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July 1996
HYDRODYNAMIC JOURNAL BEARINGS
TYPES, CHARACTERISTICS AND APPLICATIONS
John Nicholas received his hydrodynamic forces times the area must be equal and opposite
B.S.A.E. from the University of to the external load, W. Likewise, the sum of all horizontal
Pittsburgh (1968) and his Ph.D. forces must be zero. This can only occur for attitude angles that
°
from the University of Virginia approach 90 .
(1977) in rotor and bearing
dynamics. While at Virginia, he Since a downward load is supported by a horizontal
authored the tilting pad and displacement, any downward force perturbation will result in a
pressure dam bearing computer horizontal displacement which will result in a horizontal force
programs that are used by and a vertical displacement, etc. Thus, the bearing produces
many rotating equipment unstable cross-coupling forces that actually drive the rotor and
vendors, users and consultants. cause it to vibrate at a frequency that is 50% or less of running
speed.
Dr. Nicholas has worked in the
y
l
turbomachinery industry for the
last 18 years in the rotor and
bearing dynamics areas, including 5 years at Ingersoll-Rand and
5 years as the supervisor of the rotordynamics group at Dresser
Rand, Steam Turbine Division.
-1-
\f
HEAVY -Y LOAD lightly loaded sleeve bearings, man i fests itself as an exact 50%
SUPPORTED BY of running speed frequency (shaft v i brates once per every two
-Y DISPLACEMENT shaft revolutions). This can be seen in F i gure 3 at speeds below
I about 7, 500 RPM (below twice the rotors first cr i ti cal).
Above 7, 500 RPM, the instab i lity frequency locks onto the rotors
first fundamental natural frequency, wh i ch i s at about 3,800
cpm. This re-exci tation of the rotor's first natural frequency is
sleeve bearing induced shaft whip wh i ch shows up as a vibration
component that is below 5 0% of running speed and occurs at
speeds that are above twice the rotor's first cr i ti cal.
Usually bearings are des i gned not to go unstable until the rotor
speed exceeds tw i ce the rotor's first cr i tical speed. Thus, an
exact . 5x is a rare occurrence and bear ing induced instabil i t ies
usually show up as shaft whi p at frequenc ies less than 50% of
synchronous speed.
O Iii
,,,
...
0 ,\ \\\\
-2-
Assume solutions of the form for a pressure dam bearing approaches ro5 for a 2 axial groove
bearing. A flexible shaft non-dimensional instability threshold
(3) speed parameter can be approximated by
1
where the real part of the eigenvalue is set equal to zero
representing the instability threshold. Setting ro = ro5, the
2
(7)
1 .0 �---'---'--'-.L..L.l..w..l---L.-1....L-L-U...u.L--'---'--.L..L.u..u.l
The linear bearing coefficients may be used to determine the .01 01 LO 10.0
non-dimensional instability threshold speed, ro 5 , from equations
,.,.N,LD (-R ) 2
S= W c
(5), (6) and (7). Then, the speed at which the journal becomes
unstable may be determined from
curves shown in Figure 5, as the rotor flexibility increases, ro 5 m' = journal mass (slug = lbf-s2/f)
-3-
For rotors with additional non-gravity loads such as gear, steam Ry= +1,000 lbf
or volute loads, define these non-gravity external loads as wi = 2,500 lbf
R' = resultant external, non-gravity load (lbf) Thus, from equation (13)
Rx = horizontal component of external, non-gravity load
(lbf)
Ry = vertical component of external, non-gravity load
(lbf)
W =JR�+ (Ry - wl = J(1000- 2500) 2
=1500 lbf
W = J(Rx) + (R y -
2
wl (13) Clearly, an upward load that unloads the bearing is destabilizing.
Wi = journal gravity load
(14)
µ = 1.11 x 10
-6
lbf · s/in
2
OIL AT
VISCOSITY JL ''
µNLD �
2
Figure 6 Two Axial Groove Bearing
S= ( ) (15)
60W c
2AX�LGROOVE ANDPRESSURE DAMBEA�NGS
1.11x10 (5000) (3.0)(4.0) 2.0 2
S= ) = .2
-6
(
60(2500) .003 2Axial Groove Bearings
From Figure 5, at S = .2, for a 2 axial groove bearing, ro5 = 2.0 . Axial groove bearings have a cylindrical bore with typically 2 to 4
axial oil feed grooves. Figure 6 illustrates a 2 axial groove
design. These bearings are very popular in relatively low speed
Horizontal rotor without external load.
equipment. For a given bearing load magnitude and orientation,
the stability characteristics of axial groove bearings are primarily
From equation (13), W = Wi. From equation (12) controlled by the bearing clearance. Tight clearances produce
higher instability thresholds but tight clearance bearings present
Ni =
30-
ros
ig
= 30 (2.0)J386.1 = 6852 RPM other problems that make them undesirable. For example, as
clearance decreases, the bearing's operating oil temperature
7t c 7t 003
increases. Furthermore, babbitt wear during repeated start-ups
Horizontal rotor with a 1.000 lb external load vertically will increase the bearing's clearance thereby degrading stability.
upward. In fact, many bearing induced instabilities in the field are caused
by bearing clearances that have increased due to wear from oil
Thus, contamination, repeated starts or slow-rolling with boundary
Rx= 0.0 lubrication.
-4-
the grooved lower half bearing increases this range to all
y Sommerfeld numbers below 0.17. Essentially no increase in
stability is seen at high Sommerfeld numbers.
