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Keywords: Geothermal energy piles (GEPs) are an environmentally friendly energy source which utilise the low-grade heat
Thermal pile energy present in the shallow earth surface to provide heating and/or cooling to the supported structures e.g.
Pile heat exchanger buildings. The heat is extracted from or injected into the ground through the circulation of heat carrier fluid that
Ground source heat pump flows in energy loops attached to the reinforcement cage of the pile foundation elements. Utilising the GEP
Renewable energy
system to achieve building thermal comfort need has proven to be environmentally sustainable, economically
viable, and with great social benefits. This paper presents an extensive review of literature on the principles
behind the different design considerations, current available design standards, and government legislation for
installing the GEP system. Furthermore, the behaviour of the energy pile under working loads was found to be
influenced by the magnitude of the heat energy extraction and injection rate. In addition, case studies from
several countries around the world including Austria, Switzerland, Australia, UK, Spain, Hong Kong, USA, Japan,
China and South Korea which highlights the practicality of the system installation, its associated benefits,
limitations and overall energy performance were presented and discussed. Moreover, factors such as thermal
conductivity, thermal diffusivity, specific heat capacity, groundwater flow, soil moisture content, number and
configuration of energy loops, pile length and diameter have positive implication on the energy performance of
the system. This paper found that the GEP system, if appropriately designed and carefully installed, provides a
viable alternative in terms of an energy source with a positive energy footprint on the environment.
1. Introduction addition, fossil fuels are the major source of energy in the UK. They
account for about 83% of the total energy produced, whereas only 17%
The issue of climate change and its associated effects (global tem- is generated from renewable energy sources (Fig. 1b) [11]. Thus, re-
perature increase, extreme weather events, etc.) arises due to emission newable heating and cooling systems should be utilised to lower the use
of greenhouse gases (GHG) into the atmosphere [1,2]. In order to mi- of fossil fuels and its associated GHG emission. One of such systems
tigate this, several policies were implemented by governmental and developed within the last few decades is known as the geothermal en-
non-governmental organisations. Some of these policies include the ergy system.
Climate Change Act passed by the UK parliament in 2008 [3,4], the The thermal energy present within the shallow earth surface, 1 m
California Global Warming Solutions Act (AB 32) of 2006 [5–9], the onward up to 200 m, can be used for building heating and cooling in
Climate Change Authority Act and the Clean Energy Act of 2011 in most places around the world. This technology also known as Ground
Australia [10]. Recently, 195 countries met in Paris, and signed an Source Heat Pumps (GSHP), was first developed and built by Robert
agreement to ensure that the global temperature increase associated to Webber in 1940 [12]. The GSHP system provides an environmentally
GHG emission is kept below 1.5 °C [1]. friendly solution for meeting building heating and cooling energy re-
For example, Heating, Ventilating and Air Conditioning (HVAC) quirement. Similarly, it provides significant energy savings and con-
systems, account for the major share of energy consumed in the do- sumes about 75% less energy compared to electrical resistance heating
mestic and commercial buildings. In the UK, space and water heating elements [12,13].
account for 79% of the total energy used in a normal residential The GSHP system basically comprises of the heat exchanger, the
building, with the remaining 21% for non-heating use (Fig. 1a). In heat pump unit and the heat transfer pipes. Generally, the heat
⁎
Corresponding author.
E-mail address: a.sani@surrey.ac.uk (A.K. Sani).
https://doi.org/10.1016/j.rser.2019.02.008
Received 28 July 2018; Received in revised form 5 February 2019; Accepted 11 February 2019
A.K. Sani, et al.
∆T
δlth, C Incremental length due to cooling (m) TRNSYS Transient Systems Simulation Program
Temperature drop (K) TRT Thermal response test
Average household consumption (ECUK 2015) Source of energy generation (ECUK 2015)
Space
and
water Fossil
heating fuels
79% 83% Renewable
energy
Non- 17%
heating
use
21%
(a) (b)
Fig. 1. (a) average household consumption (b) source of energy generation in the UK [11].
exchanger could be incorporated in two ways, either as an open loop or distance apart to avoid any interaction. Open loop solutions have high
closed loop [14,15], to extract/inject thermal energy from/to earth. maintenance costs largely due to the likelihood of pollution and clog-
The open loop solution draws water from a water source (aquifer or ging [14]. Clogging may occur by the injection of minerals e.g. iron
river), circulates it through the heat pump system, and then pumps it manganese hydroxides (FeH4MnO4) because of changes in temperature
back preferably to the source from where it came from, but at some and precipitation [16]. While the closed loop system circulates constant
A.K. Sani, et al.
fluid volume in a closed pipe circuit network, laid either vertically, of the following materials as reported by [19,29–31]
horizontally or in a slanting form [12,14,17,18]. Owing to the high
seasonal temperature variability allied to the other closed loop types • Mass concrete;
and limited available land area, vertical closed loop heat exchangers • Reinforced concrete or
(traditional boreholes or piles) are preferred. They are installed to a • Steel
depth, of 10–25 m below ground level (in case of piles) and depth of up
to 300 m (in case of boreholes), where the temperature is relatively The most common material used in GEP construction is the mass/
constant, throughout the year [16]. reinforced concrete [16] because of its high heat conducting property
More recently, the foundation elements of buildings are being used and high thermal storage capability. Similarly, the concrete mix should
to harness the earth shallow energy, to help satisfy the building conform with that specified in Eurocode 7 for the design of pile foun-
heating/cooling need, also known as energy or thermo-active founda- dation [32]. However, a concrete mix with higher aggregate content
tions. The practice of using foundation elements for achieving building and lower cement ratio results in higher heat transfer of the concrete
energy need began in Austria and Switzerland: utilising base slabs in pile, due to the poor heat conductivity of cement [33].
the 1980's, piles in 1984, diaphragm walls in 1996 and energy tunnels Steel piles were first used as heat exchangers in 1994 by Morino and
in early 2000 [16,19–23]. However, in the UK, the practice of installing Oka [29] to explore its good heat conductive properties and lower
geothermal energy piles (GEPs) began in early 2000, with about 150 thermal resistance [30]. In 1998, two steel piles were utilised for floor
GEPs installed as at 2005. Higher gas prices and planning requirements heating and cooling of a low energy house at Hokkaido university
helped increase the popularity of this solution. By December of 2016, Japan [34]. Since their successful installation, over 300 buildings were
there were about 5891 GEPs installed in the UK, providing an annual reported to have adopted them for building heating and cooling need as
carbon dioxide savings of about 7545 t as shown in Fig. 2. at 2002 [35]. Nagano proposed that the heat energy can be exchanged
Energy Foundations have continued to gain global acceptance [24], by circulating water in the steel pile directly or through equipping the
with distinct advantages over conventional solutions. They eliminate steel piles with energy loops. The latter offers a more cost friendly so-
the initial drilling cost, associated soil removal and the land area re- lution and requires less maintenance [36].
quired for the installation of traditional boreholes [25]. Additionally,
they possess a larger cross-section which allows for flexible and di- 2.1.1.2. Construction technique. The GEP installation technique is
versified pipes arrangement compared to a typical traditional boreholes generally either hammer driven or auger bored method depending on
of 75–150 mm in diameter, resulting in high possibility of pipe to pipe the pile type and geology. Precast concrete heat exchangers with central
thermal interaction [26], thus, making them less advantageous. voids can be installed into the soil before incorporating the energy
This paper provides a review on factors that influences the planning, loops in the hollow spacing provided and filled with cement mortar to
design and construction stages of a GEP, its behaviour under coupled ensure contact between loops and the pile [37,38], shown in Fig. 4.
thermal and mechanical load, and its thermal performance. The study Similarly, steel piles can be driven or drilled and filled with concrete.
investigated myriad of literature covering field tests, laboratory ex- In the auger boring technique, holes are dug in the ground and
periments and numerical analysis reported. supported by a casing, followed by installing the reinforcement cage
with the energy loops attached prior to concreting, which is referred to
2. Technological background of GEP as bored piles. However, in contiguous flight auger (CFA) piles, the
energy loops are attached to a central steel bar for rigidity when they
This section presents the components of a GEP system along with are being pushed into fresh concrete after concreting. Additionally,
the description of its working principles when providing the building coring technique could also be employed to fit in energy loops into heat
heating/cooling energy demand. exchangers in the case of hardened concrete piles already installed in
the ground. However, this would likely be very expensive and a more
2.1. Components of GEP economical solution should always be opted for.
The GEP system, shown in Fig. 3, is categorised into three units 2.1.1.3. Geometrical size. The length and diameter of GEPs are largely
[16], namely: governed by the imposed mechanical load of the superstructure rather
than the building energy demand. However, pile length is of
• the primary unit which consists of heat exchanging loops installed in significance because of the high-temperature fluctuations at shallow
piles, depth. Thus, efficient system performance is achieved if the pile length
• the secondary unit comprised the underfloor pipe network that de- extends beyond the earth heterothermal zone. This effect is mitigated
livers the heat energy in or out of the building, and
• the heat pump system. 2000
Energy Piles per year
Total energy piles installed 8000
Carbon dioxide savings
The GEP system has also been characterised according to the 7000
Total energy piles installed & CO
function of its components: the load side, the source side and the heat 1600 1495 1467
6000
transfer section of the system [27]. The load and source sides alternate
Energy piles per year
Savings (Tonnes)
based on the system mode of operation during heating and cooling 1200 5000
process. 4000
800 3000
2.1.1. Primary unit
440 458 466
The primary unit comprise of the vertical cylindrical, rectangular or 415 372 2000
400
square foundation elements [26] embedded in a soil mass that are 150
215 240
145 1000
primarily needed to support and transfer the load of the superstructure 28
to a more stable ground below. Correspondingly, they are fitted with 0 0
2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
energy exchange loops and held in place by concrete [28] to fulfil the Year
energy need of the building above or a different one.
