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Personality Disorders: Theory, Research, and Treatment

© 2021 American Psychological Association


ISSN: 1949-2715 https://doi.org/10.1037/per0000453

Dropout Rates From Psychotherapy Trials for Borderline Personality


Disorder: A Meta-Analysis

Evan Alexander Iliakis1, Gabrielle Silva Ilagan1, and Lois Wonsun Choi-Kain1, 2
1
Gunderson Personality Disorders Institute, McLean Hospital, Belmont, Massachusetts, United States
2
Department of Psychiatry, Harvard Medical School

Borderline personality disorder (BPD) is a serious mental illness associated with heightened disability,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

risk for suicide, and costs to society. This study aims to meta-analytically quantify dropout rates from
This document is copyrighted by the American Psychological Association or one of its allied publishers.

psychotherapies of BPD, identify moderators, and assess reasons for dropout and time taken to dropout.
PubMed, PsycINFO, and MEDLINE were screened from database inception to March 2020 for trials
that investigated psychotherapies for individuals with BPD reporting dropout rates. The primary out-
comes were pooled dropout rates and differential treatment retention across all studies, all randomized
controlled trials (RCT), all outpatient studies, and all outpatient RCTs. Random effects meta-analysis,
metaregression analyses, and publication bias tests were conducted. Information on reasons for dropout
and time to dropout was synthesized qualitatively. Dropout rates were 22.3% considering all studies,
and 28.2% when only considering outpatient randomized controlled trials. Odds of dropout were not sig-
nificantly higher in the control condition than in the intervention condition. Longer duration, randomiza-
tion, phone coaching, and outpatient setting were associated with higher dropout rates, but only when
considering all studies. Publication bias-adjusted dropout rates were as high as 29.9%. Reasons for drop-
out included dissatisfaction with treatment, expulsion from treatment, and lack of motivation. Most
dropouts occurred in the first half of treatment. Dropout is an important and prevalent issue in BPD psy-
chotherapies. Reported rates are minimized by publication bias, and moderators of dropout rates are
inconsistent. Subsequent research should identify obstacles to completing treatment and investigate
ways to organize treatment allocation to enhance treatment retention.

Keywords: borderline personality disorder, dropout, psychotherapy, meta-analysis, treatment

Borderline personality disorder (BPD) is associated with signifi- 2005; Zanarini et al., 2005), costs to society (van Asselt et al.,
cant psychosocial impairment (Grant et al., 2008; Skodol et al., 2007), and mortality (Paris, 2019; Temes et al., 2019). The preva-
lence of BPD in the general population is estimated at 1% to 3%
(Trull et al., 2010; Volkert et al., 2018) and is 10 to 20 times
higher in outpatient and inpatient psychiatric settings (Korzekwa
Gabrielle Silva Ilagan https://orcid.org/0000-0002-1984-1585 et al., 2008; Lewis et al., 2019; Soeteman et al., 2008; Zimmerman
Lois Wonsun Choi-Kain https://orcid.org/0000-0003-4459-0412 et al., 2008). Evidence-based psychotherapies designed specifi-
Evan A. Iliakis is now at the Perelman School of Medicine, University of cally to treat BPD have demonstrated effectiveness in clinical tri-
Pennsylvania. als in reducing its most self-destructive, disabling, and costly
There has been no prior dissemination of the data and narrative features (Cristea et al., 2017; Storebø et al., 2020). The opportu-
interpretations of the data/research appearing in this article. Lois Wonsun
nity for effective intervention exists, but engagement in treatment
Choi-Kain served as the lead for critical revision of the manuscript for
remains challenging (Bender et al., 2006; Lewis et al., 2019).
important intellectual content and for supervision of the study. Evan
Alexander Iliakis, Gabrielle Silva Ilagan, and Lois Wonsun Choi-Kain BPD has been associated with high dropout rates from treatment.
contributed equally to study concept and design. Evan Alexander Iliakis and Before the development and testing of manualized psychotherapies
Gabrielle Silva Ilagan contributed equally to acquisition, analysis, and tailored to manage BPD’s self-destructive and interpersonally
interpretation of data. Evan Alexander Iliakis, Gabrielle Silva Ilagan, and Lois unstable features, naturalistic reports on the characteristic treatment
Wonsun Choi-Kain contributed equally to the drafting of the manuscript. histories described low rates of treatment completion (Gunderson,
Evan Alexander Iliakis and Gabrielle Silva Ilagan contributed equally to et al., 1989; Skodol et al., 1983). In more systematic research pub-
statistical analysis. Evan Alexander Iliakis and Gabrielle Silva Ilagan served lished after the introduction of BPD specific therapies, meta-
as co-first authors, each with equal contribution to the manuscript. Both had
analyses report dropout rates that range from 24% to 32% on av-
full access to all the data in the study and take responsibility for the integrity
erage in medication trials (Vita et al., 2011) and from 25% to
of the data and the accuracy of the data analysis.
Correspondence concerning this article should be addressed to Lois 34% in psychotherapy studies (Barnicot et al., 2011; Cristea et
Wonsun Choi-Kain, Gunderson Personality Disorders Institute, McLean al., 2017; Dixon & Linardon, 2020; Swift & Greenberg, 2012,
Hospital, 115 Mill Street, Belmont, MA 02478, United States. Email: 2014). There is significant publication bias favoring lower drop-
lchoikain@partners.org out rates (Barnicot et al., 2011; Dixon & Linardon, 2020),