SIDE LAND Pressure dam or step journal bearings have long been used to
a.. improve the stability of turbomachinery as replacements for plain
w POCKET journal or axial groove bearings. In many cases, these bearings
f- - - -----{;-
(J')
provide a quick and inexpensive fix for machines operating at
1
high speeds near or above the stability threshold. For example,
I
SIDE LAND ) a plain cylindrical axial groove bearing can easily be removed
from a machine displaying subsynchronous vibration. Milling a
TOP PAD step in the top pad of the proper size and location may be all
§$
(J')
i
c,
iiil (J')
Most pressure dam bearings have 2 oil supply grooves located
in the horizontal plane as shown in Figure 7. For a downward
...J
.
...J directed load (negative y-direction) corresponding to a portion of
5 5 the rotor weight, a pocket is cut in the upper half of the bearing
1
I
l
with the end of the pocket (the step or dam) located in the
--------4:- second quadrant for counter-clockwise shaft rotation. The
pocket has side lands to hold the pressure and flow as shown in
RELIEF TRACK Figure 8. A circumferential relief groove or track is sometimes
grooved in the bottom half of the bearing as illustrated in Figures
7 and 8. Both of these effects (dam and relief track) combine to
increase the operating eccentricity of the bearing compared to a
plain cylindrical bearing.
BOTTOM PAD
The effect of a stepped pocket on the journal compared to a
Figure 8 Pressure Dam Bearing - Top and Bottom Pads plain bearing may be easily seen on a bearing eccentricity plot.
Figure 9 shows the bearing eccentricity ratio as a function of the
Sommerfeld number. The bearing eccentricity ratio, E, is the
Another method of increasing the instability threshold speed of a amount the journal is offset in the bearing, e (Figure 7) divided
2 axial groove bearing is to place a circumferential oil relief track by the bearing radical clearance, c. Three curves are plotted on
or groove in the bottom half of the bearing (see the bottom pad Figure 9. Two different pressure dam bearings with steps
in Figures 7 and 8). Figure 5 illustrates the stability curves for located at e. = 125 and 160° are compared to the plain journal
°
the grooved lower half bearing (bearing #3) compared to the 2 bearing curve. All length-to-diameter ratios (UD) are 1.0.
axial groove bearing (bearing #2). A considerable increase in
the infinite stability region is evident for the grooved lower half At high Sommerfeld numbers (light loads and/or high speeds),
bearing. That is, the 2 axial groove bearing is theoretically the plain journal bearing's eccentricity ratio approaches zero and
stable at all speeds below a Sommerfeld number of 0.03 while
-5-
[
1.0 bearing axial length). In a sense, bearing #5 is a combination of
bearing #3 (grooved lower half bearing) and bearing #4
(pressure dam without relief groove) and the resulting stability
09 PRESSURE DAM
BEARING plot combines the advantages of both designs. Specifically,
K = 3.0 R9 = 210
stability is increased at high Sommerfeld numbers (similar to
bearing #4) and the region of infinite stability is considerably
08 i:d = .75 I:1 = .25
larger (similar to bearing #3). As before with the grooved lower
half bearing, a relief track should not be added for bearing unit
'
0.7
' loads above Lu= 100 psi. Also, a relief track should always be
added for Lu s 50 psi.
0.6
\ 10 O.O�--,-r.-...,,..,rrrrr---r,r-.-r-r-,-.-,r-rr--,--.--.--rr,""TTl
\
'
PRESSURE DAM L/ 0: I O
0.5 BEARING STABILITY Re : 210
E EFFECT OF Cl.£.ARANC£
RATIO
\
0.4
\
BRG• TYPE
I PLAIN JOURNAL
2 GROov�n "
3 DAM, K•3.0
\ :�1:�gURNAL K•6.0
03
DAM,
10.0 �4
DAM, l(at2.0
w
0.2 " "' ;
' ""'-.... . I
__
STABLE
0.1 LID = 1.0
....._ LO
0.0 .01 0.1 LO 10.0
µ. (�i 2
0.1 1.0 100 5 LD
N
s, -w-- c
µ. Ns L D
S= w
( !:c } 2
Figure 10 Effect of Clearance Ratio on Pressure Dam
Bearing Stability
Figure 9 Eccentricity Plots for Pressure Dam and Plain
Journal Bearings
The effect of varying the clearance ratio, K', on stability is shown
in Figure 10. For a pressure dam bearing, the clearance ratio is
the journal runs centered in the bearing. This condition leads to defined as (see Figure 7):
unstable operation. However, the pressure dam bearing
eccentricity either approaches some minimum value or K' = cJc (16)
increases as the Sommerfeld number increases.
where pocket radial clearance, in.
At high speeds and/or light loads, the step creates a loading that bearing radial clearance, in.
maintains a minimum operating eccentricity. That is, as speed
is increased, the bearing eccentricity does not approach zero as The optimum clearance ratio as far as load capacity is
it would for plain journal bearings. The eccentricity approaches concerned is approximately K' = 3.0 (1-4). Bearing #3 has a
some minimum value or may even increase with increasing · clearance ratio of K' = 3.0 and provides the best stability
speed due to the step loading. Thus, a properly designed step characteristics. Bearing #4 with K' = 6.0 is slightly less superior
bearing would operate at a moderate eccentricity ratio even at (a 10% decrease at S = 10.0). A 40% decrease in stability is
high Sommerfeld numbers. This condition helps to stabilize the evident for step bearing #5 (K' = 12.0) when compared to the K'
pressure dam bearing in the high Sommerfeld number range. = 3.0 bearing at S = 10.0. The stability curves for bearing #1
(plain journal) and #2 (grooved lower half) are also included in
Returning to Figure 5, bearing #4 is a p�essure dam bearing with Figure 10 for comparison.
K' = 3.0 (pocket clearance ratio) and Li = 0.0 (no relief track).
