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A Cent ury of Gest alt Psychology in Visual Percept ion: I. Percept ual Grouping and Figure���…
Manish Singh
A cent ury of Gest alt psychology in visual percept ion: II. Concept ual and t heoret ical foundat ions
Sergei Gepsht ein, Manish Singh
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L
ike many important movements in u.S., where some of their students re mind. Their view has been described as
science, Gestalt psychology was main active. The Gestaltists contribut "mental chemistry" because it assumes
born of a revolt against the in ed more to the study of perception that perceptions can be analyzed com
tellectual establishment of its time. To than to other areas of psychology-Ge ponent by component, much as mole
day several concepts that Gestalt the staltis German for "pattern" or "shape," cules can be broken down into atoms.
orists proposed early in this century although "configuration" comes closer The Gestaltists attacked this theo
have been incorporated into modern to its intended meaning-but they also ry. What people perceived, they held, is
understanding of perception, learning made important advances in education, not merely a sum or sequence of sen
and thought-indeed into our very lan learning, thinking and social psycholo sations but the whole configuration of
guage and culture. Many people have gy. Some of their ideas have not sur which they are part. The location or
heard the phrase " the whole Gestalt" vived, but others continue to influence size of a square's image can be altered
or have seen pictures that demonstrate the work of modem psychologists. so that entirely different retinal sen
Gestalt principles, such as the one that sations are produced, yet the percep
G
looks now like a vase, now like two estalt psychology was launched tion is still that of a square. How else
profiles face to face. But few outside of in 1912 when Wertheimer, then could people experience the same mel
academic psychology know what the at the Institute of Psychology in ody when it is transposed in key? All
movement was about or what has hap Frankfurt am Main, published a paper the corresponding pitches are now dif
pened to the ideas on which it was on a visual illusion called apparent mo ferent, yet only a few musicians with
based. tion. Apparent motion is the percep perfect pitch would notice any change.
Gestalt psychology started in Ger tion of movement that results from Gestalt theorists maintained that the
many, but after the rise of Nazism its viewing a rapid sequence of stationary parts of a square-or the tones of a
founders-Max Wertheimer, Wolfgang images, as in the movies [see illustra melody-interact with one another and
Kohler and Kurt Koffka-moved to the tion on page 86]. This phenomenon in in so doing produce a perceived whole
dicated to Wertheimer that the percep that is distinct from the sum of its
tion of the whole (movement) was radi parts. Shape and melody are examples
cally different from the perception of of what they called emergent proper
IRVIN ROCK and STEPHEN PALMER, its components (static images). ties: overall qualities of an experience
both at the University of California, The idea that the whole is differ that are not inherent in its compo
Berkeley, collaborate on studies of visual ent from the sum of its parts-the cen nents. Emergent properties are not
perception. Despite their different back
tral tenet of Gestalt psychology-chal unique to mental phenomena, howev
grounds, they share an interest in many
lenged the then prevailing theory of er. The properties of table salt, for in
phenomena uncovered by Gestalt psy
Structuralism. In particular, the Ge stance, are very different from those
chologists. Rock received his training at
the New School for Social Research un staltists rejected elementarism, a basic of its constituents, sodium (a corrosive
der students of the founding fathers of Structuralist assumption that complex metal) and chlorine (a poisonous gas).
Gestalt, including Solomon Asch, Hans perceptions could be understood by Even the characteristics of a society are
Wallach, Mary Henle and Martin Scheer identifying the elementary parts of distinct from those of the individuals
er. He completed his Ph.D. there in experience. Structuralists believed a who compose it.
1952. Palmer was trained at the Univer
trained observer could break down the Emergent quality illustrates one
sity of California, San Diego, in the more
fundamental elements of perception meaning of the Gestalt concept of orga
modern tradition of information pro
cessing, under the guidance of Donald into primitive sensations, such as the nization. The Gestaltists also believed
Norman and David Rumelhart. His doc points that make a square or the par organization was necessary to explain
toral dissertation, completed in 1975, ticular pitches in a melody. They main why human beings see the world as
attempted to investigate Gestalt ideas in tained that a square was just the ex
terms of information processing. Rock perience of a particular set of points
and Palmer are currently pursuing sev NATURAL CAMOUFLAGE shows how
stimulating the retina; a melody was
eral research projects that extend and the laws of grouping, such as similarity,
just the experience of a sequence of proximity and connectedness, can con
revise Gestalt theories of perceptual
distinct tones that became associat ceal animals. The ponies cannot easily
grouping and frame of reference.
ed with one another in the listener's be distinguished from the background.
