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Summary
Background Asundexian (Bayer AG, Leverkusen, Germany), an oral small molecule factor XIa (FXIa) inhibitor, might Published Online
prevent thrombosis without increasing bleeding. Asundexian’s effect for secondary prevention of recurrent stroke is September 2, 2022
https://doi.org/10.1016/
unknown.
S0140-6736(22)01588-4
See Online/Comment
Methods In this randomised, double-blind, placebo-controlled, phase 2b dose-finding trial (PACIFIC-Stroke), patients https://doi.org/10.1016/
with acute (within 48 h) non-cardioembolic ischaemic stroke were recruited from 196 hospitals in 23 countries. Patients S0140-6736(22)01703-2
were eligible if they were aged 45 years or older, to be treated with antiplatelet therapy, and able to have a baseline MRI Division of Neurology
(either before or within 72 h of randomisation). Eligible participants were randomly assigned (1:1:1:1), using an (A Shoamanesh MD,
interactive web-based response system and stratified according to anticipated antiplatelet therapy (single vs dual), to Prof R G Hart), Department of
Medicine (Prof S J Connolly MD),
once daily oral asundexian (BAY 2433334) 10 mg, 20 mg, or 50 mg, or placebo in addition to usual antiplatelet therapy, and Department of Statistics
and were followed up during treatment for 26–52 weeks. Brain MRIs were obtained at study entry and at 26 weeks or (L Heenan MSc, L Xu PhD)
as soon as possible after treatment discontinuation. The primary efficacy outcome was the dose–response effect on the McMaster University,
composite of incident MRI-detected covert brain infarcts and recurrent symptomatic ischaemic stroke at or before Population Health Research
Institute, Hamilton, ON,
26 weeks after randomisation. The primary safety outcome was major or clinically relevant non-major bleeding as Canada; TA Thrombosis and
defined by International Society on Thrombosis and Haemostasis criteria. The efficacy outcome was assessed in all Vascular Medicine
participants assigned to treatment, and the safety outcome was assessed in all participants who received at least one (H Mundl MD), Bayer AG,
Wuppertal, Germany
dose of study treatment. This study is registered with ClinicalTrials.gov, NCT04304508, and is now complete.
(C Neumann PhD); Department
of Clinical Neurosciences
Findings Between June 15, 2020, and July 22, 2021, 1880 patients were screened and 1808 participants were randomly (Prof E E Smith MD,
assigned to asundexian 10 mg (n=455), 20 mg (n=450), or 50 mg (n=447), or placebo (n=456). Mean age was 67 years Prof A M Demchuk MD) and
Department of Radiology
(SD 10) and 615 (34%) participants were women, 1193 (66%) were men, 1505 (83%) were White, and 268 (15%) were
(Prof E E Smith,
Asian. The mean time from index stroke to randomisation was 36 h (SD 10) and median baseline National Institutes Prof A M Demchuk), Hotchkiss
of Health Stroke Scale score was 2·0 (IQR 1·0–4·0). 783 (43%) participants received dual antiplatelet treatment for a Brain Institute, Cumming
mean duration of 70·1 days (SD 113·4) after randomisation. At 26 weeks, the primary efficacy outcome was observed School of Medicine, University
of Calgary, Calgary, AB, Canada;
in 87 (19%) of 456 participants in the placebo group versus 86 (19%) of 455 in the asundexian 10 mg group (crude
Neurology Department,
incidence ratio 0·99 [90% CI 0·79–1·24]), 99 (22%) of 450 in the asundexian 20 mg group (1·15 [0·93–1·43]), and Hospital Universitario Ramón y
90 (20%) of 447 in the asundexian 50 mg group (1·06 [0·85–1·32]; t statistic –0·68; p=0·80). The primary safety Cajal, Madrid, Spain
outcome was observed in 11 (2%) of 452 participants in the placebo group versus 19 (4%) of 445 in the asundexian (Prof J Masjuan PhD);
Departamento de Medicina,
10 mg group, 14 (3%) of 446 in the asundexian 20 mg group, and 19 (4%) of 443 in the asundexian 50 mg group (all
Facultad de Medicina,
asundexian doses pooled vs placebo hazard ratio 1·57 [90% CI 0·91–2·71]). Universidad de Alcalá, IRYCIS,
RICORS-ICTUS, Madrid, Spain
Interpretation In this phase 2b trial, FXIa inhibition with asundexian did not reduce the composite of covert brain (Prof J Masjuan); Medical
University, University Hospital
infarction or ischaemic stroke and did not increase the composite of major or clinically relevant non-major bleeding for Neurology and Psychiatry
compared with placebo in patients with acute, non-cardioembolic ischaemic stroke. “St Naum”, Sofia, Bulgaria
(Prof I Milanov MD);
Funding Bayer AG. Department of Stroke and
Cerebrovascular Medicine,
School of Medicine, Kyorin
Copyright © 2022 Elsevier Ltd. All rights reserved. University, Tokyo, Japan
(Prof T Hirano MD); Clinical
Introduction preventive therapies for patients with non-cardioembolic Research Department, City
Hospital #40, Saint Petersburg,
Non-cardioembolic ischaemic strokes account for ischaemic stroke, the recurrence rate is substantial, Russia (Prof A Agafina MD);
75% of all ischaemic strokes.1 Despite advances in stroke averaging more than 6% in the year after stroke despite Department of Medicine and
additionally include moderate ischaemic strokes (NIHSS treatment. Participants recruited during part A additionally Medical University of Vienna,
score of 8–15). had a study MRI at 13 weeks, which was used for safety Vienna, Austria
(S Greisenegger MD); Division of
The key exclusion criteria were previous ischaemic assessment for the transition to part B, but not for Clinical Neurosciences,
stroke within 30 days of index event, history of atrial identification of the primary outcome unless no later study University of Turku,
fibrillation or suspicion of cardioembolic stroke, active MRI was available. MRI data were transmitted to the Turku, Finland
bleeding or history of major bleeding, uncontrolled central MRI core laboratory at the University of Calgary (Prof R Roine PhD); DE Clinical