For this case, the stability is increased compared to the journal Figure 11 illustrates the effect of changing the step location on
bearing at high Sommerfeld numbers while the region of infinite stability. The step is located by the angle, e. (Figure 7)
stability is less. As discussed previously, at high Sommerfeld measured with rotation, counter-clockwise from the positive
numbers, the step forces the journal to operate at a moderate horizontal (+X) axis. The optimum step location as far as load
eccentricity. From the top of Figure 5, bearing #4 operates at an capacity is concerned is approximately 85 = 125° (1-4). This
eccentricity ratio of e: = 0.25 at S = 5.5. This moderate optimume. does provide the optimum stability for 0.2 s S s 1.7.
eccentricity provides the favorable stability characteristics at However, for S > 1.7, bearing #5 with 95 = 160° is more stable.
high Sommerfeld numbers for this step journal bearing. In fact, this bearing has two regions of infinite stability (S s 1.7
and S:;,: 3.4). Ase. decreases from 160°, stability decreases at
Also from Figure 5, , bearing #5 is a pressure dam bearing with
high Sommerfeld numbers.
K' = 3.0 and Li = 0.25 (relief track in bottom pad = 25% of the
-6-
speed is N, = 8,823 rpm. Thus, the effect of shaft flexibility is to
lower the threshold from the rigid rotor prediction of 8,823 rpm
uo,10 Re,210 to 6,000 rpm. Note that equation (10) could also be used to
SRG• 8, approximate the shaft flexibility effects.
I 45'
z 90' The frequency spectrum for a near optimum pressure dam
3 125 •
bearing design (K' = 2.1, and 2.4, and 05 = 145° ) 1s shown in
4 145'
5 160• Figure 13. The rotor was run up to maximum speed without a
- large subsynchronous component appearing. The theoretically
predicted instability onset speed is 11, 100 rpm.
14000
' 'I : I. I
I
! i I
ll,\�
I I
I
I 'I
'\
1.0 l____j___J__J_..L...J...LI.J.J___.____.__-1....JL.LI...Lll..-_.__._.,_,_��
10.0 �12000 ,('
.01 0.1 LO
2
a:
µ. Ns L D
s, --w-
(
�
c
) 0 fi \...:;
t:l10000 ri'
�
Cl) n'
==
Figure 11 Effect of Step Location on Pressure Dam ci.z 8000
·i'
{'
0
Bearing Stability
-
II�
� 6000
0 ti' EE BEARING!
a: PRESSURE DAM
·i'
==
NEAR OPTI-
X• !60"
4000
LIO• 10
Lt • 00 145• e,
·f+tf-+I•+ . 'J::rf·1.;.,1 ....i,1.1 .. ••1..;u., cl �
.�i-+ I�-;-..� -
==
• 5 59 a 10-l cm 12..2 rntl1)
.
=
! -T !IE:ARINGS V\ c2
2000 l:=.=;;tl>----+-'
• 6.35 a JO-lcm 12.5 rNII)
I . ; I ·: . .• :J_ I -�+-'- +-H+t-t-i'H-,- 2 AXIAL .. OOV( r-
1
f· 1 .
. ; , I· ,_ .!++.
K'1 • 2.1 K 2 • 2.41
.
-1--
1· ·I· I � .L LID. 1.D ll, 110' �
- r i 11 I I c, ·•.>1, 10·•,.111 ..1,1 �
!If �
� 1000..:
1 ·I• 1
,1
• 1 . 1: 1 i
1 I
1, 1 1 .• n,
� I ,. c .,. oe.10·1c-12_0 ... ,
I,, . I • , .•. �. • I , _
0 I
0
I
4000
I i
8000
I I I I
12000
I I
16000
FREOUENCY,CPM
�6000�
w
w Figure 13 Frequency Spectrum, Near Optimum Pressure
3; 5000
...J
Dam Bearing
�4000
0
1c= Pressure Dam Bearing Application - High Speed Gear Box
� 3000 ;::::
-7-
The optimum step location for stability is between 9 5 = 125° and
160° depending on the Sommerfeld number. For S � 2.0, 9 5 =
160° is the optimum while for Sommerfeld numbers in the range
of 0.2 :s: S :s: 2.0, 125° is the optimum. A good compromise is 9 5
r .011" POCKET = 140° . A pressure dam bearing designed with these
recommended K' and 9 5 values could increase the stability
-- ro
parameter 5 by a factor of 1 O or more over a plain journal
�--
\\ �
\---- bearing at high Sommerfeld numbers. Also, the pressure dam
bearing would operate at a moderate eccentricity ratio (between
--rs::,--.r---=--Jo---==- 25% LOAD E = 0.25 and 0.5) even for light loads and/or high speeds.
MINIMUM
FILM LOCATION While the pressure dam or step journal bearings will not solve all
rotordynamic instability problems, it remains an extremely
100% LOAD effective, low cost anti-whirl bearing. If near optimum clearance
ratios and step locations are used, many oil whirl instabilities
may be eliminated with pressure dam bearing designs.
lw
'G�VITY LOAD ----x
Figure 15 High Speed Gear Box Pressure Dam Bull Gear
Bearing
-8-
°
Table 1 Integrally Geared Compressor's Low Speed Pinion region of infinite stability is evident with the -15 clocking.
Bearing Designs Infinite stability includes all Sommerfeld numbers less than 0.6
°
for the B e -15 case. This is accomplished by placing the axial
=
l
of poor load capacity while #1 and 2 are eliminated because of t
instability concerns. Bearing # 6 is the recommended design.
I
�.. ,5� 9c·o· 1'-ee .-,s·
I
.
----x I
I
I
I
I
10.0
I
I
I
\ \·----.
\
\
__ _ --- ---·-·-·
-----
/
......