�
nature of the retinal image. But in cas of equilibrium.
es where the image is ambiguous, such
as a partly hidden figure [see lower il thOUgh Kohler's theory of electric
lustration on page 88), the viewer tends brain fields is no longer taken se
to perceive the simplest shape consis riously, many other ideas that
tent with the information available. emerged from Gestalt psychology con
tinue to influence today's perception
G
estalt theorists sought to under theorists. In some cases, Gestalt views
stand these and other percep have been extended and in others re
tual phenomena in physiologic vised, but one cannot read a contempo
terms. They posited a very direct con rary perception textbook without find
nection between experience and phYSi ing a wealth of ideas that originated
ology in their doctrine of isomorphism, with the Gestalt movement.
which states that a subjective experi Wertheimer's laws of grouping have
ence and its underlying neural event withstood the test of time. In fact, not
have similar structures. Wertheimer's one of them has been refuted, and
analysis of apparent movement illus no new ones have been added to his
trates this idea. When two lights in original list, until our own recent pro
nearby locations are turned on and off posals. One of us (Palmer) suggested
at the proper alternation rate, the ob a law of enclosure, or common region,
server sees a single light moving back referring to an observer's tendency to
and forth [see " The Illusion of Move group elements that are located with
ment," by Paul A. Kolers; SCIENTIFIC in the same perceived region [see illus
AMERICAN, October, 1964). Wertheimer tration on page 89). The second law,
argued that this perception was caused connectedness, which we postulated
by electric energy in the brain flowing jointly, may be the most fundamental
between the two locations stimulated principle of grouping yet uncovered.
by the lights-in other words, the phys Connectedness refers to the powerful
iological event had the same structure tendency of the visual system to per
as the perception it gave rise to. ceive any uniform, connected region
The flowing of electric energy in the such as a spot, line or more extend
brain did not refer to the transmission ed area-as a single unit. Connected
of electric signals along individual neu ness is a particularly good candidate
rons, as dictated by the standard view for a law of grouping because it is
of neurophysiology. Such a neuronal perhaps the most diagnostic property
system did not seem capable of ex of objects in the environment. We sus
plaining the kind of interaction and pect Wertheimer missed this important
organization Gestalt theorists had in principle because he failed to realize
mind, so they suggested that direct cur- that an explanation was required for
why each element in his configurations
was itself perceived as a single entity.
MOVIE FRAMES of Charlie Chaplin il Although the validity of the laws of
lustrate how the illusion of apparent grouping has not been seriously chal
movement is created. The still frames lenged, the stage at which they oper
give the impression of motion if they ate in the visual system is being re
are viewed successively at rapid speed. assessed. The Gestalt position implic-
itly assumes that grouping must oc by proximity must therefore occur af factor than their overall shape. These
cur early in visual processing. So when ter depth perception. We have reached and related findings have forged the
Wertheimer discussed principles such similar conclusions for the prinCiples oretical connections between the sep
as proximity, he presumably referred of common region and connectedness, aration of textures and the activity
to retinal proximity: how close the stim· as well as for similarity grouping by of cells in the visual cortex that re
uli were to one another on the retina. It lightness. spond strongly to differences in the
is possible, however, that these group· orientation of component lines and
ing principles operate later in visual ew experimental methods have edges [see "Brain Mechanisms of Vi
processing, after depth and lighting
conditions have been perceived.
