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International Soil and Water Conservation Research 10 (2022) 161e176

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International Soil and Water Conservation Research


journal homepage: www.elsevier.com/locate/iswcr

Review Paper

Global analysis of cover management and support practice factors that


control soil erosion and conservation
Kindiye Ebabu a, b, *, Atsushi Tsunekawa a, Nigussie Haregeweyn c, Mitsuru Tsubo a,
Enyew Adgo b, Ayele Almaw Fenta a, d, Derege Tsegaye Meshesha b,
Mulatu Liyew Berihun e, Dagnenet Sultan a, e, Matthias Vanmaercke f, g, Panos Panagos h,
Pasquale Borrelli i, Eddy J. Langendoen j, Jean Poesen f, k
a
Arid Land Research Center, Tottori University, 1390 Hamasaka, Tottori, 680-0001, Japan
b
College of Agriculture and Environmental Sciences, Bahir Dar University, P.O. Box 1289, Bahir Dar, Ethiopia
c
International Platform for Dryland Research and Education, Tottori University, Tottori, 680-0001, Japan
d
Department of Land Resources Management and Environmental Protection, Mekelle University, P.O. Box 231, Mekelle, Ethiopia
e
Faculty of Civil and Water Resource Engineering, Bahir Dar Institute of Technology, Bahir Dar University, P.O. Box 26, Bahir Dar, Ethiopia
f
Department of Earth and Environmental Sciences, KU, Leuven, 3001, Heverlee, Belgium
g
University of Liege, Department of Geography (U.R. SPHERES), Clos Mercator 3, 4000, Li ege, Belgium
h
European Commission, Joint Research Centre (JRC), Ispra (VR), 21027, Italy
i
Environmental Geosciences, University of Basel, Basel, 4056, Switzerland
j
National Sedimentation Laboratory, Agricultural Research Service, United States Department of Agriculture, USA
k
Faculty of Earth Sciences and Spatial Management, Maria-Curie Sklodowska University, Krasnicka 2D, 20-718, Lublin, Poland

a r t i c l e i n f o a b s t r a c t

Article history: Cover management and support practices largely control the magnitude and variability of soil erosion.
Received 15 July 2021 Although soil erosion models account for their importance (particularly by C- and P-factors in the
Received in revised form Revised Universal Soil Loss Equation), obtaining spatially explicit quantitative field data on these factors
19 November 2021
remains challenging. Hence, also our insight into the effects of soil conservation measures at larger
Accepted 16 December 2021
spatial scales remains limited. We analyzed the variation in C- and P-factors caused by human activities
and climatic variables by reviewing 255 published articles reporting measured or calculated C- and P-
factor values. We found a wide variation in both factor values across climatic zones, land use or cover
Keywords:
Climate regimes
types, and support practices. The average C-factor values decreased from arid (0.26) to humid (0.15)
Drought-prone climates, whereas the average P-factor values increased (from 0.33 to 0.47, respectively). Thus, support
Erosion modeling practices reduce soil loss more effectively in drylands and drought-prone areas. The global average C-
Land use factor varies by one order of magnitude from cropland (0.34) to forest (0.03). Among the major crops, the
Soil conservation average C-factor was highest for maize (0.42) followed by potato (0.40), among the major orchard crops,
it was highest for olive (0.31), followed by vineyards (0.26). The P-factor ranged from 0.62 for contouring
in cropland plots to 0.19 for trenches in uncultivated land. The C-factor results indicate that cultivated
lands requiring intensive site preparation and weeding are most vulnerable to soil loss by sheet and rill
erosion. The low P-factor for trenches, reduced tillage cultivation, and terraces suggests that significantly
decreased soil loss is possible by implementing more efficient management practices. These results
improve our understanding of the variation in C- and P-factors and support large-scale integrated
catchment management interventions by applying soil erosion models where it is difficult to empirically
determine the impact of particular land use or cover types and support practices: the datasets compiled
in this study can support further modeling and land management attempts in different countries and
geographic regions.
© 2021 International Research and Training Center on Erosion and Sedimentation, China Water and
Power Press, and China Institute of Water Resources and Hydropower Research. Publishing services by
Elsevier B.V. on behalf of KeAi Communications Co. Ltd. This is an open access article under the CC BY-
NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

* Corresponding author. Arid Land Research Center, Tottori University, 1390


Hamasaka, Tottori, 680-0001, Japan.
E-mail address: kebabu2@gmail.com (K. Ebabu).

https://doi.org/10.1016/j.iswcr.2021.12.002
2095-6339/© 2021 International Research and Training Center on Erosion and Sedimentation, China Water and Power Press, and China Institute of Water Resources and Hydropower Research.
Publishing services by Elsevier B.V. on behalf of KeAi Communications Co. Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
2. Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
2.1. Database development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
2.2. Statistical analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164
3. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165
3.1. Temporal and spatial distribution of studies on C- and P-factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165
3.2. Variation in C- and P-factor values across continents and countries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
3.3. Effect of elevation and climatic variables on the C- and P-factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
3.4. Variation of C- and P-factor values among land use or cover type and support practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
4. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169
4.1. Temporal and geographical distribution of studies of the C- and P-factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169
4.2. Variability in C- and P-factor values across rainfall and climatic zones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171
4.3. Variation in C- and P-factor values among land use or cover types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172
4.4. Variation in P-factor values among support practice types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173
5. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173
Data availability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
Declaration of competing interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
Author contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
Supplementary data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174