Fig. 2. GEPs Installed in the UK and their resultant annual CO2 Savings as at
2.1.1.1. Pile material. The pile members can be constructed from either December 2016.
A.K. Sani, et al.
2.1.1.4. Energy loops. The heat transfer pipes also known as energy
loops or absorber pipes are the plastic pipes that contain the heat
carrier fluid within the GEP. They are made from High-Density Poly-
Ethylene/Poly-Propylene (HDPE/HDPP), Polyvinyl-chloride,
Polybutylene pipes [33,38,40,41]. The HDPE diameter in the range of
between 20 and 44 mm has been reported by other researchers
[16,42–47]. However, the GEP system design and installation guide
recommended the nominal pipe diameter to pipe wall thickness ratio of
11. This is to ensure the pipe is durable enough to withstand a nominal
pressure of 160 psi [48].
The pipes are pressurised and maintained at a nominal pressure,
Fig. 4. Typical precast GEPs.
during the pre-installation test [16]. This is done for the purpose of
integrity check and also to prevent collapse because of imposed load
due to wet concrete. The pipes are attached to the inner or outer surface
of the steel cage, and their length is generally governed by the length of 3. Environmental factors affecting the performance of a GEP
the GEP steel cage and the design thermal load in bored piles (Fig. 5). system
Whereas in CFA piles, the loops could be extended beyond the steel
cage by attaching them to a central steel bar, of adequate strength and Environmental factors play a significant role on the performance of
plunged into the centre of the pile after concreting (Fig. 5). a GEP system. These factors include soil heat flow mechanism, heat
transfer within concrete GEP, ground water flow and ground initial
temperature. It is highly important that they are carefully and accu-
2.1.1.5. Pipe configuration. The pipes can be installed in various forms rately determined, when designing a GEP system, to ensure an effective
within the GEP. Some common shapes reported are single U-shape, and efficient system is achieved at a minimum installation cost. These
double U-shape, triple U-shape, W-shape, spiral or helical shape, direct factors are discussed here.
double-pipe type and indirect double-pipe type configurations
[31,38,41,45,49–55]. The different typical configurations are shown 3.1. Ground heat flow mechanism
in Fig. 6. Careful consideration should be taken to ensure the best pipe
shape is chosen to result in effective system performance [41]. The GEP, embedded in a soil mass or rock, exchanges heat with its
Similarly, the pipes from one or multiple piles can be connected in surrounding environment. The heat flow process occurs due to the
series, parallel or a combination of the two cases [56]. temperature gradient, between the pile and the surrounding soil, until
Laloui et al. [57] and Singh et al. [44] reported the use of U-shape an equilibrium is attained. However, the difference in the inlet and
loops installed within pile foundation element of a building and in a test outlet HCF temperature ensures an effective and continuous heat flow
pile. Similarly, Gao et al. [31,50] reported having equipped the foun- process. The amount and time taken for heat exchange between GEP
dation elements of a building complex in Shanghai with single U, and surrounding soil depend on factors such as groundwater flow,
double U, triple U and W-shape pipe configurations. geological soil properties, geographical location, initial soil tempera-
ture, soil type and soil moisture content. Heat transfer mechanism in
soils is very complex. It occurs through the following transfer me-
2.1.1.6. Heat carrier fluid (HCF). The heat carrier fluid (HCF) is the chanisms including conduction, convection and radiation. Other me-
liquid that circulates within the pipes which extract and transfer heat chanisms that are of great significant to heat movement includes va-
from the ground to the heat pump system or vice versa. The HCF can be porisation and condensation, freezing and thawing, and ion exchange
made of pure water [31,50] or water plus either a biocide and or an [16,20].
antifreeze based solution. The antifreeze could be ethylene or propylene
glycol, saline solution etc. [16]. Adding antifreeze to the HCF decreases 3.1.1. Heat conduction
its freezing point, increases its viscosity and resulting in higher input Heat conduction refers to heat movement between bodies in con-
energy for pumping. Ethylene glycol possesses a better heat conductive tact, or from one face of a solid block to another face, because of the
property, however, it is toxic compared to propylene glycol [33]. difference in kinetic energy of the atomic particles. This is the most
Hamada et al. [41] reported the use of a fluid mixture containing 40% predominant heat flow mechanism in soils [16,24,58] and other solids
propylene glycol solution by weight. because of the particles are closely compacted.
For example, if heat is applied to one face of a solid block the atomic
particles at the heated end gain kinetic energy and begin to vibrate,
2.1.2. Secondary unit causing the neighbouring atoms to follow the same pattern and transfer
The secondary unit comprises of closed circuit network of pipes the energy. This transfer process keeps going on within the solid block,
embedded beneath the floor of buildings, walls and ceilings. It delivers if the heat is constantly and continuously applied, until all the particles
the heat extracted from the ground for space heating or removing the
heat from the building and transferring it back to the ground for sto-
rage. Also, loops can be installed in bridge decks, roads, airport run-
ways for de-icing purposes [18].
are in exact same motion or in other terms have gained exact same heat both liquid and vapour phases should be accounted for in soils. The heat
energy. The amount of heat, Q, flowing through a body in one di- flow through liquid water can be mathematically expressed as
ql, convec = Cw ρw Uw (T − Tr )
mension can be quantified using the Fourier's law, Eq. (1), while the
(3)
time taken for heat to be transferred from one face of the block to
another depends on the thermal conductivity of the material. Whereas, heat flow via vapour phase is mathematically defined as
qv, convec = Cv ρv Uv (T − Tr )
Q = λA
dT (4)
dx (1)
Where Cw and Cv are the specific heat capacities of soil water and water
Where λ – thermal conductivity (Wm−1K−1), A – Area (m2), dT – vapour, ρw & ρv are the water and vapour densities; T is the applied
dx
temperature gradient (K m−1) temperature, Tr is the reference temperature. Uw & Uv are the velocity
The conductive heat flux (qcond ), defined as the heat energy Q, vector of water and vapour respectively.
flowing through a given surface per unit time t, is given as
qcond =
Q 3.1.3. Heat radiation
At (2) Heat radiation is the heat propagation through electromagnetic
waves. In soils, heat transfer via radiation is very negligible [16]. Its
Heat flow through a soil mass occurs in the same process to that of a effect in sandy soils, under normal atmospheric temperature, contribute
solid block, except that soil has pore spaces filled with either water, air to less than 1% of the total heat flow mechanism [58]. However, in
or both. This gives rise to the heat transfer mechanism by convection coarse aggregates with larger particle size, radiation effect becomes
and radiation. In addition to the above transfer processes, Rees et al. significant. Wakao and Kato [61] showed that, at normal temperature,
[59] mentioned that heat flow due to changes in the water phase is radiation contribute to 10% of the total heat transfer in coarse ag-
possible known as latent heat of vaporisation. But, these transfer pro- gregates of 20 mm size. Therefore, in soils, heat transfer by radiation
cesses are only relevant where the grain and pore sizes are large [58]. can be neglected.
However, in concrete, heat transfer occurs via conduction only [16].
3.1.4. Vaporisation and condensation
3.1.2. Heat convection The increase in temperature at a particular location, in partially
Heat transfer by convection in soil occurs by the movement of fluid saturated soils, result in evaporation of the liquid water. The water
from one point to another through the pore space that exist within the absorbs a latent heat of vaporisation of 586 Cal/g (at 20 °C) [58] and
soil mass. It is caused by the changes in fluid density as a result of turns into a vapour, which consequently increases in pressure, and
change in temperature. The rate at which the fluid moves within the diffuses through the pore space to the regions of lower vapour pressure.
pores is largely governed by the soil granularity. Farouki [58] reported Heat transfer through water phase change (vaporisation and con-
that heat transfer by convection is negligible in soils with grain sizes densation) largely depend on the quantity of vapour transfer in the soil
smaller than sand. However, in larger grain soils, fluids are allowed to pores and it decreases the soil water content [16]. It is expressed
easily flow through the pore space because of their large hydraulic mathematically as
qlat = L0 ρw Uv
conductivity [60].