1
2 ILIAKIS, ILAGAN, AND CHOI-KAIN

suggesting that the true dropout rates are likely to be higher. participants must meet five or more BPD criteria; and (c) treatment
Dropout from psychotherapy is generally associated with not dropout rates (i.e., number starting treatment and number complet-
only adverse patient outcomes but also systematic drain on time ing treatment) must be reported. Exclusion criteria were as follows:
and resources, which constricts health care access (Barrett et al., (a) a medication trial or combined psychotherapy and medication
2008). For personality disorders specifically, dropout has been trial; (b) a systematic review or meta-analysis; (c) a case report or
associated with more functional impairment and increased hospital- case series; and (d) an intervention for families of individuals with
ization rates, resulting in triple the hospital costs compared to treat- BPD. Study language other than English was not an exclusion crite-
ment completers (Karterud et al., 2003; Webb & McMurran, 2009). rion. There were no stipulations on follow-up length. To avoid
Evidence-based psychotherapies for BPD are designed to improve introducing bias by decoupling study arms and aggregating them in-
retention using specific treatment strategies that stabilize the work- dependently, only the intervention arm from each study was
ing alliance and attend to risk for dropout (Bornovalova & Daugh- abstracted, and the control arm was only used to compute differen-
ters, 2007; Chalker et al., 2015). However, there is insufficient tial odds of dropout between group. This led to the exclusion of
evidence that these specific measures improve retention (Cristea studies in which it was impossible to systematically select a single
et al., 2017; Storebø et al., 2020). intervention arm, such as (a) head-to-head designs (e.g., transfer-
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A recent systematic review of noncompletion of personality dis- ence-focused psychotherapy vs. DBT) and (b) components designs
order treatments identified factors associated with dropout, includ- (DBT-mindfulness vs. DBT-interpersonal effectiveness), unless one
ing higher personality disorder comorbidity, greater personality of the components was the standard treatment (e.g., standard DBT
disorder severity, poorer psychosocial functioning, current sub- vs. DBT skills vs. DBT individual). Evan Alexander Iliakis and
stance use, earlier treatment stage, and poor therapeutic alliance Gabrielle Silva Ilagan screened all records and assessed risk of bias
(McMurran et al., 2010). A quantitative meta-analytic review of in the randomized controlled trials (RCTs); any disagreement was
dropout in 45 BPD treatment studies (Barnicot et al., 2011) found resolved consensus. This meta-analysis was conducted in accord-
minimal evidence on predictors of dropout. Moderators of dropout ance with the PRISMA guidelines (Moher et al., 2009). The meta-
identified by a more recent meta-analysis of 40 dialectical behav- analysis was not registered.
ior therapy (DBT) trials across diagnoses (Dixon & Linardon,
2020) were limited to the availability of phone coaching and a Assessment of Bias
consultation team, both of which were associated with higher
dropout rates. We assessed risk of bias in the RCTs included in this analysis at
This meta-analysis aims to extend the work of previous studies the study level using the Cochrane Collaboration Risk of Bias
to provide an updated estimated dropout rate of individuals with Assessment Tool (Higgins & Green, 2011, Figure 1). We assessed
BPD from psychotherapy studies using a comprehensive sample bias in the following criteria: adequacy of random sequence gener-
of controlled and uncontrolled treatment trials published up until ation; allocation concealment; blinding of participants, clinical
2020. It is the first meta-analysis to do so in depth for BPD psy- personnel, and outcome assessors; incomplete data; selective out-
chotherapies since a report published by Barnicot et al. (2011), come reporting; and investigator treatment allegiance.
which did not include larger and more methodologically rigorous trials
of DBT and MBT (Bateman and Fonagy, 2009; McMain et al., 2009, Data Extraction
2012). This report includes a total of 33 trials published since the Data were extracted using piloted forms. Any disagreements
meta-analysis conducted by Barnicot et al. (2011), which enlarged the were resolved through consensus. In addition to dropout rates,
number of participants included fourfold (from less than 1,250 to over we abstracted information on treatment duration, treatment in-
4,850). The inclusion of studies published between 2009 and 2020 is tensity in the form of weekly clinical facetime, treatment setting
especially relevant, as the past decade has advanced knowledge of (inpatient, outpatient, partial hospital), treatment orientation
what works in the treatment of BPD (Choi-Kain et al., 2017) and has (cognitive–behavioral, psychodynamic, other), trial randomiza-
improved clinicians’ attitudes toward the diagnosis (Day et al., 2018). tion, use of phone coaching, presence of consultation team, and
We also aim to investigate the moderating role of several candidate whether the treatment also targeted a comorbid condition in
predictors of dropout and qualitatively examine reasons for and timing addition to BPD. Patient-related variables were not abstracted
of dropout to evaluate its determinants. because considering these at the study level rather than the indi-
vidual level could misleadingly obscure true effects. For the
Methods purposes of this meta-analysis, we abstracted dropout as the pro-
portion of those starting treatment (i.e., attending at minimum
Identification and Selection of Studies one session) that did not complete treatment. Where reported,
we also abstracted reasons for dropout, number of people drop-
We screened PubMed, PsycINFO, and MEDLINE from data- ping out for each reason, and time to dropout.
base inception to March 4, 2020, with the search terms (“border-
line personality” OR “borderline personality disorder”) AND Meta-Analysis
(treatment OR therapy OR intervention) AND trial. Inclusion cri-
teria were as follows: (a) a psychotherapy trial, where psychother- Comprehensive Meta-Analysis V3 was used to compute a
apy is defined by verbal communication between provider and weighted pooled event (i.e., dropout) rate in the treatment arms of
patient as well as structured and purposeful therapist–patient included trials. For controlled trials, dropout rates were additionally
encounters, and therapeutic relationship is established; (b) all study compared in treatment and control arms through Comprehensive
BORDERLINE PERSONALITY DISORDER THERAPY DROPOUT 3

