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Abstract: In performance-based earthquake engineering framework, seismic fragility functions play a fundamental role for quantifying the
seismic resilience. There are three main approaches for performing the seismic fragility analysis: cloud analysis, incremental dynamic analy-
sis (IDA), and multiple strip analysis (MSA). These approaches require different levels of computational efforts and yield different levels of
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accuracy on fragility curve estimates, leading to different predictions of seismic resilience. This paper presents an efficient method for con-
verting fragility curves from the cloud to IDA and MSA and from IDA to MSA toward an efficient and high-fidelity resilience assessment.
The proposed method requires two fragility points to obtain the fragility median and dispersion parameters that yield converted fragility
curves agreeing with the target fragility curves. This method and associated resilience assessment are demonstrated through two case studies,
one a typical two-span highway bridge in firm ground under longitudinal seismic excitations and the other an extended pile-shaft-supported
bridge in liquefaction-induced laterally spreading ground under transverse seismic excitations. The results show that the converted fragility
curves coincide very well with the target fragility curves. An efficient and high-fidelity resilience assessment can be achieved leveraging the
proposed method. For easy implementation, codes of the proposed method are available online. DOI: 10.1061/(ASCE)ST.1943-
541X.0002998. © 2021 American Society of Civil Engineers.
Author keywords: Cloud analysis; Incremental dynamic analysis (IDA); Multiple stripe analysis (MSA); Performance-based earthquake
engineering; Seismic fragility.
have been reported on this topic. Miano et al. (2017) proposed an in a step-by-step manner.
efficient method called Cloud to IDA, which applies the Cloud ap-
proach conditioned on the non-collapsed cases, with additional Description of Could, IDA, and MSA Approaches
computation efforts on a set of scaled intensities, to achieve fragil-
ity results that are close to the IDA results. However, this method Cloud uses the linear regression in the logarithmic scale by least
contains an empirical step for the selection of scaled intensities and squares as shown in Fig. 1(a) to establish the relationship between
associated iterative process of dynamic analyses, which may be engineering demand parameter (EDP) and IM (Cornell et al. 2002)
somewhat difficult-to-operate for inexperienced researchers. There- as follows:
fore, more studies towards a generalized method for fragility con-
version are required. E½ln EDPjIM¼ lnμd ¼ ln a þ b ln IM ð1aÞ
To reduce the above research gap as well as to achieve an effi- vffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
cient and high-fidelity resilience assessment, the present paper aims u N
uX
to propose an efficient method to convert fragility curves from σd ¼ t ðln EDPj -lnμd Þ2 =ðN − 2Þ ð1bÞ
Cloud to IDA and MSA, and from IDA to MSA. The proposed j¼1
method is detailed first, followed by the demonstration of the
method through two case studies; one is a two-span reinforced con- where E½ln EDPjIM = expected value for the logarithm of EDP
crete (RC) highway bridge in firm ground under longitudinal given IM, μd = median of EDP given IM, σd = dispersion of EDP
Cloud IDA
Vertical statistics
ln(EDP)
IM
N points
Horizontal statistics
Cloud data n points
IDA curves
Linear regression Horizontal statistics data
Vertical statistics data
N points
Fragility point
Fragility fitting
n points
MSA data
DS
(c) EDP (d) IM
Fig. 1. Description of Cloud, IDA, and MSA-based fragility modeling: (a) logarithmically linear regression between IM and EDP in Cloud; (b) IDA
curves for damage probability estimates in two ways; (c) MSA data for damage probability estimates; and (d) fitting-based fragility curve devel-
opment in IDA and MSA.
Pf [DS|IM]
Pf [DS|IM]
Pf [DS|IM]
Overlap of DS1 and DS2 Overlap of DS2 and DS3 Overlap of DS3 and DS4 Final Selection of IM Levels
1 1 1 1
DS1 DS1 DS2 DS1 DS2 DS3 DS1 DS2
DS3
Pf [DS|IM]
Pf [DS|IM]
Pf [DS|IM]
Pf [DS|IM]
DS2
0.5 0.5 0.5 0.5
DS4 DS4
Middle of DS3
the Overlap
0 0 0 0
IMa IMc IMa IMb IMc IMe IMa IMb IMc IMd IMe IMf IMa IMb IMc IMd IMe IMf
(e) (f) (g) (h)
Fig. 4. Selection of IM levels for deriving converted fragility points: (a–d) IM boxes for individual damage states; (e–g) selection of IM levels from
the overlap of IM boxes of each pair of adjacent damage states; and (h) the final selection of IM levels. [In subfigures (e–g), the thick dashed lines
indicate the identified IM level candidates at this subfigure, while the thin dashed lines indicate the candidates that have been identified in the previous
subfigure(s). In subfigure (h), the thick dashed lines indicate the finally selected IM levels.]