The fluid in partially saturated soil media exists in two phases: li- (5)
quid water and vapour water. For example, upon applying heat to a Where qlat is the heat flux due to latent heat, L0 is the latent heat of
partially saturated soil, heat transfer by conduction through the static vaporisation at reference temperature (Tr ) .
solid soil skeleton occurs. However, when the fluid in the pores is he- Therefore, the total heat flow in soil can be expressed mathemati-
ated, its density decreases due to an increase in temperature and cally as
pressure. The heated fluid molecules thereby move to areas of lower qtotal = qcond + ql, convec + qv, convec + qlat (6)
temperature to displace the denser fluid molecules. The denser mole-
cules consequently move towards the location of higher temperature. In addition to the above processes, freezing and thawing could
This process continues until an equilibrium is reached. significantly have an effect on the total heat transfer in soils. During
Thus, the combined effect of heat transfer by convection through freezing or thawing, a great amount of heat is removed or absorbed by
the soil-water mixture to undergo a phase transition into ice or liquid. due to groundwater flow is insignificant due to their impervious nature
This is attributed to the crystalline nature of ice having a systemic ar- [66].
rangement of atoms which are characterised with intermolecular forces Janssen et al. [68,69] showed that the heat transfer due to vapour
that are much stronger than when in liquid form. This ultimately results flow alone in soil is insignificant, however, the bulk liquid water flow
in higher effective thermal conductivity of ice (2.18 W/m−1K−1) as increases the total heat transfer by 5%. This signifies the vital impact
compared to that of water (0.6 W/m−1K−1) [12,62]. However, it groundwater flow has on pile performance. Correspondingly, during
should be noted that in soils, freezing occur at a temperature well below heat injection in summer, there is a possibility of heat build-up in the
0 °C [58]. Systems installed in such conditions should be carefully de- soil surrounding the GEP [67]. Groundwater flow could help in alle-
signed to ensure the efficiency is not affected. viating the problem by distributing the temperature around the pile, to
It should be borne in mind that in dry fine soils, heat transfer purely other locations of lower temperature within the soil, and thus ensuring
takes place due to conduction because of the tiny or negligible pore effective system performance. Additionally, groundwater flow could
sizes, while in saturated medium, both advection and conduction con- potentially lower the number of piles to be equipped with heat ex-
tribute to total heat transfer. However, in partially saturated soils, the changing loops and the GEP length, due to their contributing factor in
heat transfer mechanism becomes complex because of the vapour and heat transfer, thus reducing the initial investment cost of the system
liquid water presence in the void spaces. Thus, in addition to the pri- [70].
mary heat transfer mechanisms (conduction and convection via liquid
water – Eqs. 2 and 3), Eqs. 4 and 5 need to be considered in determining
the total heat flow in unsaturated soils. 3.4. Ground initial temperature
3.2. Heat flow mechanism across the GEP The ground temperature at a shallow depth up to 10 m below
ground level (bgl), is affected by the daily and seasonal weather cycles
Within the concrete GEP, conduction is the dominant heat transfer [71]. The former occurs due to solar radiation, ranging between 40 and
mechanism across the concrete pile (qpile ) and the HDPE pipe (qpipe ) as 80 W/m2 in Europe [72], which penetrates to few centimetres of the
shown in Fig. 7. During heat extraction or heating mode heat is trans- topmost earth surface and the latter penetrating to greater depths of up
ferred from the pile surface to the HDPE pipes. This is due to the to 15 m [73] depending on the soil thermal diffusivity [72].
temperature gradient between the particles at the pile surface and that However, at depths greater than 10 m bgl, the soil temperature re-
close to the plastic pipes. This occurs via the vibration and interaction mains relatively constant as shown in Fig. 8 which depicts the calcu-
of the more energetic concrete particles at the pile surface, with the lated temperature distribution versus depth for London clay, based on
subsequent less energetic neighbouring ones towards the pipe, owing to air temperature data measured in Guildford, Surrey. This relatively
increase in kinetic energy. Still, the fine and coarse aggregates in the constant temperature permits sustainable heat utilisation for efficient
concrete pile are bonded closely together by the cement paste. This building heating and cooling process. Similarly, it should be noted that
ensure that the void spaces, which depends on water–cement ratio, are at larger depths well below 10 m downward, there is a minor increase
minimised [63]. The rate of heat transfer across the concrete and pipe in temperature with depth. This is due to small amount of heat being
depends on the thermal conductivity and the geometry of both the pile conducted from the earth crust towards the surface [72]. The average
and HDPE pipes [26]. temperature gradient with depth is around 2.5 °C per 100 m across the
Inside the plastic pipes, which contain the HCF, heat transfer pro- UK [74–76]. At a depth of between 20 and 60 m bgl, observed during a
cess occurs due to convection (qfluid ) as shown in Fig. 7. This occurs thermal response test carried out in East London and reported by
when the fluid molecules collide with each other, after gaining energy,
and thus go into random motion. This inter-molecular collisions, Ground temperature (oC)
-5 0 5 10 15 20 25 30
transfer or absorb heat from the pipe wall during HCF flow. The HCF 0
flow is pumped driven, hence commonly referred to as forced convec-
tion [33].
2
3.3. Groundwater flow
4
The level and movement of groundwater greatly influence the per-
formance of GEPs, when partially or fully embedded in saturated soils.
Depth below ground surface (m)
6
In large granular soils, the groundwater table or level line separates the
fully and partially saturated soil media [64]. Above the water table line,
8
the soil voids are filled with both air and water (held under capillary
action). Whereas below the water table line, the soil pores are fully
filled with water. However, in very fine soils e.g. clay, the fully satu- 10
rated zone in the soil mass could be located at a height well above the January February
water table level [65]. 12 March April
The water table depth differs from one location to another de- May June
pending on soil profile, soil cover, topography, surface runoff, evapo- July August
14
transpiration, evaporation and precipitation etc. [66]. The rate at which September October
water flow through the soil pores varies, from meter per year to several November December
meters per day, dependent upon the soil grain size and hydraulic gra- 16
dient [64].
During the groundwater flow mechanism, heat is transferred by the 18
moving fluid due to advection. This may alter the soil temperature
distribution, which lower the soil temperature, and eventually, result in 20
a steady condition [67]. This flow process is only applicable to soils
with high permeability because of their porous nature to allow water Fig. 8. Ground temperature variations with depth for London clay calculated
flow through their voids. However, in low permeability soils, advection based on air temperature data measured at Guildford, Surrey.
A.K. Sani, et al.
1 ⎞ ⎛ ⎛ 16 λs ⎞ ⎞
RGEP = ⎛ ⎞ m − ⎛ ⎞ Tf − ⎛ ⎜ln ⎜ 2 ⎟ − γ
⎟
Loveridge et al. [75], the soil temperature remains relatively constant. L L
⎝ ⎠ ⎝ ⎠ ⎝ s ) ⎠ ⎝ ⎝ DGEP ρs Cs ⎠ ⎠
⎜ ⎟ ⎜ ⎟ ⎜ ⎟
This could be attributed to groundwater movement or due to heat losses Q Q (4πλ (8)
from the urban environment.
During the summer season, the mean ground temperature below
10 m depth exhibit lower temperature compared to the air temperature where Q is heat exchange rate (W), m is the mass flowrate (kg/s), L is
above the ground surface. Thereby allowing heat rejection, to achieve the GEP length (m), DGEP is the GEP diameter (m), ρs is soil density, Cs is
building cooling [27,67]. However, in winter, the air temperature be- soil specific heat capacity.
comes cooler. The heat stored in the ground during summer is extracted This method of estimating thermal conductivity is only suitable for
and used for heating. This maximises efficiency and ensures effective boreholes, because of their greater length to diameter ratio than the
GEP system design, by preventing high/low temperature build-up in the GEPs. Nevertheless, Loveridge et al. [82] connected 3 GEPs, having a
soil mass surrounding the GEP. length of 18.3 m each, in series to increase the fluid circulation length.
Additionally, it is highly important to ensure that the long-term This was found to provide a solution to pile overheating in single GEPs
effect of heat injection/extraction does not degrade the system effi- due to their shorter length. This is especially crucial where oversized
ciency [77], due to the continuous accumulation/loss of heat, in the heaters are used to supply heat to the HCF and consequently the GEP
long run. This is generally not a problem where the system delivers unit(s).
equal energy for heating and cooling purpose. The heat extracted In addition to the TRT test, the thermal performance test (TPT) can
during winter for heating is restored back during summer and vice- be used to determine the heat exchanging rate of a GEP and its sur-
versa, a phenomenon known as natural thermal recharging or natural rounding soil. The test is carried out by circulating water at constant
thermal recovery [44,78]. Similarly, in a monotonic system (designed temperature through the inlet pipe of the GEP (Tin). This can be
for purely heating or cooling) natural recovery could be used to restore achieved through the use of heaters attached to dedicated temperature
the soil back to its initial state, but the output of the system will gen- controllers to monitor and maintain the temperature at the inlet pipe.
erally be lower compared to balanced system. The outlet water temperature (Tout) and the HCF velocity are then
However, in an unbalanced system (where either heating or cooling monitored throughout the test [83]. The GEP's heat exchange rate (Q)
load is greater), other recovery methods should be employed to equate in watts (W) and the average heat exchange rate (q) per meter length of
and balance the heat energy expended by the system. Integrating and the GEP are given below:
q=
effective in alleviating the energy imbalance within the system
Q
[79–81].