1. Introduction erosion at catchment to global scales, and the effects of several


natural and anthropogenic factors, have been widely estimated
Soil erosion by water is a major cause of land degradation using the Universal Soil Loss Equation (USLE; Wischmeier and
worldwide (Lal, 2001; Montanarella et al., 2016; Borrelli et al., 2017, Smith, 1978) or its revised version (RUSLE; Renard et al., 1997). In
2020). Erosion removes the fertile topsoil, where most organic a recent literature review, Borrelli et al. (2021) reported that, in
matter and nutrients are available (Pimentel et al., 1995; Zheng, their different forms and applications, the models belonging to the
2005). According to UNEP's project Global Assessment of Land (R)USLE-family are by far the most widely applied soil erosion
Degradation (GLADA) (Bai et al., 2008), about 1.1 billion hectares of prediction models globally (~40% of the total modeling application).
global land has been degraded by soil erosion, of which 48% was in Estimates using USLE type models account for sheet and rill
Asia, 21% in Africa, 15% in Latin America and Caribbean, 10% in erosion. Erosion is calculated by multiplying five individual factors
Europe, 8% in Oceania, and 5% in North America. In a recent study, representing the erosivity of the climate (rainfall erosivity, the R-
Naipal et al. (2018) estimated that accelerated soil erosion due to factor), soil erodibility (the K-factor), topography (slope length and
human activities has led to total potential soil organic carbon loss of steepness, the LS-factor), land cover and management (the C-fac-
74 Pg during the period 1850e2005, of which 79%e85% occurred in tor), and cross-slope erosion control practices (support practices,
agricultural land and grassland. The associated net primary pro- the P-factor); i.e., annual soil loss rate (t ha1) ¼ R  K  LS  C  P.
ductivity loss in drought-prone areas was estimated to be 55% (Zika Among these five factors, the C- and P-factors are of especially
and Erb, 2009). In studies ranging from regional to global scales great relevance, because they reflect the effects of land use and
(Zhang et al., 2002; Lal, 2003; Yang et al., 2003; Borrelli et al., 2017; management practices on soil losses (Renard et al., 1997; Panagos
Fenta, Tsunekawa, Haregeweyn, Poesen, et al., 2020; Fenta et al., et al., 2015a, b; Fenta et al., 2016, 2021). The C-factor represents
2021), researchers have reported a wide range of soil erosion the effect of land cover and management practices, including that
rates across continents, countries, and climatic regions: the highest of previous cultivation and management practices, the vegetation
rates have been observed in Africa and Asia, and are attributed canopy cover, and surface roughness. The P-factor represents the
mainly to high rainfall erosivity (Fenta et al., 2017; Panagos et al., effect of structural and cross-slope soil erosion control practices
2017), population pressure (Obalum et al., 2012), and the associ- such as contouring, terracing, bunding (soil or stone), trenching,
ated expansion of cropland and urban areas at the expense of and establishing vegetation strips (Wischmeier and Smith, 1978;
natural vegetation (Foley et al., 2005; Hansen et al., 2013). These Renard et al., 1997; Foster et al., 2003; Hammad et al., 2004; Xin
changes have been accompanied by considerable loss of biodiver- et al., 2019).
sity and ecosystem services (Fenta, Tsunekawa, Haregeweyn, Tsubo, Several case studies have demonstrated that both factors are
et al., 2020; Li et al., 2019; Mertz et al., 2007). A recent study of context-dependent and are influenced by many other factors,
future land use and climate change (Borrelli et al., 2020) predicted including the type and timing of crop cultivation and biophysical
that by 2070, global soil erosion by water would increase by 30%e land management practices (Gabriels et al., 2003; Schmidt et al.,
66%, especially in the Global South. This calls for further studies to 2018; Taye et al., 2018; Kebede et al., 2020).
improve our understanding of the major factors that control soil Strategies such as increasing vegetation cover, using more sus-
erosion across a wider range of geographic regions. Especially we tainable cultivation practices, and constructing cross-slope barriers
require more information on land cover and management practices to runoff and sediments have been implemented to prevent or
as this will improve support for planning the implementation and mitigate soil erosion by water around the world (Critchley et al.,
evaluation of mitigation measures (Bouma, 2002). 1994; Hudson, 1983). However, the effectiveness of these prac-
The spatial distribution and magnitude of soil loss by water tices has not always been sufficiently evaluated and understood

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K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

through field studies or soil erosion modeling, mainly because factors for soil erosion across different environmental settings, land
establishing and monitoring field experiments for each combina- cover types, climate regimes, and management practices to provide
tion of location, land cover, and management practice would be support for better planning and implementation of effective land
prohibitively expensive and time-consuming (Gabriels et al., 2003; use and management strategies. Our specific objectives were (i) to
Xiong et al., 2019a). Modeling can mitigate this problem but re- present and evaluate variations in the C- and P-factor values in
quires sufficient quantitative data about the effects of vegetation response to selected environmental factors, land use or cover types,
cover (C-factor) and support practices (P-factor) to be optimally climate regimes, and the corresponding management practices,
parametrized, particularly in regions where the land use or cover and (ii) to identify biophysical support practices that can signifi-
type and the performance of soil erosion mitigation practices vary cantly reduce soil loss due to erosion by water. To do so, we created
across locations (Herweg and Ludi, 1999; Haregeweyn et al., 2015; a database of C- and P-factor values by carefully reviewing previous
Fenta, Tsunekawa, Haregeweyn, Poesen, et al., 2020). case studies from a wide range of locations around the world. We
A lot of case-studies, aiming to quantify C- and P-factors in hypothesized that the C- and P-factor values would be greater for
specific land use and geographic locations, based on field mea- cultivated land and tree plantations than for other land uses
surements or procedures described in RUSLE, already exist. How- (grassland, shrubland, and forest) owing to the frequent distur-
ever, their results are scattered, isolated, and lack our bances of the soil by e.g., tillage or weeding.
understanding of the overall range and controlling factors of C-and
P-factor values at a global scale. Hence, there is a need for a global
2. Methods
review to compiling published results in peer-reviewed journal
articles. To help addressing this research need, we performed a
2.1. Database development
literature review to summarize our current understanding of the C-
and P-factors and their use in large-scale erosion modeling efforts.
We created a database of C- and P-factor values by thoroughly
We particularly intended to quantify the variation in C- and P-
reviewing articles published in peer-reviewed journals. We

Table 1
Categories and description of land use or land cover type and support practices that influence the C- and P-factor values used for estimating soil erosion rates.

Variable Category Description of land use or land cover types and support practices Example References
factor

Land use or Degraded land Land where suitable vegetation and support practices have not been implemented, Gibbs & Salmon, 2015; Kust et al., 2017
cover type leading to temporary or permanent loss of the productive capacity owing to the adverse
(C) effects of natural and human-induced processes. It includes less or unproductive lands
such as degraded forest, waste land, abandoned land, and construction/quarry sites;
these areas typically typically have less/no vegetation cover and carbon stock.
Cropland Agricultural land typically devoted to cultivation of annual food and feed crops and Brinkman & Sombroek, 1996; Foley et al., 2005;
requiring human activities that directly or indirectly affect the conditions of the soils Fenta, Tsunekawa, Haregeweyn, Tsubo, et al., 2020)
and the natural vegetation.
Grassland Areas where natural vegetation is dominated by grasses; mainly used as a source of Ramírez-Sanz, et al., 2000; Gibson, 2009; T€
alle
feed for livestock either through direct and open grazing or under controlled cut-and- et al., 2016
carry systems.
Shrubland A type of ecosystem dominated by shrubs and shrub-like plants; grasses, bushes, and Ramírez-Sanz, et al., 2000; Casado et al., 2004;
other herbaceous plants may also be present; this may be the climax community or an Xian et al., 2015
ecological succession stage.
Tree plantation A means of farming by growing wood, food, and non-food cash crops from trees. It Pryor, 1982; Bull et al., 2006
includes fruit orchards, vineyards, and plantation of timber and rubber trees managed
for high volume products for industrial, commercial, and domestic uses.
Forest A complex ecosystem consisting mainly of trees (natural or planted) and undergrowth FAO, 2001; Foley et al., 2005; Sasaki and Putz, 2009
that support a variety of life forms and serve as a substantial sink of atmospheric
carbon.
Support Contouringa The practice of tilling sloping land along contour lines of constant elevation to trap and Gebreegziabher et al., 2009; Xin, et al., 2019
practices conserve rainwater and reduce surface runoff and soil erosion.
(P) Reduced A practice of soil conservation with the goal of minimizing the soil disturbance required pez-Garrido et al., 2014
Paul et al., 2013; Lo
a
tillage to improve crop production, in most cases allowing the crop residues to cover the soil
surface by 15%e30% so as to improve organic matter content in the topsoil and
availability of soil water and nutrients.
Vegetation Barriers of vegetation planted along contours to help control runoff and minimize soil Sudhishri et al., 2008; Guto et al., 2011; Richet
stripsa erosion; this includes strip-cropping, hedgerows, and grass-based strips. et al., 2017
Fanya juub A modified form of contour terraces, made of soil along the contour lines but with a Herweg & Ludi, 1999; Ebabu et al., 2019
basin (or channel) at the lower side of the embankments.
b
Stone bunds Embankments of stones built along contours of sloping land to reduce runoff velocity Morgan, 1995; Gebrernichael et al., 2005; Taye
and to trap sediments and consequently reduce soil erosion. et al., 2018
b
Soil bunds Embankments of soil built along contours, with a basin at the upper side, to control soil Herweg & Ludi, 1999; Adimassu et al., 2014; Ebabu
erosion by reducing slope length and runoff velocity and trap transported sediments. et al., 2019
Soil Soil embankments built along contours, with a basin at the lower side, and reinforced Babalola et al., 2007; Amare et al., 2014; Ebabu
bunds þ grassb with grasses to improve sediment trapping efficiency and to provide additional benefits et al., 2019
such as animal feed and a reduced cost of bund maintenance.
Terracesb The most widely implemented practices to control soil erosion and enable farming Gao et al., 2012; Wei, et al., 2016
practices in steep sloping landscapes; requires extensive cutting (digging) and leveling
work.
Trenchesb Rectangular pits excavated along contours on hillsides and grassland to collect Sultan et al., 2018; Taye et al., 2018; Ebabu et al.,
rainwater, to reduce runoff velocity, runoff volume and soil erosion, to trap sediments 2019
and to support the growth of vegetation planted in its vicinity.
a
Support practices implemented mostly in cultivated land.
b
Support practices implemented on both cultivated and non-cultivated land.