Center (DEKK), Health Service
hypertension, estimated glomerular filtration rate of less (Calgary, AB, Canada) for independent interpretation by Units, Clinics, Department of
than 30 mL/min per 1·73 m², clinically significant liver two radiologists who were masked to participant data and Neurology, University of
disease, major surgery within 30 days before randomisation treatment assignment, with differences resolved by Debrecen, Debrecen, Hungary
or planned surgery or intervention during the study consensus. Incident brain infarcts were identified by (Prof L Csiba MD); Department
of Neurology and
period, treatment with a strong inducer or inhibitor of direct comparison of the baseline MRI with the follow-up Rehabilitation Sciences,
cytochrome P450 isoenzyme 3A4 within 14 days of study MRI; assessing radiologists were required to have University of Cincinnati,
randomisation, and indication for full dose and long-term good inter-rater agreement for brain infarcts (kappa Cincinnati, OH, USA
anticoagulation therapy during study conduct (appendix value ≥0·60) on an independent test set of 50 brain MRIs. (Prof P Khatri MD); Department
of Neurology, Amsterdam
pp 41–43). Furthermore, eligibility for part A was restricted Patients were followed up for at least 26 weeks and up to UMC, location
to patients who did not receive thrombolysis or 52 weeks and assessed for the occurrence of safety, efficacy, University of Amsterdam,
endovascular thrombectomy after their index stroke, and adverse events at 2, 4, 8, 13, 20, 26, 32, 39, 46, and 52 Amsterdam, Netherlands
(end of treatment) weeks after randomisation, and again (J Coutinho MD); Department of
whereas in part B, those treated with thrombolysis or
Clinical Sciences Lund
endovascular therapy, or both, could be included if the 2 weeks after the end of treatment visit. Adherence to (Neurology), Lund University,
therapy occurred at least 24 h before randomisation. assigned therapy was assessed by means of interview and Lund, Sweden
Transition from part A to part B occurred after pill count at each clinic visit. (Prof A G Lindgren PhD);
Department of Neurology,
recruitment of the first 829 participants, after recommen Investigators reviewed laboratory test results and
Skåne University Hospital,
dation from the independent data monitoring committee assessed participants for the occurrence of bleeding and Lund, Sweden
after a pre-planned review of safety data. adverse events at each study visit. Participants diagnosed (Prof A G Lindgren); Bayer US
The trial was conducted in accordance with the protocol with atrial fibrillation after randomisation had protocol- Pharmaceuticals,
Whippany, NJ, USA
(appendix pp 14–99). The protocol was approved by the mandated discontinuation of study drug with subsequent
(P Colorado MD); Statistics and
relevant health authorities and the institutional review antithrombotic management determined by local Data Insights, Bayer AG, Berlin,
boards at each trial site. Written informed consent was guidelines; these patients continued to be followed up and Germany (B Kirsch MSc)
obtained from each participant or their legally authorised were included in the intention-to-treat analyses. In the Correspondence to:
representative. event of a temporary interruption of study drug for any Ashkan Shoamanesh,
Division of Neurology,
reason, study drug was restarted as soon as medically
McMaster University, Population
Randomisation and masking justified in the opinion of the investigator. There was no Health Research Institute,
Eligible patients were randomly assigned (1:1:1:1) to receive predefined maximum limit for temporary treatment Hamilton, ON L9G 1J8, Canada
either asundexian 10 mg, 20 mg, or 50 mg or placebo, in interruption. ashkan.shoamanesh@phri.ca
addition to required background antiplatelet therapy See Online for appendix
chosen by the local investigator. Randomisation was done Outcomes
using an interactive web-based response system that was The primary efficacy endpoint was the composite of
blocked from previewing and stratified according to symptomatic recurrent ischaemic stroke and incident
whether the participants were anticipated to receive single covert brain infarcts detected on follow-up MRI at or
or dual antiplatelet therapy during study follow-up. All before 26 weeks after randomisation. Incident covert brain
doses of asundexian tablets and placebo were identical in infarcts were counted in participants without recurrent
appearance. Investigators and participants were masked to ischaemic stroke before repeat MRI to avoid counting new
treatment assignment during the trial. lesions related to symptomatic infarcts. We elected to
assess the effect of different doses of asundexian on
Procedures prevention of all types of brain infarction. The spectrum of
The index stroke of each participant was classified by local brain infarction included both clinical recurrent strokes
investigators by applying the Trial of Org 10172 in Acute (requiring recognised symptoms or signs) and incident
Stroke Treatment (TOAST) classification scheme.21 covert brain infarction (in the absence of recognised
Participants were given either asundexian (BAY 2433334) symptoms or signs). We acknowledge that prevention of
orally once daily or matched placebo for a period of covert brain infarcts has not been proven for antithrombotic
26–52 weeks. prophylaxis. Incident covert brain infarcts were anticipated
All participants were required to undergo at least to be more frequent than recurrent clinical ischaemic
two MRIs that met study requirements. In addition to the strokes and were included to allow adequate power to
baseline MRI (obtained after the index stroke either before assess superior efficacy in this phase 2b dose-finding trial.