Figure 1
Risk of Bias Ratings by Study
Random Blinding of Blinding of Incomplete
Allocation Selective Allegiance
Sequence Participants Outcome Outcome
Concealment Reporting Effect
Generation & Personnel Assessment Data
Amianto et al., 2011
Bateman & Fonagy, 1999
Bateman & Fonagy, 2009
Bateman et al., 2016
Blum et al., 2008
Bos et al., 2010
Doering et al., 2010
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

Farrell et al., 2009


Gregory et al., 2008
Harned et al., 2014

Jahangard et al., 2012


Jørgensen et al., 2013
Kramer et al., 2011
Kramer et al., 2014
Kramer et al., 2016
Laurenssen et al., 2018
Leppänen et al., 2016
Linehan et al., 1991
Linehan et al., 1999
Linehan et al., 2002
Linehan et al., 2006
Linehan et al., 2015
McMain et al., 2009
McMain et al., 2017

Morey et al., 2010


Pascual et al., 2015
Reneses et al., 2013
Soler et al., 2009
OC van Wel et al., 2009
NO
L L Verheul et al., 2003
I O Weinberg et al., 2006
NR
E
Note. Risk of bias was rated as low (þ), high (), or unclear (?) using the Cochrane Collaboration Risk of Bias Assessment
Tool. See the online article for the color version of this figure.

Meta-Analysis V3 by means of a weighted pooled odds ratio, where heterogeneity across trials reported in previous meta-analyses
odds of .1 indicated higher dropout rate in the treatment group. (Barnicot et al., 2011; Dixon & Linardon, 2020; Swift & Greenberg,
The computation of weighted pooled odds ratios excluded studies 2012). Publication bias was assessed using Egger’s test (Egger et
that reported study dropout but not treatment dropout from control al., 1997) and Duval and Tweedie’s trim and fill procedure
arms and three studies with head-to-head and components-only (Duval & Tweedie, 2000). Using the Knapp-Hartung method
designs because the control conditions in these cases were not (Tipton et al., 2019), metaregression analysis was conducted on
standard treatments as usual or by community experts, as in other the study characteristics extracted and the number of risk of bias
studies. All analyses used random effects models given expected criteria that were scored “low”.
4 ILIAKIS, ILAGAN, AND CHOI-KAIN

Results represented in 13 studies each. Total number of participants was


4,888 (84% female) with an average age of 31.3 years.
Selection and Inclusion of Studies
Meta-Analysis
Database screening yielded 2,034 records (1,119 records after
removing duplicates; Figure 2). After an initial screening of titles Meta-analysis of all 64 included studies revealed a dropout rate
and abstracts, 242 full-text articles were assessed for eligibility, of 22.3% (95% confidence interval [CI] [18.7, 26.2], N = 64;
and of these, 62 articles covering 64 studies were included for Figure 3). When considering only RCTs, the dropout rate was
quantitative and qualitative synthesis (Table 1). Of these articles, 27.7% (95% CI [24.1, 31.7], N = 32). When only outpatient
one (Harned et al., 2014) did not appear in the original search and studies were considered, the resulting rates were 25.1% (95% CI
was identified as the primary study of a secondary analysis that [21.7, 28.9], N = 50) for all outpatient studies and 28.2% (95%
did appear in the search. Thirty-nine studies were controlled trials, CI [24.5, 32.2], N = 29) for outpatient RCTs. Heterogeneity was
with 32 randomized controlled trials; the rest were uncontrolled variable depending on what subset of studies was analyzed:
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(N = 25). Fifty trials involved outpatient psychotherapy, with the There was considerable heterogeneity when analyzing all stud-
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rest involving inpatient/partial hospital psychotherapy. Treatment ies x 2(63) = 295.7; I2 = 78.7%; p , .001, substantial heteroge-
modality was most often a combination of individual and group neity in the subset of all outpatient studies x 2(49) = 120.0; I2 =
therapy (N = 38), with individual-only and group-only modalities 59.2%; p , .001, and moderate heterogeneity in the subset of

Figure 2
PRISMA Flow Diagram of Included Trials.