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K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

searched the Web of Science bibliographic database (https://login.


webofknowledge.com) and the Scopus database (https://www.
scopus.com/), which are most widely used for global-scale anal-
ysis of scientific reports (García-Ruiz et al., 2015). We searched both
databases because some suitable articles might have been indexed
in only one of them. The period covered is from 1975 (the starting
year for the Web of Science database) to 2019. We searched using
the keywords “soil erosion” AND “C-factor” to collect data on the
effects of land use or cover (C-factor), and “soil erosion” AND “P-
factor” to collect data about the effects of support practices (P-
factor). In addition, we used the keywords “soil erosion” AND “soil
and water conservation” to include P-factor values from studies of
the relative effectiveness of support practices in reducing soil
erosion. It is important to note that we used “soil erosion” as the
additional keyword to restrict the search in the subject of soil
erosion and conservation. Including the two guide books as the
main data sources for application of RUSLE in north America (A Fig. 1. Evolution of the number of studies on soil erosion by all processes (bars) and of
studies of soil erosion by water reporting values for C- and P-factors (circles) in the
Handbook for Estimating Soil Loss from Water Erosion in Canada
period 1975e2019, based on data from Web of Science bibliographic database (https://
[Wall et., 2002], and Technical Guide to RUSLE use in Michigan login.webofknowledge.com). The data were aggregated into 5-year bins.
[http://www.iwr.msu.edu/rusle/doc/cfactors]), we found a total of
379 articles (195 for C-factor, 184 for P-factor), of which only 255 soil loss rates at catchment scales to evaluate the combined impact
(142 for C-factor and 113 for P-factor) were relevant (reported on C- of land use or cover type (C-factor) and support practices (P-factor)
and P-factor values based on field measurements or procedures on soil erosion, for cultivated and uncultivated land across locations
described in R/USLE based models). Then we carefully reviewed that received different annual rainfall depths. In doing so, com-
them to obtain additional information about the following envi- bined C- and P-factor values were calculated by multiplying the two
ronmental characteristics: (i) geographic location (continent, factor-values (C-factor value  P-factor value) using data points
country, specific study site, and latitude and longitude); (ii) climatic from studies that examined the impact of both land use or cover
variables (of mean annual rainfall, mean annual temperature, and types and support practices on soil loss rates. Details of the review
the climate zone based on the aridity index, process and dataset creation are presented in Supplementary
AI ¼ precipitation ÷ potential evapotranspiration, extracted from Fig. S1.
the global aridity index dataset (Fick & Hijmans, 2017) for study
sites whose latitude and longitude data were known); (iii) land use 2.2. Statistical analyses
or cover types (the major land use and specific vegetation or crop
cover types) and the corresponding C-factor values; (iv) types of We used non-parametric inferential statistical tests to evaluate
support practices (cross-slope structures to reduce runoff and soil the variability of the C- and P-factor values and their association
erosion) and the corresponding P-factor values; (v) methods used with the environmental factors. This was necessary because the
to determine the C- and P-factor values (laboratory simulation, field data were not normally distributed, as a result of pooling data from
experiment, image analysis, literature-based assignment, calcula- studies conducted at diverse locations and with different methods
tions using empirical formulas, survey, and expert judgments); and of assessment (soil loss measurements from runoff plots, calcula-
(vi) soil loss rates for treated plots/watersheds and bare soils tions using empirical formulas and others, mentioned in section
(reference for calculating the C- and P-factors for a plot with a given 2.1). We used box and whisker plots (Fig. S2) to present and eval-
land cover type and management practices). As one study may uate the variation in the C- and P-factor values within and across
include different sites, land use or cover types and support prac- locations, climatic zones, land use or cover type, and management
tices, we obtained 770 data points (465 C-factor values and 305 P- practices. We calculated Spearman's rank correlation coefficient to
factor values) from a total of 271 locations (193 for C-factor and 144 evaluate the degree of association among rates of soil loss, C- and P-
for P-factor) covering 56 countries (45 for C-factor and 40 for P- factor values, and other variables (elevation, rainfall, and AI).
factor) and four climatic regions defined according to the aridity Calculation of the Spearman's correlation coefficient was per-
index (AI ¼ annual rainfall depth/potential annual evapotranspi- formed on the ranks of the datasets using SPSS 23.0 software (SPSS
ration depth): arid, 0.05< AI< 0.20; semi-arid, 0.20< AI < 0.50; sub- Inc., Chicago, IL, USA). Soil loss rates reported at catchment scales
humid, 0.50< AI < 0.65; and humid, AI > 0.65). were used to evaluate the association of soil loss with C- and P-
We created separate datasets for the C-factor and P-factor values factor values and other variables, i.e., considering the data from
because of the differences in how these factors were quantified and studies that reported both plot scale C- and P-factor values and
in the type of factors that affect their effectiveness in controlling catchment scale soil loss rates. We used forest plots (a graphical
soil erosion rates. To provide information based on land use or display of results from several studies addressing the same ques-
cover type and management practices, we classified the studied tion/s [Neyeloff et al., 2012]) to evaluate the overall and individual
land use or cover types and the associated support practices as effects of climate (AI), elevation, and rainfall on the C- and P-factors.
shown in Table 1: i.e., six land use or cover types (degraded land, Forest plots were created using the Spearman's rank correlation
cropland, grassland, shrubland, tree plantation, and forest) and coefficient values to calculate the effect size index (Borenstein et al.,
nine support practice types (contouring, reduced tillage, vegetative 2009) and 95% confidence interval of the datasets observed in
strips, fanya juu, stone bunds, soil bunds, soil bunds þ grass, ter- different climate, rainfall, and elevation ranges. We used the
races, and trenches). Our final databases contained 6045 data en- ManneWhitney U test (a non-parametric test, appropriate for non-
tries for the C-factor (Table S8) and 3965 for the P-factor (Table S9), normally distributed data) to compare and evaluate the signifi-
and the references (Author/s, year, and article DOI) are given cance of differences in C- and P-factor values across different
following each dataset. From the two databases, we prepared a rainfall regimes, climatic zones, land use or cover types, and sup-
third database of studies that examined both factors and calculated port practices.
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Fig. 2. Global distribution of studies and study sites where researchers investigated the C- and P-factors and their relationship with the rate of soil erosion: (a) total number of
studies disaggregated by countries (bars, see also Table S2) and displayed relative to the human development index; (b) locations of the study sites for the C-factor relative to the
global aridity index (total precipitation depth divided by the potential evapotranspiration depth, P/PET); and (c) locations of the study sites for the P-factor relative to terrain
elevation. The human development index map is based on data collected in 2019 (http://hdr.undp.org/en/content/human-development-index-hdi). The maps depicting the aridity
index and terrain elevation are based on the new version of the World Climate Dataset (Fick & Hijmans, 2017).