randomisation or within 72 h after randomisation), Additionally, we prospectively planned to look at the
participants underwent a final study MRI at 26 weeks or as individual components of the primary efficacy outcome
soon as possible after early termination of assigned study (ie, symptomatic ischaemic stroke at 26 weeks after
randomisation and covert brain infarcts detected on risk reduction of 25% with the highest dose (50 mg) of
follow-up MRI at or before 26 weeks after randomisation) asundexian compared with placebo and an estimated rate
as pre-planned secondary endpoints. of the primary outcome of 22·5% at 26 weeks among
Further secondary efficacy endpoints that are reported as patients assigned to placebo. All efficacy outcomes were
of end of study were the composite of ischaemic stroke, analysed using the intention-to-treat principle, such that
cardiovascular death, and myocardial infarction; the efficacy analyses included all patients randomly
symptomatic recurrent ischaemic stroke; any recurrent assigned to treatment who were alive at the time of
stroke (symptomatic ischaemic and haemorrhagic stroke); analysis and regardless of treatment discontinuation.
disabling stroke (defined as a modified Rankin Scale We used multiple comparison procedures with
[mRS] score of ≥4); and all-cause mortality. Additionally, modelling techniques for the primary efficacy analysis,
the secondary endpoint of the composite of recurrent allowing for the flexibility of modelling for dose estimation,
symptomatic ischaemic stroke, covert brain infarcts while preserving the robustness to model misspecification
detected on MRI, cardiovascular death, myocardial associated with multiple comparison procedures. Based
infarction, and systemic embolism was reported at on these models and the observed data, we calculated
26 weeks. optimal contrasts and the corresponding critical value.
The primary safety outcome was the composite of major This analysis was done using the estimated covariance
bleeding and clinically relevant non-major bleeding, matrix of a logistic regression model. Based on the optimal
according to the criteria of the International Society on contrast and the critical values, we used a one-sided test
Thrombosis and Haemostasis (ISTH).22 Secondary safety with α = 0·10 based on the maximum value of the test
outcomes were all bleeding, ISTH-defined major statistics for the models in the candidate set (appendix
bleeding, ISTH-defined clinically relevant non-major pp 66–67). This method takes multiplicity into account.
bleeding, ISTH-defined minor bleeding, and symptomatic Thus, no further multiplicity adjustments were done. We
intracerebral haemorrhage (non-traumatic). Additional calculated crude incidence ratios at 26 weeks for outcomes
prespecified exploratory safety outcomes included that required MRIs—ie, the composite primary efficacy
haemorrhagic transformation within the qualifying stroke outcome, and the secondary outcomes of its components—
detected by baseline MRI performed post-study drug or on and their corresponding two-sided 90% confidence
follow-up study MRIs based on the Heidelberg intervals. We estimated cause-specific hazard ratios (HRs)
classification of severity (haemorrhagic infarct 1 or 2 or and their corresponding two-sided 90% CIs, at the end of
parenchymal haematoma 1 or 2).23 Further exploratory the study using separate Cox proportional hazard models
safety endpoints, as stipulated in the protocol (appendix comparing each asundexian dose versus placebo for
pp 57–58), will be reported elsewhere. secondary efficacy outcomes that did not include covert
Exploratory post-hoc efficacy outcomes were assessment brain infarcts on MRI. We calculated both the crude
of the effect of each asundexian dose on the occurrence of incidence ratio at 26 weeks and cause-specific HRs at the
transient ischaemic attack and the composite of recurrent end of the study for the outcome of recurrent symptomatic
symptomatic ischaemic stroke and transient ischaemic ischaemic stroke. The cause-specific Cox proportional
attack. hazard model was based on the time to first occurrence of
Outcome events were reported by local physician an event, with treatment as the independent variable.
investigators through electronic submission of case report Imputation rules and pre-planned sensitivity analyses to
forms. A central clinical events committee, whose account for missing values in patients without serial MRI
members were unaware of treatment assignment, applied data and recurrent symptomatic ischaemic stroke to fulfil
the protocol definitions and adjudicated all strokes, the primary efficacy outcome are provided in the statistical
transient ischaemic attacks, myocardial infarctions, analysis plan (appendix pp 125–26). We used Kaplan-Meier
deaths, and bleeding events. estimates to plot the cumulative-incidence risk of recurrent
Definitions of outcome events are in the protocol symptomatic ischaemic stroke over time.