Records idenfied through


database searching
(n = 2,034)
Idenficaon

MEDLINE (n = 607)
PsycINFO (n = 734)
PubMed (n = 693)

Records aer duplicates removed


(n = 1,119)
Screening

Records screened Records excluded


(n = 1,119) (n = 877)

Full-text arcles assessed Full-text arcles excluded, with


Arcles that did not for eligibility reasons
Eligibility

appear in search but were (n = 242) (n = 181)


the primary publicaon Secondary analysis (n = 59)
for secondary analyses Not all parcipants had BPD (n = 40)
that did appear in search Tx Dropout not reported (n = 25)
(n = 1; Harned et al. (40)) Studies included in Not a psychotherapy trial (n = 13)
qualitave synthesis Follow-up study (n = 12)
(n = 62 papers, 64 studies) Head-to-head (n = 5)
Not peer-reviewed (n = 5)
Study protocol (n = 4)
Included

Also medicaon trial (n = 3)


Studies included in Case study/series (n = 3)
quantave synthesis Review (n = 3)
(meta-analysis) Corrigendum (n = 2)
(n = 62 papers, 64 studies) Dismantling/Components (n = 2)
OC For relaves (n = 2)
NO Cannot access (n = 1)
L L Clinician acceptability (n = 1)
I O Confounding seng (n = 1)
NR
E
Note. Flow chart of study selection and inclusion process in line with PRISMA statement. See the online article
for the color version of this figure.
BORDERLINE PERSONALITY DISORDER THERAPY DROPOUT 5

Table 1
Characteristics of Included Trials
Duration N starting N dro-
Study Country Treatment Comparison condition (months) txc poutc
Amianto et al. (2011)a Italy SBAPPþSTM Outpt I STM 10.5 17 1
Barnicot and Priebe UK DBT Outpt G þ I — 12 89 50
(2013)
Bateman and Fonagy UK MBT Partial Hospital G þ I Standard psychiatric care 18 22 3
(1999)a
Bateman and Fonagy UK MBT Outpt G þ I SCM 18 71 19
(2009)a
Bateman et al. (2016)a UK MBT Outpt G þ I SCM 18 21 6
Blum et al. (2008)a USA STEPPS Outpt G TAU 4.6 65 20
Bohus et al. (2004) Germany DBT Inpt G þ I TAUþWL 1.4 40 9
Bos et al. (2010)a Netherlands STEPPS Outpt G TAU 5.5 42 9
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Comtois et al. (2010) USA DBT-ACES Outpt G þ I — 12 30 6


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del Pozo et al. (2018) Germany POMT Inpt G þ I — 2.5 269 75


Dickhaut and Arntz Netherlands ST Outpt G þ I — 24 18 7
(2014)
Doering et al. (2010)a Austria, Germany TFP Outpt I TBCE 12 45 13
Eckert et al. (2000) Germany Client-centered group therapy — 12 14 2
Outpt G
Farrell et al. (2009)a United States SFT group þ TAU Outpt G TAU 8 16 0
Fassbinder et al. (2016) Germany ST Outpt G þ I — 12 10 1
Flynn et al. (2017) Ireland DBT Outpt G þ I — 12 71 17
Gregory et al. (2008)a United States DDP Outpt I TAU 12 15 5
Harned et al. (2014)a United States DBTþPE Outpt G þ I DBT 12 17 11
Jacob et al. (2010) Germany PGTM þ TAU Outpt G TAU 1.4 19 3
Jahangard et al. (2012)a Iran EIT Inpt G Standard treatment þ “simple” 1 15 0
social contacts
Jørgensen et al. (2013)a Denmark MBT Outpt G þ I Supportive psychotherapy 24 58 16
Kellett et al. (2013) United Kingdom CAT Outpt I — 5.5 17 2
Kramer et al. (2011)a Switzerland GPMþMOTR Outpt I GPM 2.3 11 2
Kramer et al. (2014)a Switzerland GPMþMOTR Outpt I GPM 3 43 11
Kramer et al. (2016)a Switzerland DBT-informed skills training TAU 4.6 21 5
Outpt G
Kröger et al. (2010) Germany DBTþAdded CBT for — 3 24 0
BPDþEDs Inpt G þ I
Kröger et al. (2013) Germany DBT Inpt G þ I — 2.1 1,423 142
Laurenssen et al. (2018)a The Netherlands MBT Partial Hospital G þ I Specialist TAU 18 49 16
Leppänen et al. (2016)a Finland DBTþST Outpt G þ I TAU 12 24 4
Linehan et al. (1991)a United States DBT Outpt G þ I TAU 12 24 4
Linehan et al. (1999)a United States DBT Outpt G þ I TAU 12 11 4
Linehan et al. (2002)a United States DBT Outpt G þ I CVT þ 12 step 12 11 3
Linehan et al. (2006)a United States DBT Outpt G þ I CTBE 12 52 10
Linehan et al. (2015)a United States DBT Outpt G þ I c
12 33 8
Löf et al. (2018) Sweden MBT Outpt G þ I — 18 75 9
Markowitz et al. (2007) United States Interpersonal therapy Outpt I — 8 8 3
McMain et al. (2009)a Canada DBT Outpt G þ I GPM 12 90 35
McMain et al. (2017)a Canada DBT skills training group WL 4.6 42 12
Outpt G
Meares et al. (1999) Australia Interpersonal-psychodynamic WL 12 48 8
Outpt I
Morey et al. (2010)a United States MACT Outpt I c
NR 8 4
Navarro-Haro et al. Spain DBT Outpt or Day Hospital TAU CBT 6 71 7
(2018) GþI
Nordahl and Wells Norway MACT Outpt I — 11.5 12 0
(2019)
Pascual et al. (2015)a Spain Cognitive rehabilitation group Psychoeducational group 3.7 36 14
Outpt G
Pasieczny and Connor Australia DBT Outpt G þ I TAU/WL 6 43 3
(2011)
Prada et al. (2018) Switzerland MBT psychoeducation group — 2.8 14 4
Outpt G þ I
Reiss et al. (2014) United States ST Inpt G þ I — 4.1 41 1
Reiss et al. (2014) United States ST Inpt G þ I — 2.8 36 1
Reiss et al. (2014) United States ST Inpt G þ I — 2.3 15 1
Reneses et al. (2013)a Spain PRFP Outpt I TAU 4.6 25 3
(table continues)
6 ILIAKIS, ILAGAN, AND CHOI-KAIN