Figure 17 Offset Half Bearing
1.0
STABLE
3 AXIAL GROOVE AND MULTl-POCKET BEARINGS (7 .8, 9l 3 AXIAL GROOVE
L/D=.55
3 Axial Groove Bearings 19}
-9-
I
3 AXIAL GROOVE I
E\: = 0°
�c=-15"
LID =.55
I
I
10.0 I I
I
I "-
\
__ -------·
\, ..._ _//.
1.0
. .--:::::.-·---
s
STA�
1.0 L/D=.55
--. >
---- 3 AXIAL GROOVE
o
s
-·- ec=-1s Figure 21 Double Pocket & 3 Axial Groove Bearing Rigid
Rotor Stability
.01 ...___._......___.___.__.____._......__...,__.,____,
0 .2 .4 .6 .8 1.0
E
L/D=.55
Figure 20 3 Axial Groove Bearing Load Capacity
-10-
Double Pocket Bearing Gas Turbine Application #1 (9) threshold above 23,000 rpm, well beyond the operating speed of
5,000 rpm.
A frequency spectrum is shown in Figure 23 for a large
overhung power turbine operating on test with 3 axial groove
bearings. A large subsynchronous component is evident at 40
Hz (0.033 mm, 1.3 mils at 5,000 rpm) predominately in the
horizontal direction. The amplitude of the 40 Hz component STABLE
exceeded 6.0 mils soon after this signature was recorded. Also �
indicated on Figure 23 are the synchronous power turbine
component labeled "1X" and the synchronous gas generator
component labeled "1X GG."
-· 1 · I I· I ·
; : .-:-40 Hz 3 AXIAL GROOVE
I
1-- - - ---- --
,___._
c
�
.0 l.75Xlc4
N/c,.
. 012 7 m 3 AXIAL DOUBLE
(. 5
------·-
lX
-·--····--- - . ·r-----
0 GROOVE POCKET
mils) : l!!
ec =o
t----,+.--tt-+---+-tt--i--
IX · · • o
-· -ir. : .. ·- ���
.. , GG o
: ; ! I
}
. . .. I .
:: :_fy . /\ I!
� I �-:
Hli
---
·-· ·--·
�-: -: +--+!--+-·---:--� 4500
IA..- '
RPM
·
0 50 100 150 200 -_5 0 .5 1.0
f, Hz
LOG DECREMENT
Figure 23 Frequency Spectrum, Power Turbine Test, 3 Figure 24 Rotor Bearing System Stability, Power Turbine
Axial Groove Bearings N = 5,000 rpm
RPM
increases the operating eccentricity to 0.66 while the 9 c = -15°, 3 0 50 100 150 200
axial groove design operates at i; = 0.74.
f,Hz
The coupling end bearing operates in the high Sommerfeld
number range due to the light bearing load (S = 5.8). The
°
original 3 axial groove bearing with 9c = 0 is operating on the
rigid rotor threshold speed with N 1 = 5,043 rpm. Clocking the 3 Figure 25 Frequency Spectrum, Power Turbine Test,
axial groove bearing -15° increases this speed to 7,416 rpm. Double Pocket Bearings
However, the double pocket bearing places the stability
-11-
Results from a full rotor-bearing system stability analysis are
presented in Figure 24. From Figure 24, logarithmic decrement
� 85 Hz I 1.:
�
is plotted against aerodynamic cross-coupling, Q, a destabilizing "'ci
excitation placed at the turbine disk location. The original -r�i'"""""'t-"""=-"-:',_....;.-+-...;..;.i.--c.,..___�---J
design 3 axial groove bearings (0c = 0 ) place the rotor in the
° z
0
unstable region of the map with a log decrement value of -0.25 iii
for low cross-coupling levels. The damped natural frequency is >
0
2, 389 cpm (39. 8 Hz) at a cross-coupling level of 1.0 X 104 lb/in. a:
This corresponds to the 40 Hz instability illustrated in Figure 23. w
a.
Both double pocket bearing designs, however, are well into the 'i'
stable area with log decrement values above 0.75. The Elc = -
u
70
15 design is slightly more stable than El c = 0° case.
°
...
Since the original inserts are clocked 0 , the double pocket Elc =
°
�
modified double pocket bearings. The 40 Hz subsynchronous "'
component is suppressed to an amplitude of 0.25 mils at 5,000 ci
rpm. This level is bounded and well within customer w
c
specifications. ::,
....
:::;
a.
Double Pocket Bearing Gas Expander Application #2 (4. 7l �
<
�
A high vibration level in excess of 3.0 mils caused numerous <
....
shutdowns of 2 hot gas expanders operating under full load. z
0
The rotors were supported on 3 axial groove bearings. Each N
ii:
expander drove a separate multi-stage centrifugal compressor 0
::r
through a gear-type flexible coupling. The two expander
compressor trains are typical of the type of units utilized in the
separation process.
.-+. -
___
-_ .....
__ _-
_
_ --
f.--,-
_ .
� I . , Figure 27. The 34 Hz component has been
(/) _J_______- __-_ -.-
:::;
a.
_=-_..;:,;
SYNCHRONOUS:�:.::
. · 85.3 Hz vibration trip-outs since the bearing redesign
1----+-1--+---.---.... �- - _-_-·-_ _ -
� 0.5 · · _--- ---+-----+-----+-·--··--_, · was incorporated.
<
�
<
- -· _____ -:-:l---·
Double Pocket Bearings - Conclusions
l,..�__:L,___
....
z
0 · ·
N 0.01,::-::::::...:� . uL
·=···=�:::1-�;,,-.,· "-:-------4
__..L."-�--i---·.L..:>....
\_
A simple, inexpensive and quick
-. l .I !