to MSA. Baker et al. (2011), which is a standardized suite for seismic analy-
Step 2: Identify IM level candidates for each damage state and ses of infrastructure facilities at firm soil ground of California, is
select appropriate IM levels, as less as possible, from the candi- adopted for Cloud and IDA. More specifically, for Cloud, the
dates. Make sure the finally selected IM levels can provide two adopted 80 unscaled non-pulse-like ground accelerations are scaled
IM levels for each damage state. by a scale-factor of 2 to obtain additional 80 ones to achieve total
Step 3: Perform additional nonlinear dynamic analyses using the 160 Cloud data under a wide range of seismic intensities. For IDA,
target approaches incorporating ground motion sets at the selected 16 intensity levels of Sa ðT 1 Þ are considered ranging from 0.1g to
IM levels to obtain the converted fragility points, i.e., two converted 3.0g, each using the 80 records scaled into the considered intensity
fragility points, (IM1 ; Pf ½DS=IM 1 ) and (IM 2 ; Pf ½DS=IM 2 ), for level (scale-factors as large as 40, leading to a total of 1,280
each damage state. dynamic analyses). As for MSA, to avoid the excessive scaling,
Step 4: Use the two converted fragility points to estimate the additional 16 suites of scaled ground motions [80 in each suite
fragility median, η, and dispersion, β, following Eqs. (5) and (6). with scale-factors less than four (Davalos and Miranda 2019)]
Step 5: Derive the converted fragility curve using the estimated are selected from PEER NGA-West2 Strong Motion Database
η and β as per Eq. (2). (Ancheta et al. 2014) for the considered 16 intensity levels of
Sa ðT 1 Þ, following these conditions: (1) the moment magnitude
(M w ) varies from 5.0 to 8.0, (2) the closest distance to ruptured-
Case Study 1: A Two-Span Highway Bridge in Firm
area (RRUP ) is larger than 10 km, (3) the average shear-wave veloc-
Ground
ity in the top 30 m (V s30 ) falls in between 180 and 760 m=s that
generally follow the bridge site condition, and (4) scale-factors for
Description of the Bridge Model and Ground Motions individual ground motions are smaller than 4.0, and the average
To demonstrate the proposed fragility conversion method, the first scale-factor is smaller than 2.0.
case study is a typical two-span RC highway bridge under longi-
tudinal seismic excitations, as depicted in Fig. 5(a). The deck is
Fragility Conversion
64 m in length and 8 m in width, which is supported by traditional
elastomeric bearings on tops of two abutments and a 6.5 m-height This section presents the fragility conversion results following
single circular column with a diameter of 1.52 m. The column sec- the flow path of the proposed fragility conversion method. Fig. 6
tion has a longitudinal and transverse reinforcement ratio of 2.0% shows the seismic responses in terms of curvature ductility for
and 0.9%, respectively. The abutments are supported by a row of Cloud, IDA and MSA. From Fig. 6(a), the 1,280 IDA curves gen-
three piles, and the single column is supported by a 2 × 2 pile- erally cover the 160 cloud data, as expected. However, the median
group foundation. Each pile has a diameter of 1.0 m and embedded regression line in Cloud is somewhat different from the median
20 m into firm soil profiles. IDA curve, especially at larger responses. Fig. 6(b) indicatively de-
A nonlinear three-dimensional finite element model of the RC picts MSA collapse and non-collapse data used for calculating the
highway bridge is built in OpenSEES (version 2.5.0) (McKenna et fragility probability at the complete damage state.
al. 2010). The deck is modeled by elastic beam-column elements Based on the results from Fig. 6, fragility curves can be derived
since the damage is not expected in deck. The abutment is modeled by Cloud, IDA and MSA in terms of four damage states. Among
by zero-length elements with coupled constitutive models them, the fragility curve by Cloud is the original fragility curve in
(Shamsabadi et al. 2010) to simulate the soil-abutment passive conversions of Cloud to IDA and Cloud to MSA, while that by IDA
and active actions [Fig. 5(b)]. The deck-abutment pounding spring is the original fragility curve in the conversion of IDA to MSA.