Table 1 (Continued)
Duration N starting N dro-
Study Country Treatment Comparison condition (months) txc poutc
Rizvi et al. (2017) United States DBT Outpt G þ I — 6 50 16
Ryle and Golynkina United Kingdom CAT Outpt I — 6 33 6
(2000)
Salzer et al. (2014) Germany Psychodynamic therapy Inpt — 6.9 28 7
GþI
Sinnaeve et al. (2018) The Netherlands DBT Outpt G þ I c
12 19 7
Soler et al. (2009)a Spain DBT skills Outpt G Standard group 3 29 10
Soler et al. (2012) Spain GPMþDBT-Mindfulness GPM 2.3 40 11
Outpt G
Sollberger et al. (2015) Switzerland TFP Inpt G þ I Inpatient TAU 2.8 32 1
Stanley et al. (2007) United States Brief DBT Outpt G — 6 20 1
Steuwe et al. (2016) Germany NETþstandard inpatient care — 2.3 11 1
Inpt G þ I
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Stiglmayr et al. (2014) Germany DBT Outpt G þ I — 12 70 17


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van den Bosch et al. The Netherlands Brief DBT Partial Hospital — 3.2 39 13
(2013) GþI
van Wel et al. (2009)a The Netherlands STEPPS Outpt G TAU 4.5 42 9
Verheul et al. (2003)a The Netherlands DBT Outpt G þ I TAU 12 27 10
Weinberg et al. (2006)a United States MACT Outpt I TAU 1.4 15 0
Wetterborg et al. (2020) Sweden DBT Outpt G þ I — 12 30 9
Note. ACES = accepting the challenges of exiting the system; BPD = borderline personality disorder; CAT = cognitive analytic therapy; CBT = cognitive–
behavioral therapy; CTBE = community treatment by experts; CVT = comprehensive validation therapy; DBT = dialectical behavior therapy; DDP =
dynamic deconstructive therapy; ED = eating disorder; EIT = emotional intelligence training; G = group; GPM = general psychiatric management; I = indi-
vidual; Inpt = inpatient; MACT = manual-assisted cognitive therapy; MBT = mentalization-based treatment; MOTR = motive-oriented therapeutic relation-
ship; NET = narrative exposure therapy; NR = not reported; Outpt = outpatient; PE = prolonged exposure; PGTM = psychoeducative group therapy module;
POMT = psychodynamically oriented multimodal therapy; PRFP = psychic representation focused psychotherapy; SBAPP = sequential brief Adlerian psy-
chodynamic psychotherapy; SCM = structured clinical management; S(F)T = schema(-focused) therapy; STEPPS = systems training for emotional predict-
ability and problem-solving; STM = supervised team management; TAU = treatment-as-usual; TBCE = treatment by community experts; TFP =
transference-focused psychotherapy; WL = waitlist.
a
RCT. b head-to-head/components design—no comparator included in meta-analysis. c in the intervention arm only.