:..._ _1
ii:
Q,......,
-12-
with the double pocket bearing. Essentially no additional between pads provides more symmetric stiffness and damping
increase in stability is evident by clocking the double pocket coefficients (13).
baring 15° against rotation for Sommerfeld numbers greater than
2.0.
Taper land (Figure 28) and multi-lobe bearings (Figure 29) are
also very popular sleeve bearings that are successful in
increasing the instability threshold speed compared to cylindrical
sleeve bearings. The taper land bearing has side lands similar
to a pressure dam and thus is a pocket bearing. Care must be
taken when using this design in heavy load applications as load
capacity may be a problem (7, 8). Taper land bearings are very Figure 29 Multi-Lobe Bearing with 3 Preloaded, Offset
frequently utilized in small, light rotors operating at high speeds Lobes
such as small turbo-expanders, cryogenic expanders and
turbochargers. Symmetric support properties provide circular orbits whereas
asymmetric supports cause elliptical orbits. Circular orbits are
Multi-lobe bearings (10, 11) do not have side lands. The preferable since, in general, their vibration amplitudes are
elliptical bearing is a 2-lobe multi-lobe bearing. The lobes are smaller going through a critical compared to the major axis of an
always preloaded as a zero preloaded multi-lobe bearing is elliptical orbit.
simply an axial groove bearing. The lobes can also be offset
with the minimum lobe clearance located at some angle with
rotation from the center of the lobe as in Figure 29.
y
-----x
x
-13-
Another tilting pad parameter available to the bearing designer is
prohibits the shaft from moving in the bearing thereby reducing
pad pivot offset. Referring to Figure 30, define the pad pivot
the effectiveness of the oil film produced damping.
offset as
c---,,----,----.---.----.---r--� 17.5
a = .!!,_
10.0
(17)
x - - - - .0762 mm ( 3.0
milt)
.1016mm (<1.0mila) } c'b
For centrally pivoted pads, a = 0.5 (50% offset). Typical offset
_ <O
I -·-·- .1270mm (5.0 mila) "'
pivot values range from a = 0.55 to a = 0.6 (55 to 60% offset).
x
0
E2222l TOLERANCE RANGE z
-;;...
Offset pivots are very popular with thrust bearings as offsetting c: 3
_
the pivot increases the operating film thickness thereby
' x
�
..
.
decreasing the operating temperature (i.e., offset pivots increase I
-�·�!!_-
b�anng load capacity). For tilt pad journal bearings, offset
pivots also increase load capacity (12, 15). This translates into
lower journal bearing operating temperatures. Also, offset pivots
increase bearing stiffness, especially Kxx, compared to centrally
pivoted pads (12). 1.0
1.75
AXIAL COMPRESSOR• 1
Tilting Pad Bearing Preload Wr = 21079 N (4739 lbs)
N •5500 RPM
..
Possibly the most important tilting pad bearing parameter 4 PAD BETWEEN BEARINGS
available to the bearing designer is tilting pad bearing preload zI
(12- 15). Tilting pad bearing preload is defined as -;:;..
3
x
(18)
u
-14-
speed (3,60 0 rpm) axial compressor (13). The compressor was
longer pad lengths have become more popular with bearing
originally designed to operate on plain, cylindrical, 3 axial groove
designers. The old standard pad UD = 0. 5 is often replaced by
sleeve bearings with a unit load of Lu = 179 psi. The actual test
UD = 0.7 5 or, in extreme cases, with UD = 1. 0.
stand results for the compressor with 3 axial groove bearings is
10.0 17.5 shown in Figure 33. A peak response is evident at 3,750 rpm
L/o which is unacceptably close to the 3,600 rpm operating speed.
1
---·- .36
1. 0
.45
;,,:
•
I
---- .55
z i: o. 5 --
�
-'
x 3
c x I-
0.0
------�-�-�----�·
:! 0
Ku aK yy ... I
><
------------- ------
1.0 1---
><
,-�
0.5 I
�
..
3
x
u
o.•
"'
.J
AXIAL COMPRESSOR •2
/
/-
Wr: 72102 N (16210 lbs) /
i_ 0.3
w N • 3600 RPM
/
O.l :------........--........--........---'---...L...-___J 0.175
0 .l .2 � A .5 • � ...::,J 0.2 /
I
PRELOAD, M a. I
4 PAO BETWEEN //
__
:E
'
<( /.
Figure 32 Stiffness and Damping vs Preload and Pad UD
-- _
0.1 / /
Ratio, 4 Pad Tilting Pad Bearings
.......
_,,/' , ....... ..,..../
-15-
Test results for the compressor operating on 4 pad tilting pad
oz-in of unbalance placed in-phase at each fan inboard of the
bearings with between pivot loading is shown in Figure 35. The
bearings, the resulting vibration is 2.5 mils peak-to-peak (pk-pk).
critical is now located between 2,850 and 3,000 rpm, 16.7 to
---....__
20.8% below operating speed. These results are summarized in
90
Table 2.
-
�I- =: .......
\
�180
e.
· I -----
-- .. - i 270 ......._
360
µm
,--
4 r------,-----, ---,-----,-----, 101.6
�3t------i-----ll-----+----+---�
i2t------i ----l-----+-'--..:..+-+->..--�
"' 1 t------i-----i----+--'---+----1
�Oh---r-l'"'"T--l-T"""T-"F;=l=;=:;:::;::;:+-,r,-"'T""'"r+-r-T"""T-r-1
Rotor Speed (RPM)
.,......,.,
101.6
4
RPW •3800 I
Table 2 Axial Compressor • Comparison of Predicted to t 76.2
Actual Test Stand Results i3 611.0 µm
(2.6 mil•)
-16-
oz-in of unbalance at the fan locations, two distinct first criticals Note that the higher vertical critical is not evident in Figure 39.
are evident. The lower or horizontal first critical, Nh, is located at The predicted location of Nv is at 4,550 rpm. Since the actual Nh
2,350 rpm with Ah = 2.2 and with 1.6 mils of pk-pk vibration. is higher than predicted Nh , the actual Nv should be somewhat
The higher, or vertical, first critical, Nv, is at 4,550 rpm with Av = higher than 4,550 rpm. Thus, the test stand maximum speed of
3.8. Both criticals now meet the required separation margin. 4,250 rpm is insufficient to reveal the second peak, Nv, of the
predicted split first critical speed.
gm-cm
721 721 The customer accepted the induction motors with the elliptical
2.5 bearings and both units have been operating for about 5 years
,o.o 10.0
free of vibration problems.