3. Results published over the past 15 years. For the topic “soil erosion”, the
total number of studies in the 15 years from 2005 to 2019
3.1. Temporal and spatial distribution of studies on C- and P-factors accounted for 74% of the total number of studies (35 850). This
number is 1.8 times higher than the number of studies in the
Fig. 1 shows the trends in the total number of articles retrieved previous three decades (from 1975 to 2004). Similarly, the number
for the keywords “soil erosion”, “soil erosion and C-factor”, and of studies about the topics “soil erosion with C- and P-factors”
“soil erosion and P-factor” from 1975 to 2019. For these topics during the same period accounted for 86% of the total (379), which
(keywords), the number of studies increased exponentially with is 5.2 times more than that during the previous three decades
time during this 45-year period, with the majority articles being (1975e2004). For the period from 1985 to 1999, the total number of
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studies for the topic “soil erosion and C-factor” was greater than China accounted for about 38% of the total studies and 48% of the
that for “soil erosion and P-factor”, but after 2005 both topics have total study sites for the two factors. In Africa, Ethiopia accounted for
roughly equal numbers. 57% of the total number of studies and 65% of the total study sites.
Fig. 2 shows the geographical distribution of the studies and In Europe, both the number of studies and the number of study sites
study sites in relation to the human development index (a sum- were distributed relatively equally among the countries in the
mary measure of three key dimensions of human development: life southwestern region. In North America, most studies and study
expectancy, access to education, and standard of living [http://hdr. sites were located in USA (59% of the total studies, and 46% of the
undp.org/en/content/human-development-index-hdi]), Aridity In- total study sites). In South America, Brazil accounted for 81% of total
dex (AI: total precipitation ÷ potential evapotranspiration), and studies and 80% of study sites. In Oceania, both the number of
terrain elevation. At a continental scale, the total number of studies studies and the number of study sites were limited or zero.
was greatest for Asia (55) followed by Europe (36), Africa (20), In Africa, the numbers of studies and study sites were much
North America (15), South America (12), and Oceania (3) for the C- greater for the P-factor (42) than for the C-factor (20) (Fig. 2a,
factor; for the P-factor, the respective order was Africa (42), Asia Table S1) and were concentrated in the central highlands of
(38), Europe (19), North America (12), and South America (9) Ethiopia and Kenya (Fig. 2c). In Ethiopia, the number of locations
(Fig. 2a, Table S1). No studies on the P-factor were found for Oce- (41) where the effects of support practices (P-factor) were inves-
ania. The total number of studies of C- and P-factors, disaggregated tigated was about four times the number of sites (9) where the
by country, is given in Table S2, and the spatial distribution and effects of land use or cover type (C-factor) were evaluated. In the
location of the study sites is presented in Fig. 2b for the relationship other continents, the numbers of studies were greater for the C-
between studies of the C-factor and aridity and in Fig. 2c for the factor than for the P-factor (Fig. 2a, Table S1) and were distributed
relationship between studies of the P-factor and elevation. In Asia, over a wider range of topographic and climatic regions, particularly

Fig. 3. Box and whisker plots for the (a and b) C- and P-factor values disaggregated by countries in Africa, Asia, Europe, North America (N.A) and South America (S.A), and (c and d)
median values compared between two categories of land use or land cover types (CL, cultivated land; NCL, non-cultivated land) and support practices (SSP, structural support
practices; NSP, non-structural support practices). In each plot, the vertical dashed line represents the overall average for the C-factor (0.24) or the P-factor (0.46). The blue solid
circles inside the boxes (a and b) represent the average values for each country or group of countries; vertical black lines in the bars represent the median, bars represent the 25%e
75% range, and whiskers represent the 95% confidence interval, the black solid circles represent outliers. In each country or group of countries, bars labeled with different capital
letters (A, B in c and d) indicate that the median C- and P-factor values differ significantly between the two categories of land use or cover type and the two categories of support
practices (ManneWhitney U test, P < 0.05). More detailed descriptive statistics for the datasets are presented in Tables S2 and S3. GSI is the abbreviation for the three countries in
Europe where data were pooled (Greece, Spain, and Italy, respectively). Because we found few or no studies, we have excluded Oceania in this analysis.

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in southern Asia and Europe (Fig. 2b). In China, the number of study However, the differences between countries were smaller for the P-
sites for the C-factor (28) (Fig. 2b, Table S2) was about twice as high factor than for the C-factor (Fig. 3b). Also, Fig. 3 shows clear dif-
as the number of study sites for the P-factor (14) (Fig. 2c, Table S2). ferences in both values within countries even when the data points
are categorized into cultivated and non-cultivated areas or into
3.2. Variation in C- and P-factor values across continents and structural and non-structural support practices (see Table S3 for the
countries actual values). According to the ManneWhitney U test results
(Fig. 3c), median C-factor values were generally significantly higher
The variation in C- and P-factor values across continents, (P < 0.05) for cultivated land than for non-cultivated land in all
selected countries, main types of land use/cover (cultivated and countries and groups of countries in five continents (Africa, Asia,
non-cultivated land) and types of support practices (structural and Europe, North America, and South America). Similarly, the median
non-structural) is illustrated in Fig. 3. The numbers are presented in P-factor values were significantly higher for the structural support
Tables S1eS3. Fig. 3 shows clear differences in the box-and-whisker practices than for non-structural practices for most of the countries
plots for the C- and P-factor values in the five continents (Africa, or group of countries (Fig. 3d).
Asia, Europe, North America, and South America): both the median
and mean values of the C-factor for India (n ¼ 22) and group of 10 3.3. Effect of elevation and climatic variables on the C- and P-
other countries (n ¼ 31) in Asia, and for USA (n ¼ 46) and group of factors
four other countries (n ¼ 54) in North America are far higher than
the overall average (0.24) of countries in the five continents (Fig. 3a, The overall and disaggregated effects of environmental factors
Table S2). Likewise, the median and mean P-factor values in India on C- and P-factor values are shown using forest plots (Fig. 4). The
and in all European and South American countries (Fig. 3b, effect size magnitude (decreasing or increasing) was minimal for
Table S2) are far greater than the overall average (0.46). In general, both factors when all the data points for studies across different
both the C- and P-factor values were higher in the European and elevations and environmental settings were pooled and averaged,
North American countries than in the countries of Africa and Asia whereas noticeable differences in effect size (measure of strength
(See Tables S1 and S2 for the detailed descriptive statistics). of association, calculated using correlation coefficients) appeared
Within countries, the coefficient of variation (CV) for the C- when the data were disaggregated by elevation, rainfall, and cli-
factor values ranged between 41% and 132%, with the highest CV in matic zone. Nonetheless, both the pattern and effect size clearly
Spain. The CV for the P-factor values ranged between 35% and 77%, differed between the C- and P-factors: except in the arid to semi-
with the highest found for Kenya (Table S2). For African and Asian arid climatic zone, the effect sizes were greater for the P-factor
countries (the two continents where we found a large number of (Fig. 4b) than for the C-factor (Fig. 4a).
studies and data points for both factors), the average P-factor values Furthermore, the results of Spearman's correlation test (Table 2)
(which ranged from 0.32 to 0.55) were far higher than the corre- revealed a negative but non-significant association of the C-factor
sponding average values for the C-factor (from 0.13 to 0.30). value with elevation (r ¼ 0.12, P ¼ 0.13), a significant negative

Fig. 4. Forest plots showing the overall (“All”) and disaggregated effects of elevation (E, m a.s.l.), mean annual rainfall (MAR, mm), and climate zone on (a) the C-factor and (b) the P-
factor values. In each plot, the solid circle symbol represents the effect size (calculated using correlation coefficient [r] values for the association of C- or P-factor values with
elevation, rainfall, and AI i.e., climate), and error bars represent the 95% confidence intervals. The dashed vertical line represents no effect (no relationship); symbols far to the right
from this line indicate increasing C- and P-factor values with a corresponding increase in the three explanatory factors (elevation, rainfall, and aridity), whereas the symbols for the
overall (all) values are very close to this line, indicating a negligible effect (i.e., that the effect of the three factors can be misunderstood when data are pooled). More detailed
descriptive statistics for the datasets are presented in Tables S4 and S5.

