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To cite this article: John M. Kelly (2002): ULTRA-HIGH MOLECULAR WEIGHT POLYETHYLENE*, Journal of Macromolecular
Science, Part C: Polymer Reviews, 42:3, 355-371
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John M. Kelly
CONTENTS
I. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
II. Polymer Synthesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
III. Viscometric Measure of Molecular Weight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
IV. UHMWPE Powder Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
A. Compression Molding. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 362
B. Ram Extrusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 363
C. Gel Extrusion and Spinning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
V. Modification of UHMWPE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
A. Process Additives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 368
B. Mechanical Property Modifiers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 368
VI. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 369
Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 369
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
I. INTRODUCTION
*Reprinted from Polymer Modification: Principles, Techniques, and Applications; Meister, J.J.,
Ed.; Marcel Dekker, Inc.: New York; 2000, 273–291.
355
356 KELLY
The polymer’s wear and impact resistance is due to the extremely long
molecular chains of the material and its semi-crystalline solid state
conformation. The surface and subsurface structure of the polymer is
highly ordered and the crystal sites offer resistance to deformation and
conformance to a wear mating surface and to sections being torn loose.[3]
UHMWPE does not easily flow when high shear forces are applied due to the
excessive entanglements of the long polyethylene chains.
UHMWPE also shares the lubricity, chemical resistance, and superior
electrical properties of HDPE. Industrial applications, which utilize the
properties of UHMWPE, are presented in Table 1.
UHMWPE was first synthesized by Karl Ziegler in the early 1950s and
commercially introduced in 1955. The reaction utilizes a highly reactive
organotitanate catalyst to polymerize the feedstock, ethylene gas. The
method of synthesis is similar to that for HDPE except the UHMWPE
chains are polymerized to greater lengths prior to chain termination. The
resultant polymer chains are remarkably linear, with measured branching of
less than 3%.[4]
Despite a tremendous amount of research, the true mechanism of
Ziegler–Natta polymerization is still not entirely clear. The trial-and-error
method is frequently employed in developing new catalysts. Figure 3 depicts
the general Ziegler–Natta mechanism for polyethylene.[5] As shown, the
catalyst generally consists of titanium in combination with aluminum
alkyls. During the reaction, the aluminum alkyls form a titanium alkyl
bond. Ethylene is inserted into this chemical bond by forming a titanium
ethylene alkyl. The chain grows by inserting more ethylene molecules into
this titanium carbon bond. A chain transfer agent such as molecular hydro-
gen is typically employed to control molecular weight because it reacts
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cleanly, leaves no residue, and is low in cost. A chain transfer agent termi-
nates a growing chain without deactivating (poisoning) the catalyst.
Commercial catalysts are very active. Catalyst particles, suspended in
liquid slurry, serve as the initiation sites for many growing polymer chains.
Typical reaction velocities for this exothermic reaction are in the range
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where
Vchain growth ¼ velocity of chain growth
C* ¼ number of active growing chains (catalyst activity)
Ms ¼ concentration of monomer (i.e., ethylene)
kp ¼ propagation rate constant
The polymerization rate is also controlled by the particle geometry, mass-
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transfer coefficient at the polymer surface, and the diffusivity of the monomer
through the layer of polymer coating the primary catalyst particles. The
catalyst chemistry influences such polymer attributes as average molecular
weight and distribution, bulk density, degree of crystallinity, particles size
and morphology.
The polymer attributes are also affected by such process parameters as
the reaction temperature, pre-activation of the catalyst and concentration of
alkyls. Ziegler–Natta polymerization does not easily allow for secondary
reactions to the basic polymer. In-situ modification of the UHMWPE homo-
polymer, although possible, is not practiced.
The Ziegler–Natta reaction is inherently ‘‘clean’’ and the polymer
requires no purification beyond removal of the slurry diluent by staged
dryers. The virgin polymer is white in color and opaque due to the deflection
of light by the polyethylene crystallites. It is commercially available with
average particle diameters ranging from 50 to 250 micrometers. Visually,
the particles are roughly spherical although on the microscopic level the
individual particles are porous and finely webbed.[7] Figure 4 shows scanning
electron micrographs of UHMWPE particle at a) 500 magnification and
b) 5,000 magnification.