that follows Muthukumar and DesRoches (2006) is modeled in par- Based on these original fragility curves, IM level candidates are
allel with the elastomeric bearing represented by a bilinear constit- identified following the proposed method. Fig. 7 shows the IM
utive model (Zhang and Huo 2009), as seen in Fig. 5(c). The level candidates and the finally selected ones. For this case study,
column is modeled by displacement-based beam-column elements four IM levels [e.g., Sa ðT 1 Þ ¼ 0.5g, 1.05g, 2.08 g, and 3.0g for
discrete into 0.5 m, each with five integration points, which has Cloud in Fig. 7(a)] are finally selected to derive the two converted
been verified reliable to capture the inelastic seismic behavior of fragility points for each damage state using the target approaches
RC columns (Wang et al. 2018). The column section is divided into (i.e., IDA in the conversion of Cloud to IDA, and MSA in conver-
400 fibers, in which the rebars are simulated by the Steel01 material sions of Cloud to MSA, and IDA to MSA).
model. The concrete cover is modeled by the Concrete01 material As long as the converted fragility points are derived, fragility
model, while the concrete core is modeled by the Concrete02 median and dispersion parameters (η and β) can be obtained
material model [Fig. 5(d)]. Moreover, the foundation flexibility through Eqs. (5) and (6). Accordingly, the converted fragility
Bearing spring
Elastomeric
6.5 m rubber
Displacement-based bearing
Abutment beam-column
pile spring element
Pounding spring
Abutment
soil spring 1.5 m
Large 8m
stiffness 0.2 m
vertical
spring 0.5 m 1.8 m
Six elastic springs
for pile-group 0.5 m
Abutment
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foundation 4m
pile spring
Deck Section Configuration
(a)
Abutment Soil Spring Model Abutment Pile Spring Model Bearing Spring Model Pounding Spring Model
(b) (c)
thickness
me
29.5 MPa
31.2 MPa
38.9 MPa
Column Fiber Section Rebar Model Concrete Core Model Concrete Cover Model
(d)
Fig. 5. Description of the bridge model for Case Study 1: (a) schematic overview; (b) abutment constitutive models; (c) elastomeric rubber bearing
and deck-abutment pounding spring constitutive models; and (d) column fiber section illustration and materials (rebar and concrete) constitutive
models.
3
3
2 2
Sa (T1) (g)
Sa (T1) (g)
1 IDA curves 1
Median IDA curves
Cloud data MSA no-collapse data
Median regression line MSA collapse data
in Cloud analysis
0 0
0 5 10 15 0 5 10 12.5 15 20
(a) Curvature ductility (b) Curvature ductility
Fig. 6. Seismic responses of the bridge for Case Study 1 in terms of curvature ductility: (a) cloud data and IDA curves; and (b) MSA data.
Pf [DS|IM]
IMa = 0.54g
IMb = 0.87g
IMf = 3.00g
IMd = 1.50g
IMc = 1.09g
IMe = 1.99g
IMa = 0.50g
IMb = 1.05g
IMd = 2.08g
IMf = 3.00g
IMc = 1.25g
IMe = 2.58g
0.4 0.4
0.2 0.2
DS4
DS4
0 0
0 1 2 3 0 1 2 3
(a) Sa (T1) (g) (b) Sa (T1) (g)
Fig. 7. Identified IM level candidates (dashed lines) and finally selected IM levels (thick dashed lines) for Case Study 1 in terms of original fragility
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0.6
DS3 DS3 DS3
0.4
Fig. 8. Fragility conversion results of Case Study 1: (a) cloud to IDA; (b) cloud to MSA; and (c) IDA to MSA.
Table 1. p-values from the ANOVA of fragility curves between the original, converted and the target approaches for Case Study 1
Cloud to IDA Cloud to MSA IDA to MSA
Damage state Cloud Converted Cloud Converted IDA Converted
Slight 0.62 0.96 0.23 0.94 0.49 0.92
Moderate 0.08 0.62 0.99 0.89 0.08 0.63
Extensive 0.00 0.52 0.00 0.67 0.03 0.79
Complete 0.00 0.23 0.00 0.07 0.00 0.17
Note: Bold-faced values represent those less than 0.05, indicating statistically significant differences from the target approaches, while those larger than 0.05
indicates there are no significant differences.
curves can be derived, and compared with the target fragility curves evident that they agree very well with the target ones, indicating
to validate the proposed fragility conversion method. Fig. 8 shows that the proposed method can be employed to efficiently convert
fragility conversion results from Cloud to IDA, from Cloud to the fragility curves from one approach to another. An analysis
MSA, and from IDA to MSA. As expected, Cloud, IDA and MSA of variance (ANOVA) (Anscombe 1948) is also conducted to ex-
yield somewhat different estimates of fragility curves. The differ- amine whether there has statistical significance for the fragility
ence between IDA and Cloud fragility curves come from the curves derived from different methods.