(appendix pp 53–58). Transient ischaemic attack was We did exploratory analyses of treatment effects on the
defined as abrupt onset of a focal neurological deficit primary binary efficacy outcome at 26 weeks using
attributed to brain or retinal ischaemia with resolution of unadjusted logistic regression models in prespecified
symptoms and signs within 24 h and without subgroups (appendix pp 130–31). We did post-hoc
neuroimaging evidence of acute infarction. exploratory subgroup analyses confined to the effect of
asundexian 50 mg daily versus placebo on the composite
Statistical analysis outcome of recurrent symptomatic ischaemic stroke and
The primary efficacy analysis was the assessment of the transient ischemic attack (data driven) in prespecified
overall dose–response effect of asundexian on the primary subgroups indicating atherosclerotic disease (a priori on
efficacy outcome at 26 weeks. We planned to enrol the basis of the COMPASS trial results).8
1800 participants (450 per intervention group) to have at Safety endpoints were treatment emergent and assessed
least 80% power (one-sided α = 0·10) to detect a dose– in all participants who received at least one dose of study
response association, on the basis of a maximum relative treatment. For the primary safety analysis, we used a Cox
proportional hazard model to compare the proportion of p values of less than 0.05 were considered statistically
pooled primary safety outcome events from all asundexian significant in these descriptive analyses.
treatment groups with the proportion in the placebo We did all statistical analyses using SAS (release 9.4). An
group. The cause-specific Cox proportional hazard model independent data and safety monitoring committee
was based on the time to first occurrence of an event, with monitored safety data on an ongoing basis. No formal
treatment as the independent variable. All events from interim analyses for efficacy were planned or done. This
first intake of study drug up to 2 days after permanent study is registered with ClinicalTrials.gov, NCT04304508.
study drug discontinuation were counted. We then
replicated these analyses for the comparison of each dose Role of the funding source
of asundexian with placebo. We used Kaplan-Meier The trial was initiated and funded by the trial sponsor,
estimates to plot the cumulative-incidence risk of the Bayer, who designed the trial with input from collaborators
primary safety outcome over time. We calculated the at the Population Health Research Institute (PHRI) at
proportion, crude incidence ratios, and accompanying McMaster University (Hamilton, ON, Canada) and the
90% CIs for the prespecified exploratory safety outcomes trial steering committee. The PHRI identified steering
of haemorrhagic infarction and parenchymal haematoma committee members, proposed trial sites, collected and
in patients who had their baseline MRI done after managed data, and performed the data analysis with input
initiation of study drug (up to 72 h after randomisation). from the sponsor. The trial sponsor selected study
Separately, we did the same calculations for new regions of investigators, provided trial medications, contracted with
haemorrhagic transformation seen on follow-up MRIs at and paid the trial investigators, and undertook local site
26 weeks in patients without haemorrhagic transformation monitoring. The sponsor did not have a role in data
of the index stroke on their baseline MRI. collection or statistical analysis of the data. The sponsor
Our methods for handling missing data are described in reviewed and provided comments on the manuscript, but
the protocol and statistical analysis plan (appendix pp 76, 112) sponsor approval was not required for submission.
We considered p values of less than 0·10 to be significant
for analyses of study outcomes. Additionally, we used Results
descriptive statistics to compare baseline demographic Between June 15, 2020, and July 22, 2021, of 1880 people
and clinical variables between patients who underwent screened, 1808 participants were randomly assigned to
adequate serial study MRIs versus those who did not. either asundexian 10 mg (n=455), 20 mg (n=450), or
455 assigned to asundexian 450 assigned to asundexian 447 assigned to asundexian 456 assigned to placebo
10 mg daily 20 mg daily 50 mg daily
445 received at least one 446 received at least one 443 received at least one 452 received at least one
dose of assigned dose of assigned dose of assigned dose of assigned
treatment (safety treatment (safety treatment (safety treatment (safety
population) population) population) population)
372 had a follow-up MRI 368 had follow-up MRI 350 had follow-up MRI 349 had follow-up MRI
451 vital status known at 442 vital status known at 443 vital status known at 454 vital status known at
data cutoff data cutoff data cutoff data cutoff
50 mg (n=447), or placebo (n=456; figure). The trial ended atrial fibrillation diagnosed after randomisation occurred
as planned on Feb 18, 2022 (last patient visit) and data in 79 patients (4%; 59 [4%] of 1352 assigned to asundexian
cutoff was on March 10, 2022, 26 weeks after the and 20 [4%] of 456 assigned to placebo) after a median of
recruitment target was achieved. Part B recruitment of 1·8 months (IQR 0·2–3·7). 19 (1%) participants were lost
participants started on March 2, 2021. Participants were to follow-up after a mean of 3·5 months (SD 3·1), and an
followed up for a median of 46·1 weeks (IQR 35·2–53·8). additional 57 (3%) withdrew consent for follow-up after a
22 participants who were randomly assigned did not mean of 1·8 months (SD 1). Vital status was available at
receive any study treatment (figure). Demographic and the end of trial for 1790 (99%) of the patients who had
clinical characteristics were evenly distributed between been randomly assigned to treatment and not withdrawn
treatment groups (table 1). The mean age of the consent or been lost to follow-up.
