Professional Documents
Culture Documents
Pop Lack 2004
Pop Lack 2004
& Trudgill,
P. (eds.), Sociolinguistics/Soziolinguistik: An international handbook of the science of
language (2nd ed.). Berlin: Walter de Gruyter. 589-596.
Sociolinguistics
Soziolinguistik
An International Handbook of the Science
of Language and Society
Ein internationales Handbuch zur Wissenschaft
von Sprache und Gesellschaft
2nd completely revised and extended edition
2., vollstandig neu bearbeitete und erweiterte Auflage
Volume 1 / 1. Teilband
Offprint I Sonderdruck
70. Code-Switching/Sprachwechsel
CS sites (e.g., Joshi 1985 and its sequel, the predictions of the theory with the data of
the Null Theory of CS (SantorinilMahootian actual bilingual behavior.
1995); see also BentahilalDavies' Subcat-
egorisation Constraint (1983)). Perhaps the 3.1. CS vs. borrowing
most detailed mo-del involving the contrast It is uncontroversial that CS differs from the
between lexical properties and functional other major manifestation of language con-
(or "system") morphemes is the Matrix tact: lexical borrowing. Despite etymological
Language Frame model (Azuma 1993; identity with the donor language, estab-
Myers-Scotton 1993). Here, structural con- lished loanwords assume the morphological,
straints on CS result from a complex inter- syntactic, and often, phonological, identity
action between a dominant matrix language of the recipient language. They tend to be
-and the prohibition against embedding "sys- recurrent in the speech of the individual and
tem" morphemes from the "embedded" lan- widespread across the community. ,The stock
guage in matrix language structure. of established loanwords is available to
The assumption that bilingual syntax can monolingual speakers of the recipient lan-
be explained by general principles of mono- guage, along with the remainder of the re-
lingual grammar has not been substantiated. cipient-language lexicon. Loanwords further
While such formal theories at grammar may differ from CS in that there is no involve-
account well for monolingual language ment of the morphology, syntax or phonol-
structure (including that of the monolingual ogy of the donor language.
fragments in CS discourse), there is no evi-
dence that the juxtaposition of two lan- 3.2. Borrowing vs. nonce borrowing
guages can be explained in the same way. As Recent research on borrowing as a syn-
described in ensuing sections, bilingual chronic process (e.g., the papers in Poplackl
communities exhibit widely different pat- Meechan 1998a; Poplack et al. 1988) has
terns of adapting monolingual resources in shown it to be far more productive than its
their code-mixing strategies, and these are result (established loanwords) would imply.
nQt predictable through purely linguistic Crucially, the social characteristics of recur-
considerations. The equivaltmce constraint, rence and diffusion need not be satisfied, re-
as formalized by Sankoff (1998a; 1998b; sulting in what has been called, after Wein-
Sankoff/Mainville 1986; Sankoff/Poplack reich (195311968), nonce borrowing (Sankoff
1981), is a production-based explanation of et al. 1990). Like its established counterpart,
the facts of CS, which incorporates the no- the nonce borrowing tends to involve lone
tions of structural hierarchy and linear lexical items, generally major-class content
order, and accounts for a number of empiri- words, and to assume the morphological,
cal observations in addition to the equival- syntactic, and optionally, phonological iden-
ent word order characterizing most actual tity of the recipient language. Like CS, on
switch sites. These include the well-formed- the other hand, particular nonce borrowings
ness of the monolingual fragments, the con- are neither recurrent nor widespread, and
servation of constituent structure, and the nonce borrowing necessarily requires a cer-
essential unpredictability of CS at any po- tain level of bilingual competence. Distin-
tential CS site. guishing a nonce borrowing from CS of a
lone lexical item is conceptually easy but
3. Fitting theory to data methodologically difficult, especially when
this item surfaces bare (i.e., morphologically
Which of these competing (and often con- uninflected, or in a syntactic slot shared by
flicting) models offers the best account of both languages), giving no apparent indi-
bilingual CS? Testing the fit of theory with cation of language membership.
