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Article history: The purpose of this study is to investigate the potential associations between air pollution and dry eye
Received 29 January 2018 disease (DED). Data of outdoor air pollutants and meteorology as well as outpatient visits for DED were
Received in revised form collected. A time-stratified case-crossover approach was used to analyze the associations between
26 November 2018
ambient air pollutants and outpatient visits for DED. Among the 5062 DED patients studied, 65.45% were
Accepted 30 November 2018
Available online 4 December 2018
female and 34.55% were male. In the single-pollutant model, significant associations were observed
between an increase of 10 mg/m3 in the concentrations of fine-particulate matter with a median aero-
metric diameter of less than 10 mm (PM10), fine-particulate matter with a median aerometric diameter of
Keywords:
Air pollution
less than 2.5 mm (PM2.5), sulfur dioxide (SO2), nitrogen dioxide (NO2), and carbon monoxide (CO) and
Dry eye disease outpatient visits for DED. These results were consistent with those of the multipollutant model. The
Pollutants strongest associations between air pollutants and patient visits were observed during the cold season
Case-crossover study and in patients aged 21e40. The significant association between air pollutants (PM10, PM2.5, SO2, NO2,
and CO) and DED outpatient visits indicates the importance of increased environmental protection.
© 2018 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.envpol.2018.11.109
0269-7491/© 2018 Elsevier Ltd. All rights reserved.
184 Z. Mo et al. / Environmental Pollution 246 (2019) 183e189
bounded polycyclic aromatic hydrocarbons have been thoroughly 2. Materials and methods
analyzed (Ming et al., 2017). The increase in respiratory diseases
due to severe air pollution in Hangzhou was reported by Shen 2.1. Study population and design
et al. (2017), indicating the potential link between air pollutants
and DED. As a retrospective study, individual-level data on outpatient
A few epidemiological studies have been conducted to evaluate visits during July 1, 2014, through June 30, 2016, at the Eye Center of
the relationship between air pollution and DED (Hwang et al., the Second Affiliated Hospital at the School of Medicine in Zhejiang
2016; Ong et al., 2016; Um et al., 2014; Versura et al., 1999). A University (Hangzhou, Zhejiang Province, China), which is the
study by Galor et al. (2014) found that environmental factors biggest ophthalmology clinic in Zhejiang Province, were obtained
affected the risk of DED in a US veteran population, during which from the IT Department of the Second Affiliated Hospital at the
air pollution and atmospheric pressure emerged as the most School of Medicine in Zhejiang University (n ¼ 1,067,441). Out-
influential predictors, while another study on the same group comes were defined using the International Classification of Dis-
revealed that DED has a seasonal pattern with the highest prev- eases, 10th Revision (ICD-10). The definition for DED was H16.208
alence of DED in winter and spring, due to higher allergen expo- and H11.103. Outpatient information was obtained, including pa-
sure, and the lowest prevalence in summer (Kumar et al., 2015). tients' numbers (every patient has a unique number to differentiate
These results are consistent with the findings in South Korea that them), visit dates, ages, genders, and home addresses (including ZIP
indicate the prevalence of DED can be affected by the degree of codes). The locations of the hospital and the patients’ home are
urbanization. This finding may link DED to air pollution and nat- shown in Fig. 1. Revisiting patients were excluded, and only first-
ural environmental factors, such as an area's humidity and dura- visit patients were included in this study. The research adhered
tion of sunshine. Their results also suggested that SO2, a main air to the tenets of the Declaration of Helsinki. The Ethics Committee of
pollutant, was associated with DED (Um et al., 2014). However, Zhejiang University approved the procedures performed in this
another study investigating outdoor air pollution and DED study. Informed consent was not required because the data came
revealed that higher ozone levels and lower humidity were from anonymous datasets typically used for administrative
associated with DED in the Korean population (Hwang et al., purpose.
2016). In China, DED is a common ocular disease that is The case-crossover design, which was first proposed by Maclure
receiving increased attention as society develops. The prevalence (1991), is characterized by the fact that each subject serves as his or
of DED in China continues to increase and is currently as high as her own control. It is one of the most used designs for analyzing the
17e21% (Liu et al., 2014). However, the potential associations be- health-related effects of air pollution (Carracedo-Martinez et al.,
tween air pollutants and DED in China is far from understood. 2010). The time-stratified case-crossover design has most often
The time-stratified case-crossover design is one of the most proven to be the best in different simulations (Carracedo-Martinez
used designs for analyzing the health-related effects of air pollution et al., 2010). Therefore, the time-stratified case-crossover design
(Carracedo-Martinez et al., 2010). There are two main characteris- was employed in our study. Control periods most frequently used
tics for this approach. One is that each subject serves as his or her for the time-stratified design are all the same days of the week as
own control during the analysis, which is a characteristic for all the case within the same month (Carracedo-Martinez et al., 2010).