H (10)
3.5. Soil thermal properties The difference between the TRT and TPT test is that the TRT
maintains a constant heat flux and allow the inlet fluid temperature to
The thermal properties of soil are significantly important for GEP vary, whereas TPT maintains a constant inlet fluid temperature and
system design to accurately estimate the amount of heat that can be allow the heat flux to vary.
extracted/injected into the soil. These properties are the thermal dif-
fusivity and thermal conductivity. This section describes these para-
3.5.1.2. Steady state method. The steady state method is measured by
meters and how they are measured.
applying heat to a soil specimen in one Dimension. The input power and
temperature change across the specimen is monitored and measured
3.5.1. Soil thermal diffusivity and conductivity after a steady state is reached. The Fourier's law of heat conduction is
Soil thermal diffusivity (α) is the measure of how easily heat dis- used to calculate the thermal conductivity for the applied heat flux and
perses or diffuses through the soil mass. The thermal diffusivity is temperature change monitored. This method is also referred to as
computed as the thermal conductivity of the material divided by the divided bar method. Other techniques that can be employed in
product of its density and specific heat capacity. Whereas the soil determining thermal conductivity via the steady state include the
thermal conductivity (λs) relates to the rate or degree at which the soil guarded hot plate test in accordance with ASTM 1963; heat meter;
mass transfer heat from one area to another per unit time. It can be cylindrical configuration method; thermal cell [58,84–87].
determined either through field measurements or laboratory test. The
former is measured through the thermal response test (TRT), while the
latter is further classified into steady and unsteady state methods. 3.5.1.3. Unsteady state method. This method is also known as a
transient method. It is carried out by applying heat to a soil specimen
and observing the change in temperature over time. The thermal
3.5.1.1. Thermal response test (TRT). The test is conducted by
conductivity is then computed using the analytical solution of the
circulating a heated fluid (water or water + antifreeze) through the
diffusion equation. This method is like TRT but at a much smaller scale.
energy loop(s) enclosed inside a ground heat exchanger, generally a
Other transient methods include the needle probe method; periodic
borehole having a length of at least 100 m [82]. The fluid circulation
temperature waves and thermal shock method [58,84,85,87]. The
process is maintained for 2–3 days or more until a steady state is
simple and most widely used transient method is the needle probe
reached. The inlet and outlet temperature are monitored over time
method. It also goes by the name hot wire method, probe method or
along with the input heating power. This method assumes the heat
line source method [67]. It measures the rate of temperature change in
exchanger to be a heat source of an infinite length. The soil thermal
a soil specimen by assuming the soil to be an infinite homogeneous
conductivity (λs) is computed using Eq. (7), by obtaining a slope (k) of
medium along a line heat source.
the graph of the changes in average fluid temperature (Tf) versus
natural logarithm of time. The heat exchanger thermal resistance (RGEP)
is obtained as the intercept (γ) of the plotted graph using Eq. (8). More 4. Design considerations
details about this method can be found in [75].
λs =
Q This section describes the design standards currently available and
(4πkL) their limitations if any. It further highlights the design procedure and
(7)
the environmental factors influencing the design of the GEP system.
A.K. Sani, et al.
4.1. Available standards for GEP design recommended [89]. Nevertheless, they could still be useful for carrying
out preliminary design studies. Some of the widely-used design guides
The design of simple ground heat exchanger system can be carried are as follows
out in accordance with the Rule of Thumb method [16,33]. These
simple design guidelines, published by Verein Deutscher Ingenieure • In the UK, the GSHP association has published a standard for the
(VDI 1998), are founded on assumptions that certain amount of heat design, installation and materials standards for GEP construction
can be extracted based on the ground heat exchanger geometrical di- [90]. The design guide covers the preliminary design stage speci-
mension. These assumptions are tabulated below fying the various roles and responsibilities each party has towards
For the detailed analysis and design of a larger scale and complex achieving a successful project design and implementation. Similarly,
ground heat exchanger system, the rule of thumb method is not it has also covered both the thermal and mechanical analysis and
thermo-mechanical performance is discussed here while the findings on moves downward into the soil in the direction of the load applied.
the thermal performance are presented in Section 7. The pile is prevented from sinking into the soil due to skin friction
(shaft resistance at the pile and soil interface) in floating piles, or a
5.1. Theoretical mechanism combination of shaft and pile-toe resistance in the case of non-
floating or end bearing piles. Therefore, the pile surface resistance
The process of heat application on GEP alter its loading character- remains constant, and the strains and load developed decreases with
istics compared to an ordinary mechanically loaded pile. These coupled depth linearly Fig. 10a. Mathematically expressed as
σM =
thermal and mechanical characteristics were reported in various field, PM
laboratory and numerical studies [16,44,49,57,102–107]. They all re- (11)
A
ported that the process of heat extraction and injection cycle causes
nominal changes to load profiles, stresses and strains in the GEP and
εM =
surrounding soil. δlM
In theory, when a GEP is heated, it expands and contracts about a L (12)
central line known as neutral axis or null point. The null point is the
point where the positive and the negative thermal strains are equal. The
PM = −
expansion and contraction induce additional thermal strains (εth) and EAδlM
stresses (σth) in the GEP, dependent upon end and boundary restraints. L (13)
These complex behaviours were described in the literature [42,102] Where σM – stress developed due to a mechanical load (PM ); E –
and are also described below, considering different boundary and end Young's modulus or material stiffness; δlM – deformation due to
restraint conditions. mechanical load application; L – Original pile length; εM – Induced
strain; A – Pile cross-sectional area. The negative sign (−) indicates
i. Under purely mechanical loading (PM ), the pile gets compressed and the effect of counter force provided by the surrounding soil to
Fig. 10. Axial load and shear stress profiles, under Mechanical, Cooling and Heating loads (after Bourne-Webb et al. [42] and Amatya et al. [102]).
A.K. Sani, et al.
prevent pile sinking. thereby increasing the mobilised pile surface resistance at the pile
ii. Under pure cooling load without end restraints (Pth, C ) , the pile will top half and decreases at the lower half. The axial loads developed
contract but the soil mass surrounding the pile-surface will pull the within the pile becomes less compressive and may likely turn to
pile and oppose the contraction, hence, leading to the development tensile. The load and strain profiles are shown in Fig. 11a.
of tensile strains and stresses in the GEP. The shear stress pattern v. Under coupled mechanical and heating load, the pile will be pushed
mobilised at the top half of the pile is similar to that developed by a downward due to the imposed mechanical load at the pile head and
pile under pure mechanical load application, while opposite at the at the same time being subjected to both radial and longitudinal
pile lower half. The stress and strain profiles are shown in Fig. 10b. expansion because of the heating load. The surrounding soil keeps
The thermal load developed in the pile due to pile contraction is the pile in place by resisting these dual actions. Therefore, the pile
mathematically defined as surface resistance developed at the top half of the pile decreases
Pth, C = −EAεth, C (14)
while it increases at the pile lower half. The axial load induced
within the pile becomes more compressive. The load and shear
stress profiles are shown in Fig. 11b.
εth, C = = αC ∆T
δlth, C
L (15) The two scenarios (under thermal and mechanical load) can be
mathematically expressed by considering the restraint effect on the GEP
Where εth, C – the thermal strain developed due to temperature and the mechanical load. The strains measured (εth, measured ) in a pile
change (under cooling load) in an unrestrained GEP; δlth, C – the
lower than that developed in a free-standing pile (εth, C ≤ εth, measured ). The
bounded by a soil mass and a mechanical load at the head is equal or
Fig. 11. Axial load and shear stress profiles under coupled thermo-mechanical loads (after Bourne-Webb et al. [42] and Amatya et al. [102]).
A.K. Sani, et al.
PT = PM + Pth (21) tools, categorised based on mesh discretisation criteria i.e. finite ele-
⎣ L ⎦
δl which are commonly used for pile geotechnical and energy perfor-
(22) mance design.
In this study, we highlight the findings from some numerical studies
and the numerical tools used to achieve them which are detailed in
5.2. Field scale experiments on the thermo-mechanical behaviour of a GEP
Table 4. In the table, the first study was reported by Rotta-Loria et al.
[119] investigating the effects different magnitude and combination of
Over the years, numerous field scale GEPs have been installed in
thermal and mechanical loading superimposed on a GEP. Also, the
various buildings and some as test piles. The installed thermo-active
changes in horizontal stresses and that of the influence of non-uniform
elements provide additional insight into the geotechnical and energy
distribution of thermal strains and stresses were reported by Ng et al.
performance of GEPs under coupled mechanical and thermal loading.
[120] and Abdelaziz and Ozudogru [121] respectively.
The pioneering projects on GEPs were reported by Brandl [16] on the
In addition, the effect of induced cyclic temperature changes on the
effect of temperature on GEP bearing capacity. Later on, the influence
hardening and softening at the GEP-soil was reported by Suryatriyastuti
of thermal constraint and cyclic temperature response GEP mechanical
et al. [122]. The phenomenon was found to result in either perfect or
behaviour were investigated by Laloui et al. [103], Amis et al. [105]
sliding contact by Suryatriyastuti et al. [14]. This could ultimately lead
and Bourne-Webb et al. [42] respectively.
to an adhesion or de-bonding between the GEP and its surrounding soil
Using the above mentioned studies, Amatya et al. [102] developed a
as reported by Arson et al. [123]. Lastly, the response of GEPs in a
mechanism for the interaction between the GEP and its surrounding soil
group under different thermo-mechanical loading conditions and their
under coupled thermo-mechanical load action. (Table 1)
associated effects when used for heat storage reported by Di Donna
The effect of heating and cooling cycles on the radial thermal strain
et al. [124] and Dupray et al. [125].
and shaft capacity were reported by Wang et al. [45,104] and Singh
[44]. In addition, You et al. [49] investigated the effect heating modes
on Cement Fly-ash Gravel (CFG) piles. Their findings discuss the axial 6. Thermal performance of a GEP system
stress distribution in the pile and creep rate of GEPs installed in stiff
high plasticity clays due to associated effect of temperature increase. The thermal performance of a GEP system can be assessed by re-
Furthermore, the influence of coupled thermo-mechanical load on the lating the amount of useful energy obtained to the input power used in
load redistribution, axial strain changes and induced vertical displace- running the system, measured through one of the following methods:
ments in a GEP were reported by Akrouch et al. [40], McCartney and
Murphy [46] and Santiago et al. [108] respectively. Their respective
key findings are summarised in Table 2.