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Table 2
Relationships (Spearman's correlation, r) between terrain elevation, annual rainfall, aridity index and soil loss (t ha1), the land use or land cover (C), and the support practice
(P) factor values.

Pairs of variables for Spearman's correlation No. of studies (data points) Correlation coefficient (r) P

C-factor
vs elevation (m a.s.l.) 88 (190) 0.123 0.130
vs mean annual rainfall (mm) 105 (281) 0.144 <0.001
vs aridity indexa 84 (236) 0.213 0.006
P-factor
vs elevation (m) 31 (47) 0.080 0.651
vs mean annual rainfall (mm) 77 (214) 0.032 0.648
vs aridity indexa 77 (168) 0.102 0.386
Soil lossb
vs elevation (m) 38 (106) 0.476 <0.001
vs mean annual rainfall (mm) 58 (140) 0.056 0.501
vs aridity indexa 33 (104) 0.053 0.605
vs C-factor 66 (173) 0.022 0.815
vs P-factor 60 (155) 0.22 <0.006
Combination of C and P
C  Pc-factor vs elevation 21 (21) 0.149 0.740
C  Pc-factor vs mean annual rainfall (mm) 31 (45) 0.20 0.195
C  Pc-factor vs aridity indexa 26 (38) 0.038 0.594
SLd vs C  Pc-factor 22 (29) 0.22 0.241
SLd vs mean annual rainfall (mm) 22 (29) 0.290 0.931
a
Aridity index is mean annual precipitation depth divided by potential evapotranspiration depth and was obtained from the new version of the World Climate Dataset (Fick
& Hijmans, 2017).
b
Soil loss rates for studies ranging from small plots (10e900 m2) to larger spatial scales (600e3400 ha).
c
Combined C- and P-factor values calculated by multiplying the two factor-values (C-factor value  P-factor value) using data points from studies that examined both C-
and P-factors.
d
Soil loss rates from catchment to larger scales (0.2e3400 ha) studies that examined both C- and P-factors (see also Fig. S3 for the results of more detailed analysis).

association with mean annual rainfall (r ¼ 0.25, P < 0.001), and a the order of cropland (0.34) > degraded land (0.31) > tree planta-
significant negative association with AI (r ¼ 0.21, P ¼ 0.01), tion (0.18) > grassland (0.16) > shrubland (0.11) > forest (0.03),
whereas the P-factor showed positive but non-significant correla- whereas the P-factor values decrease in the order of tree plantation
tions with elevation (r ¼ 0.08, P ¼ 0.65), mean annual rainfall (0.60) > cropland (0.47) > grassland (0.41) > shrubland (0.29) (see
(r ¼ 0.03, P ¼ 0.65), and AI (r ¼ 0.10, P ¼ 0.39). Moreover, soil loss also Fig. 6 for the box and whisker plots of these data). For the nine
showed a significant positive association with elevation (r ¼ 0.48, types of support practices, the average P-factor values decrease in
P < 0.001) and with the P-factor (r ¼ 0.22, P < 0.01) (Table 2). the order of contouring (0.62) > stone bunds (0.61) > vegetation
Fig. 5 shows details of the variation in the C- and P-factor values strips (0.51) > soil bunds (0.46) > fanya juu (0.37) > soil bunds
across and within elevation, rainfall, and climatic zones. Tables S4 reinforced with grass (0.36) > terraces (0.30) > reduced tillage
and S5 present the descriptive statistics for the C- and P-factors, (0.27) > trenches (0.19). It is clear from Table 3 that the minimum,
respectively. The average C-factor values showed a clear decreasing median, maximum, and average values of the P-factor are far
trend from arid to semi-arid (0.26) to humid (0.15) climate zones, greater than the corresponding values of the C-factor, regardless of
whereas the P-factor increased (from 0.34 to 0.47, respectively). The land use or cover types and support practices: the average C-factor
box and whisker plots reveal that the variation in C-factor values values ranged from 0.03 in forest to 0.34 in cropland, whereas the
(Fig. 5aec, Table S4) across elevation, rainfall, and climate zones was average P-factor values ranged from 0.29 in shrubland to 0.60 in
generally less than that in the P-factor values (Fig. 5def, Table S5). tree plantations, and from 0.19 in trenches to 0.62 in contouring
According to the ManneWhitney U test, there was no significant (Table 3). On the other hand, the variability of the C-factor for the
difference in C-factor values among the three elevation ranges and specific land use or cover types (expressed by the coefficients of
the three climate zones, but the median C-factor values (0.18e0.25) variation [CV] ranged between 49% in cropland and 133% in forest)
for areas with mean annual rainfall of <1000 mm were significantly was greater than that of the P-factor (CV between 33% in tree
(P < 0.05) higher than the values (0.06e0.11) in areas with greater plantations and 117% in shrubland, and between 42% in soil bunds
mean annual rainfall (Fig. 5b, Table S4). In contrast, the P-factor reinforced by grass and 70% in terraces).
value was significantly lower for the lowest elevation than for the ManneWhitney U-tests revealed significant differences (P < 0.05)
highest elevation range and for the arid to semi-arid sites than for in the C- and P-factor values between the two general categories of
the humid sites. P-factor values at sites with rainfall of 501e750 mm land use or cover type (cultivated vs. non-cultivated) and of support
were significantly lower as compared to sites with rainfall of practices (structural vs. non-structural) (Fig. S2a), and among the
751e1000 mm (Fig. 5d and e, Table S5). As sown in the box and different land use or cover type and supportive practice types (Figs. 6
whisker plots of the P-factor values across the climatic zones and 7). Fig. 6a shows that the median C-factor values for degraded
(Fig. 5f), both the average (0.47) and median (0.43) values for the land and cropland are significantly greater than the C-values for the
humid climatic region were greater than the overall average (0.40). other four land use or cover types, while the median C-factor value for
forest is significantly smaller than the values for the other five land
3.4. Variation of C- and P-factor values among land use or cover use or cover types. Fig. 6b shows that the P-factor values are signifi-
type and support practices cantly higher for tree plantations than for the other types and are
significantly lower for shrubland than for the other types.
Tables 3, S6, and S7 show the descriptive statistics for the C- and The C-factor values for the four crop types (Potato, maize, Ce-
P-factor values for the different land use or cover types and support reals, and pulses) were higher than the values of the four tree
practices. Averaged across all the studies in different environmental plantation or orchard types (Olive, grape, fruit trees, and wood
settings, the C-factor values by land use or cover type decrease in [woodland and non-orchard tree plantations]). The difference was