types of case-crossover studies. The other is that the control periods Detailed statistical analysis is provided below.
most frequently used for the time are the same days of the week as
the case within the same month (Carracedo-Martinez et al., 2010). 2.2. Outdoor air pollutants and meteorology data
Our previous study using the time-stratified case-crossover
method found that outpatient visits for conjunctivitis, another The daily concentrations of PM2.5, PM10, SO2, NO2, and CO as
common ocular surface disease, was significantly associated with well as the 8-h maximum value for ozone (O3) were collected by
air pollutants, specifically PM10, PM2.5, SO2, and CO (Fu et al., eight fixed urban background air-quality monitors (Hemuxiaoxue
2017b). So far, to our knowledge, the time-stratified case-cross- (HMXX), Xixi (XX), Yunxi (YX), Zhejiangnongda (ZJND), Binjiang
over design has not been employed in studying the association (BJ), Xiasha (XS), Wolongqiao (WLQ), and Zhaohuiwuqu (ZJWQ))
between air pollution and DED. covering the main city districts of Hangzhou (Fig. 1). This work was
Some studies have shown that DED is frequently associated conducted by the Environmental Protection Department of Zhe-
with ocular surface cell dysfunction (Al-Saedi et al., 2016; Han jiang Province using the National Air Pollution Monitoring System
et al., 2017). Our previous study showed that PM2.5 collected in under the control of the China National Quality Control for Air
Hangzhou significantly inhibited the viability and proliferation of Monitoring Network (He et al., 2002). The daily average concen-
ocular surface epithelial cells (human corneal epithelial cells trations of PM2.5 and PM10 were measured using the method of
(HCECs)), resulting in damage of the ocular surface cells and tapered element oscillating microbalance (TEOM). The method
imbalance of the ocular surface microenvironment (Fu et al., based on ultraviolet fluorescence and chemiluminescence was used
2017a). To further investigate the adverse effects of air pollut- to measure SO2 and NO2. An IR analyzer and nondispersive ultra-
ants on ocular surface diseases in Hangzhou, a time-stratified violet fluorescence photometer were applied to measure CO and O3,
case-crossover study was performed to analyze the effects of respectively. The daily mean temperature, relative humidity, and
ambient air pollution on outpatient visits for DED. This approach atmospheric pressure were provided by the Meteorological
was used to compare the exposure of individual DED patients on Administration of Zhejiang Province. All data were collected from
the day of the outpatient visits to their exposure on up to four July 1, 2014, to June 30, 2016.
referent days occurring on the same day of the week during the
same month. The effects of air pollutants, including PM2.5, fine- 2.3. Statistical analysis
particulate matter with a median aerometric diameter of less
than 10 mm (PM10), sulfur dioxide (SO2), nitrogen dioxide (NO2), A time-stratified case-crossover approach, which takes the
and carbon monoxide (CO), and meteorological factors, including subjects as self-control, was used to analyze the associations be-
relative humidity and pressure, on DED outpatient visits were tween ambient air pollutants and outpatient visits for DED. This
investigated in this study. approach was used to compare exposures of individual patients on
the day of the outpatient visits to their exposures on up to four
Z. Mo et al. / Environmental Pollution 246 (2019) 183e189 185
Fig. 1. Locations of patients, environmental monitoring stations, and the hospital in Hangzhou of Zhejiang Province, China. The red points represent each air-quality monitor;
the brown point represents the location of the hospital; the black points represent the home addresses of each patient in the study. HMXX: Hemuxiaoxue; XX: Xixi; YX: Yunxi;
ZJND: Zhejiangnongda; BJ: Binjiang; XS: Xiasha; WLQ: Wolongqiao; ZJWQ: Zhaohuiwuqu. (For interpretation of the references to colour in this figure legend, the reader is referred
to the Web version of this article.)
referent days occurring on the same day of the week during the proportional hazards regression model with survival version
same month. Because each individual serves as his or her own 2.41e3 in R to calculate the odds ratios (O'Donnell et al., 2011). The
control, no confounding factors vary within a month (Malig et al., numbers of daily DED outpatient visits were used as weights after
2016). Descriptive statistics and correlation coefficients were ob- case controls were selected and matched by the program.