µm
38.1
Table 4 Induction Motor - Comparison of Predicted to
Actual Test Stand Results
25.4
Parameter Bearings Predicted Actual
Location (rpm) Original 4TP 3,900 3,900
12.7
Amplification Original 4TP 6.4 5.7
Amplitude (mils) Original 4TP 2.6 2.5
0.0
2000 3000 4000 5000 6000 Location (rpm) Retrofitted Elliptical 2,350 2,740
Rotor Speed (RPM) Amplification Retrofitted Elliptical 2.2 1.5
Amplitude (mils) Retrofitted Elliptical 1.6 1.6
1.134�. I
Figure 38 Analytical Response, Induction Motor, Elliptical
Sleeve Bearings
1�1
The stiffness and damping properties for both tilting pad and
elliptical bearings are summarized at 3,600 rpm in Table 3. Note
that the 4 pad tilting pad bearing with between pivot loading
produces equal horizontal and vertical bearing properties.
However, the elliptical bearings vertical stiffness is about 5 times
larger than the horizontal stiffness and its vertical damping is a 2.0 �----.----�----.----,-----,
factor of 6.4 times greater than the horizontal. This stiffness and 40.6 µm
damping asymmetry for the elliptical bearings produces the split (1.6mila) µm
first critical speed of Figure 38.
�-1
-17-
amplification factor of 1 0.5. Since the minimum speed is 2, 450
the midshaft diameter from 14. 0 in to 16. 5 in and to decrease
rpm, the location of the first critical speed is unacceptable.
the bearing span from 105 to 100 in.
Furthermore, the amplification factor of 10. 5 is excessive.
..
Lt,= 2.667 m (105.0 In)
·-
Ds = 35.56 cm (14.0 in)
32s5 gm -cm
8r-������....:.,�-.����������:� �
......
,,::;
lllnRPUI I llnAPM 45.3 Q.
I.iLUnbalance = OZ .iL
'
-lN j
µm
1 52.4
", a:t!OO RPU
� 5.0 r------+---
� ----i-----f---_J 127.0
i2.s ,------+-----�l.L------l 63.s
t: -,-,--,--=t=�"'"""::;::..-.-+---.-_.:_......-�_J 0.0
0 1000 2000 3000
Rotor Speed (RPM)
Figure 42 Steam Turbine Field Coast Down, Original
Rotor, Tilting Pad Bearings
Figure 40 Analytical Response, Steam Turbine Original
Rotor, Tilting Pad Bearings
50.8
25.4
1000 2000 3000
r.:r=:;::�'¥2�000��¥-.+:=+�=;���;:::;:=;:::::;:::::d 0.0
Rotor Speed (RPM)
3000 4000 5000
Rotor Spffd (RPM) Figure 43 Analytical Response, Steam Turbine
Redesigned Rotor, Tilting Pad Bearings
Figure 41 Analytical Response, Steam Turbine Original
Rotor, 3 Axial Groove Bearings The resulting speed-amplitude plot with tilting pad bearings is
illustrated in Figure 43. While the amplification factor decreased
Three axial groove bearings were considered in an attempt to considerably from 10.5 (Figure 4 0) to 5 . 5, the predicted location
split the first critical speed thereby operating between the split of the first critical speed is 2,850 rpm, which is unacceptably
peaks. The analytical prediction for the original steam turbine close to the maximum operating speed of 2, 800 rpm.
rotor operating on 3 axial groove bearings is shown in Figure 41.
Unfortunately, the higher vertical peak shifted by only 150 rpm Again, 3 axial groove bearings were considered in an attempt to
and is located at the minimum speed of 2, 450 with an split the first critical speed thereby operating between the split
amplification factor of 14 . 4. Thus, a sleeve bearing retrofit is peaks. A response plot for the redesigned rotor with 3 axial
unacceptable for this rotor. With the customer unwilling to groove sleeve bearings is presented in Figure 44. Now the first
authorize a rotor change, the 5 pad tilting pad bearings were critical speed is split with the lower horizontal critical located at
chosen for the rerated turbine. 2,150 rpm, Ah = 3.6 and higher vertical critical at 3, 150 rpm, Av =
7.9. The turbine's operating speed range of 2,450 to 2, 800 rpm
Actual field results from a coupled run for the original rotor with 5 is between the 2 first critical peaks.
pad tilting pad bearings are shown in Figure 42. The first critical
appears to be located between 2,600 and 2, 750 rpm with A 1 = A summary of bearing characteristics for the tilting pad and the 3
11. 0 and vibration levels at 7. 0 mils pk-pk. The turbine operated axial groove bearings is shown in Table 5 . Even though the
continuously for over 3 years in this condition with vibration principle stiffness asymmetry for the axial groove bearings is not
readings that were typically in the 7 . 0 mils pk-pk range. as great compared to the tilting pad bearing, the damping
asymmetry increases from about a factor of 2 for the tilting pad
Due to the resulting high vibration levels and close proximity of design to a factor of 4 for the axial groove design. This damping
the actual critical speed to the maximum operating speed, a asymmetry results in the split first critical peaks presented in
rotor redesign was undertaken. It was convenient to increase Figure 44.