• Field testing also known as thermal response test (TRT) or thermal
performance test (TPT) described in Section 3.5.1.1.
• Mathematical and numerical methods, and
5.3. Laboratory scale experiments on the thermo-mechanical behaviour of a • Coefficient of Performance (COP) of the system
GEP
Numerous mathematical approaches and numerical tools are
Laboratory experiments offer an economically viable alternative to available for estimating the ground temperature response of a GEP. One
investigating GEP behaviour at a scaled down model. This approach of these common methods is the finite line source model, developed by
allow for the rescaling of the GEP geometrical dimensions and the ap- Eskilson [39,126]. It assumes that the GEP is a line heat source having a
plied mechanical load. Thermal loading is then superimposed and the finite length. It is suitable for estimating the ground temperature
associated changes monitored. For example, McCartney and Rosenberg change of borehole. However, because of the larger diameter of GEPs,
[107] investigated the settlement and shear distribution in a pile, while the method will underestimate the ground response at smaller timescale
the effect of strain, temperature changes and vertical displacements in [127]. Similarly, another model is the hollow cylindrical heat source
semi-floating and end bearing piles due to thermal load are reported by model, which is analogous to the finite line model but assumes the heat
Goode and McCartney [109]. Similarly, the type of applied thermal source to be at the pile radius and that heat flow outward from the pile
loading governs the strain distribution of a GEP under rigid stratum. surface, because of its hollow geometry. Additionally, a new model
This mechanism was investigated by Stewart and McCartney [110] with (solid cylinder model) was developed, which accounts for heat inflow
the GEP subjected to heating and cooling cycles. and outflow from the heat exchanger [128]. However, the above-
In addition, the effect of heating and cooling cycles of GEPs em- mentioned models failed to fully capture the exact complex features of
bedded in clays and that of their settlement patterns and capacities in the GEP, particularly in a situation where different pipe arrangements
saturated Toyoura sand were reported by Ng et al. [111,112]. On the and at least 2-loops or higher are installed.
other hand, the GEP behaviour subjected to thermal cyclic loading in Numerical tools such as Transient Systems Simulation Program
dry Nanjing sand was investigated by Wang et al. [113]. Similarly, (TRNSYS), Ground Heat Exchanger Analysis, Design and Simulation
Ahmadipur and Basu [114] showed that subjecting a GEP to thermal (GHEADS), energy-exergy analysis tool etc. developed based on the
cycles increases and decreases its shaft and base resistances. Also, in- cylindrical source model theory are used for determining the perfor-
fluence of mechanical load increment and the behaviour of an axially mance of heat exchanger systems [31,67,129,130]. Similarly, PILESIM,
loaded GEP under thermal cycles, isothermal conditions and its long developed based on the duct storage (DST) model, solves the heat
term performance were reported by Kalantidou et al. [115], Yavari transfer equations of boreholes placed uniformly in a cylindrical heat
et al. [116] and Nguyen et al. [117] respectively as shown in Table 3. energy system. The tool has the capability of calculating the thermal
Table 2
Key findings of field studies on the thermo-mechanical behaviour of GEPs.
Location (Source(s)) Key findings
Bad Schallerbach, Austria • The heat developed during hydration of fresh concrete pile imposed residual stresses within the pile.
(Brandl [16]) • Heat extraction (winter mode) result in pile contraction, thus, decreasing the base pressure at the pile toe.
• Excessive heat extraction could lead to ground freezing which results in heave development around the pile.
• Thermal strain-induced cracking of the GEP could occur due to shrinkage and during hydration of fresh concrete.
• Heating/cooling piles as a group induces lower axial thermal stresses at the pile head, compared to heating/cooling
a single pile in the group.
• The axial load transmitted to the pile toe remained constant during thermal load application.
EPFL, • Increase in temperature results in additional friction mobilisation.
Lausanne,
Switzerland
• Thermal variation affects the mechanical behaviour of the GEP in two ways: (i) increase in friction mobilisation due
to temperature increase; and (ii) addition of thermal compressive stresses in the GEP.
(Laloui et al. [57,103], Bourne-Webb et al. [41], Amatya • The vertical stress developed due to coupled thermo-mechanical load is twice that due to pure mechanical loading.
et al. [95]) • Thermal cyclic loading result in the expansion and contraction of the GEP. Thus causing the development of strains
which are thermo-elastic in nature.
• Axial load induced in a GEP under thermal load depends on the end restraint at the pile-head and pile-toe.
• Axial load induced in a GEP fully restrained at the top and bottom (e.g. Lausanne test-pile), under thermal load,
increase uniformly over full depth.
• Stiff silty/clayey soils (i.e. lower part of Lausanne soil profile) exhibit larger mobilisation of shaft resistance per unit
temperature change in comparison to that mobilised in soft clayey soil (i.e. upper part of Lausanne soil).
Lambeth college, London, UK
(Amis et al. [105], Bourne-Webb et al. [42], Amatya et al.
• The extreme cooling phase was unable to lower the wholistic pile temperature below freezing, however, the local
temperature close to the loops was below freezing.
[102]) • The extreme cooling phase increased the test-pile settlement by about 2 mm.
• The extreme heating phase resulted in the recovery of the pile-head after it was displaced during the extreme
cooling phase.
• About 50% and 80% temperature reduction at the borehole and anchor pile location, i.e. 0.5 m and 2.15 m from the
test-pile, were observed relative to that in the test-pile during the heating and cooling phases.
• Thermal cyclic loading increases and decreases the shaft resistance mobilised at the pile surface.
• Axial load developed in a partially restrained GEP (London test-pile) increases non-uniformly with depth.
• Tensile forces induced due to extreme cooling cycle are unlikely to cause cracking in mass/plain concrete piles.
• Atheoretical
GEP subjected to a thermal load induces thermal axial stress in the pile that was between about 50–100% of the
fully restrained values.
• The type of restraint at the pile head and the toe, i.e. load of super structure and stiff ground or rock, could alter the
magnitude of the stresses developed within the GEP.
Monash University, Melbourne, Australia • Radial expansion and contraction of the GEP was observed during the heating and cooling phases.
(Wang et al. [45,104], Singh et al. [44]) • Pile shaft shear capacity increases due to heating and regains back to its initial state after cooling.
• The radial thermal strains are found to be uniform and do not change with depth.
Shunyi, Beijing, China
(You et al. [49])
• Thermal axial stress distribution along the pile is non-uniform due to partial restraint at the pile head (gravel-
cushion) and toe (sandy-silt).
• Cooling cycle induces pronounced pile settlement and a decrease in its bearing capacity. Thus, CFG energy piles
should be carefully designed for cooling purposes.
Texas A&M University, USA • Increase in soil temperature results in an increase in pile creep rate.
(Akrouch et al. [40]) • Heat extraction in cooling-dominated climates increases the viscous mechanism of clays, resulting in long-term pile
displacement effect.
• The displacement of an energy pile is 2.35 times that of a non-energy pile after 50 years of continuous heat injection
operation.
• Long-term energy pile displacement can be minimised by limiting the initial settlement.
Denver, Colorado, USA • During heating and cooling operations, the thermal axial strains observed were within acceptable limits.
(McCartney and Murphy [46]) • Total strains measured due to thermo-mechanical loading were well within the range acceptable in the industry.
• The trends and magnitude of induced axial strains and stresses, in the piles, are unlikely to cause any structural
failure.
Valencia, Spain
(Santiago et al. [108])
• An uplift heave was observed at the pile head during the heat injection process which nearly returned to its initial
state after the test has ended.
• The pile thermal strain and its resistance indicated that the GEP behaved in a thermo-elastic way and is greatly
influenced by the surrounding soil.
• Using precast piles as GEPs would not cause any structural problem to the overall pile capacity.
analysis of a large number of piles installed and arranged in a regular power, this phenomenon is termed as free cooling.
array [92]. Maximising the system performance will result in higher cost sav-
The coefficient of performance of a system is mathematically de- ings, consequently lowering the overall cost of the GEP system. This can
fined as [16]: be achieved through optimising the individual components and the sub-
components of the system. Improving and modifying the heat transfer
COP=
Energy output obtained after HCF circulation[kW] rate of the pile-concrete, heat carrier fluid, the number of installed
Energy input to drive the system[kW] (20′) pipes, flow velocity, pipe configurations, heat pump speed etc. could
lead to higher performance. Similarly, utilising nanofluids as heat car-
A heat pump system should be designed to aim at a COP value of 4 rier fluids circulating in the pipes, and highly thermally conductive
in heating and 6 in cooling, for economic reasons i.e. to achieve higher fillers in pipe manufacturing and concrete mix, were shown to sig-
performance at the lowest possible cost. Similarly, the COP value was nificantly improve the convective and conductive heat transfer process
found to range between 3 and 5, for closed loop heat pump systems of the liquid, the energy loops and the concrete pile [131].
[130]. For example: if a system has a COP value of 3.5. It means that Enhancing and improving the thermal properties of the materials
1 kW of electricity used in operating the system could result into 3.5 kW that form the GEP could go a long way towards achieving a higher COP,
of heating. In terms of cooling, Brandl [16] reported to have used 1 and ultimately resulting in the quick recovery of the initial installation
kWh of electricity as an input and obtained about 50 kWh of cooling
A.K. Sani, et al.
Table 3
Key findings of laboratory studies on the thermo-mechanical behaviour of GEPs.