abovementioned difference in median regression lines [Fig. 6(a)]. Table 1 presents the p-values from the ANOVA that quantify
Besides, the difference between IDA and MSA fragility curves is differences of the original and converted fragility curves with re-
attributed to the excessive scaling of ground motions used in IDA, spect to the target ones across different damage states. A commonly
which is known as the source for response biases in IDA (Davalos used limit significance of 5% is adopted in this study. Accordingly,
and Miranda 2019). As for the converted fragility curves, it is a p-value larger than 0.05 indicates the compared two fragility
the RC highway bridge model is further assessed to estimate its recovery processes are dependent on post-event damage states
seismic resilience. The seismic resilience is defined as the seismic of structures, different recovery functions with different recovery
capacity of the structural system to recover its target functionality paces should be defined for different damage states. As can be seen
after the occurrence of a seismic event (Bruneau et al. 2003), as in Fig. 9(b), this study adopts the exponential and sinusoidal
schematically shown in Fig. 9(a). functions-based fast-, average-, and slow-pace recovery functions
The resilience is often quantified by the post-event recovery proposed by Biondini et al. (2015):
functionality QðtÞ over a time range, i.e., the shaded area in
ðFÞ
Fig. 9(a): Fast-pace∶ Rf ðtÞ ¼ 1 − e−wt ; negative-exponential ð9aÞ
Z t
1 h
R¼ QðtÞ dt ð7Þ ðRÞ 1 − cosðπtÞ
th − t0 t 0 Average-pace∶ Rf ðtÞ ¼ ; sinusoidal ð9bÞ
2
where t0 = the occurrence time of an earthquake event; and th = the ðSÞ
investigated time point after the recovery process. Again from low-pace∶ Rf ðtÞ ¼ e−wð1−tÞ ; positive-exponential ð9cÞ
Functionality, Q (t)
Qt Qt DS2
Resilience Negative
curve exponential
(fast recovery)
Pf(1) DS3
R
Sinusoidal (2)
(average recovery) Pf
DS4
Qr Positive (3)
exponential Pf
i r (slow recovery) (4)
Pf
0 0t 0
t0 ti tr th i tr 0 a given IM level
(a) Time, t (b) Time, t (c) Intensity measure, IM
Fig. 9. Illustration of the definition of resilience: (a) general recovery process after an event occurs; (b) recovery functions; and (c) fragility curves
used for deriving the resilience curve.
Table 2. Random variables for the recovery functions at different damage states
Variable distribution Damage state
Key variables in resilience curve Distribution type Distribution parameters No damage Slight Moderate Extensive Complete
Residual functionality, Qr Triangular Min 1 0.5 0 0 0
Mode 1 0.75 0.25 0.1 0
Max 1 1 0.5 0.2 0
Idle time, δi (month) Uniform Min — 1 1 1 1
Max — 2 2 2 2
Recovery duration, δr (month) Triangular Min — 0.333 0.667 2 2.5
Mode — 2.667 3.667 5.167 6.25
Max — 5 6.667 8.333 10
Target functionality, Qt Triangular Min — 1 1 1 1
Mode — 1 1 1 1
Max — 1 1 1 1
Source: Data from Decò et al. (2013).
Resilience, R
(+9.8%) (+3.7%) (-1.1%)
0.8
(+1.7%) (-0.9%) (-5.6%)
10%-50 years
10%-50 years
10%-50 years
5%-50 years
5%-50 years
5%-50 years
2%-50 years
2%-50 years
2%-50 years
0.7
0.6
0.5
0 1 2 3 0 1 2 3 0 1 2 3
Sa(T1) (g) Sa(T1) (g) Sa (T1) (g)
(a) (b) (c)
Fig. 10. Seismic resilience results of Case Study 1 estimated by Cloud, IDA, MSA and the proposed conversion method at various IM levels:
(a) Cloud to IDA; (b) Cloud to MSA; and (c) IDA to MSA (percentages in parentheses indicate errors of original and converted fragility curves
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0.8
0.6
0.4 Cloud
Cloud IDA
0.2 IDA MSA MSA
Converted Converted Converted
0
0 100 200 300 400 0 100 200 300 400 0 100 200 300 400
Time from recovery phase (days) Time from recovery phase (days) Time from recovery phase (days)
(a) (b) (c)
Fig. 11. Functionality profile results of Case Study 1 predicted by Cloud, IDA, MSA and the proposed conversion method at the seismic hazard level
of 2%-50 years: (a) Cloud to IDA; (b) Cloud to MSA; and (c) IDA to MSA.