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Fig. 5. Box and whisker plots for (aec) the C-factor value and (def) the P-factor value, disaggregated for three elevation ranges, six rainfall regimes, and three climatic zones. In each
plot, the dashed vertical line represents the average of the C- or P-factor values for the pooled data (values for C-factor were 0.22 in a, 0.21 in b, and 0.21 in c; values for the P-factor
were 0.38 in d, 0.39 in e, and 0.40 in f); the blue solid circles inside the boxes represent the average of the C- or P-factor values for each variable (elevation, rainfall, and climate);
vertical black lines in the bars represent the median, bars represent the 25%e75% range, and whiskers represent the 95% confidence interval, the black solid circles represent
outliers. Boxes labeled with different capital letters differ significantly between levels of a variable (ManneWhitney U test, P < 0.05). More detailed descriptive statistics for the
datasets are presented in Tables S4 and S5.

significant for the wood and fruit types (Fig. 7a). The P-factor values (olive, grape, and fruit) were not statistically significant (P > 0.05).
also differed among the nine major types of support practices However, for the P-factor, significant differences were detected
(Fig. 7b), with trenches having a significantly lower value than all both within and across the different types of agronomic and
other support practice types except terracing, and with stone structural support practices (Fig. 7b). Tables 3 and S7 provide the
bunds, vegetation strips, and contouring having a significantly descriptive statistics for these land use or cover types and support
higher P-factor value than the other support practice types. The practices.
median value of wood plantations or woodlands (0.04) was
significantly lower (P < 0.05) than that of the other seven land cover 4. Discussion
types (median values ranged from 0.11 for fruit orchards to 0.45 for
potato). The median value for fruit orchards (0.11) was significantly 4.1. Temporal and geographical distribution of studies of the C- and
smaller than the values for the four major crop types in cropland P-factors
(with values ranging from 0.32 to 0.45 for potato, maize, cereals,
and pulses). Nonetheless, the differences in C-factor values among The exponential growth of studies of the C- and P-factors that
the four cropland types and among the three types of orchards control soil erosion from 1975 to 2019 (Fig. 1) is likely attributed to
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Table 3
Descriptive statistics for the C- and P-factors for the different land use or land cover types, and P-factor values for the different support practices.

Factors Land use or cover type and support practices No. of studies (data points) C- or P-factor values (dimensionless)

Min Median Max Mean SD CV (%)

Land use or land cover types:


C-factor Degraded land 9 (10) 0.0330 0.385 0.55 0.31 0.21 68
Cropland 74 (203) 0.0100 0.340 0.82 0.34 0.18 49
Grassland 57 (59) 0.0001 0.090 0.54 0.16 0.16 107
Shrubland 23 (23) 0.0030 0.065 0.38 0.11 0.11 100
Tree plantation 42 (62) 0.0010 0.150 0.69 0.18 0.16 89
Forest 46 (47) 0.0004 0.004 0.16 0.03 0.04 133
P-factor Land use or land cover types:
Cropland 47 (183) 0.0400 0.415 0.99 0.49 0.29 59
Grassland 5 (7) 0.1400 0.360 0.80 0.41 0.24 59
Shrubland 2 (4) 0.0600 0.150 0.80 0.29 0.34 117
Tree plantation 4 (4) 0.4000 0.605 0.80 0.60 0.20 33
Support practices:
Contouring 33 (54) 0.1500 0.630 0.99 0.62 0.27 44
Reduced tillage 10 (17) 0.0400 0.200 0.56 0.26 0.17 65
Vegetative strips 22 (42) 0.1000 0.430 0.98 0.51 0.31 61
Fanya juu 8 (24) 0.0700 0.340 0.96 0.37 0.23 62
Stone bunds 10 (18) 0.1300 0.530 0.99 0.61 0.33 54
Soil bunds 9 (34) 0.1200 0.450 0.90 0.46 0.20 43
Soil bund þ grass 3 (8) 0.1600 0.370 0.59 0.36 0.15 42
Terraces 27 (33) 0.0500 0.190 0.74 0.30 0.21 70
Trenches 2 (7) 0.0600 0.160 0.36 0.19 0.09 47

Abbreviations: Min, minimum; Max, maximum; SD, standard deviation; CV, coefficient of variation. See Table 1 for detailed descriptions of the land use or cover types and
support practice types. Because we found little or no data for degraded land and forest (the C-factors from these land use types are without support practices), we have
excluded these land use types from our analysis for the P-factor. See also Figs. 6 and 7.

increasing concerns about the environmental consequences of scale studies reported by Cerdan et al. (2010) and Maetens et al.
accelerated soil erosion, as well as to other reasons, including (2012a, b) also indicates that huge financial and human resources
increased funding to improve our understanding of the impact of have been devoted to measuring soil erosion under various land use
land use or cover type changes and management interventions. For or cover type conditions in Europe. The far greater number of
instance, García-Ruiz et al. (2015) stated that soil erosion has been a studies on the C-factor in China than as compared to other Asian
major target for research and governmental programs since the countries can partly be attributed to the impact of megaprojects
beginning of the 20th century and has remained one of the highest such as the Grain for Green Program, which aimed at converting
priorities for scientific research. The greater proportion of studies of degraded cropland to forest and grassland (Lei et al., 2012; Song
C- and P-factors since 2005 can be explained mainly by the et al., 2014) and focused on soil erosion assessment and soil con-
increased use of soil erosion models such as USLE and RUSLE that servation, using USLE or RUSLE (Fu et al., 2005, 2011; Wang et al.,
require quantification of input parameters for the effects of land use 2009; Feng et al., 2010; Wu et al., 2016). Using detailed spatial
or cover type (C-factor) and support practices (P-factor), together and temporal analysis of published research, Zhuang et al. (2015)
with other biophysical factors (i.e., soil, topography, and rainfall) showed that China has become a leader in the number of publi-
factors (Alewell et al., 2019; Batista et al., 2019). The sharp increase cations on these topics, worldwide. This is largely attributed to
in the number of studies of the C-factor since the 2000s (Fig. 1) is highly productive soil erosion research institutions such as the
probably further explained by the increased use of remote sensing Chinese Academy of Sciences and Beijing Normal University.
and geographical information systems (GIS) to derive cover- Despite smaller number of studies on in North America (Fig. 2a),
management maps that allow quantifying land use factors and sizable number of study sites were located in Canada and USA
soil erosion at larger spatial scales (Kinnell, 2010; Panagos et al., (Fig. 2b). This is mainly because large number of study sites where
2015a; Wang et al., 2003). A global-scale analysis by Xiong et al. soil erosion rates have been monitored for decades (García-Ruiz
(2019a) corroborated the increasing number of studies of the P- et al., 2015) were contained in two publications: A Handbook for
factor and attributed this trend to the use of several methods, such Estimating Soil Loss from Water Erosion in Canada (Wall et al.,
as calculating based on proxy indicator, slope gradient, and previ- 2002) and (Technical Guide to RUSLE use in Michigan [http://
ous research works or expert knowledge, to evaluate large-scale www.iwr.msu.edu/rusle/doc/cfactors]).
impacts of support practices through soil erosion modeling. For the P-factor, however, we found more studies, study sites,
For the C-factor, the number of studies was greater in Asia and and observations (data points) in Africa followed by Asia, with the
Europe than in other regions (Fig. 2a, Table S1). This may be ex- largest proportion in Ethiopia (Table S2). This may be due to the fact
pected, given that several funding organizations and programs that many research projects in the highlands of Ethiopia have
have promoted such research and the development of innovative focused on evaluating the relative impact of the different structural
modeling platforms since the 1990s (e.g., Souche re et al., 2003; support practices that have been implemented since the 1970s
Conraths & Smidt, 2005). For instance, the CORINE (Coordination of under various programs (Herweg & Ludi, 1999; Osman and
Information on the Environment) and Copernicus programs have Sauerborn, 2001; Haregeweyn et al., 2015). Moreover, studies are
made available land use and cover type data in all European concentrated in the highlands of Ethiopia and China (Fig. 2c)
countries (Büttner, 2014; Panagos et al., 2015a), helping local re- because these areas have been identified as hotspots for soil erosion
searchers to investigate how soil erosion is influenced by land use and land degradation processes (Fenta, Tsunekawa, Haregeweyn,
or cover type changes at various spatial and temporal scales Poesen, et al., 2020; Hao et al., 2017; Sonneveld et al., 2011;
(García-Ruiz, 2010; Panagos et al., 2014). The large number of plot- Zhuang et al., 2015) and have therefore received priority for