Location (Source(s)) Key findings
cost. Brandl [16] reported that the payback time for the heat exchanger 6.1. Field scale tests on the thermal performance of a GEP
system is between 2 and 10 years, depending on the climate, ground
conditions and system size. Similarly, the system requires less main- The thermal performance of a GEP was found to be influenced by
tenance, hence significantly lower the recovery time of the initial in- factors including: geometry, dimension, thermal and hydrological soil
vestment cost. Additionally, in an effort to make renewable energy properties [16]. Also, the configuration and number of installed loops:
source more appealing, the United Kingdom government introduced a 1-loop; 2-loops; 3-loops; indirect double-pipe; double-tube; multi-tube;
Renewable Heat Incentive (RHI) scheme. This greatly increased their W-shape configurations, and fluid velocity were reported to offer a
(energy piles) patronage within the UK. In 2017 the RHI tariff for a positive influence on the heat transfer efficiency of the GEP system
GSHP was 19.86 pence per kilowatt hour (p/kWh), which is about [31,41,44,50,51,133]. In addition, the energy performance between
48.7% and 67% higher compared to the incentive obtained from the 3U-shape and W-shape energy loops, under continuous and intermittent
government for Air Source Heat Pump and Biomass respectively [132]. operation, were investigated by Park et al. [38]. Similarly, Yoon et al.
[37] compared the energy output of a borehole and a GEP, both
Table 4
Key findings of numerical studies on the thermo-mechanical behaviour of GEPs.
Source Aim(s) GEPs’ Properties/Soil type Numerical tool/ Key findings
A.K. Sani, et al.
model
Rotta-Loria et al. [119] • The impact of different magnitudes & combinations of mechanical 3 GEPs. Lagamine • Increase in the thermal and mechanical load increases the magnitude of
and thermal loads. DGEP =0.88 m; L=19.6 m; FEM the vertical load transmitted through the pile toe.
Saturated Toyoura sand 2D Axisym. plastic strain developed at the soil-pile interface at larger magnitudes of
• Athermal and mechanical load, thus inducing a large effective horizontal
stress, which ultimately affects shaft resistance.
• The null point moves up and down depending on the magnitude of the
thermo-mechanical load applied, and it corresponds to the stress
distribution occurring in the surrounding soil.
Ng et al. [120] • Behaviour of semi-floating GEPs on the change in horizontal stress DGEP =1.0–1.75 m; L=20–30 m; ABAQUS • Repeated pile expansion and contraction impose cyclic shearing at pile-
due to thermal cycle. L/DGEP = 20; Toyoura sand FEM soil interface, thus decreasing horizontal stress. This decreased the shaft
2D-Axisym. resistance capacity and led to an additional mobilisation of base
resistance to balance the reduction in shaft capacity. The settlement
reaches a stabilised state after some repeated cycles.
• Amplitude of thermal cycles and pile diameter govern the magnitude of
shearing at the soil-pile interface.
• The horizontal stress reduction after 50 thermal cycles decreases by up to
90% and is independent of the pile length for the range of pile length
considered: 20 m to 35 m.
Abdelaziz and Ozudogru • Influence of non-uniform distribution of thermal strains and stresses 1-GEP COMSOL • They showed that both thermal tensile and compressive stresses and
[121] in a GEP subjected to transient thermal loads. DGEP = 0.5 & 0.55 m; L=10 m; FEM strains were found to coexist in a GEP during either heat rejection or
Silty clay 3D injection process. This occurs because of the non-uniform temperature
changes that exist within the GEP cross section.
Suryatriy-astuti et al. • Effect of cyclic temperature change on the mechanical behaviour of Square GEP; Width, B = 0.6 m; FLAC3D • Repetitive heating and cooling cycles cause degradation of shear
[122] GEPs. L=15 m; Loose sandy soil FDM resistance at the pile-soil interface, which decreases the pile shaft
1D & 3D capacity for restrained and unrestrained piles.
• A thermal cyclic fatigue effect (strain ratcheting and stress relaxation)
were observed at the end of the analysis.
Suryatriy-astuti et al. • Effect of temperature induced mechanical behaviour of GEPs under Square GEP; Width, B = 0.6 m; FLAC3D • The stresses and displacements obtained at the soil-pile interface for
[14] different soil–pile interface conditions: perfect contact and sliding L=15 m; Loose sandy soil FDM sliding contact are lower compared to that developed under perfect
contact scenarios. 3D contact condition.
• Application of thermal load alters the shaft friction mobilised at the soil-
pile interface.
Arson et al. [123] • Impact of pile de-bonding on the thermal and geotechnical 1-GEP – • The presence of an air film (1.6 mm) at the soil–pile interface acts as an
performance of GEPs considering 2 cases: perfect contact and de- DGEP =0.45 m; Expansive clay FEM insulator between pile and soil, hence, yielding a decrease in heat
bonding (with 1.6 mm between pile and soil) 1-D transfer between the pile and the ground, compared to the case of
perfect adhesion.
• De-bonding causes a reduction in efficiency on the geothermal heat pump,
thereby breaking the energy balance of the system.
• De-bonding has a mechanical effect on the adhesion between the pile and
soil, which results in loss of friction at the soil-pile interface.
Di Donna et al. [124] • Response of GEPs in a group to different magnitude of thermo- 4 GEPs: GEP1 to GEP4. Lagamine • Increase in temperature increases the stresses and displacements
mechanical load. DGEP =0.9 m; L=28 m; Alluvial/ FEM induced in the pile.
• Effect of pile head restraint. sandy-gravelly/moraine soil 3D • Vertical displacement of +1 mm (contraction) was observed when piles
were mechanically loaded separately, and −1 mm (expansion) when
individually heated because of thermal strain.
• Heating one or three GEPs together induces higher compressive stress in
the order of 7 MPa, compared to heating the four GEPs together (4 MPa).
(continued on next page)
A.K. Sani, et al.
overall efficiency, which decreased at a rate of 1.4% per °C, between the
temperature (in the range of 40 °C) storage does not affect the
studied the heat exchanging rate of a cement fly-ash gravel (CFG) en-
not limited to soil saturation, void ratio, water content and soil types.
Also, the type of pipe configuration installed in the GEP could influence
Key findings
• Higher
rounding soil. The key findings from these studies are reported in
model
FEM
Table 6.
DGEP =0.8 m; L=20 m; Clay soil
findings showed that higher number of loops is the major factor due to
the increased HDPE surface area for heat transfer. In this context, other
approaches of maximising the surface area has been explored by other
of group of GEPs for seasonal heat storage under thermo-
Table 5
Key findings of field scale studies on the thermal performance of GEPs.
Location Key findings
(Source(s))
Bad Schallerbach, Austria • Pile diameter, thermal and hydrological properties have a significant impact on the amount of heat that can be obtained.
(Brandl [16]) • Similarly, concrete composition, such as cement fineness and additives, influence the heat exchange rate of GEPs.
Monash University, Australia • Heat propagation in soils occurs in a radial direction.
(Singh et al. [44,133]; Faizal e. al. [134]) • The soil needed about 4 times the heating test time to recover to its initial temperature.
• Heat exchange rate of the GEP and the surrounding soil is directly related to the difference in inlet and outlet HCF temperature and
its flowrate.
• Increase in soil temperature induced by thermal load does not significant influence on the heat exchange rate of the GEP.
• The energy extracted during 8 and 16 h was 40.9% and 14.8% higher than the 24 h heating mode.
• Thus, the average energy extracted or injected per meter pile length is higher in the intermittent mode than in continuous mode.
Hokkaido, Japan
(Hamada et al. [41])
• The heat rejection rate for the U-shape, double U-shape and indirect double-pipe types were 53.81, 54.76 and 68.71 W/m,
respectively.
• The U-shape energy loop (polyvinyl chloride pipe, 34 and 28.8 mm outer and inner diameter) was found to be the best option in
terms of economic efficiency and workability.
Saga-shi, Japan • The double-tube type has the highest heat exchange rate followed by multi-tube and lastly the U-tube, being the least.
(Jalaluddin et al. [51]) • The efficiency of the double-tube decreases due to closer spacing between inlet and outlet pipes which is filled with water as
compared to sand used in the U-tube GEPs.
• 4.15 2 2
m and 6.28 m for the U-tube and multi-tube types, respectively.
2
The double-tube configuration had a larger contact surface area of 8.73 m , hence resulted in higher heat transfer rate, compared to
• The double-tube and multi-tube showed an increase in heat transfer rate with increasing flow rate.
Shanghai, China
(Gao et al. [31,50])
• The double and triple U-shape pipe configurations possess double and triple flow rate and produced 28% and 56% more energy
output than the W-shape configuration.
• configuration 3
The W-shape configuration with reference flow rate of 0.342 m /h results in 43% higher energy output compared to the same
3
at a flow rate of 0.171 m /h.
• W-Shape pipe configuration was found to be the most thermally efficient if costs are not considered.
Suwon, South Korea • The heat exchanged by the 3U-shape in intermittent mode decreased by 51.7% compared to continuous operation.
(Park et al. [38]) • Similarly, the W-shape in intermittent mode decreased by 46.4% compared to continuous mode.
(Yoon et al. [37]) • InHowever,
intermittent operation, the 3U-shape produced a heat exchange rate that is 15% higher compared to the W-shape configuration.
their performance for continuous operation was found to be similar.
• The −1 −1
thermal conductivities of the GEP and the borehole were 2.32 and 2.15 Wm K , respectively.