tained for the outpatients, air pollutants, and meteorological factors The meteorological factors that can lead to the exacerbation of
using SAS 9.4 software (Cary, NC, USA). DED and the air pollutant levels were viewed as covariates in the
Outpatients were divided into four age groups (0e20, 21e40, model:
41e60, and 65) and two gender groups (male and female). Par-
ticipants were also divided into two season groups (warm season ln(h(t, X)) ¼ ln(h0i(t)) þ (s(T, df) þ s(RH, df) þ s(P, df) þ C(PM10)
from April to September, and cold season from January to March b1 þ C(PM2.5)b2 þ C(SO2)b3 þ C(NO2)b4 þ C(O3)b5 þ C(CO)b6)
and October to December) according to the seasonal characteristics
of Hangzhou. where t refers to the day; X refers to the hospital visit; ln(h(t, X))
Here is the analyzing process of outpatient visits for DED. First, refers to the risk function; ln(h0i(t)) refers to the baseline risk
among all DED outpatients with no missing information function; and T, RH, and P refer to the temperature, relative hu-
(n ¼ 31,375), only the first-visit patients (n ¼ 7636), not the revis- midity, and atmospheric pressure, respectively. s() indicated
iting ones (n ¼ 23,739), were included in the study. Then, according smoother based on penalized smoothing spline, which were used
to the latitude and longitude of the patient's home addresses ob- to adjust for nonlinear effects of meteorological factors. The degree
tained by package Baidu Map version 0.2 in R, the patients living of freedom (df) was selected based on the preliminary analysis. The
within the main districts of Hangzhou (n ¼ 5677), including strategy for the selection of the df was first to fit the Cox model with
Shangcheng, Xiacheng, Jianggan, Xihu, Gongshu, and Binjiang, some df values (we chose the df from 2 to 4 (2, 2.5, 3, 3.5, 4, 4.5, and
were included. Then, the corresponding air pollution data for each 5)) and, then, select the df with the lowest p-value for each mete-
patient was obtained from the nearest air-quality monitor accord- orological factor as the analysis df. C(PM10), C(PM2.5), C(SO2),
ing to the distance calculated between the patient's home and the C(NO2), C(O3), and C(CO) are the corresponding concentrations of
location of the monitor using SoDA version 1.0e6. Evidence showed pollutants, and b refers to the coefficient for each variate. Results
that the hospital's accessibility is a distance of 10 km from the are expressed as changes in the percentage and 95% confidence
hospital (Jones and Bentham, 1997), and in our study, most of the interval (CI) of outpatient visits per 10 mg/m3 increase in pollutants.
patients live near the hospital, as shown in Fig. 1. Therefore, The acute effects of air pollution were analyzed with both
sensitivity analyses were performed to examine the stability of the single-day lags (lag 0 to lag 7) and successive-day lags (lag 0e1 to
model by selecting the data of the patients (n ¼ 5.062) living within lag 0e7). Same-day exposure was defined as lag 0, and daily
10 km from the hospital. Characteristics of the DED outpatients exposure was reviewed for up to seven days prior to the outpatient
including (n ¼ 5677) or excluding (n ¼ 5062) those living 10 km visits. In lag models, the best lag periods were obtained according
further from the hospital in the analyses were presented in to the maximum values of odds ratios and the minimum values of p.
Supplemental Table 1. A p-value less than 0.05 was considered significant in the statistical
A conditional logistic regression was performed using a Cox analysis.
186 Z. Mo et al. / Environmental Pollution 246 (2019) 183e189
Table 2
Correlation of air pollutants and outpatients for DED: Single-pollutant model.
Table 3
Correlation of air pollutants and outpatients for DED: Multipollutant model.
Table 4
Correlation of air pollutants and outpatients for DED, and effect modification through stratified analyses by patients characteristics.