ð0Þ
where Pf ðIMÞ is the probability of intact state (no damage) after Dense sand
21 m Dr = 75%
the event, which is multiplied by unity (1) that represents a full
ðkÞ
functionality; Pf ðIMÞ is the probability of damage state k. Since
the parameters in Eq. (8), are often uncertain in engineering prac-
tices, triangular and uniform distributions with the properties pro- Fig. 12. Schematic illustration of the assessed soil-bridge system in
posed by Decò et al. (2013) for individual damage states are Case Study 2.
adopted, as listed in Table 2. Based on these values, Monte Carlo
simulations with 10,000 trials are performed to derive the expected
(mean) functionality profiles.
Fig. 10 represents the seismic resilience results across IM 1.53g, respectively) are estimated through USGS unified hazard
levels. Three seismic hazard levels, namely 10%-50 years, 5%- tool with the updated edition of Conterminous US (Petersen
50 years, and 2%-50 years, are highlighted in Fig. 10. Note that et al. 2015). Differences of the original and proposed conversion
the Sa ðT 1 Þ values for the three hazard levels (0.75g, 1.05g, and method results from the target approach results at the highlighted
1 1
DS1 DS1
DS2
0.8 DS2 0.8 DS3
DS3
DS4
Pf [DS|IM]
Pf [DS|IM]
0.6 0.6
DS4
IMe = 0.33g
IMd = 0.16g
IM c = 0.10g
IM f = 0.40g
IM a = 0.03g
IM b = 0.05g
IMb = 0.04g
IMc = 0.09g
IMe= 0.21g
IMa = 0.03g
IM f = 0.40g
0.4 0.4
IMd = 0.1g
0.2 0.2
0 0
0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4
(a) Sa-20 (g) (b) Sa-20 (g)
Fig. 13. Identified IM level candidates (dashed lines) and finally selected IM levels (thick dashed lines) for Case Study 2 in terms of original fragility
curves: (a) Cloud; and (b) IDA.
0
0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4
Sa-20 (g) Sa-20 (g) Sa-20 (g)
(a) (b) (c)
Fig. 14. Fragility conversion results of Case Study 2: (a) Cloud to IDA; (b) Cloud to MSA; and (c) IDA to MSA.
Table 3. p-values from the ANOVA of fragility curves between the original, converted and the target approaches for Case Study 2
Cloud to IDA Cloud to MSA IDA to MSA
Damage state Cloud Conversion Cloud Conversion IDA Conversion
Slight 0.99 0.88 0.03 0.85 0.04 0.33
Moderate 0.00 0.43 0.00 0.92 0.72 0.47
Extensive 0.00 0.09 0.00 0.08 0.88 0.13
Complete 0.00 0.71 0.29 0.06 0.00 0.06
Note: Bold-faced values represent those less than 0.05, indicating statistically significant differences from the target approaches, while those larger than 0.05
indicates there are no significant differences.
10%-50 years
10%-50 years
10%-50 years
5%-50 years
2%-50 years
5%-50 years
2%-50 years
5%-50 years
2%-50 years
0.9
Resilience, R
0.8
(+8.2%) (+5.7%)
0.7
(-0.9%) (-2.7%) (-1.4%)
Cloud Cloud IDA
0.6 IDA MSA MSA (-5.4%)
Converted Converted Converted
0.5
0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4
Sa-20 (g) Sa-20 (g) Sa-20 (g)
(a) (b) (c)
Fig. 15. Seismic resilience results of Case Study 2 estimated by Cloud, IDA, MSA and the proposed conversion method at various IM levels:
(a) Cloud to IDA; (b) Cloud to MSA; and (c) IDA to MSA (percentages in parentheses indicate errors of original and converted fragility curves
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0.8
0.6
Fig. 16. Functionality profile results of Case Study 2 predicted by Cloud, IDA, MSA and the proposed conversion method at the seismic hazard level
of 10%-50 years: (a) Cloud to IDA; (b) Cloud to MSA; and (c) IDA to MSA.
available online (Pang and Wang 2021) for easy implementation. China Postdoctoral Science Foundation (Grant Nos. 2018M640448
The proposed method and associated efficient and high-fidelity and 2019T120380). The authors greatly acknowledge the construc-
resilience assessment are demonstrated through two case studies tive comments given by the anonymous reviewers.
of bridge structures; one is a two-span highway bridge in firm
ground under longitudinal seismic excitations, and the other is
an extended pile-shaft-supported highway bridge in liquefaction- References
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