• A5–10%.
simple analytical equation that could estimate the equivalent ground thermal conductivity was proposed which had a variation of
• The
GHE.
multipole and equivalent diameter analytical methods were found to accurately estimate the thermal resistance of the GEP and
Beijing, China
(You et al. [49])
• The TPT indicated that circulating water at a velocity of 0.5 m/s presents the best cost-effective solution, in terms of heat
exchange rate.
• The heat exchange rate in CFG energy piles is positively proportional to the inlet water temperature, observed during TPT.
• Average heat exchange rate per meter in intermittent operation is 20% higher compared to continuous operation, and the total heat
energy exchanged dropped by 14%.
• The TPTs reached a steady state at around 40 h, compared to TRTs that stabilises at 72 h.
• The heat injection and extraction rate for the group of piles decreases by 5% and 20% compared to single piles, during TPT test.
• Temperature contour distribution indicates that the radial temperature influence for a single pile spreads more than 4 m, hence
spacing between piles should not be less than 8 m.
Table 6
Key findings of laboratory experiments on the thermal performance of GEPs.
Location Key findings
(Source(s))
Texas A&M University, USA. • Pile thermal performance could increase by up to 40% in sand depending on the degree of saturation.
(Akrouch et al. [65,135]) • The varying water table in sand decreases thermal exchange efficiency by up to 0.43, when at the pile toe. However, little
significant difference was observed in sandy-clays.
Chongqing University, China
(Wang et al. [113])
• W-shape GEP results in the largest temperature variations in the pile and soil, followed by the spiral shape GEP.
The Pennsylvania State University, USA
(Kramer et al. [136])
• Thermal efficiency of a GEP system increases with an increase in HCF velocity, however, it results in higher electrical energy
usage. Thus, could be detrimental on its seasonal performance.
• No residual temperature changes remained in the soil where the applied heat injection and extraction rates are equal.
• Thermal cycles have positive influence on heat transfer efficiency of a GEP. The first cycle (e.g. heat injection) enhances the soil
thermal potential which results in higher heat exchange rate during the subsequent opposite thermal cycle process (heat
extraction).
Yangzhou University, Jiangsu, China • The heat energy rejection rate increases linearly with an increase in inlet fluid temperature.
(Yang et al. [137]) • Aofreduction
the GEP.
in pitch size (vertical spacing between two helixes) could lead to an increase in total heat rejection rate per unit length
• The thermal effusivity of a GEP has significant influence on its heat rejection rate and on the soil temperature restoration rate.
the pile which are governed by the magnitude and combination of the systems installed on a global scale against their use in secluded re-
superimposed coupled loads and the type of restraint on the pile. sidential dwellings. Similarly, natural events such as precipitation,
Nonetheless, the expected operational temperature range re- surface run-off (important to boreholes) and groundwater flow could
commended by the heat pump manufacturers and GEP specialists influence the performance of the system. This leads to the GEP being
should not present any potential structural hazard on the pile. Still, embedded in fully dry/saturated or partially saturated soils. Hence re-
future efforts should look into understanding the behaviour of such search into the cyclic saturation and desaturation of GEPs should be
Table 7
Key findings of numerical studies on the thermal performance of GEPs.
SOURCE Aim(s) GEPs’ Properties/Soil type Numerical tool/ KEY FINDINGS
A.K. Sani, et al.
model
Cecinato & Loveridge • Effect of different factors: Pile diameter and length; concrete cover; DGEP =0.3 m; L=26.8 m; U-loop ABAQUS • The most important factor is maximising pipe contact surface area (i.e.
[138] concrete thermal conductivity; number and diameter of HDPEs; HCF FEM higher number of pipes). But, placing pipes close together could lead to
flow velocity on the thermal performance of GEPs. London Clay 3D pipe-pipe thermal interaction.
• Higher concrete thermal conductivity results in greater heat energy
exchange.
HCF flow velocity has no much significant impact on overall heat energy
• exchange, provided turbulent flow is maintained.
Batini et al. [52] • Effect of different pipe configurations; GEP geometrical aspect ratio; DGEP=0.9 m; L=28 m; 1-U, 2-U & COMSOL • Pipe configuration is the most important factor in terms of heat transfer
HCF flow rate and the variation of antifreeze volume in the HCF on the W-shape loops; Dbar=40 mm FEM efficiency.
thermal performance of a GEP. Alluvial/sandy-gravelly/moraine 3D • W-shape pipe showed 54% higher heat transfer rate compared to the
soil single U-shape pipe.
• The double U-shape is the least advantageous because it has double fluid
flow rate. Also, it induced greatest concrete cooling, stress and
displacement in the pile.
• Increasing the pile length and diameter linearly increase the amount of
exchanged heat.
• Increasing fluid velocity from 0.2 m/s to 1 m/s resulted in increased heat
transfer rate by 11%, with no increase in vertical stress within the pile.
• Adding low antifreeze concentration to the fluid does not affect the heat
transfer rate when compared to pure water. However, adding 25 or 50%
of Mono-Ethylene-Glycol decrease the heat exchange rate by 6 and 11%
respectively.
• The heat transfer rate decreased by 30% for single U-shape compared to
the first day of operation, while up to 45% for double U and W-shape
pipes.
Mehrizi et al. [53] • Comparison of heat transfer between 3 HDPE configurations. • 1-U-shape Gambit/FLUENT • W-Shape all round or 6-U-shape pipe configuration result in higher heat
• Impact of connecting 15 GEPs in series and in parallel. • 1-W-shape FEM exchange efficiency by 20.63% and 35.5% compared to 1-W-shape and
• W-shape all round or 6-U- 1-U-Shape pipes.
shape • Inlet water temperature decreased by 4% and 4.27% when 10 and 15
DGEP=0.6 m piles were connected in parallel. Thus, connecting more than 10 piles in
L= 20, 25 & 30 m parallel is not economically wise.
Sandy silt 3D • Connecting 6 piles in series greatly increased the amount of heat transfer
by 4.54%. A moderate increase of 0.67% when 7–11 piles were
connected. However, connecting 12–15 piles resulted in 0.13%. Thus, it is
ineffective connecting more than 11 piles.
• There is 65% and 73% increase in heat energy output for piles connected
in parallel and series, compared to a single pile.
Zarrella et al. [54] • Comparing the performance of a helical-tube and double-U-tube GEPs • Helical-tube CaRM/GeoHP- • The helical-tube GEP require about 50% shorter length than that of the
with balanced and un-balanced thermal load. Calc/ double-U-tube.
• Effect of axial heat transfer D =0.5 m
GEP COMSOL • The effect of axial heat transfer on the double-U-tube heat exchanger, and
L=12 m FEM a helical-tube with a balanced heating-cooling load, is negligible.
Dhelix=0.38 m 3D • In a helical-tube with an unbalanced thermal load demand, the axial heat
Pitch height=0.1 m transfer effect results in about 10% lower annual electrical energy
• Double-U-tube consumption.
parallel connection • The seasonal COP values of 3.7 (cooling) and 5.3 (heating) were obtained
DGEP=0.14 m when the axial heat transfer is neglected against 4.3 (cooling) and 5.6
L=60 m (heating) when the axial heat transfer effect is accounted for.
(continued on next page)
Table 7 (continued)
Zarrella et al. [55] • Comparing the performance of a helical-tube, double-U-tube and 3-U- • Helical-tube CaRM • The helical tube produced a 23% and 40% higher thermal performance
tube GEPs. D =0.5 m
GEP FEM compared to the 3U-tube and double-U pipe configurations at peak
• Effect of pitch height in a helical pile: 75, 150 and 300 mm. L=12 m 3D load, respectively.
D =0.36 m
helix • Decreasing the pitch from 150 mm to 75 mm produced a 14% increase in
Pitch height=0.15 m peak load. However, the peak load decreases by 14% after increasing the
• Double-U-tube pitch spacing from 150 mm to 300 mm.
parallel connection
DGEP=0.14 m
L=60 m
• 3-U-tube
parallel connection
DGEP=0.5 m
L=12 m
Park et al. [38] Comparing the performance of W-tube and 3-U-tube GEPs with respect to • W-tube ABAQUS • The W-tube and 3-U-tube resulted in heat exchange rate of 87 W/m and
heat exchange rate and ground temperature increase. parallel connection FEM 42 W/m respectively, after 3 months cooling.
DGEP=0.4 m 3D • Thermal resistance decreases with denser HDPE pipes i.e. 0.131 mK/W
L=13.25 m and 0.098 mK/W for W-tube and 3-U-tube respectively.
• 3-U-tube • An increase in HCF velocity resulted in increase in the amount of
parallel connection exchanged heat.
DGEP=0.4 m • The average exchanged heat increases linearly with higher temperature
L=13.75 m difference between the HCF and the ground.
Weathered granite soil deposit.
Loveridge and Cecinato • Comparison of the energy performance of CFA piles and that of rotary • CFA GEP ABAQUS Rotary bored piles are more efficient than CFA piles when equipped
[139] bored piles. Rotary bored GEP FEM
• with the same number of pipes, because of the pipes situated near the
•
DGEP=0.9 m; L=25 m; 2-U-loops; 3D pile periphery.
Dbar=40 mm • Rotary bored piles offer more room for installing a higher number of
London Clay pipes in the pile cross-section, which maximises its efficiency.
CFA can be fitted with 4 HDPE pipes than the conventional two pipes
• Acommonly used. But, a turbulent fluid flow regime should be maintained
in the pipes.