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Fig. 6. Variation in C- and P-factor values within and across different land use or cover types. Blue solid circle inside each box represents the mean; horizontal black lines in the bars
represent the median, bars represent the 25%e75% range, and whiskers represent the 95% confidence interval, the black solid circles represent outliers; boxes labeled with different
capital letters indicate that the median values of the C- or P-factors differ significantly among land use or cover types (Mann-Whitney U test, P < 0.05). Number of observations (data
points) used for this analysis vary between 10 and 203 for the C-factor (a), and between 4 and 182 for the P-factor (b). More detailed descriptive statistics for the datasets are
presented in Table S6.

research to evaluate the impact of soil and water conservation in- with low rainfall and in arid to semi-arid climatic zones (Fig. 5) is
terventions for several decades (Haregeweyn et al., 2015; Zhao likely attributable to the low vegetation cover, which provides less
et al., 2019). protection against raindrop impacts, runoff generation, and soil
erosion (Va squez-Me ndez et al., 2010). This hypothesis is supported
by previous research in which the higher gross annual soil erosion
4.2. Variability in C- and P-factor values across rainfall and climatic in Africa and Asia (Lal, 2003) was explained by the higher rainfall
zones erosivity (R-factor) values (Panagos et al., 2017) and larger areas
covered by barren land and drylands in hyper-arid, arid, semi-arid,
Climatic factors can greatly influence vegetation development and dry sub-humid climatic zones (Feng & Fu, 2013). This suggests
and efficiency of land management practices, which can, in turn, that tackling soil erosion in such areas will need to make more use
affect the C- and P-factor values and soil erosion rates. The sub- of good protective cover practices in combination with support
stantial variation in soil erosion rates across continents (Zhang practices.
et al., 2002; Yang et al., 2003; Borrelli et al., 2017), among coun- On the other hand, the positive association between the P-factor
tries in specific regions (Cerdan et al., 2010; Fenta, Tsunekawa, values and a region's mean annual rainfall and AI (Fig. 4b, Table 2)
Haregeweyn, Poesen, et al., 2020), and across climatic zones demonstrates that the ability of various support practices to control
(Xiong et al., 2019b) can be linked to differences in controlling soil erosion is greater in areas with less rainfall and under arid to
factors such as vegetation cover and precipitation (Ebabu et al., sub-humid climatic regions (Fig. 5b) than in areas with high rainfall
2018; Schmidt et al., 2018). The greater C-factor values in areas
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K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

Fig. 7. Box and whisker plots of (a) C-factor values disaggregated by major product or crop types, and (b) P-factor values disaggregated by major types of support practices.
Practices: C, contouring; F, fanya juu; RT, reduced tillage; SB, soil bunds; SBG, soil bunds reinforced with grass; StB, stone bunds; Te, terracing; Tr, trenches; VS, vegetative strips. (See
also Table 1 for descriptions of the land use or cover types and support practices, and Table 3 for the number of studies and data points used in this analysis). In each plot, the dashed
vertical line represents the overall mean for the C-factor (0.30) or P-factor (0.46) values; the blue solid circles inside the boxes represent the average for each type of (a) land use or
cover type or (b) support practice; vertical black lines in the bars represent the median, bars represent the 25%e75% range, and whiskers represent the 95% confidence interval, the
black solid circles represent outliers; boxes labeled with different capital letters indicate that the median values of the C- or P-factors differ significantly between land use or cover
types and between support practices (ManneWhitney U test, P < 0.05). “Wood” refers to woodland and non-orchard tree plantations. Cereals* refers to cereal crops other than
maize (wheat, barley, teff, rice, and finger millet). More detailed descriptive statistics for the datasets are presented in Table S7.

and a humid climate. This result agrees with Xiong et al. (2019b), from around the world demonstrated the substantial variation in
who found that runoff and soil loss rates were significantly lower in the effect of land use or cover types and support practices on soil
arid climate zones than in tropical and temperate climate zones, as erosion (Figs. 6 and 7, Table 3). We found higher C- and P-factor
rainfall erosivity (the R-factor) was greater in the latter regions. Jia values for degraded land, cropland, and orchard tree plantations
et al. (2019) demonstrated a decreased effectiveness of support than for other land use or cover types (Fig. 6a, Table 3), in agree-
practices (i.e., higher P-factor values) in areas with high rainfall due ment with the results of Xiong et al. (2019b), who reported that
to the soil's limited storage capacity to accommodate a saturated human-disturbed lands (cropland, orchards, and degraded grass-
excess runoff volume. The variation in the P-factor values within land) tended to be associated with higher rates of runoff and soil
and across rainfall and climate zones can also be linked to differ- loss than at undisturbed sites. The noticeable difference in the C-
ences in the type and duration of application of erosion control factor values among different crop and tree plantation types
support practices. For instance,Maetens, Poesen, and Vanmaercke (Fig. 7a) provides further evidence of the substantial variation in
(2012) reported that the effectiveness of no-tillage and contour soil erosion rates in a specific land use or cover type, largely due to
tillage practices in reducing runoff become limited some 5e10 differences in the agronomic management practices. For instance,
years after application. Thus, the greater median and mean values the greater average C-factor values for potato (0.40) and maize
of the P-factor (Table S5) than those of the C-factor (Table S4), (0.42) cultivation than for pulses (0.34) and other cereals (0.31) in
regardless of climate zone, mean annual rainfall, and elevation cropland (Fig. 7a, Table S7) may be due to the fact that the excessive
(Fig. 5), may also be partially attributed to the gradual loss of tillage required for seedbed preparation and weeding led to dete-
effectiveness of certain support practices (Taye et al., 2015, 2018). rioration of soil quality and increased susceptibility to soil erosion
This suggests that future efforts to mitigate soil erosion should by water. Fiener and Auerswald (2007) and Maetens, Vanmaercke,
focus on improving but also sustaining the efficiency of structural et al. (2012) found that potato and silage maize fields had the
support practices. For example, if a particular structure begins to highest soil erosion rates, because the management practices left
lose effectiveness after some years, immediate users of the struc- little residue cover in the fields, resulting in poor soil aggregate
ture can be trained to maintain it at regular intervals. Further stability and high runoff rates.
analysis using combined C- and P- (C  P) factors and soil loss rates Similarly, the average C-factor values were higher in orchards
(Fig. S3) indicated that areas used for crop cultivation and with (0.30 in olive and 0.26 in grape cultivation) than in forest (0.03).
mean annual rainfall larger than 1000 mm are likely to be experi- This can be partly explained by the deterioration or removal of
encing greater soil erosion and need improved control strategies. protective vegetation cover as a result of unfavorable human ac-
tivities such as weed control by soil tillage and herbicides, and
4.3. Variation in C- and P-factor values among land use or cover recurrent harvesting in intensively managed orchards (Sa nchez-
types Moreno et al., 2015; Go  mez et al., 2018). In line with this, other
studies reported that orchard management practices involving
Our analysis of the C- and P-factor values reported in studies excessive soil manipulation and removal of understory vegetation
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K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