participants was 67 years (SD 10), 615 (34%) were female, At 26 weeks after randomisation, the primary
1193 (66%) were male, 1505 (83%) were White, composite efficacy outcome was observed in 87 (19%) of
268 (15%) were Asian, 18 (1%) were Black, 456 participants in the placebo group versus
and 1007 (56%) participants were recruited from 86 (19%) of 455 in the asundexian 10 mg group,
western Europe and Australia. The mean time from 99 (22%) of 450 in the asundexian 20 mg group,
index stroke to randomisation was 36 h (SD 10). and 90 (20%) of 447 in the asundexian 50 mg group. No
1483 (82%) participants had signs and symptoms of the significant difference was seen between the placebo
index stroke that lasted at least 24 h, with the remainder group and any of the asundexian dose groups (table 2)
showing acute brain infarction on neuroimaging. The and we observed no significant dose response (Emax2
most common index stroke subtype was small-vessel model t statistic –0·68; p=0·80). We found no significant
occlusion, followed by stroke of undetermined cause and heterogeneity of treatment effects in the prespecified
extracranial or intracranial atherosclerosis proximal to exploratory subgroup analyses after adjustment for
the qualifying stroke. The mean NIHSS score at multiple comparisons (appendix pp 3–11). 275 (76%) of
randomisation was 2·8 (SD 2·2) and the median score 362 events that comprised the composite primary
was 2·0 (IQR 1·0–4·0); the median day 7 mRS score outcome were incident covert brain infarcts. Incident
was 1·0 (IQR 1·0–2·0). 783 (43%) participants received covert brain infarcts were identified in 275 participants
dual antiplatelet therapy for a mean duration of 70·1 days (MRI detected in 219 [80%] participants, imputed in
(SD 113·4) after randomisation. 217 (12%) participants 56 [20%] participants); 153 (70%) of 219 MRI-detected
were treated with thrombolysis and 52 (3%) with covert brain infarcts were small (≤15 mm in diameter)
endovascular thrombectomy before randomisation (all and subcortical, while 68 (31%) were cortical or large
enrolled during part B). (>15 mm). The frequency of incident covert brain infarcts
An adequate baseline MRI was available for was similar across treatment groups (table 2).
1780 (98%) participants and 1439 (80%) participants As of data cutoff, 102 recurrent symptomatic ischaemic
had adequate follow-up MRIs, such that adequate strokes occurred: 28 (6%) in the placebo group,
baseline and follow-up MRIs were available in 26 (6%) in the asundexian 10 mg group, 26 (6%) in the
1428 (79%) participants, and the mean time between 20 mg group, and 22 (5%) in the 50 mg group (table 2;
MRIs was 26 weeks (SD 3; reasons for not having an appendix p 12). Prespecified secondary efficacy outcomes
adequate MRI are listed in the appendix [p 1]). Participants are presented in table 2, with no significant differences
without adequate serial MRIs (380 [21%] of 1808) were seen between the placebo group and any of the asundexian
slightly older (p<0·001) and more often women (p=0·04; dose groups. In post-hoc analysis, the frequency of the
appendix p 1). Discontinuation of trial medication due to composite outcome of recurrent ischaemic stroke and
transient ischaemic attack was lower among participants The primary safety composite outcome of ISTH major
assigned to asundexian than among participants assigned and clinically relevant non-major bleeding occurred while
to placebo, particularly among those assigned to on treatment in 11 (2%) of 452 participants taking placebo,
asundexian 50 mg (table 2). Of the 25 patients diagnosed 19 (4%) of 445 taking asundexian 10 mg, 14 (3%) of 446
with transient ischaemic attack, 14 (56%) had an MRI and taking asundexian 20 mg, and 19 (4%) of 443 taking
seven (28%) had only CT for evaluation of the event. asundexian 50 mg (table 3; appendix p 13). We found no
A large, non-significant, relative risk reduction in dose–response association and no significant increase in
recurrent symptomatic ischaemic stroke was observed the proportion of primary safety outcome events in the
with asundexian 50 mg daily among the prespecified pooled asundexian groups compared with the proportion
subgroup of patients with stroke attributed to large-artery of events in the placebo group (HR 1·57 [90% CI
atherosclerotic disease (seven [8%] of 89 in the 0·91–2·71]; table 3). Primary intracerebral haemorrhages
asundexian 50 mg group vs 11 [15%] of 76 in the placebo occurred in three (1%) participants who received
group; HR 0·53 [90% CI 0·24–1·17]). Similar reductions asundexian 50 mg daily and one (<1%) who received
were seen when considering patients with imaging placebo (HR 3·05 [90% CI 0·46–20·4]; table 3). On
evidence of any extracranial or intracranial atherosclerosis baseline MRIs done after study drug initiation, there was
supplying the qualifying infarct (six [3%] of 195 in the no increase in secondary haemorrhagic transformation of
asundexian 50 mg group vs 12 [6%] of 198 in the placebo the index stroke resulting in haemorrhagic infarcts,
group; HR 0·52 [90% CI 0·23–1·18]), for the composite including incident parenchymal haematoma 1 or
post-hoc outcome of recurrent ischaemic stroke and parenchymal haematoma 2 among those assigned to
transient ischaemic attack in patients with qualifying asundexian (table 3).