To disentangle these two hypothe·
N further advanced the under
standing of grouping and have
also suggested links to the underlying
sion," by David H. Hubel and Torsten
N. Wiesel; SCIENTIFIC AMERICAN, Sep
tember, 1979].
ses, one of us (Rock ) performed an ex physiology. Jacob Beck of the Univer Other techniques have provided ways
periment with Leonard Brosgole some sity of Oregon pioneered the study of of testing the Gestalt idea that wholes
years ago. Luminous beads were strung texture segregation , a form of group are perceptually dominant. David Na
on parallel strings and suspended in ing elements by similarity when they von, now at the University of Haifa in
the dark so that they appeared as a lat are perceived as a pattern rather than Israel, performed a study to determine
tice of glowing dots. Because the beads as individual forms. In one experiment whether wholes are perceived before
were closer to one another vertically he presented observers with a field parts, or vice versa. Using large letters
than horizontally, observers saw them of three different types of elements composed of small letters, he measured
as organized into columns [see illustra side by side: L's (or reversed L's), T's the time observers needed to identify
tion above]. We then tilted the display and tilted T's [see top illustration on the large (global) or small (local) letters
backward so that the retinal images page 90]. The observers were to say at [see middle illustration on page 90]. In
of the beads were closer together hor which boundary there was a more nat some cases, the large and small letters
izontally, although the beads them ural break in the pattern. were the same (consistent ); in others,
selves of course remained closer verti Beck found that the boundary be they were different (conflicting).
cally. When observers viewed this dis tween the upright and tilted T's was If whole figures are perceptually pri
play, they continued to see the beads in much more evident than the one be mary, as the Gestaltists held, global let·
columns, indicating that grouping was tween the L's and the T's. This re ters should be identified faster than lo
based on perceived proximity in three veals-somewhat surprisingly from the cal ones; if parts are primary, as others
dimensional space rather than on ac Gestalt point of view-that the orienta believe, the reverse should be true. An·
tual proximity on the retina. Grouping tion of the elements is a more powerful other prediction of the Gestalt view-
FIGURE-GROUND ORGANIZATION is fundamental to per ceived as figure or as ground. Although the two shapes on
ception. Either side of the pattern on the left can be per- the right share the same contour, they seem very different.
•••
•••
UNDERSTANDING that a parallelogram's area is equivalent to that of a rectangle's CONNECT the dots by drawing four
(top panel) makesfinding the areas of other shapes (bottom panel) easier. Learn straight lines without lifting pencil from
ing by understanding allows insights to be transferred to analogous situations. paper. (Solution on page 90, at bottom.)
point is that if the whole is perceived mation in various perceptions-"good" implications for education-and so
first, conflicting local letters should not ones contain little information, and cial psychology. Early Gestalt ideas
affect the naming of the global ones, " bad" ones contain a lot-and have about thinking clashed with those of
but conflicting letters at the global level predicted how people will perceive the emerging Behaviorist movement. A
should slow naming of the local ones. partly hidden figures, among other forerunner of that school, Edward L .
Again, part-to-whole theorists predict phenomena. Wendell R. Garner of Yale Thorndike, concluded from his studies
the opposite. Navon's results support University has shown that good pat that animals solved problems by trial
ed the Gestalt predictions on both terns can be matched more quickly, re and error rather than by thought or un
counts. Later investigators have found membered better and described more derstanding. In one now famous exper
these results to be less pervasive than succinctly than bad ones. iment, he placed a cat in a cage from
Gestalt theory would suggest by show In contrast to their theories of per which it could escape by pulling a
ing that responses depend on factors ception, Gestaltists' ideas about elec hanging string that opened the door
like the absolute and relative size of tric fields in the brain have been re latch. In the process of thrashing about,
the letters. soundingly rejected by modem physi the cat would inadvertently tug the
Another concept of Gestalt theory ologists. Concepts similar to Kohler's string and be released. After many
that is very much alive is the prin notions about physical Gestalten, how such trials, it would pull the string the
ciple of Prag na nz-the idea that the ever, have resurfaced under the guise moment it was returned to the cage.
visual system converges on the most of neural networks. According to neu Thorndike concluded that the cat did
regular and symmetric perception con ral-network theorists, mental process not use intelligence but gradually de
sistent with sensory information. The es result from the dynamic behavior of veloped an association.