360 KELLY
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Figure 4. Scanning electron micrographs of UHMWPE particle. Ticona GURÕ grade 4130
a) 500 magnification b) 5,000 magnification. Source: Hoechst AG Research Laboratory
(Frankfurt, Germany).
where
k ¼ viscometer kinetic energy correction constant
ts ¼ solution flow time, seconds
t0 ¼ pure solvent flow time, seconds
Equations 3 and 4 relate the relative viscosity of the polymer to the
average molecular weight of the polymer through the intrinsic viscosity:
where
C ¼ solute concentration (typically 0.02%)
k ¼ viscometer kinetic energy correction constant
Measurement of molecular weight by solution viscosity is only accurate
for virgin UHMWPE powder that has not been subjected to temperatures
above its crystalline melting point (138–142 C). UHMWPE, which has been
processed into solid shapes by means of heat and pressure, is too insoluble,
due to autocrosslinking, to allow for measurement by solution techniques.
The degree of autocrosslinking induced in the polymer by exposure to heat is
low but sufficient to inhibit complete dissolution of the material in hot sol-
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vent. The solution technique is described by the ASTM test method D4020.
E ¼ Eo ekP ð5Þ
where
E ¼ compacted powder porosity
Eo ¼ uncompacted powder porosity
P ¼ compaction pressure
k ¼ compressibility constant
Under typical compaction pressure, the bulk density of UHMWPE
powder is relatively high and the void content is low. Much of the final
molded density can be reached by application of pressure alone. For
example,[13] UHMWPE powder cold pressed at 9 MPa attained a bulk
density of 0.80 g/cm3 while the fused polymer density is 0.935 g/cm3.
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362 KELLY
cooled too rapidly, the differential shrinkage between the faster cooling sur-
face layer and still molten core will create frozen-in stresses. Often, an anneal-
ing step is added to the process to eliminate differential shrinkage. The
annealing process involves reheating the molded part above the polymer’s
crystalline melting point and then slowly cooling (10–20 C/min) the part to
allow for stress relaxation.
It has proven difficult to accurately model the UHMWPE particle fusion
process. Present models[14–16] describe interparticle fusion by mechanisms
based on surface tension as the sintering driving force and viscosity as resisting
the coalescence process. They assume the compacted particles are smoothly
spherical but, as seen in Figure 4, the average UHMWPE particle is anything
but smooth. Rather, the typical UHMWPE particle consists of an aggregate of
nodular units interconnected by a porous fibrillar network. Consequently the
actual surface to volume ratio is much higher than a value based on particle
diameter and leads to highly erroneous calculated results.
A. Compression Molding
maintains its shape during sintering. DCM offers the ability to produce
intricate parts without intermediate machining. However, because it is diffi-
cult to apply pressure uniformly, this technique is generally limited to dimen-
sionally symmetrical parts.[17] DCM can also be used to prepare open-cell,
porous UHMWPE structures for filtration applications. Limiting the applied
pressure throughout the compaction and sintering stages can vary the inter-
particle porosity.
B. Ram Extrusion
Rods, tubes and more intricate continuous profiles are produced by ram
extrusion. Ram extrusion can be thought of as a continuous compression
molding process. A schematic of a typical ram extruder is depicted in Fig. 6.
The process employs a reciprocating ram to compact and transfer the
UHMWPE powder through a heated die. For example, to extrude a solid
rod, UHMWPE powder is fed into the machine, via a feed hopper, and the
‘‘charge’’ is compressed into the die by a hydraulic ram. When the ram is
reversed, fresh powder flows into the vacated cavity and the process is again
repeated. As the die slowly fills, the compacted powder begins to soften by
conduction from the heated die walls. The compacted and fused powder moves
through the die as a succession of charges formed into a continuous profile.
Although the term extrusion is used in referring to this method, it is
quite different than the more common melt extrusion processes. It must be
emphasized that no shear mixing of the polymer takes place in a ram extru-
der. Rather, the polymer transits through the die as a compacted plug. Unlike
melt extruders, back pressure in ram extruders is not developed by constric-
tion of the die channel. Rather, the drag friction of the compacted powder
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and melted polymer against the die walls generates sufficient back pressure to
compact the UHMWPE powder. The expansion of the heated polymer also
contributes to back pressure. These pressures are quite high. The back pres-
sures developed in most commercial ram extruders are generally higher than
the pressures generated in compression molding by means of a matched die
mold and a compressing piston.
Heat input is achieved by conduction from the die walls; shear heating is
negligible. Increasing the die surface temperature or available die surface area
can increase the heat input. The minimum residence time is a function of the
heated die length as described in Eq. (6):
where
L ¼ heated die length, meter
Vmax ¼ maximum output speed, meter/hour
The thermal conductivity of a packed polymer powder bed is normally
referred to as the effective thermal conductivity. Typical values for solid
polymers are two or three magnitudes lower than for most metals. For poly-
mer powders the thermal conductivity is even lower. For UHMWPE
powder,[18] the effective thermal conductivity at 20 C is 0.42 W/(m
K).