stroke due to large-artery atherosclerotic disease
(eight [9%] of 89 in the asundexian 50 mg group vs Discussion
12 [16%] of 76 in the placebo group; HR 0·56 [90% CI In this international, phase 2b dose-finding trial of
0·26–1·19]), and those with any degree of extracranial or patients with acute non-cardioembolic ischaemic stroke
intracranial atherosclerosis (six [3%] of 195 in the receiving antiplatelet therapy, we found no overall dose–
asundexian 50 mg group vs 16 [8%] of 198 in the placebo response effect with asundexian on the primary efficacy
group; HR 0·39 [90% CI 0·18–0·85]). composite outcome of recurrent ischaemic stroke and
Placebo Asundexian Asundexian Asundexian Asundexian Asundexian Asundexian Asundexian all Asundexian all
group 10 mg group 10 mg vs 20 mg group 20 mg vs 50 mg group 50 mg vs doses doses vs placebo
(n=452) (n=445) placebo (n=446) placebo (n=443) placebo (n=1334)
Primary safety outcome*
ISTH-defined major and 11 (2%) 19 (4%) 1·71 (0·91–3·18) 14 (3%) 1·27 (0·66–2·47) 19 (4%) 1·74 (0·93–3·24) 52 (4%) 1·57 (0·91–2·71)
clinically relevant non-major
bleeding
Secondary safety outcomes*
All bleeding 44 (10%) 37 (8%) 0·82 (0·57–1·18) 48 (11%) 1·11 (0·79–1·56) 48 (11%) 1·10 (0·78–1·54) 133 (10%) 1·01 (0·76–1·34)
ISTH-defined major bleeding 4 (1%) 4 (1%) 0·98 (0·31–3·15) 3 (1%) 0·76 (0·22–2·66) 7 (2%) 1·76 (0·63–4·94) 14 (1%) 1·17 (0·46–2·96)
ISTH-defined clinically 7 (2%) 15 (3%) 2·11 (0·99–4·48) 12 (3%) 1·71 (0·78–3·75) 12 (3%) 1·72 (0·79–3·76) 39 (3%) 1·85 (0·94–3·64)
relevant non-major bleeding
ISTH-defined minor bleeding 34 (8%) 21 (5%) 0·60 (0·38–0·95) 39 (9%) 1·17 (0·79–1·72) 34 (8%) 1·01 (0·67–1·50) 94 (7%) 0·92 (0·66–1·28)
Intracerebral haemorrhage 1 (<1%) 0 ·· 0 ·· 3 (1%) 3·05 (0·46–20·4) 3 (<1%) 1·00 (0·15–6·70)
Exploratory safety outcomes†
Haemorrhagic infarction 1 93/296 (31%) 82/277 (30%) 0·94 (0·77–1·16) 78/265 (29%) 0·94 (0·76–1·16) 84/277 (30%) 0·97 (0·79–1·19) 244/819 (30%) 0·95 (0·80–1·12)
and 2 on baseline MRI done
after first dose of study drug
(up to 72 h after
randomisation)‡
Parenchymal haematoma 1 4/296 (1%) 3/277 (1%) 0·80 (0·23–2·79) 1/265 (<1%) 0·28 (0·04–1·75) 0/277 ·· 4/819 (<1%) 0·36 (0·11–1·15)
and 2 on baseline MRI done
after first dose of study drug
(up to 72 h after
randomisation)‡
New haemorrhagic 47/323 (15%) 50/319 (16%) 1·08 (0·79–1·47) 53/332 (16%) 1·10 (0·81–1·49) 56/320 (18%) 1·20 (0·89–1·62) 159/971 (16%) 1·13 (0·87–1·45)
infarction 1 and 2 on
follow-up MRI§
New parenchymal 1/323 (<1%) 0/319 ·· 1/332 (<1%) 0·97 (0·10–9·93) 0/320 ·· 1/971 (<1%) 0·33 (0·03–3·40)
haematoma 1 and 2 on
follow-up MRI§
Data are n (%), n/N (%), or hazard ratio with 90% CI in parentheses, or crude incidence ratios for secondary safety outcomes requiring MRI. ISTH=International Society on Thrombosis and Haemostasis.
*Hazard ratios calculated using Cox model are presented. †Proportion of outcomes up to 26 weeks and accompanying crude incidence ratios for these binary event outcomes are presented. ‡Among
1115 patients who had a baseline MRI after their first dose of study drug. §Among 1294 patients without haemorrhagic transformation of the index stroke on the baseline MRI.
incident covert brain infarcts. This finding was in providing a rationale for testing these hypotheses in a
part accounted for by the absence of reduction of incident phase 3 trial.