• The current norm of installing CFA piles with steel bar for rigidity has no
detrimental effect on thermal performance. However, using spacers to
avoid bunching of the pipes would improve the system performance.
Loveridge and Powrie Investigate the heat transfer in a GEP • CFA GEP COMSOL • Installing HDPEs at the centre in a CFA pile results in lower magnitude
[26] • Rotary bored GEP FEM of temperature distribution at the pile circumference. Thus, leading to
D =0.6 m
GEP 2D-planar reduced influence associated with pile movement in geotechnical
design.
• CFA GEPs with loops at the centre possess larger thermal resistance than
rotary bored piles.
Sani et al. [140–142] The studies investigated the following: • CFA GEP COMPASS • Installing central steel in a CFA GEP contribute to higher heat transfer
• Heat flow mechanism in a GEP. • Rotary bored GEP FEM between the inlet and outlet pipes.
• Performance of a CFA pile. D =0.6 m
GEP 2D-planar • Utilising plastic bar of adequate strength provides an economical and
• Heat flow characteristics in a CFA pile. London clay energy efficient solution to installing loops in CFA GEP.
• Increasing the shank spacing between inlet and outlet pipes increases the
GEP efficiency.
• Heat transfer between the inlet and outlet loops become significant after a
steady state is achieved i.e. 3-5 days.
• Increasing the number of installed HDPE loops lead to a higher
magnitude of heat transfer between the pipes in a GEP.
• The circumferential temperature distribution varies with increasing
number of installed loops.
• The normalised thermally active region for a GEP, fitted with 1−4 loops,
spans out radially to about 7 m.
(continued on next page)
Table 7 (continued)
Kawuwa et al. [78] Response of the soil surrounding a GEP to heating load. DGEP=0.6 m COMPASS • The duration of the heat injection/extraction has direct influence on
L=30 m FEM the time to achieve natural recovery.
London clay 2D-Axisym. • The soil require about 4 times the heating time to naturally recover
towards its initial state.
Sani et al. [144] The study investigated the use of GEPs for heat storage in unsaturated soil DGEP=0.6 m COMPASS • The heat injection process results in drying up of soil next to the GEP,
domain. L=30 m FEM thus resulting in soil with lower saturation.
Unsaturated swelling clay 2D-Axisym. • Soil with lower saturation result in lower thermal conductivity. However,
with an advantage of having a higher volumetric heat storage capability.
Sani et al. [143] Response of unsaturated soils to heating load. DGEP=0.6 m COMPASS • The magnitude of temperature observed in the soil decreases with
L=30 m FEM increase in soil saturation.
Unsaturated clay, silt & sand 2D-Axisym • Temperature changes in the soil decreases significantly in the first 10
days following the heating test.
• The magnitude of temperature build-up decreases with increase in soil
granularity due to higher hydraulic and thermal conductivity.
• The thermally active region in the domain increases with soil granularity.
Olgun et al. [146] Investigated the long-term performance of GEPs under different myriads DGEP=0.6 m COMSOL • The estimated heating–cooling amplitudes are linearly proportional to
of climatic conditions FEM the resulting GEP temperature in a long-term thermal operation process
2D-planar i.e. 30 years.
• The heat exchange efficiency of the GEP system is expected to decrease
after a long-term usage.
Olgun et al. [147] Investigated the effect of long-term thermal cycles on the temperature DGEP=0.6 m COMSOL • The nature and distribution of temperature around a GEP and its
distribution within and around the GEP FEM surrounding soil is dependent on the seasonal energy demand.
2D-planar a balanced system (e.g. Charlotte, North Carolina), the region
• Ininfluenced by temperature changes within the soil mass surrounding the
GEP is minimal, hence, resulting in high efficiency over long-term.
an unbalanced climatic conditions (e.g. Chicago, Illinois and Austin,
• InTexas), the system loses its efficiency over time especially in larger pile
grids.
Gashti et al. [145] Investigated the effects of groundwater flow on the GEP performance. DGEP=0.6 m COMSOL • They discouraged the use of other secondary methods to forcefully
L=20 m FEM recharge the soil in situations where groundwater flow exists.
3D • In20%.winter operating mode, the amount of heat extracted increases by up to
summer operation, the GEP performance increases by 5% owing to
• Ingroundwater flow effect.
A.K. Sani, et al.
carried out focusing on the energy performance and geotechnical re- estimation of the system thermal capacity.
sponse of the pile. • The design of a GEP system should be carried out in accordance with
Furthermore, the use of thermally conductive fillers in the concrete the available design guide, in order to achieve an optimum perfor-
pile was found to result in higher heat transfer. However, this results in mance and ensure the sustainability of the system. This can be ob-
higher heat flow between the HDPE pipes in the GEP. This could easily tained by carrying out a detailed preliminary design study, in-
heat up the pile core, and lower the temperature gradient between the cluding but not limited to designing using hourly thermal load data,
inlet and the outlet loop(s). Possible ways of minimising this should be which should have factored in to it, occupancy type, the building
researched upon to avoid thermal short circuiting, which is expected to usage, and thermal energy loss from the system.
be common in CFA piles because of the very close proximity of the inlet • It is imperative to remember that the primary function of GEPs is
and outlet loop legs. that of safe transmission of the loads induced from the super-
Several numerical tools are available for analysing the energy, structure to a more stable ground that can suitably withstand the
geotechnical or coupled thermo-mechanical response of individual or building loads. Thus, their primary role should not be put in jeo-
group of GEPs. Yet, to the authors’ knowledge no any numerical tool pardy for the purpose of achieving a higher thermal energy output.
capable of carrying out analyses of the whole system is available. This is In situations where the available pile foundation elements are not
especially important for modelling and simulating large scale projects sufficiently deep enough to meet the desired thermal load, the GEP
in order to understand their performance and mitigate any possible system and another alternative system should be carefully in-
issues on the energy output capacity of the system. Research into de- tegrated with conventional heating and cooling equipment and most
veloping a simple, user-friendly numerical tool which has the capability importantly a comprehensive control management system installed
of analysing the primary and secondary unit coupled with the heat in order to deliver and monitor the required energy needed, that
pump should be looked into. does not compromise foundation capability, long term system effi-
In addition, social issues related with such systems should also be ciency, run costs of the system and remains sustainable.
investigated. Qualitative and quantitative studies looking at users’ • It is important also, to point out that based on the range of literature
perception towards such systems should be carried out. The research reviewed, GEPs behave in a thermo elastic way. Meaning, under
should answer some psychological questions related to the users’ sa- thermal cycles, they will expand and contract relative to the applied
tisfaction, in terms of installation costs, overall energy usage before and temperature and the available restraint provided by the surrounding
after the system installation. Similarly, possible noise issues, their soil, the strata at the pile toe and the mechanical load at the pile
perception about the space for system installation in situation where it head. This expansion and contraction process increases and de-
is highly valuable. Additionally, ways of encouraging the patronage of creases the pile capacity nominally, during heating and cooling
such systems should be investigated targeting governmental agencies, cycles. However, it is understood that the operational temperature
specifically legislative bodies of government to put laws that prevent limit does not degrade the overall pile load carrying capacity.
the installation of environmentally harmful energy systems in new • The performance of GEPs was shown to depend on a myriad of
buildings. This would offer a change in mindset and serves as a major factors, including, but not limited to: energy loops arrangement and
step towards reducing GHG emissions and their associated negative configurations; number of installed loops; position of the installed
effects. energy loops; fluid flow rate; fluid type; heat conduction and dif-
fusion characteristics of pipes, concrete and soil; geological and
8. Conclusions geographical location; and hydrogeological conditions. The most
important of these factors are the energy pile dimension (depth and
This paper has presented an extensive and revealing study on the diameter) and the number of HDPE pipes installed due to the in-
significant amount of research undertaken on GEP over the last two crease in pipe surface area for heat transfer. Similarly, the helical
decades around the world. The research has clearly identified the im- pipe configuration yield higher energy output due to the larger pipe
portance of understanding the effects of heating and cooling on surface area, followed by the 3-U, W, 2-U and 1-U loop. Also, con-
building foundations in order to successfully design and install a GEP trary to the general notion, the HCF velocity is the least contributing
system that will provide a highly efficient, cost effective, long-term factor towards heat transfer. Nonetheless, these factors if correctly
solution, for heating and cooling the very building on which it sits. optimised can result in a GEP system with higher COP, conse-
The paper has identified the following key factors that need to be quently, leading to increased cost savings and faster recovery of the
taken into account for successful GEP design and operation, they are initial capital investment costs. However, it should be ensured that
summarised as follows: geothermal loop quantities and arrangements are carefully con-
sidered and do not threaten the structural function of the GEP.
• From the literature reviewed, it was found that the thermal prop- • Finally, utilising the foundation elements of buildings for harnessing
erties of soils are affected by several factors: the soil type, ground- heat energy present within the shallow surface of the earth, makes
water flow, grain size, soil temperature, geological and geographical perfect sense and provides an engineering-friendly and sustainable
location. Ultimately this combination of factors dictates, the thermal solution to meeting a substantial amount of heating and cooling
conductivity and diffusivity values of the surrounding geology in energy needed by the building on which they sit. It offers a re-
which the GEP system will sit and are of great significance on the newable solution to the building energy need at a little added, heat
amount of heat that can be sourced/injected into the ground. pump system, installation cost without affecting the overall struc-
Having knowledge of these properties is essential in designing an tural integrity of the overlying structure.
effective and efficient heat pump system, that will function at the
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