the data of CS should be a straightforward The classification of such lone other-lan-
matter; however, disparate assumptions, guage items is at the heart of a fundamental
goals and domains of application have thus disagreement among CS researchers over 1)
far hindered such efforts. Assessment of the whether the distinction between CS and bor-
descriptive adequacy of a theory of CS rowing should be formally recognized in a
requires that at least two methodological is- theory of CS, 2) whether these and other
sues be resolved. One Involves identification manifestations of language contact can be
and principled classification of language identified in bilingual discourse, and 3)
mixing phenomena, the other, confronting criteria for determining whether a given
70. Code-Switching 591
item was switched or borrowed. Researchers parallels to those of their counterparts in the
who classify lone other-language items as recipient language, while at the same time
CS tend to posit an asymmetrical relation- differing from relevant patterns in the donor
ship, in which one language dominates and language, the lone other-language items can
other-language items are inserted (e.g., Joshi be considered to have been borrowed, since
1985; Myers-Scotton 1993). On the other only the grammar of the recipient language
hand, for those who focus only on the class is operative. If they pattern with their
of (unambiguous) multiword CS, both lan- counterparts in the monolingual donor lan-
guages are postulated to play a role (Belazi guage, while at the same time differing from
et al. 1994; Sankoff 1998a; 1998b; Woolford the patterns of the unmixed recipient lan-
1983). Muysken (2000) admits the possibil- guage, the. lone other-language items must
ity of both strategies. result from CS.
3.3. Identifying the results of language 3.3.2. Bare forms
contact Even where lone other-language items sur-.
Quantitative analyses of language mixing face bare, the comparative method can de-
phenomena in a wide variety of language termine their status. Bare forms have figured
. pairs have now established that such lone prominently in the formulation of code-mix-
other-language items are by far the most im- ing theories, where they are frequently cited
portant - in some cases, virtually the only! - as examples of exceptional or ungrammatical
component of mixed discourse (e.g., Backus ways of incorporating foreign material (Jakel
1992; Berk-Seligson 1986; Budzhak-Jones Myers-Scotton 1997; Picone 1994). Quanti-
1998a; Nortier 1989; Pfaff 1979; Poplack tative analysis of actual CS discourse, in
1989; Poplack et al. 1987; Treffers-Daller contrast, shows that bare other-language
1994). In comparison, CS of multiword forms occur overwhelmingly in just. those
other-language fragments, other than tags contexts where they are permitted in the re-
and other frozen forms, while frequent in cipient language, and more strikingly, at the
some communities, is in the aggregate same rate (Budzhak-JoneslPoplack 1997; Eze
relatively rare. 1998; Ghafar Samar/Meechan 1998; San-
Both CS and borrowing are based on prin- koff et al. 1990; Turpin 1998).
cipled combination of elements of the mono- Indeed, code-mixed structures that appear
lingual vernaculars of the bilingual com- exceptional when compared with an idealized
munity. Recent research suggests that the version of the source language generally turn
structure of these source vernaculars can re- out to conform closely to counterparts in the
veal whether a code-mixed element is behav- spoken vernaculars of the bilinguals under
ing like one or the other. Focussing on the study. Lack of productivity in the recipient
structural variability inherent in CS qua oral language may also explain apparently un-
phenomenon, PoplacklMeechan (1998b) de- usual morphological strategies for incorpo-
veloped a method, adumbrated in Sankoff et rating lone other-language items (Poplackl
al. (1990), to compare bilingual structures Meechan 1998). Where the status of bare
with the monolingual source languages of forms is pursue? systematically, they are seen
the same speakers. Making use of the frame- to mirror productive use in the recipient lan-
work of linguistic variation theory (Labov guage.