-18-
0.2
Lb= 2.54 m (100.0 in)
Ds = 41.91 cm (16.5 In) 2991 gm-an
I
0.1
�
·u
0 �
0 1 2 3 4 5
Rotor Speed (RPM)
Rotor Speed (RPM x 1 o-3)
Analytical Response, Steam Turbine Figure 45 Steam Turbine High Speed Balance,
Figure 44
Redesigned Rotor, 3 Axial Groove Bearings Redesigned Rotor, 3 Axial Groove Bearings
Table 5 Steam Turbine - Comparison of Tilting Pad to 3 Discussion - Tilting Pad to Sleeve Bearing Retrofit to Shift
Axial Groove Bearing Stiffness and Damping Critical Speeds (14)
Properties at N = 2,800 rpm
Retrofitting or changing from tilting pad to sleeve bearings to
_
Parameter 5 Pad Tilting Pad 3 Axial Groove split the first critical speed should be attempted only 1f the
177.8 (7.0) current rotor bearing system meets several criteria. One of
D(mm, in) 177.8 (7.0)
these design rules is that the operating speed should be below
L (mm, in) 133.4 (5.25) 177.8 (7.0)
5,000 rpm to prevent oil whirl problems with the sleeve bearings.
W; (kN, lbf) 25.73 (5,785) 25.73 (5,785)
A second rule is that the sleeve bearing unit loading, Lu, should
Lu (MPa, psi) 1.1 (157) 0.8 (118) be above 100 psi to insure a sufficient separation between the
""
Kxx (N/cm, lbf/in) x1O 4.33 (2.47) 4.22 (2.41) first critical speed peaks. Both cases presented here meet
K� (N/cm, lbf/in) x1o·• 8.14 (4.65) 5.59 (3.19) these criteria. The induction motor runs at 3,600 rpm with an
Cxx (N-s/cm, lbf-s/in) 8,266 (4,720) 16,934 (9,670) elliptical bearing unit load of 161 psi. The steam turbine
Cvv (N-s/cm, lbf-s/in) 14,727 (8,410) 67,946 (38,800) operates below 2,900 rpm with a 3 axial groove bearing unit load
of 118 psi.
The redesigned rotor was manufactured with the intent to use Another important criterion concerns amplification factor. As the
the 3 axial groove bearings. The customer requested a high
amplification factor increases, the ratio of shaft stiffness to
speed balance for a balance check and verification of the
bearing stiffness decreases, thereby reducing the ability of the
locations of the critical speed peaks. Problems locating the
bearing stiffness and damping properties to affect the rotor
bearings correctly in high speed balance facility caused the
bearing system. That is, both the bearing stiffness and damping
bearing span to temporarily increase from 100.0 to 103.0 in.
properties become less and less effective in locating the rotor's
critical speeds. Thus, a tilting pad to sleeve bearing retrofit to
Actual coast down response plots from the high speed balance
split a critical speed should not be contemplated for tilting pad
facility are shown in Figure 45. The predicted first critical split
system criticals whose amplification factors are greater that 8.0.
peak is not evident as the lower horizontal first critical is indeed
As the amplification factor increases, the split between the
critically damped and cannot be seen in Figure 45. The higher
horizontal and vertical critical peaks decreases.
vertical first critical is located at 3,000 rpm with Av = 4.1. These
results are summarized in Table 6.
For the 2 cases discussed here, the induction motor's first
critical amplification factor with tilting pad bearings is 5.7 from
Table 6 Steam Turbine - Comparison of Predicted to
Figure 36 (actual test stand response curve) and 6.4 from Figure
Actual High Speed Balance and Field Results
37 (analytical response curve) . The steam turbine's first critical
amplification factor of the redesigned rotor with tilting pad
Parameter Bearings Predicted Actual bearings is 5.5 from the analytical response plot in Figure 43.
Location (rpm) Original 5TP 2,300 2,600-2,750
Amplification Original 5TP 10.5 11.0 Note that the original steam turbine rotor with tilting pad bearings
Location (rpm) Retrofitted 3AG 3,150 3,000 has a first critical amplification factor of 10.5 (Figure 40). An
Amplification Retrofitted 3AG 7.9 4.1 attempt to split this critical with a sleeve bearing was
unsuccessful due to the high amplification factor (Figure 41).
Therefore, a 2 step approach was necessary. First, the shaft
Uncoupled, on-site response tests for the redesigned rotor with stiffness was increased by increasing the midshaft diameter and
3 axial groove bearings show no indication of critical peaks decreasing the bearing span, thereby reducing the amplification
anywhere up to the trip speed of 3,080 rpm confirming a non factor with tilting pad bearings to 5.5 (Figure 43). Then, with a
responsive horizontal first critical and a vertical first critical much lower amplification factor, the journal bearings were
above 3,080 rpm (14). The turbine has been operating for over switched from tilting pad to 3 axial groove and the first critical
4 years under 0.5 mils of pk-pk vibration at an increased peak was successfully split (Figure 44).
maximum continuous speed of 2,900 rpm.
-19-
NOMENCLATURE
2. Nicholas, J. C., Barrett, L. E., Leader,M. E., "Experimental
first critical,horizontal critical,vertical critical Theoretical Comparison of Instability Onset Speeds for a
amplification factor (dim) Three Mass Rotor Supported by Step Journal Bearings,"
sleeve bearing radial clearance (mm,in) ASME Journal of Mechanical Design, 102, (2), pp. 344-351
tilting pad bearing diametral,radial clearance (April 1980).