can increase runoff and soil loss (Cerda  et al., 2009; Atucha et al., reduced runoff by 80% and soil loss by 90% compared to the con-
2013; Keesstra et al., 2016). Herna ndez et al. (2005) reported ventional practices and natural slopes.
lower soil moisture and organic matter contents in olive orchard Among the three agronomic practices (Fig. 7b), reduced tillage
plots where weeds were controlled by herbicides than in plots gave the best performance (i.e., a significantly lower median P-
where the herbaceous cover was retained year-round. This suggests factor value of 0.20), which can be explained by the favorable
that soil erosion from orchards can be controlled if the topsoil is conditions for rainwater infiltration and protection against soil
provided with an appropriate protective cover (e.g., organic or detachment by raindrops where residual vegetation and crop res-
biodegradable mulches) when removal of the surface vegetation is idues protect the soil against mechanical disturbance. Topsoil
unavoidable. The lower C-factor values in forest (Table S6) and properties are known to influence surface runoff and soil erodibility
woodland (Table S7) might represent a higher rate of infiltration of (Defersha et al., 2011). For example, the organic carbon content (Al-
rainfall (Gajic, 2013) because of the presence of a leaf litter layer and Kaisi et al., 2005; Bayer et al., 2001; Ebabu et al., 2020) and the
thus a low runoff response (Sultan et al., 2017) as a result of organic structural aggregate stability and infiltration capacity (Rhoton et al.,
matter addition to the soil from the aboveground biomass (Song 2002) can improve remarkably within about 5 years after imple-
et al., 2014). mentation of reduced or no-tillage practices. However, as Ismail
et al. (1994) noted, the effects of reduced or no-tillage practices
4.4. Variation in P-factor values among support practice types on changes in soil properties became generally more pronounced
on longer timescales (about 20 years). It is also important to note
The significant differences in P-factor values among the that the ability of reduced or no-tillage cultivation to reduce soil
different types of support practices (Fig. 7b) indicate a relatively erosion can vary over time in response to crop rotation, residue
wide variability in their effectiveness. This can be attributed mainly management practices, and the formation of surface crusts
to differences in runoff and sediment retention capacity. This hy- (Mchunu et al., 2011; Maetens, Poesen, & Vanmaercke, 2012; Paul
pothesis is supported by research at regional to global scales pez-Garrido et al., 2014). Furthermore, Mhazo et al.
et al., 2013; Lo
(Maetens, Poesen, & Vanmaercke, 2012; Jia et al., 2019; Xin et al., (2016) showed that the runoff and soil loss reduction after imple-
2019; Xiong et al., 2019a), which reported significant variation in menting no-tillage cultivation systems is strongly influenced by
the performance of different support practices for reducing runoff topographic, climatic, and soil factors; this suggests that the
and soil loss. The median P-factor values were significantly smaller effectiveness of agronomic soil conservation practices can be highly
for trenches (0.16), terraces (0.19), and reduced tillage (0.20) than site-specific. Thus, great care must be taken to carefully evaluate a
for the other agronomic and structural support practices ( 0.34; new system before implementing it on large scales.
Table 3, Fig. 7b). This could be attributable to the higher effective-
ness of these structures in controlling runoff generation and 5. Conclusions
reducing its erosive power (Mhazo et al., 2016; Wei et al., 2016;
Zhao et al., 2019). Our analysis of 255 published articles reporting C- and P-factor
For subtropical grassland and shrubland with steep slopes in values around the world shows high variability in the effect of land
Ethiopia, Sultan et al. (2018) reported that the runoff conservation use or cover type management and support practices on soil
efficiency of trenches was far greater than that of soil bunds and erosion across elevation gradients, climatic zones, and rainfall re-
fanya juu. At the same study sites and experimental plots, Ebabu gimes, and among different land use or cover types. Our meta-
et al. (2019) found that trenches were able to reduce soil loss by analysis clearly shows that the C-factor was highest in areas with
77%e94% (a P-factor between 0.23 and 0.06), versus fanya juu and low rainfall and in cropland, whereas the P-factor was largest at
soil bunds by 61%e78% (a P-factor between 0.39 and 0.22). A study high elevation and in areas with a humid climate and high rainfall.
in a semi-arid environment in northern Ethiopia (Taye et al., 2018), Further analysis using combined C- and P- (C  P) factors and soil
based on plot-scale monitoring of soil loss for three years on gentle loss rates indicated that areas with mean annual rainfall larger than
to steep slopes, reported P-factor values of 0.07e0.65 for trenches 1000 mm are likely to be experiencing greater soil erosion and need
versus 0.32 to 0.74 for stone bunds. Therefore, the observation that improved control strategies. The greater average C-factor values for
trenches are amongst the most effective measures (having the cropland devoted to maize and potato cultivation and for olive and
lowest P-factor values, Fig. 7b), may be due to their relatively high grape orchards can be attributed to the excessive soil disturbance
static runoff and sediment storage capacity (Gebreegziabher et al., that results from frequent tillage operations and related human
2009; Kumar et al., 2013; Taye et al., 2015). The effectiveness of soil activities such as weed control. P-factor values were much higher
trenches is typically very high in the year following their installa- for contouring, stone bunds, and vegetation strips than for other
tion. Later on, their effectiveness drops due to sediment deposition support practices that we considered. This suggests that imple-
reducing their retention capacity (Taye et al., 2015). This provides menting support practices with limited capacity to control runoff
evidence that the efficiency of structural support practices can be and raindrop impact will be unlikely to substantially reduce soil
enhanced by combining measures and maintaining their capacity loss by water erosion. Thus, our results suggest that implementing
to capture rainwater and prevent runoff. In this regard, Taye et al. reduced tillage and structural support practices with improved
(2015) showed that combination of trenches and stone bunds runoff and sediment trapping efficiency such as trenches, terraces,
tended to keep their effectiveness over longer periods of time. and soil bunds reinforced with grasses have a high potential to
The relatively low P-factor value for terraces compared to the control soil loss and land degradation in erosion-susceptible areas.
values for soil and stone bunds and fanya juu can be likely attrib- In addition to improving our understanding of the variations in
uted to the more effective reduction of the erosive volume and C- and P-factors around the world, our results can be used by re-
velocity of surface runoff, resulting from the significant change in searchers and policymakers to support large-scale planning and
slope gradient associated with the cutting and leveling required to evaluation of integrated catchment management interventions,
produce the terraces (Cots-Folch et al., 2006). For example, Gao particularly by using our compiled datasets (Tables S8 and S9) as
et al. (2012) calculated a soil conservation efficiency of bench ter- inputs for soil erosion models in areas where it is difficult to obtain
races between 71.3% and 98.4% (a P-factor between 0.29 and 0.02) empirical information about the impact of land use or cover type
for the Chinese Loess Plateau. In a sub-humid region of India, changes and support practices. However, further investigation is
Sharda et al. (2002) found that conservation bench terraces crucial, with an emphasis on obtaining data from more diverse
173
K. Ebabu, A. Tsunekawa, N. Haregeweyn et al. International Soil and Water Conservation Research 10 (2022) 161e176

locations, to provide more accurate and relevant information on the measures in the northwestern Ethiopian highlands. Ecohydrology and Hydro-
biology, 14, 192e199.
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