covert brain infarcts that contributed 75% of primary Despite observing a numerical reduction (albeit under
outcome events. However, in post-hoc analyses, powered and non-significant) in recurrent symptomatic
treatment with asundexian 50 mg daily reduced the ischaemic stroke with highest dose of asundexian
clinical outcome of recurrent symptomatic ischaemic compared with placebo, there was no similar effect on
stroke and transient ischaemic attack, and this reduction incident covert MRI-detected brain infarcts. The absence
was pronounced among participants with coexistent of effect on covert infarction suggests that the mechanisms
atherosclerosis, although these findings should be underlying these subclinical lesions are different from
interpreted with caution due to their post-hoc nature. We those causing most symptomatic ischaemic strokes, and
found no significant differences between the placebo and further studies are required to help clarify this. Although
asundexian treatment groups in the primary or secondary previous work suggested that covert brain infarction could
safety outcomes. The frequency of haemorrhagic infarcts be a useful surrogate for assessing stroke therapies, its
(reflecting secondary bleeding into the qualifying brain value in this regard has not been established.24,25 Most
infarction) detected by study MRIs done after initiation incident covert brain infarcts were small subcortical
of study drug were similar in all treatment groups. lesions, presumed to result from underlying small-vessel
Although the primary and secondary efficacy endpoints disease, which might be unresponsive to anticoagulation
were negative, post-hoc analyses suggest that asundexian treatment and impervious to FXI concentrations, as has
might be effective for prevention of the composite of been suggested in mendelian randomisation analyses.12,13
recurrent ischaemic stroke and transient ischaemic FXIa inhibition in addition to antiplatelet therapy has not
attack when added to antiplatelet therapy in patients with been previously assessed in patients with lacunar infarcts
acute non-cardioembolic ischaemic stroke associated in the setting of small-vessel disease. Here, we sought to
with atherosclerosis, with no new safety signals, include a broad range of ischaemic stroke subtypes with
the intention of exploring the effects of this new type of hypothesis is supported by data from the PACIFIC-AF
oral anticoagulant in patients with a variety of ischaemic study,10 with near complete inhibition of FXIa with
stroke mechanisms to inform the design of a subsequent asundexian, in which asundexian doses of 20 mg or
phase 3 trial. One important result of this study is that 50 mg daily were associated with lower rates of bleeding
covert brain infarcts (which were most often small and than with apixaban in patients with atrial fibrillation.10
subcortical in our population) probably do not benefit In PACIFIC-Stroke, the absence of significant increases
from treatment with asundexian. in the rates of major and clinically relevant non-major
In this phase 2 trial, in which we included a broad bleeding with asundexian treatment in patients with
spectrum of patients with non-cardioembolic ischaemic acute ischaemic stroke receiving antiplatelet therapy is
stroke, a heightened treatment effect for the composite also supportive of the safety of this new class of
post-hoc outcome of recurrent ischaemic stroke and antithrombotic medication. Our findings are particularly
transient ischaemic stroke was observed in patients with reassuring because 43% of enrolled participants
underlying atherosclerosis. Although these analyses received dual antiplatelet therapy after randomisation,
were exploratory, several lines of biological plausibility consistent with emerging evidence on improved
support this finding, including (1) an a priori hypothesis secondary stroke prevention with short-duration dual
based on the results of the COMPASS trial,9 which antiplatelet therapy in patients with minor non-
found superior stroke prevention with combined cardioembolic ischaemic stroke.31 The excess numerical
FXa inhibition and aspirin therapy versus aspirin alone bleeding signal associated with asundexian on the
in patients with stable coronary and peripheral artery primary safety outcome was driven by clinically relevant
disease; (2) the consistently observed large effect size in non-major bleeding. No increased risk of haemorrhagic
PACIFIC-Stroke participants meeting TOAST criteria transformation of the qualifying stroke was observed
for large-artery atherosclerosis and those with any despite early post-stroke initiation of asundexian in this
degree of atherosclerosis in extracranial or intracranial population.
arteries; (3) a large and significant decrease in the The PACIFIC-Stroke phase 2 study was intended to
occurrence of transient ischaemic attack with asundexian inform the design of a subsequent phase 3 randomised
20 mg and 50 mg daily versus placebo in post-hoc trial, and as such has limitations related to statistical power
analyses, a cerebrovascular event that is substantially for secondary outcomes and subgroup analyses. Notably,
over-represented in patients with atherothrombotic women comprised only 34% of participants. A substantial
disease;26,27 and (4) the absence of reduction in the proportion of participants did not undergo serial study
outcome of covert brain infarcts, the underlying MRIs, requiring imputation of results for the outcome of
pathology of which is largely due to cerebral small-vessel incident covert brain infarction. Haemorrhagic
disease. Overall, the results of our post-hoc analyses are transformation is more frequent with large infarcts, and
consistent with the hypothesis that anticoagulation with despite eligibility allowing patients with NIHSS
asundexian, when used in addition to antiplatelet scores up to 15 to participate during part B, the cohort’s
treatment, reduces primarily stroke associated with mean NIHSS score at the time of randomisation was
atherosclerosis. FXI inhibition has been shown to relatively low (mean 2·8), restricting the generalisability of
reduce atherogenesis in experimental models of our findings to patients with mild strokes. Furthermore,
atherosclerosis,28 and an interaction has been previously the post-hoc and exploratory nature of several of our
reported between dyslipidaemia and FXI concentrations, notable findings should be interpreted with caution and
with a six-times increased risk of ischaemic stroke in require validation through future research.