(mm, in)
Cd pocket radial clearance (mm,in) 3. Nicholas, J. C., Allaire, P. E., Lewis, D. W., "Stiffness and
Cp, C'p tilting pad diametral,radial clearance (mm,in) Damping Coefficients for Finite Length Step Journal
C , C ;i bearing damping (N-s/cm, lbf-s/in) Bearings," ASLE Transactions, 23 (4), pp. 353-362
Cxx,Cyy bearing damping in the horizontal,vertical (October 1980).
direction (N-s/cm, lbf-s/in)
Cxx , Cw dimensionless bearing damping in the horizontal, 4. Nicholas, J. C., "Stabilizing Turbomachinery with Pressure
Dam Bearings," Encyclopedia of Fluid Mechanics, 2, Gulf
vertical direction (dim)
d Publishing Co. (1986).
offset from bearing center (mm, in)
D, Ds journal,mid-shaft diameter (mm, in)
5. Mehta, N. P., Singh, A., Gupta, B. K., "Stability of Finite
e bearing eccentricity (mm,in)
Elliptical Pressure Dam Bearings with Rotor Flexibility
g acceleration of gravity (m/s2 ,in/s2)
Effects", ASLE Transactions, 24 (2), pp. 269-275 (April
hs,hmin pocket depth,minimum film thickness (mm,in)
1981).
K',K 1 ',K2 ' = cJc = pocket clearance ratio (dim)
K,K;i bearing stiffness (N/cm,lbf/in) 6. Mehta, N. P., Singh, A., "Stability Analysis of Finite Offset
Kxx,Kyy bearing stiffness in the horizontal,vertical Halves Pressure Dam Bearings", ASME Journal of
direction (N/cm, lbf/in) Tribology,108 (2), pp. 270-274 (April 1986).
dimensionless bearing stiffness in the horizontal,
vertical direction (dim) 7. Nicholas, J. C.,Kirk R. G.,"Theory and Application of Multi
L, Lb bearing axial length,bearing span (mm,in) Pocket Bearings for Optimum Turborotor Stability," ASLE
Lu = (LxD)/W = bearing unit load (MPa,psi) Transactions,24 (2), pp. 269-275.(April 1981).
�.Lt pocket,relief track axial length (mm,in)
8. Nicholas, J. C ., "Double Pocket Bearing Design and
�. Li pocket,relief track axial length ratio (dim)
Application," Computer-Aided Lubrication Analysis and
m' journal mass (slug = lbf-s2/f) Bearing Design, an ASME publication (October 1982).
M' = m'oo/lW
m,M tilt pad bearing preload (dim) 9. Nicholas, J. C ., "Stability, Load Capacity, Stiffness and
N, N5 journal rotational speed (rpm, rps) Damping Advantages of the Double Pocket Journal
N 1 , N h, Nv first,horizontal, vertical critical speed (rpm) Bearing," ASME Journal of Tribology, 107 (1), pp. 53-58
N1 instability threshold speed,(rpm) (January 1985).
O b ,O i bearing,pad,journal center (dim)
Q aerodynamic cross-coupling (N/cm,lbf/in)
10. Flack, R. D., Lanes, R. F., "Effects of Three-Lobe Bearing
R', Rx, Rv external non-gravity load (N,lbf)
Geometries on Rigid-Rotor Stability", ASLE Transactions,
R journal radius (mm,in)
25 (2),pp. 221-228 (April 1982).
Re Reynolds number (dim)
s Sommerfeld number (dim)
11. Lanes, R. F., Flack, R. D., "Effects of Three-Lobe Bearing
W,Wi journal total load,gravity load (N, lbf)
Geometries on Flexible Rotor Stability", ASLE
Wi,W, total rotor weight (N,lbf)
Transactions,25 (3),pp. 377-385 (July 1982).
Wg resultant gear force (N,lbf)
a tilt pad pivot offset (dim) 12. Nicholas, J. C., Gunter, E. J., Allaire, P. E., "Stiffness and
E bearing eccentricity ratio (dim) Damping Coefficients for the Five Pad Tilting Pad Bearing,"
Sc sleeve bearing clocking angle (deg) ASLE Transactions, 22 (2), pp. 112-124 (April 1979).
e, angle to resultant load vector (deg)
e. pressure dam step location (deg) 13. Nicholas, J. C., Kirk R. G., "Four Pad Tilting Pad Bearing
µ oil viscosity (Pa-s, lbf-s/in2) Design and Application for Multi-Stage Axial Compressors,"
q> p tilt pad pivot angle (deg) ASME Journal of Lubrication Technology, 104 (4), pp. 523-
x pad arc length (deg) 532 (October 1982).
'¥ bearing attitude angle (deg)
journal rotational speed (1/s) 14. Nicholas, J. C., Moll, R. W., "Shifting Critical Speeds Out of
rotor rigid support critical speed (1/s) the Operating Range by Changing from Tilting Pad to
rigid rotor threshold speed (1/s,dim,dim) Sleeve Bearings," Proceedings of the Twenty-Second
Turbomachinery Symposium, The Turbomachinery
flexible rotor threshold speed (dim)
Laboratory, Texas A&M University, College Station, Texas
(1993).
REFERENCES
15. Nicholas, J. C., "Tilting Pad Bearing Design," Proceedings
1. Nicholas, J. C., Allaire, P. E., "Analysis of Step Journal of the Twenty-Third Turbomachinery Symposium, The
Bearings - Finite Length, Stability," ASLE Transactions, 23 Turbomachinery Laboratory, Texas A&M University,
(2), pp. 197-207 (April 1980). C ollege Station, Texas (1994).
-20-
Originally Published in Mini Course Notes
Vibration Institute
Willowbrook, Illinois
20th Annual Meeting
St. Louis, Missouri
June 25-27, 1996