RCTs, x 2(31) = 47.9; I2 = 35.2%; p = .027, and the subset of rates. No significant moderation effects were found for the RCTs, out-
outpatient RCTs more specifically x 2(28) = 41.6; I2 = 32.7%; patient studies, and outpatient RCTs, and none of the moderators were
p = .047. significantly associated with odds of dropout from the treatment arm
Although odds ratios trended toward indicating higher dropout of a study relative to the control arm in all controlled studies.
rates in the study control arm than in the treatment arm in all con-
ditions outlined earlier, none of the odds ratios were significant, Publication Bias
with an overall odds ratio of .818 (95% CI [.590, 1.133], N = 30;
Figure 4), an RCT-only odds ratio of .789 (95% CI [.555, 1.123], There was evidence of significant publication bias in favor of
N = 25), an outpatient-only odds ratio of .797 (95% CI [.567, lower dropout rates. Egger’s test reached significance for the RCTs
only (« i = 1.60, 95% CI [2.61, .59], one-tailed p = .002), outpa-
1.119], N = 26), and an outpatient RCT-only odds ratio of .778
tient only (« i = 2.00, 95% CI [3.00, 1.00], one-tailed p =
(95% CI [.537, 1.127], N = 23). There was moderate heterogeneity
.0001), and outpatient RCTs only (« i = 1.37, 95% CI [2.52,
in the all studies, x 2(29) = 55.8; I2 = 48.1%; p , .01; RCT-only,
.23], one-tailed p = .01) conditions. Duval and Tweedie’s trim and
x 2(24) = 48.9; I2 = 50.9%; p , .01; outpatient-only, x 2(25) =
fill procedure imputed 11 studies for the all-studies condition, six
49.1; I2 = 49.1%; p , .01; and outpatient RCT conditions, x 2(22) =
studies for the RCTs only condition, 13 studies for the outpatient
46.7; I2 = 52.9%; p , .01.
only condition, and five studies for the outpatient RCTs only condi-
Metaregression analyses revealed significant associations of longer
tion. Adjusted dropout rates were 25.0% (95% CI [21.2, 29.3]),
study duration, F(1, 61) = 4.12; p , .05, study randomization, F(1,
29.6% (95% CI [25.4, 34.1]), 29.3% (95% CI [25.3, 33.6]), and
62) = 4.52; p = .04, availability of phone coaching, F(1, 60) = 6.14,
29.9% (95% CI [25.7, 34.4]) for the four conditions, respectively.
p = .02, and outpatient treatment setting, F(2, 61) = 4.68, p = .01,
with higher dropout rates. Bonferroni correction for multiple compar-
Reasons for Dropout and Time to Dropout
isons with an a of 10 and threshold of p , .005 obscures the effects
of these moderators, however. All other moderators (treatment inten- Of the 64 included studies, 26 reported reasons for an aggregate of
sity gauged through clinical facetime per week, treatment orientation, 238 dropouts from treatment arms. In order of frequency, reported
i.e., cognitive–behavioral vs. psychodynamic vs. other, targeting reasons for dropout were as follows: unclear (30.7%), dissatis-
comorbidity in addition to BPD, presence of a consultation team, num- faction with treatment (15.1%), expulsion from treatment
ber of risks of bias criteria rated low, and modality, group vs. individ- (13.4%), lack of motivation or interest (12.3%), life events or
ual vs. combination) were not significantly associated with dropout change in life/living situation (10.1%), fear of treatment (9.5%),
BORDERLINE PERSONALITY DISORDER THERAPY DROPOUT 7

Figure 3
Forest Plot of Dropout Rates in Study Intervention Arms
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OC
NO
L L
I O
NR
E
Note. Dropout rates in intervention conditions of 64 studies are shown as a proportion of 1, with .2 indicating 20% dropout, .3
indicating 30% dropout, and so on. Error bars indicate 95% confidence intervals of these rates. See the online article for the color
version of this figure.
8 ILIAKIS, ILAGAN, AND CHOI-KAIN

Figure 4
Forest Plot of Odds to Dropout in Controlled Studies
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

OC
NO
L L
I O
NR
E
Note. Odds ratios of dropout from the intervention vs. control conditions are shown. Odds ratios .1 indicate higher dropout rates
from the intervention arm. Error bars indicate 95% confidence intervals of these odds ratios. See the online article for the color
version of this figure.

treatment was not helpful (8.9%), logistical including scheduling similar methods. Qualitative synthesis reveals that the majority of
and transportation (7.8%), improvement in symptoms (7.3%), dropouts occur early in treatment. In the 16 studies reporting on
fear of/unwillingness regarding group treatment (5.6%), conflicts individual cases, the majority of participants dropped out within the
with educational/vocational responsibilities (4.5%), hospitaliza- first half of treatment in 14 studies or within the first two thirds of
tion/step-up (3.9%), disagreement or conflicts with staff (2.8%), treatment in two studies. In all but three of these studies, most drop-
unwillingness to accept treatment frame (2.8%), ongoing sub- outs occurred by the 6-month mark. In the eight studies reporting
stance use (1.1%), suicidality (1.1%), incarceration (0.6%), pro- on average time to dropout, the average time to dropout was before
longed travel (0.6%), severe somatic illness (.6%), and starting the first half of treatment in all but one study, in which average time
another treatment (0.6%). to dropout was within the first two thirds of treatment (Comtois et
Twenty-eight studies reported on timing of dropouts from treat- al., 2010). In studies reporting dropouts graphically (n = 4), three
ment arms. Of these, 16 reported time to dropout for each individ- studies showed qualitatively steeper dropout rates near the begin-
ual case, eight reported average time to dropout among dropouts, ning of treatment before leveling off. In the remaining study (Line-
and four presented dropouts graphically using survival plots or han et al., 1991), dropout rates peaked at the 4- to 8-month mark.
BORDERLINE PERSONALITY DISORDER THERAPY DROPOUT 9