Most ram extruder designs allow for interchangeable dies. The
hydraulic unit used to drive the ram should be sized to handle the pressure
requirements of the largest or most intricate profile contemplated. The axial
die pressures during compaction are high, approximately 44 MPa.
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The compaction force (Fz) required to advance the compacted plug can be
expressed by Eq. (7):[19]
where
F0 ¼ axial force
C ¼ die circumference
A ¼ cross-sectional area of the die’s cavity
K ¼ Poisson’s ratio (0.3–0.4 for polymers)
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where
timemin ¼ minimum residence time
D ¼ extrudate diameter
k ¼ 1.6
This general relation is based on an analytical solution of unsteady heat
conduction in an infinite cylinder with constant thermophysical properties. A
similar relationship is applicable to a rectangular profile where the extrudate
diameter is replaced by the half-sheet thickness.
Because heat input is achieved only by conduction from the die walls,
the output rates of ram extruders are very slow in comparison to twin or
single screw extruders. For example,[21] to produce a 7.6 cm diameter solid
extrudate using a ram extruder with a heated die length of 419 cm, the max-
imum output would be approximately 3.8 cm/s or 0.16 kg/s.
UHMWPE powder compaction and sintering by either ram extrusion or
compression molding yields similar values in terms of the polymer’s final
mechanical properties. The resultant molded semiforms can be easily
shaped. They can be cut, turned, sawed, milled, or punched using standard
machine tools. Although difficult to bond by means of adhesives, UHMWPE
parts can be joined effectively by means of butt-welding or mechanical
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366 KELLY
V. MODIFICATION OF UHMWPE
Mechanical
Density g/cm3 0.926–0.934
Bulk density g/cm3 0.350–0.500
Tensile strength @ yield MPa 20–22
Tensile strength @ fail MPa 41–44
Elongation @ fail % 350–450
Poisson’s ratio 0.4
Izod impact strength kJ/m2
single 45 notch no break
double 15 notch
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100
Young’s modulus MPa 1050
Hardness Shore D 62–66
Coefficient of friction against steel
dry 0.10–0.22
wet 0.05–0.10
Relative solution viscosity dL/g 2.3–3.5
Thermal
Crystalline melting range C 135–138
Linear thermal expansion K (20–100 C)
1
0.0002
Latent heat of fusion J/g 170–180
Specific heat J/(g
K) at 20 C 1.84
Thermal conductivity W/(m
K) at 20 C 0.42
Decomposition temperature C 300
Electrical
Volume resistivity
cm >1014
Dielectric strength kV/cm 900
Dielectric constant 2.30
Dissipation factor, tan
at 50 Hz 0.00019
at 1 kHz 0.0005
at 0.1 MHz 0.00025
368 KELLY
A. Processing Additives
Process additives are most often employed in the ram extrusion process
to minimize the back pressure exerted on the ram by the surface friction of
the compacted powder on the die walls. Lubricants can be added which will
migrate to the die surface during sintering to create a slip layer between the
die wall and moving polymer plug. Typical lubricants are silicones, polar
waxes and lower molecular weight polyethylenes.
resistance and, therefore, filler concentrations are kept low. Particulate fillers
are most often used since fibrous fillers tend to cause extensive warping and
highly anisotropic properties.[29] Resultant additive properties such as density
or flexural modulus can be approximated for a two component blend by the
rule of mixtures.[30] Equation 9 demonstrates how the density of a blend can
be determined from the concentration and density of its components:
Xblend ¼ ðwtA ÞðXA Þ þ ðwtB ÞðXB Þ ð9Þ
where
Xblend ¼ density of AB blend, g/cc
wtA ¼ weight fraction of component A
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VI. SUMMARY
EXERCISES
370 KELLY
added if the design specifies the UHMWPE compound must be able to float
on water?
3. A ram extruder is fitted with a die capable of producing a 10 cm
diameter UHMWPE rod. At an operating temperature of 200 C, what is
the estimated minimum amount of time needed to sufficiently sinter this
profile? For a die length of 3 meters, what is the estimated output rate
(kg/hr) for this die?
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©2002 Marcel Dekker, Inc. All rights reserved. This material may not be used or reproduced in any form without the express written permission of Marcel Dekker, Inc.
19. Rosenzweig, N. Polymer Technology; Rosenzweig, N., Narkis, M., Eds.; John
Wiley & Sons: New York, 1995.
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