1969; Sankoff 1988), the variable patterning Empirical analyses of lone other-language
of such forms is discovered, and used to de- items, marked and bare, with their source-
termine their status. The method involves language counterparts (Adalar/Tagliamonte
cross-linguistic comparison, on a given diag- 1998; Budzhak-Jones 1998a; Eze 1998; Gha--
nostic criterion, of the ambiguous lone far Samar/Meechan 1998; PoplacklMeechan
item, with its counterparts in 1998; Turpin 1998) confirm their quanti-
both the donor and recipient languages, as tative parallels with dictionary-attested
well as with established loanwords and un- loanwords. And both pattern like their' un-
ambiguous CS. mixed counterparts in the recipient lan-
guage, regardless of the typological proper-
3.3.1. Morphological measures ties of the language pair.. This is evidence
If the rate and distribution of morphological that most lone items are borrowed, if only
marking andlor syntactic positioning of the for the nonce. The same method shows CS,
lone other-language items show quantitative on the other hand, to pattern like donor-Ian-
592 IV. The Social Implications of Levels of Linguistic Analysis
guage counterparts, in terms of the same lin- ing CS must be obtained from enough com-
guistic criteria. Thus a first imperative in munity members in quantities sufficient to
developing a theory of CS capable of ac- detect recurrent patterns of speech behaviour.
counting for the data of CS is to determine It is in these steps, prior to any linguistic
the status of the linguistic elements in- analysis, that social, political, historical and
volved. demographic knowledge of the community
Most of the voluminous literature on are most pertinent. These characteristics
intra-sentential CS, however, especially of could then be related to its members' lin-
the <"insertional" type (Muysken 2000), is guistic production to arrive at a community
based on data which represents" properly profile, or "social meaning" of CS.
speaking, lexical borrowing. It follows that Curiously, however, although the last three
-many of the theories applying to both types or four decades of research have produced a
of language mixing (e.g., Mahootian 1993; wealth of data from a wide range of bilingual
Myers-Scotton 1993) are more properly the- interactions world-wide, relatively little is
ories of borrowing. This in turn explains on known of the bilingual norms of the commu-
the one hand, why some seem to account for nities from which they are drawn. Nor is it
many of the facts of code-mixing (since most clear how the social forces typically described
of the mixed items are in fact borrowings), in such detail (Backus 1996; Gardner-
and on the other, why their handling of Chloros 1991; Nortier 1989) shaped those
(multi word) CS may appear unwieldy and/ norms, let alone the structural form of the
or descriptively inadequate (e.g., Myers- language mixes, beyond the fact that two or
Scotton 1993 and many others). three languages ended up being spoken. As
detailed below, in most bilingual commu-
4. The data of CS nities empirically studied, one or another
manifestation of language contact is (inex-
The data of CS are relevant both to evaluat- plicably) prefen:ed to the detriment of others;
ing theories and to understanding the social thus the social "meaning" of the languages,
role of CS within the community. With re- individually or in combination, reveals little
spect to evaluation, the literature on CS is about the differential use of linguistic re-
largely characterized by the "rule-and-ex- sources in the social life of a given commu-
ception" paradigm. Despite the onslaught nity. This is because the patterning of utter-
of counter-examples provoked by successive ances containing elements from more than
CS theories, as of this writing, few have been one language is not predictable from com-
tested systematically against the data of munity or language. typologies. It emerges
spontaneous bilingual usage. Instead, both only from systematic examination of how the
the theories and assessments of their appli- languages are used by community members.
cability tend to be based on isolated exam-
ples, drawn from judgements, informant 5. Community strategies for CS
elicitation, linguist introspection or the pub-
lished literature. The relation between such When two languages are combined in a
examples and the recurrent and systematic single sentence, various problems of incom- -
patterns of everyday interaction is tenuous patibility may arise. The most obvious de-
or non-existent. rive from word-order differences, but incom-
In many bilingual communities, speakers patibilities may affect any level of linguistic
conventionally make use of both languages structure, especially in typologically distinct
with the same interlocutors, in the same do- language pairs. Nonetheless, it has been
mains, and within the same conversational observed repeatedly in systematic studies of
topic. To understand the social role of CS in bilingual communities that speakers tend to
such communities, the analyst must observe, circumvent these difficulties, producing bi-
uncover and document those conventions, as lingual structures which are felicitous for
instantiated in everyday situations, in which the grammars of both languages simulta-
spontaneous CS is a discourse norm. This neously. This is achieved through parti-
requires first identifying a community in cipation in prevailing community norms, re-
which such situations regularly arise, and lating to both the overall rate and type of
characterizing its social structure in terms of language mixing. In what follows we detail
language knowledge and language use. Sec- four empirically established community-
ond, samples of sustained discourse includ- wide strategies for. combining languages
70. Code-Switching 593
world-wide. Despite their controversial status over and above the grammatical constraints
in much of the literature (owing in part to which constrain the location in the sentence
their inherent ambiguity in isolation), there of the CS. These require little recourse to
is now little doubt as to their classification deep theorizing.