Discussion psychotherapies, research can help identify which patients with


BPD would optimally improve in briefer or less intensive treat-
Dropout rates from BPD psychotherapies ranged from 22.3% to ments and which would optimally improve in lengthier or more
28.2% and were as high as 29.9% when correcting for publication intensive treatments (Keefe et al., 2020). More research is neces-
bias. Longer study duration, study randomization, availability of sary to determine predictors of which patients would have equiva-
phone coaching, and outpatient treatment setting were significant lent outcomes in shorter versus longer treatments and whether
moderators of dropout rates when analyzing all studies, but these shorter duration would significantly alter dropouts rates without
associations were not sustained when the analysis was restricted to compromising effectiveness, with trials of 6-month DBT versus
outpatient studies only, RCTs only, or outpatient RCTs only. Main 1-year DBT (McMain et al., 2018) and a low-resource psycholog-
reasons for dropout included dissatisfaction with treatment, expul- ical support versus treatment-as-usual (Crawford et al., 2018) cur-
sion from treatment, lack of motivation, and life events or change rently underway. Briefer and less intensive treatment could alter
in life situation. Most dropouts occurred in the first half of treatment motivation, satisfaction, and expulsion, the most com-
treatment. mon reasons for dropout identified in this review.
The dropout rates found in this meta-analysis are consistent Other future directions for research include clarification on why
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

with what has been found in previous studies (Barnicot et al., patients leave treatments prematurely. Only 41% of included stud-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

2011; Cristea et al., 2017; Dixon & Linardon, 2020; Swift & ies reported reasons for dropout. In these trials, the most frequently
Greenberg, 2014). The overall dropout rate of 22.3% to 29.9% is listed reason was “unclear,” (30.7%), followed by dissatisfaction
higher than that of psychotherapies for major depressive disorder with treatment (15.1%). Systematically and routinely reporting
(17.5%; Cooper & Conklin, 2015), generalized anxiety disorder reasons for dropout would help better identify the obstacles to
(17%; (Gersh et al., 2017), and PTSD (18%; Imel et al., 2013. completing treatment and the specific aspects of treatment incom-
BPD-specific dropout rates approach the rates seen in other disor- patible with patient levels of motivation, effort, and preferences.
ders associated with problems of treatment adherence and comple- Future research should aim to address these questions, with the
tion, such as substance use disorder (30.4%; Lappan et al., 2020), eventual goal of determining which patients might respond better
schizophrenia (30%; Leucht et al., 2012), and bipolar disorder to alternative treatment packages, so that developing other treat-
(33.8% after 1 year; Moon et al., 2012). The problem of retention ment options that would provide a better fit for those patients most
in effective treatments of choice for serious mental illness reflects likely to drop out of existing forms of care.
a gap between the need for treatment and the ability for patients to Importantly, this and other studies confirm the majority of those
continuously engage in care. with BPD complete both experimental and control interventions.
Despite some evidence-based treatments including components At the same time, a substantial subset of treatment-seeking indi-
of care that are hypothesized to minimize dropouts, there was no viduals with BPD will drop out of therapy and be subject to higher
significant moderating effect of treatment orientation, in line with rates of functional impairment and increased hospitalization rates
previous findings (Barnicot et al., 2011; Swift & Greenberg, than those who remain in treatment (Karterud et al., 2003; Webb
2012). Just as there is no evidence that any one psychotherapeutic & McMurran, 2009). Individuals with BPD are treatment-seeking
treatment for BPD is superior to another in terms of outcomes and are more likely to make use of services such as psychophar-
(Cristea et al., 2017), there is also no evidence any is superior in macology and emergency or inpatient admissions than individuals
terms of retention, even compared to treatments as usual or treat- with other personality disorders or major depression (Bender et
ment by community experts in this study or others (Cristea et al., al., 2001, 2006; Lewis et al., 2019; Zanarini et al., 2004). Treat-
2017; Dixon & Linardon, 2020; Storebø et al., 2020). These find- ment guidelines recommending psychotherapies as the mainstay
ings of nonsuperiority do not necessarily indicate that retention of treatment (American Psychiatric Association, 2001; National
rates are equivalent across these different treatment orientations or Institute for Health and Care Excellence, 2018) have contributed
across the intervention and control groups in RCTs. to a problem of fit between treatments and patients with BPD who
Our results also show that intensity and duration not only appear vary in terms of acuity, access to care, motivation, and preferen-
to have no effect on treatment outcomes in BPD (Cristea et al., ces. This one-size-fits-all assumption between the BPD diagnosis
2017) but also appear to confer no advantage in keeping patients and lengthy intensive psychotherapies may contribute to the find-
with BPD engaged in treatment. That shorter psychotherapies ing that one in four to five patients will drop out of indicated care.
were associated with lower dropouts may be unsurprising, as lon- High psychotherapy dropout rates necessitate systems of care that
ger treatments by nature have more opportunity to drop out and can accommodate BPD flexibly across varying levels of service
may be implemented with more complex clients who are more intensity and facilitate continuity of care between these levels
likely to drop out. However, this suggests that brief or low-inten- (Grenyer et al., 2018) and adequate dosing of care (Laporte et al.,
sity treatments are feasible and perhaps preferable alternatives, 2018). Diversifying treatment options to include briefer treatments
particularly for patients who have a high risk of prematurely termi- and step-down services can be part of the effort to maximize treat-
nating treatment. There is increasing evidence of the efficacy of ment retention, although more research is necessary to test
briefer treatments for BPD (Kramer et al., 2014, 2016; Koons et whether these can in fact reduce dropouts.
al., 2001; Laporte et al., 2018) and evidence that there are different This meta-analysis has several limitations. First, it aggregates
rates of improvement for different groups of patients, suggesting trials investigating a range of treatments for BPD across a range
that some patients reach “good enough” levels of improvement of orientations, modes of delivery, and regions of varying meth-
faster than others (Barkham et al., 2006). odological quality, leading to significant heterogeneity that was
Rather than uniformly assuming that the most advantageous not robustly accounted for by our candidate moderators. Second,
treatment for all patients with BPD are intensive, lengthy moderators should be interpreted with caution, as they are
10 ILIAKIS, ILAGAN, AND CHOI-KAIN