patients with dyslipidaemia and increased circulating In patients with acute non-cardioembolic ischaemic
FXI concentrations compared with patients with stroke of mild-to-moderate severity treated with
dyslipidaemia without increases in FXI plasma antiplatelet therapy, asundexian did not reduce the
concentrations and patients without dyslipidaemia.29 composite primary outcome of symptomatic recurrent
Four phase 2 randomised trials of therapies targeted ischaemic stroke and incident covert brain infarcts on
at FXI or FXIa have found efficacy in preventing venous MRI in a dose-dependent manner. However, in post-hoc
thromboembolism in patients undergoing total knee and exploratory analyses, we found that asundexian
arthroplasty with associated low risk of bleeding in this 50 mg daily provided superior protection against the
postoperative setting.17–20 Patients with severe congenital composite of recurrent ischaemic stroke and transient
FXI deficiency rarely have spontaneous major bleeding, ischaemic attack relative to placebo, especially in patients
including intracranial haemorrhage. This is proposed to with atherosclerosis, without increasing the risk of
be because of the disproportionately large effect of FXI major or clinically relevant non-major bleeding. These
on thrombosis relative to its lesser ancillary role in promising results require confirmation by an adequately
haemostasis.30 Accordingly, FXI and FXIa inhibitors powered phase 3 randomised trial.
have been postulated to effectively mitigate thrombosis Contributors
with a relatively low risk of clinically relevant bleeding ASh and RGH wrote the first draft of the manuscript, and all coauthors
compared with conventional anticoagulants.10 This subsequently reviewed the manuscript, provided comments,
and approved submission. LX, LH, CN, and BK did the statistical 11 Salomon O, Steinberg DM, Koren-Morag N, Tanne D, Seligsohn U.
analyses. EES directed the MRI Core Laboratory. ASh, HM, RGH, PC, Reduced incidence of ischemic stroke in patients with severe
and SJC accessed and verified the underlying data reported in the factor XI deficiency. Blood 2008; 111: 4113–17.
manuscript. JM, IM, TH, AA, BC, VC, J-LM, QD, PT, HC, JMF, RV, RM, 12 Gill D, Georgakis MK, Laffan M, et al. Genetically determined FXI
GMDM, TR, RL, ASt, SG, RR, LC, PK, JC, AGL, and AMD served on the (Factor XI) levels and risk of stroke. Stroke 2018; 49: 2761–63.
steering committee, contributed to study design, recruited participants, 13 Chong M, Sjaarda J, Pigeyre M, et al. Novel drug targets for
and contributed to data collection and interpretation. The first and last ischemic stroke identified through mendelian randomization
authors (ASh and RGH) vouch for the fidelity of the trial protocol and analysis of the blood proteome. Circulation 2019; 140: 819–30.
for the accuracy and completeness of the data and reporting of adverse 14 Chen H, Shen M, Niu R, et al. Associations of coagulation factor X
events and made the decision to submit the manuscript. All authors had and XI with incident acute coronary syndrome and stroke: a nested
access to data and accept responsibility for the decision to submit for case-control study. J Thromb Haemost 2021; 19: 2781–90.
publication. 15 Siegerink B, Rosendaal FR, Algra A. Antigen levels of coagulation
factor XII, coagulation factor XI and prekallikrein, and the risk of
Declaration of interests myocardial infarction and ischemic stroke in young women.
All coauthors or their institutions received financial support from Bayer J Thromb Haemost 2014; 12: 606–13.
for participation in the PACIFIC-Stroke trial except HM, PC, BK, 16 Fredenburgh JC, Weitz JI. Factor XI as a target for new
and CN who are employees of Bayer. HM, PC, BK, and CN do not hold anticoagulants. Hamostaseologie 2021; 41: 104–10.
any stock or stock options with Bayer. 17 Büller HR, Bethune C, Bhanot S, et al. Factor XI antisense
oligonucleotide for prevention of venous thrombosis. N Engl J Med
Data sharing
2015; 372: 232–40.
The de-identified, individual participant-level data can be made available
18 Verhamme P, Yi BA, Segers A, et al. Abelacimab for prevention of
to investigators for secondary analyses after review of a submitted
venous thromboembolism. N Engl J Med 2021; 385: 609–17.
proposal by the PACIFIC-Stroke steering committee. Requests should
19 Weitz JI, Strony J, Ageno W, et al. Milvexian for the prevention of
be addressed to the corresponding author (ashkan.shoamanesh@phri.
venous thromboembolism. N Engl J Med 2021; 385: 2161–72.
ca) or the sponsor representative (hardi.mundl@bayer.com). Requesters
20 Weitz JI, Bauersachs R, Becker B, et al. Effect of osocimab in
will be required to complete a study questionnaire. All requests will be
preventing venous thromboembolism among patients undergoing
assessed by the Steering Committee, who will review and comment on knee arthroplasty: the FOXTROT randomized clinical trial. JAMA
any potential publication of data from the trial. 2020; 323: 130–39.
Acknowledgments 21 Adams HP Jr, Bendixen BH, Kappelle LJ, et al. Classification of
This trial was funded by Bayer AG. subtype of acute ischemic stroke. Definitions for use in a
multicenter clinical trial. TOAST. Trial of Org 10172 in Acute Stroke
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