time
more details see, e.g., Refs.[31, 32, 34, 35]). universe but not for the very early stages(for more details
see [16, 39] and Refs. therein).
In this case Eq. (17) gives
B. Case 2: Λ = γH
c + βH 2
Γ̃ = . (32)
This simple phenomenological decaying vacuum law H
was proposed in Ref. [38], and, recently, discussed in Inserting the above expression into Eq. (24) and per-
a more general context [39]. As remarked in the intro- forming the integration, one finds
duction, it can also be motivated e.g. as an intriguing
c
and testable option for describing the present acceler- ρ̃ = + ρ̃m3,0 a−3+β . (33)
ating Universe, as well as a minimally modified Fried- 1 − β/3
mann equation emerging from infinite-volume extra di- As in case I, we combine above relation with Eq. (7),
mensions [19]. Note that γ is a dimensional constant so that
(Dim γ ≡ Dim [H]). In this case we find from Eq. (17) i1/2
that the creation rate of particles is a constant, i.e.,
h
H = H0 1 − Ω̃m3 + Ω̃m3 (1 + z)3−β , (34)
Γ̃ = γ . (28)
where Ω̃m3 = ρ̃m3,0 /3H0 2 .
Consequently Eq. (24) can integrated to give At this point, it is also interesting to know the present
value of the particle creation rate for the models dis-
" 3/2 #2 cussed here (see Eq.(16)). By assuming that the CDM
γ2 C
ρ̃ = 1+ , (29) particles are neutralinos with mass m ∼ 100Gev, and
3 a
that ΩΛ0 ∼ 0.7, H0 ∼ 74km.M pc−1.s−1 as suggested
by the latest measurements [41], it is easy to check that
where C is an integration constant. Now the Hubble
the present creation rate is [Γn]today ∼ 10−11 .cm−3 .yr−1 .
parameter can be written as
Such a rate has not appreciably been changed in the last
h i few billion years (z < 1) when the Universe started to
H = H0 1 − Ω̃m2 + Ω̃m2 (1 + z)3/2 , (30)
accelerate powered (in our description) by the particle
production process [31].
where Ω̃m2 = 1 − γH0 /3H02 . This parameter quantifies To obtain some thermodynamic constraints on the pa-
the amount of matter that is clustering. rameter β of the decaying vacuum relation Λ = c + βH 2 ,
According to the second law of thermodynamics and let us combine this result with Eqs. (2) and (5), resulting
Eq. (23) we see that Γ ≥ 0. As Γ = γ, it implies that in
γ > 0.
ρm = ρm,0 a−3+β . (35)
2
∆χ
2
0
0.42 0.44 0.46 0.48 0.5
Ωm2
FIG. 1: The variance ∆χ2 as a function of the parameters Ω̃m1 ≡ Ωm1 (left panel) and Ω̃m2 ≡ Ωm2 (right panel). From this
analysis, we find Ω̃m1 = 0.282+0.014 +0.013
−0.014 and Ω̃m2 = 0.449−0.013 at 1 σ confidence level.
V. OBSERVATIONAL COMPARISON
0.10
In order to constraint the parameters of the matter
creation model considered here we make use of different
data sets. The primary data set used in this analysis 0.05
m3
A. Results
aspects of models with decaying vacuum (Λ(t)CDM) Naturally, this result does not affect the dynamic behav-
and gravitationally induced particle creation (CCDM). ior of the models, but, in principle, at least for Λ(t)CDM
In particular, we have established under which condi- models, it may suggest that the chemical potential of the
tions they exhibit the same dynamic and thermodynamic created component may play a role not considered here
behavior. Using this equivalence we have reinterpreted [47].
the dark sector in terms of only one cosmic component
(CDM). In order to exemplify the method developed Finally, we stress that in the thermodynamic equiva-
here we have found the CCDM models corresponding to lence discussed here, the entropy associated to the pos-
three different classes of decaying vacuum models. All sible existence of apparent horizons were not taken into
these equivalent CCDM cosmologies can be represented account. Its inclusion is somewhat natural when a de
in terms of a scalar field description whose potentials are Sitter phase is present but it cannot be decided a priori
given by hyperbolic functions. since the solutions must be known (in this connection see
By using current data, we have also performed a sta- Refs. [34, 35, 36]).
tistical analysis and showed that observationally the two
pictures (Λ(t)CDM and CCDM) are very similar. Based Acknowledgments: The authors are grateful to an
on the Akaike information criterion (AIC) we have se- anonymous referee for his/her comments and sugges-
lected the best-fit and ranked the models considered here. tions which improved the manuscript. L.G. is supported
It is worth notice that from thermodynamics the en- by FAPESP under grants 2012/09380-8. F.E.M.C. is
ergy flow occurs from vacuum to the cold dark matter supported by FAPESP under grants 2011/13018-0, and
component. However, from an observational view point J.A.S.L. is partially supported by CNPq and FAPESP
there is room for an interacting parameter which favors under grants 304792/2003-9 and 04/13668-0, respec-
an energy flow in the opposite direction [cf. Fig. (2)]. tively.
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