inconsistent across conditions and correction for multiple com- Consulting and Clinical Psychology, 74(1), 160–167. https://doi.org/10
parisons obscures their effects. Drawing definitive conclusions .1037/0022-006X.74.1.160
about treatment on the basis of moderators such as outpatient ver- Barnicot, K., & Priebe, S. (2013). Posttraumatic stress disorder and the
sus inpatient mode of delivery and phone coaching would be mis- outcome of dialectical behaviour therapy for borderline personality dis-
leading, as these factors might artifactually reflect differences in order. Personality and Mental Health, 7(3), 181–190. https://doi.org/10
.1002/pmh.1227
freedom of motion or symptom severity. However, the higher
Barnicot, K., Katsakou, C., Marougka, S., & Priebe, S. (2011). Treatment
dropout rate in trials with phone coaching and consultation teams
completion in psychotherapy for borderline personality disorder: A sys-
replicates the findings of Dixon and Linardon (2020), who sug- tematic review and meta-analysis. Acta Psychiatrica Scandinavica,
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treatment. In addition, this meta-analysis only considered moder- & Thompson, D. (2008). Early withdrawal from mental health treat-
ators on the study level rather than on the participant level, which, ment: Implications for psychotherapy practice. Psychotherapy: Theory,
given prior research on this area more broadly and in BPD, is Research, and Practice, 45(2), 247–267. https://doi.org/10.1037/0033
likely to be more meaningful. Third, dropout was counted or -3204.45.2.247
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

reported inconsistently across trials, with different degrees of Bateman, A., & Fonagy, P. (1999). Effectiveness of partial hospitalization
stringency in excluding individuals from treatment (e.g., missing in the treatment of borderline personality disorder: A randomized con-
four consecutive sessions, attending less than half of available trolled trial. The American Journal of Psychiatry, 156(10), 1563–1569.
https://doi.org/10.1176/ajp.156.10.1563
sessions over a year), leading to potential inflation of dropout
Bateman, A., & Fonagy, P. (2009). Randomized controlled trial of outpa-
rates in trials with more stringent attendance criteria. Further-
tient mentalization-based treatment versus structured clinical manage-
more, due to the nature of the available data, the definition of ment for borderline personality disorder. The American Journal of
dropout was relatively restrictive (i.e., patients who fail to com- Psychiatry, 166(12), 1355–1364. https://doi.org/10.1176/appi.ajp.2009
plete treatment). Different definition of dropout has been shown .09040539
to moderate dropout rates (Swift & Greenberg, 2012), and some Bateman, A., O'Connell, J., Lorenzini, N., Gardner, T., & Fonagy, P.
studies report a subset of participants who drop out due to early (2016). A randomized controlled trial of mentalization-based treatment
remission (Bohus et al., 2020). At the same time, patients with versus structured clinical management for patients with comorbid bor-
BPD have a high likelihood of having impaired psychosocial derline personality disorder and antisocial personality disorder. BMC
functioning despite symptomatic remission (Zanarini et al. 2005), Psychiatry, 16(1)Article, 304. https://doi.org/10.1186/s12888-016-1000-9
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Gunderson, J. G. (2001). Treatment utilization by patients with personal-
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In summary, treatment dropout rates in psychotherapy trials for
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needed to identify obstacles to completing treatment and investi- use by patients with personality disorders. Psychiatric Services, 57(2),
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Bohus, M., Haaf, B., Simms, T., Limberger, M. F., Schmahl, C., Unckel,
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