Sex
Male 1.0219(1.0091e1.0349) 1.0378(1.0168e1.0591) 1.1240(1.0461e1.2077) 1.058(1.0233e1.0939)** 0.9861(0.9624 1.0028(1.0006e1.0049)*
** ** ** e1.0105)
Female 1.0044(0.9948e1.0140) 1.0137(0.9982e1.0295) 1.0394(0.9858e1.0960) 1.0407(1.015e1.0670)** 0.9897(0.9725 1.0015(0.9999e1.0031)
e1.0073)
Age (years)
0-20 1.0469(1.0044e1.0911)* 1.0473(0.9771e1.1225) 0.9119(0.7312e1.1371) 0.9838(0.8905e1.0869)
0.9860(0.9172 1.0050(0.9983e1.0118)
e1.0599)
21-40 1.0113(1.0006e1.0221)* 1.0279(1.0104e1.0457) 1.0773(1.0151e1.1434)* 1.0544(1.0253e1.0844) 0.9934(0.9737 1.0020(1.0002e1.0037)*
** ** e1.0135)
61-60 1.0074(0.9942e1.0207) 1.0192(0.9979e1.0410) 1.0777(1.0011e1.1602)* 1.0389(1.0036e1.0755)* 0.9790(0.9548 1.0017(0.9995e1.0038)
e1.0037)
61- 1.0076(0.9847e1.0311) 0.9989(0.9631e1.0360) 1.0679(0.9410e1.2120) 1.0518(0.9913e1.1160) 0.9926(0.9532 1.0019(0.9983e1.0056)
e1.0336)
Season
Warm 0.9892(0.9739e1.0047) 0.9881(0.9639e1.0128) 0.9640(0.8882e1.0463) 0.9955(0.9579e1.0345) 0.9921(0.9755 1.0004(0.9982e1.0026)
season e1.0090)
Cold season 1.0158(1.0068e1.0249) 1.0311(1.0161e1.0463) 1.1044(1.0498e1.1619) 1.0645(1.0395e1.0901) 0.9863(0.9584 1.0024(1.0009e1.0040)
** ** ** ** e1.0150) **
irritant, affecting especially the eye, respiratory system, and skin. such as satellite remote sensing and land-use parameters, meteo-
Direct exposure to environmental O3 can be hazardous, even at low rological data, geographical information, traffic distribution, and
concentrations. A large-scale population-based study from South population travel patterns will be combined in future studies to
Korea demonstrated that higher O3 levels were strongly associated estimate the air pollution data corresponding to each patient as the
with occurrence of DED (Hwang et al., 2016). However, the asso- basis of big data analysis. These two new methods will help un-
ciation between O3 and DED outpatient visits was not observed in cover how air pollution contributes to the development of DED.
either a single-pollutant or multipollutant model, even adjusting
for the other five pollutants. Since China's air quality is generally 5. Conclusions
regarded as much poorer than that of South Korea, the lack of a
strong O3 and DED association is puzzling. However, the adverse The present study provided robust evidence that outpatient
effects of air pollutants are complicated, especially when multiple visits for DED were significantly associated with air pollutants
factors work together. One possible explanation may involve the (PM10, PM2.5, SO2, NO2, and CO) in Hangzhou, China, using a time-
high levels of the other air pollutants seen in Hangzhou, all of stratified case-crossover study. In addition, this association showed
which showed a strong association with the number of DED age and season dependence, as the strong association was only
outpatient visits but made the effect of O3 less apparent. Another present during the cold season and the most susceptible were aged
possible explanation is that the short analysis period for O3 and 21e40. Additionally, relative humidity was found to be negatively
DED, like the several days seen in this study, may not be long associated with DED. Finally, the significant association between air
enough to reveal the association, as O3 effects may take longer to pollution and DED indicates the urgency to accelerate the envi-
present. Future studies should focus on the relationship between ronmental governance through policies and laws.
O3 and DED, and investigations in a longer period are needed to
explain their relationship in Hangzhou. Acknowledgements
It was hypothesized that air pollutants could alter the pre-
corneal tear film (PTF), causing ocular discomfort, such as burning, This work has been supported by National Natural Science
dry, and itchy eyes, resulting in a diagnosis of DED in most cases Foundation of China (81371001, 81300641, 81502786, 81570822,
(Wolkoff, 2010). One possible mechanism for this alteration is that 81670833), Project of National Clinical Key Discipline of Chinese
the PTF structure is disturbed by environmental pollutants, such Ministry of Health, Zhejiang Key Laboratory Fund of China
asPM10 and PM2.5. In this study, PM10 and PM2.5 were strongly (2011E10006), Zhejiang Province Key Research and Development
associated with DED outpatient visits in both single-pollutant and Program (2015C03042), Program of Zhejiang Medical technology
multipollutant models, consistent with the above hypothesis. (2015KYA109, 2016KYB062, 2017KY288), Science and Technology
Another possible mechanism is that the structural composition of Program of Zhejiang (2014C03025), Natural Science Foundation of
the outermost lipid layer of the PTF is altered by aggressive aerosols Zhejiang Province (LQ14H260003).
and combustion products (SO2, NO2, and CO). The results of this
study showed that a 10 mg/m3 increase in SO2, NO2, and CO con- Appendix A. Supplementary data
centrations was associated with increased outpatient visits for DED
on the same day or on subsequent lag days. Further experiments Supplementary data to this article can be found online at
are needed to investigate the exact effects of each air pollutant on https://doi.org/10.1016/j.envpol.2018.11.109.
ocular surface cells.
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