vague Gestalt notion of "goodness" has many interconnected computing units, Gestalt theorists vehemently de
now been clarified. Emanuel Leeuwen which can be thought of as neurons. nounced this kind of experiment and
berg and Hans Buffart, then at the Uni Each unit's behavior can be character the conclusions drawn from it. They
versity of Nijmegen, advanced a theo ized by its state of activation-much objected that the situation actually pre
ry that speCifies the amount of infor- like a neuron's firing rate-and units vented any display of intelligence in
affect one another by excitatory or in problem solving because the cat could
hibitory connections-much like syn hardly be expected to understand the
a b apses. The entire system is initially ac hidden mechanism that related tug
IT @
tivated by an external stimulus that ging on the string to opening the door.
affects some subset of the units. Acti In contrast, Kohler performed experi
vation then propagates through the ments with chimpanzees while he was
network until it reaches an equilibrium isolated on the island of Tenerife dur
state of minimum energy [see "Collec ing World War I in which both the
tive Computation in Neuronlike Cir requirements for a solution and the
cuits," by David W. Tank and John J means to achieve it were perceptually
d Hopfield; SCIENTIFIC AMERICAN, Decem evident. Kohler observed chimps dis
'DC) @
ber, 1987]. In short, these networks covering how to retrieve bananas from
can be thought of as examples of phys outside their cage with a stick .
ical Gestalten. Although this work is These findings conflicted with Behav
still in its infancy, neural-network mod iorist dogma in at least two important
els of perception promise to open a ways. First, the chimps arrived at the
whole new chapter of Gestalt theory. solution suddenly, in a flash of " in
sight," rather than gradually. This was
B
OBSCURED FIGURE illustrates the idea eyond revolutionizing the study pOSSible, Kohler argued, because the
of Pragnanz. Given an ambiguous of perception, Gestalt theorists nature of the problem was perceptually
pattern (a), observers perceive simple enriched the fields of learning, apparent, unlike the string-latch mech
shapes (b) instead of complex ones (c, d). memory and thinking-with important anism. Second, the errors made by the
T
Although no one has explained how he Gestaltists made further in cial psychology. He contended that atti
insight occurs, the Gestaltists did illu roads against the Behaviorist ap tudes are rooted in beliefs, that beliefs
minate certain aspects of how under proach in the realm of social psy are rooted in information and that be
standing could be achieved. One way chology. Beginning in the late 1930s, liefs tend to be rational rather than
humans can do it, unlike animals, is by three investigators-Kurt Lewin, Fritz molded by "suggestion ," as early social
having something explained to them. Heider and Solomon E. Asch-rejected psychologists thought. His emphasis
Mere listening is not enough, of course, the idea that social behavior could be on human rationality conflicted with
for the listener must achieve the same explained solely as a response condi the seeming irrationality of phenomena
cognitive structure as the explainer in tioned by societal rewards, such as ap such as racial prejudice. Asch argued,
order to become aware of the essential proval or praise. Rather, they argued, however, that even prejudice can be
connections among the relevant facts. people make sense of the behavior of understood as being reasonable and
listeners do not have to go through the others by attributing to them feelings, rooted in information, albeit misinfor
same creative process as did the origi perception, goals, beliefs and inten mation. For example, if children de
nal problem solver to arrive at the solu tions-a view known as attribution the pend on parents and other respected
tion, but their final state of compre ory. As obvious as this idea sounds, adults and have little reason to mis
hension must be similar. it was a radical departure from the trust them, accepting adult opinions
The educational implications of prevailing Behaviorist approach, which about an ethnic or racial group is a rea
achieving insight through explanation minimized or denied subjective states sonable thing to do. Moreover, children
cannot be overestimated. Not only is it of mind. Attribution theory has since get little if any information from other
satisfying to grasp the solution to a displaced Behaviorism as the dominant sources to contradict what they have
problem, but it is far less likely to be view in social psychology. been told by their parents.