as a set. Whatever the linguistic properties One recurrent, and perhaps overriding,
of the language pair examined, ranging from factor is bilingual ability: those with greater
typologically distinct to nearly identical, proficiency in both languages not only
and the diagnostic employed - phonologi- switch more, they switch more intra-senten-
cal, morphological or syntactic, lone other- tially, and at a wider variety of permissible
language items overwhelmingly surface with CS sites (Berk-Seligson 1986; PoplackI988;.
the patterns of the language in which they Poplack et al. 1988; Treffers-Daller 1994).
'. are incorporated (Adalar/Tagliamonte 1998; Those who are less proficient in one of the
Budzhak-Jones 1998a; Eze 1998; Ghafar two languages,· on the other hand, do not
Samar/Meechan 1998; Poplack/Meechan eschew CS altogether, as might be the case
1998b; Turpin 1998). This is true not only of were CS not the eminently social tool that it
the grosser linguistic structures, but more re- is, but rather restrict their CS - in number,
markably, of the fine details of the quanti- type and/or discourse location- according
tative conditioning of lingUistic variability. to their bilingual ability. The less-proficient
Such parallels can only be construed as evi- thus favor switch sites and types requiring
dence that they have been borrowed, despite little or even no productive knowledge of the
the lack of dictionary attestation of diffu- other language, such as tags, routines or
sion across the community. frozen phrases. Bilingual proficiency is in
Other attested community preferences in- no .way causative of CS. Rather, given the
clude the prevalence of lone other-language appropriate discourse and social circum-
items in the Moroccan-Dutch community stances, speakers who engage in the most
(Nortier 1989), the dearth of tag switches in complex type ·of intra-sentential CS gen-
Igbo-English (Eze 1997), the preference for erally turn out to be the most proficient in
flagging in Ukrainian-English (Budzhak- both of the contact languages.
Jones 1998b), and for constituent insertion in Another recurrent factor is prestige, in-
Fongbe-French (PoplackiMeechan 1995). In stantiated at the community level by group
some bilingual communities (e.g., the Finn- membership (often correlated with social
ish-English community in Canada (Poplack class). In contrast to language proficiency,
et al. 1987) or the Ukrainian-English com- whose effect seems to be universal, the con-
munity in Pennsylvania (Budzhak-Jones tribution of the prestige factor varies from
1998b», CS is simply not a community norm. community to community and may act to
promote or inhibit CS: its effect must be es-
6. Summary tablished on a case-by-case basis. In one
community CS per se may not constitute
The intriguing facts of CS have incited much prestigious behavior, though bilingual dis-
theorizing, linguistic and social, but less at- play, appropriately flagged, may be. In an-
tention has been paid to confronting the te- other, the opposite may hold true.
nets of the theories with bilinguals' use of Why is it that after so many decades of re-
two or more languages in context. Success- search attention by practitioners of so many
ive linguistic theories of CS have reflected fields (including linguists of all stripes, soci-
the monolingual theories in vogue, and so- ologists, anthropologists, educationalists and
cial theories are following the same route psychologists), so much controversy continu-
(Heller 1995; Milroy/ Wei 1995; Myers-Scot- es to reign over such basic facts as who code-
ton/Bolonyai 2001). But although the desir- switches, where and why? We suggest that the
ability of linking individual instances of CS current impasse is directly linked to prevail-
to the wider context of language use in the ing methodologies in the study of CS (both
community has become a leitmotif in recent linguistic and social), which favor theorizing
work, this goal is rarely pursued. And, des- and post-hoc interpretation of the meaning
pite the proliferation of linguistic and social of isolated code-switches of uncertain prov-
categories, which have increased exponen- enance over systematic and exhaustive con-
tially over the duration, empirical studies of sideration of actual code-switching behavior
bilingual language use show only a few fac- in the speech of the individual in the context
tors to correlate with the production of CS, of her community.
70. Code-Switching 595
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