forgotten than rote memorization, and Few of Lewin's ideas have survived Asch also challenged the Behaviorist
it can be readily transferred to related in contemporary psychology, but the assumption that beliefs and attitudes
new problems. Wertheimer showed, for work of Heider and Asch has had last result from suggestions based on the
instance, that once children realize why ing influence. Heider applied Gestalt prestige of the source. For instance,
the area of a parallelogram equals its ideas about object perception to the American college students were known
base times its altitude [see upper left perception of others. One cornerstone to change their opinion of a statement
illustration on opposite page], they can of his theory was the idea of attribu depending on who they believed had
find the areas of other geometric fig tion: that people try to account for one made it. When told Thomas Jefferson
ures without having to memorize the another's behavior in terms of deeper
formulas. Many modern educators crit causal explanations, such as motives
NO GROUPING
1000000001
ical of rote learning advocate teaching and intentions, using context and be
students to think creatively to achieve havioral consistencies. Heider also de
insight. Few realize that these "revolu veloped the concept of balance: the
tionary" ideas about education origi idea that individuals prefer harmoni
nated with Gestalt psychologists. ous cognitive relations. For instance,
00 00
GESTALT LAWS OF GROUPING
Gestalt theorists also struggled to if Jane likes person X and thinks X
describe the creative process through likes person Y, then the system of be
which a person achieves original in liefs will be balanced if Jane also likes
sight in everyday life. They proposed Y-and imbalanced if she does not.
PROXIMITY
00••00
that problems have certain demands This idea echoes the principle of Prdg
that are readily grasped, which lead nanz: the tendency to achieve the best
people to attempt nonrandom solu or most basic organization. ••
tions [see "Problem-Solving," by Martin Heider's seminal work on balance SIMILARITY
Scheerer; SCIENTIFIC AMERICAN, April, theory is related to the late Leon Fes
1963]. Becoming fixated on one hy tinger's theory of cognitive dissonance.
pothesis or one function of an object
often without realizing it [see upper
Because Festinger believed people seek
to reduce inconsistencies in their be
[J[J[J[J
right illustration on opposite pagel-is liefs, feelings and behavior, he studied CLOSURE
the chief obstacle to insight. When peo how people's choices affect their sub
ple let go of impliCit assumptions, their sequent beliefs and attitudes. He rea
understanding of a problem is some
times dramatically reorganized, en
abling them suddenly to "see" the solu
soned that when a rejected alternative
(say, a sporty but temperamental car)
is in many ways more desirable than
= x =
GOOD CONTINUATION
tion, complete with the accompanying the chosen one (a staid but reliable
"aha!" experience. car), the fact that it was not chosen will NEWLY PROPOSED LAWS
Modern researchers on human prob produce an inner state of disharmo
lem solving have not yet explained in ny-or dissonance, as Festinger called
sight, but they have abandoned the Be it-which produces pressure toward
haviorist idea of blind trial and error in eliminating it. One way to reduce disso COMMON REGION
favor of one more consistent with Ge nance is to reevaluate the relative at
stalt ideas about the value of compre tractiveness of the alternatives, such as
hension. One promising focus of recent devaluing the unchosen one (sporty .......
. ....
research has been the use of analogies cars are too dangerous anyway), there CONNECTEDNESS
in problem solving: those who under- by enhancing the chosen one.
I
n some ways, the Gestalt move ogy-may turn out to be correct. The
ment, despite its acknowledged im remarkable surge of interest in neural
pact on several areas of psycholo network models attests to the fact that
gy, has always been regarded rather Gestalt theories are very much alive to
skeptically by the scientific establish day and that their place in psychologi
ment. This opinion was certainly true cal history is assured.
in the 1920s and 1930s when the dom
inant theories were Structuralism and
Behaviorism, schools that the Gestalt
FURTHER READING
ists attacked vehemently-and success
A SOURCE BOOK OF GESTALT PSYCHOLO
fully. Yet such skepticism persists to GY. Prepared by Willis Davis Ellis. Hu
day for several reasons. First, Gestalt manities Press, 1938.
DOTS can be connected by extending psychology sought to investigate sub GESTALT PSYCHOLOGY. Wolfgang Kobler.
the lines beyond them. People assume jective experience, as in perception, Liveright, 1970.
incorrectly that they may not do this. which Behaviorists rejected as an im THE MENTALITY OF APES. Wolfgang Koh
Lenin, their agreement with the state Third, their theories were usually ex David E. Rumelhart, James L. McClel
land and the PDP Research Group. The
ment diminished considerably. pressed qualitatively and fell short of
MIT Press, 1986.
These results superficially support current standards of precision. More
SOCIAL PSYCHOLOGY. Solomon E. Asch.
the idea that the acceptability of the over, their views about brain function Oxford University Press, 1987.
source strongly influences a person's have been largely discredited by mod-
I
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